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Martin Potthast

Publications and source records attributed to Martin Potthast.

At least 37 records · Page 2Linked to original sources

Ranking Generated Answers: On the Agreement of Retrieval Models with Humans on Consumer Health Questions

Evaluating the output of generative large language models (LLMs) is challenging and difficult to scale. Many evaluations of LLMs focus on tasks such as single-choice question-answering or text classification. These tasks are not suitable for assessing open-ended question-answering capabilities, which are critical in domains where expertise is required. One such domain is health, where misleading or incorrect answers can have a negative impact on a user's well-being. Using human experts to evaluate the quality of LLM answers is generally considered the gold standard, but expert annotation is costly and slow. We present a method for evaluating LLM answers that uses ranking models trained on annotated document collections as a substitute for explicit relevance judgements and apply it to the CLEF 2021 eHealth dataset. In a user study, our method correlates with the preferences of a human expert (Kendall's $τ=0.64$). It is also consistent with previous findings in that the quality of generated answers improves with the size of the model and more sophisticated prompting strategies.

cs.IR↗

Systematic Evaluation of Neural Retrieval Models on the Touché 2020 Argument Retrieval Subset of BEIR

The zero-shot effectiveness of neural retrieval models is often evaluated on the BEIR benchmark -- a combination of different IR evaluation datasets. Interestingly, previous studies found that particularly on the BEIR subset Touché 2020, an argument retrieval task, neural retrieval models are considerably less effective than BM25. Still, so far, no further investigation has been conducted on what makes argument retrieval so "special". To more deeply analyze the respective potential limits of neural retrieval models, we run a reproducibility study on the Touché 2020 data. In our study, we focus on two experiments: (i) a black-box evaluation (i.e., no model retraining), incorporating a theoretical exploration using retrieval axioms, and (ii) a data denoising evaluation involving post-hoc relevance judgments. Our black-box evaluation reveals an inherent bias of neural models towards retrieving short passages from the Touché 2020 data, and we also find that quite a few of the neural models' results are unjudged in the Touché 2020 data. As many of the short Touché passages are not argumentative and thus non-relevant per se, and as the missing judgments complicate fair comparison, we denoise the Touché 2020 data by excluding very short passages (less than 20 words) and by augmenting the unjudged data with post-hoc judgments following the Touché guidelines. On the denoised data, the effectiveness of the neural models improves by up to 0.52 in nDCG@10, but BM25 is still more effective. Our code and the augmented Touché 2020 dataset are available at \url{https://github.com/castorini/touche-error-analysis}.

cs.IR↗

Manipulating Embeddings of Stable Diffusion Prompts

Prompt engineering is still the primary way for users of generative text-to-image models to manipulate generated images in a targeted way. Based on treating the model as a continuous function and by passing gradients between the image space and the prompt embedding space, we propose and analyze a new method to directly manipulate the embedding of a prompt instead of the prompt text. We then derive three practical interaction tools to support users with image generation: (1) Optimization of a metric defined in the image space that measures, for example, the image style. (2) Supporting a user in creative tasks by allowing them to navigate in the image space along a selection of directions of "near" prompt embeddings. (3) Changing the embedding of the prompt to include information that a user has seen in a particular seed but has difficulty describing in the prompt. Compared to prompt engineering, user-driven prompt embedding manipulation enables a more fine-grained, targeted control that integrates a user's intentions. Our user study shows that our methods are considered less tedious and that the resulting images are often preferred.

cs.CV↗

Evaluating Generative Ad Hoc Information Retrieval

Recent advances in large language models have enabled the development of viable generative retrieval systems. Instead of a traditional document ranking, generative retrieval systems often directly return a grounded generated text as a response to a query. Quantifying the utility of the textual responses is essential for appropriately evaluating such generative ad hoc retrieval. Yet, the established evaluation methodology for ranking-based ad hoc retrieval is not suited for the reliable and reproducible evaluation of generated responses. To lay a foundation for developing new evaluation methods for generative retrieval systems, we survey the relevant literature from the fields of information retrieval and natural language processing, identify search tasks and system architectures in generative retrieval, develop a new user model, and study its operationalization.

cs.IR↗

Detecting Generated Native Ads in Conversational Search

Conversational search engines such as YouChat and Microsoft Copilot use large language models (LLMs) to generate responses to queries. It is only a small step to also let the same technology insert ads within the generated responses - instead of separately placing ads next to a response. Inserted ads would be reminiscent of native advertising and product placement, both of which are very effective forms of subtle and manipulative advertising. Considering the high computational costs associated with LLMs, for which providers need to develop sustainable business models, users of conversational search engines may very well be confronted with generated native ads in the near future. In this paper, we thus take a first step to investigate whether LLMs can also be used as a countermeasure, i.e., to block generated native ads. We compile the Webis Generated Native Ads 2024 dataset of queries and generated responses with automatically inserted ads, and evaluate whether LLMs or fine-tuned sentence transformers can detect the ads. In our experiments, the investigated LLMs struggle with the task but sentence transformers achieve precision and recall values above 0.9.

