arXiv subjects

Martin Lackner

Publications and source records attributed to Martin Lackner.

At least 37 records · Page 2Linked to original sources

arXiv2021

Liquid Democracy with Ranked Delegations

Liquid democracy is a novel paradigm for collective decision-making that gives agents the choice between casting a direct vote or delegating their vote to another agent. We consider a generalization of the standard liquid democracy setting by allowing agents to specify multiple potential delegates, together with a preference ranking among them. This generalization increases the number of possible delegation paths and enables higher participation rates because fewer votes are lost due to delegation cycles or abstaining agents. In order to implement this generalization of liquid democracy, we need to find a principled way of choosing between multiple delegation paths. In this paper, we provide a thorough axiomatic analysis of the space of delegation rules, i.e., functions assigning a feasible delegation path to each delegating agent. In particular, we prove axiomatic characterizations as well as an impossibility result for delegation rules. We also analyze requirements on delegation rules that have been suggested by practitioners, and introduce novel rules with attractive properties. By performing an extensive experimental analysis on synthetic as well as real-world data, we compare delegation rules with respect to several quantitative criteria relating to the chosen paths and the resulting distribution of voting power. Our experiments reveal that delegation rules can be aligned on a spectrum reflecting an inherent trade-off between competing objectives.

cs.GT↗

arXiv2021

Perpetual Voting: The Axiomatic Lens

Perpetual voting was recently introduced as a framework for long-term collective decision making. In this framework, we consider a sequence of subsequent approval-based elections and try to achieve a fair overall outcome. To achieve fairness over time, perpetual voting rules take the history of previous decisions into account and identify voters that were dissatisfied with previous decisions. In this paper, we look at perpetual voting rules from an axiomatic perspective and study two main questions. First, we ask how simple such rules can be while still meeting basic desiderata. For two simple but natural classes, we fully characterize the axiomatic possibilities. Second, we ask how proportionality can be formalized in perpetual voting. We study proportionality on simple profiles that are equivalent to the apportionment setting and show that lower and upper quota axioms can be used to distinguish (and sometimes characterize) perpetual voting rules. Furthermore, we show a surprising connection between a perpetual rule called Perpetual Consensus and Frege's apportionment method.

cs.GT↗

arXiv2021

Participatory Budgeting with Donations and Diversity Constraints

Participatory budgeting (PB) is a democratic process where citizens jointly decide on how to allocate public funds to indivisible projects. This paper focuses on PB processes where citizens may give additional money to projects they want to see funded. We introduce a formal framework for this kind of PB with donations. Our framework also allows for diversity constraints, meaning that each project belongs to one or more types, and there are lower and upper bounds on the number of projects of the same type that can be funded. We propose three general classes of methods for aggregating the citizens' preferences in the presence of donations and analyze their axiomatic properties. Furthermore, we investigate the computational complexity of determining the outcome of a PB process with donations and of finding a citizen's optimal donation strategy.

cs.MA↗

arXiv2020

A Mathematical Analysis of an Election System Proposed by Gottlob Frege

In 1998 a long-lost proposal for an election law by Gottlob Frege (1848--1925) was rediscovered in the Thüringer Universitäts- und Landesbibliothek in Jena, Germany. The method that Frege proposed for the election of representatives of a constituency features a remarkable concern for the representation of minorities. Its core idea is that votes cast for unelected candidates are carried over to the next election, while elected candidates incur a cost of winning. We prove that this sensitivity to past elections guarantees a proportional representation of political opinions in the long run. We find that through a slight modification of Frege's original method even stronger proportionality guarantees can be achieved. This modified version of Frege's method also provides a novel solution to the apportionment problem, which is distinct from all of the best-known apportionment methods, while still possessing noteworthy proportionality properties.

cs.GT↗

arXiv2020

Utilitarian Welfare and Representation Guarantees of Approval-Based Multiwinner Rules

To choose a suitable multiwinner voting rule is a hard and ambiguous task. Depending on the context, it varies widely what constitutes the choice of an ``optimal'' subset of alternatives. In this paper, we provide a quantitative analysis of multiwinner voting rules using methods from the theory of approximation algorithms---we estimate how well multiwinner rules approximate two extreme objectives: a representation criterion defined via the Approval Chamberlin--Courant rule and a utilitarian criterion defined via Multiwinner Approval Voting. With both theoretical and experimental methods, we classify multiwinner rules in terms of their quantitative alignment with these two opposing objectives. Our results provide fundamental information about the nature of multiwinner rules and, in particular, about the necessary tradeoffs when choosing such a rule.

cs.MA↗

arXiv2020

Incomplete Preferences in Single-Peaked Electorates

Incomplete preferences are likely to arise in real-world preference aggregation scenarios. This paper deals with determining whether an incomplete preference profile is single-peaked. This is valuable information since many intractable voting problems become tractable given single-peaked preferences. We prove that the problem of recognizing single-peakedness is \NP-complete for incomplete profiles consisting of partial orders. Despite this intractability result, we find several polynomial-time algorithms for reasonably restricted settings. In particular, we give polynomial-time recognition algorithms for weak orders, which can be viewed as preferences with indifference.

cs.GT↗

arXiv2019

Consistent Approval-Based Multi-Winner Rules

This paper is an axiomatic study of consistent approval-based multi-winner rules, i.e., voting rules that select a fixed-size group of candidates based on approval ballots. We introduce the class of counting rules and provide an axiomatic characterization of this class based on the consistency axiom. Building upon this result, we axiomatically characterize three important consistent multi-winner rules: Proportional Approval Voting, Multi-Winner Approval Voting and the Approval Chamberlin--Courant rule. Our results demonstrate the variety of multi-winner rules and illustrate three different, orthogonal principles that multi-winner voting rules may represent: individual excellence, diversity, and proportionality.

cs.GT↗

arXiv2019

On the Likelihood of Single-Peaked Preferences

This paper contains an extensive combinatorial analysis of the single-peaked domain restriction and investigates the likelihood that an election is single-peaked. We provide a very general upper bound result for domain restrictions that can be defined by certain forbidden configurations. This upper bound implies that many domain restrictions (including the single-peaked restriction) are very unlikely to appear in a random election chosen according to the Impartial Culture assumption. For single-peaked elections, this upper bound can be refined and complemented by a lower bound that is asymptotically tight. In addition, we provide exact results for elections with few voters or candidates. Moreover, we consider the Pólya urn model and the Mallows model and obtain lower bounds showing that single-peakedness is considerably more likely to appear for certain parameterizations.

cs.GT↗

arXiv2018

On Rational Delegations in Liquid Democracy

Liquid democracy is a proxy voting method where proxies are delegable. We propose and study a game-theoretic model of liquid democracy to address the following question: when is it rational for a voter to delegate her vote? We study the existence of pure-strategy Nash equilibria in this model, and how group accuracy is affected by them. We complement these theoretical results by means of agent-based simulations to study the effects of delegations on group's accuracy on variously structured social networks.

cs.MA↗

arXiv2017

Multiwinner Elections with Diversity Constraints

We develop a model of multiwinner elections that combines performance-based measures of the quality of the committee (such as, e.g., Borda scores of the committee members) with diversity constraints. Specifically, we assume that the candidates have certain attributes (such as being a male or a female, being junior or senior, etc.) and the goal is to elect a committee that, on the one hand, has as high a score regarding a given performance measure, but that, on the other hand, meets certain requirements (e.g., of the form "at least $30\%$ of the committee members are junior candidates and at least $40\%$ are females"). We analyze the computational complexity of computing winning committees in this model, obtaining polynomial-time algorithms (exact and approximate) and NP-hardness results. We focus on several natural classes of voting rules and diversity constraints.

cs.GT↗

arXiv2017

Computational Aspects of Nearly Single-Peaked Electorates

Manipulation, bribery, and control are well-studied ways of changing the outcome of an election. Many voting rules are, in the general case, computationally resistant to some of these manipulative actions. However when restricted to single-peaked electorates, these rules suddenly become easy to manipulate. Recently, Faliszewski, Hemaspaandra, and Hemaspaandra studied the computational complexity of strategic behavior in nearly single-peaked electorates. These are electorates that are not single-peaked but close to it according to some distance measure. In this paper we introduce several new distance measures regarding single-peakedness. We prove that determining whether a given profile is nearly single-peaked is NP-complete in many cases. For one case we present a polynomial-time algorithm. In case the single-peaked axis is given, we show that determining the distance is always possible in polynomial time. Furthermore, we explore the relations between the new notions introduced in this paper and existing notions from the literature.

cs.CC↗

arXiv2017

Committees providing EJR can be computed efficiently

We identify a whole family of approval-based multi-winner voting rules that satisfy PJR. Moreover, we identify a subfamily of voting rules within this family that satisfy EJR. All these voting rules can be computed in polynomial time as long as the subalgorithms that characterize each rule within the family are polynomial. One of the voting rules that satisfy EJR can be computed in $O(n m k)$.

cs.GT↗

arXiv2017

Optimal Average Satisfaction and Extended Justified Representation in Polynomial Time

In this short note, we describe an approval-based committee selection rule that admits a polynomial-time algorithm and satisfies the Extended Justified Representation (EJR) axiom. This rule is based on approximately maximizing the PAV score, by means of local search. Our proof strategy is to show that this rule provides almost optimal average satisfaction to all cohesive groups of voters, and that high average satisfaction for cohesive groups implies extended justified representation.

cs.GT↗

arXiv2017

The Condorcet Principle for Multiwinner Elections: From Shortlisting to Proportionality

We study two notions of stability in multiwinner elections that are based on the Condorcet criterion. The first notion was introduced by Gehrlein: A committee is stable if each committee member is preferred to each non-member by a (possibly weak) majority of voters. The second notion is called local stability (introduced in this paper): A size-$k$ committee is locally stable in an election with $n$ voters if there is no candidate $c$ and no group of more than $\frac{n}{k+1}$ voters such that each voter in this group prefers $c$ to each committee member. We argue that Gehrlein-stable committees are appropriate for shortlisting tasks, and that locally stable committees are better suited for applications that require proportional representation. The goal of this paper is to analyze these notions in detail, explore their compatibility with notions of proportionality, and investigate the computational complexity of related algorithmic tasks.

cs.GT↗

arXiv2016

The Complexity of Pattern Matching for $321$-Avoiding and Skew-Merged Permutations

The Permutation Pattern Matching problem, asking whether a pattern permutation $π$ is contained in a permutation $τ$, is known to be NP-complete. In this paper we present two polynomial time algorithms for special cases. The first algorithm is applicable if both $π$ and $τ$ are $321$-avoiding; the second is applicable if $π$ and $τ$ are skew-merged. Both algorithms have a runtime of $O(kn)$, where $k$ is the length of $π$ and $n$ the length of $τ$.

math.CO↗

arXiv2016

Proportional Rankings

In this paper we extend the principle of proportional representation to rankings. We consider the setting where alternatives need to be ranked based on approval preferences. In this setting, proportional representation requires that cohesive groups of voters are represented proportionally in each initial segment of the ranking. Proportional rankings are desirable in situations where initial segments of different lengths may be relevant, e.g., hiring decisions (if it is unclear how many positions are to be filled), the presentation of competing proposals on a liquid democracy platform (if it is unclear how many proposals participants are taking into consideration), or recommender systems (if a ranking has to accommodate different user types). We study the proportional representation provided by several ranking methods and prove theoretical guarantees. Furthermore, we experimentally evaluate these methods and present preliminary evidence as to which methods are most suitable for producing proportional rankings.

cs.GT↗

arXiv2016

Structure in Dichotomous Preferences

Many hard computational social choice problems are known to become tractable when voters' preferences belong to a restricted domain, such as those of single-peaked or single-crossing preferences. However, to date, all algorithmic results of this type have been obtained for the setting where each voter's preference list is a total order of candidates. The goal of this paper is to extend this line of research to the setting where voters' preferences are dichotomous, i.e., each voter approves a subset of candidates and disapproves the remaining candidates. We propose several analogues of the notions of single-peaked and single-crossing preferences for dichotomous profiles and investigate the relationships among them. We then demonstrate that for some of these notions the respective restricted domains admit efficient algorithms for computationally hard approval-based multi-winner rules.

cs.GT↗

arXiv2015

A Fast Algorithm for Permutation Pattern Matching Based on Alternating Runs

The NP-complete Permutation Pattern Matching problem asks whether a $k$-permutation $P$ is contained in a $n$-permutation $T$ as a pattern. This is the case if there exists an order-preserving embedding of $P$ into $T$. In this paper, we present a fixed-parameter algorithm solving this problem with a worst-case runtime of $\mathcal{O}(1.79^{\mathsf{run}(T)}\cdot n\cdot k)$, where $\mathsf{run}(T)$ denotes the number of alternating runs of $T$. This algorithm is particularly well-suited for instances where $T$ has few runs, i.e., few ups and downs. Moreover, since $\mathsf{run}(T)<n$, this can be seen as a $\mathcal{O}(1.79^{n}\cdot n\cdot k)$ algorithm which is the first to beat the exponential $2^n$ runtime of brute-force search. Furthermore, we prove that under standard complexity theoretic assumptions such a fixed-parameter tractability result is not possible for $\mathsf{run}(P)$.

cs.DS↗