cs.IR↗

If there's a Trigger Warning, then where's the Trigger? Investigating Trigger Warnings at the Passage Level

Trigger warnings are labels that preface documents with sensitive content if this content could be perceived as harmful by certain groups of readers. Since warnings about a document intuitively need to be shown before reading it, authors usually assign trigger warnings at the document level. What parts of their writing prompted them to assign a warning, however, remains unclear. We investigate for the first time the feasibility of identifying the triggering passages of a document, both manually and computationally. We create a dataset of 4,135 English passages, each annotated with one of eight common trigger warnings. In a large-scale evaluation, we then systematically evaluate the effectiveness of fine-tuned and few-shot classifiers, and their generalizability. We find that trigger annotation belongs to the group of subjective annotation tasks in NLP, and that automatic trigger classification remains challenging but feasible.

cs.CL↗

Task-Oriented Paraphrase Analytics

Since paraphrasing is an ill-defined task, the term "paraphrasing" covers text transformation tasks with different characteristics. Consequently, existing paraphrasing studies have applied quite different (explicit and implicit) criteria as to when a pair of texts is to be considered a paraphrase, all of which amount to postulating a certain level of semantic or lexical similarity. In this paper, we conduct a literature review and propose a taxonomy to organize the 25~identified paraphrasing (sub-)tasks. Using classifiers trained to identify the tasks that a given paraphrasing instance fits, we find that the distributions of task-specific instances in the known paraphrase corpora vary substantially. This means that the use of these corpora, without the respective paraphrase conditions being clearly defined (which is the normal case), must lead to incomparable and misleading results.

cs.CL↗

Spacerini: Plug-and-play Search Engines with Pyserini and Hugging Face

We present Spacerini, a tool that integrates the Pyserini toolkit for reproducible information retrieval research with Hugging Face to enable the seamless construction and deployment of interactive search engines. Spacerini makes state-of-the-art sparse and dense retrieval models more accessible to non-IR practitioners while minimizing deployment effort. This is useful for NLP researchers who want to better understand and validate their research by performing qualitative analyses of training corpora, for IR researchers who want to demonstrate new retrieval models integrated into the growing Pyserini ecosystem, and for third parties reproducing the work of other researchers. Spacerini is open source and includes utilities for loading, preprocessing, indexing, and deploying search engines locally and remotely. We demonstrate a portfolio of 13 search engines created with Spacerini for different use cases.

cs.IR↗

Analyzing Adversarial Attacks on Sequence-to-Sequence Relevance Models

Modern sequence-to-sequence relevance models like monoT5 can effectively capture complex textual interactions between queries and documents through cross-encoding. However, the use of natural language tokens in prompts, such as Query, Document, and Relevant for monoT5, opens an attack vector for malicious documents to manipulate their relevance score through prompt injection, e.g., by adding target words such as true. Since such possibilities have not yet been considered in retrieval evaluation, we analyze the impact of query-independent prompt injection via manually constructed templates and LLM-based rewriting of documents on several existing relevance models. Our experiments on the TREC Deep Learning track show that adversarial documents can easily manipulate different sequence-to-sequence relevance models, while BM25 (as a typical lexical model) is not affected. Remarkably, the attacks also affect encoder-only relevance models (which do not rely on natural language prompt tokens), albeit to a lesser extent.

cs.IR↗

TL;DR Progress: Multi-faceted Literature Exploration in Text Summarization

This paper presents TL;DR Progress, a new tool for exploring the literature on neural text summarization. It organizes 514~papers based on a comprehensive annotation scheme for text summarization approaches and enables fine-grained, faceted search. Each paper was manually annotated to capture aspects such as evaluation metrics, quality dimensions, learning paradigms, challenges addressed, datasets, and document domains. In addition, a succinct indicative summary is provided for each paper, consisting of automatically extracted contextual factors, issues, and proposed solutions. The tool is available online at https://www.tldr-progress.de, a demo video at https://youtu.be/uCVRGFvXUj8

cs.CL↗

Zero-shot Generative Large Language Models for Systematic Review Screening Automation

Systematic reviews are crucial for evidence-based medicine as they comprehensively analyse published research findings on specific questions. Conducting such reviews is often resource- and time-intensive, especially in the screening phase, where abstracts of publications are assessed for inclusion in a review. This study investigates the effectiveness of using zero-shot large language models~(LLMs) for automatic screening. We evaluate the effectiveness of eight different LLMs and investigate a calibration technique that uses a predefined recall threshold to determine whether a publication should be included in a systematic review. Our comprehensive evaluation using five standard test collections shows that instruction fine-tuning plays an important role in screening, that calibration renders LLMs practical for achieving a targeted recall, and that combining both with an ensemble of zero-shot models saves significant screening time compared to state-of-the-art approaches.

cs.IR↗

Generating Natural Language Queries for More Effective Systematic Review Screening Prioritisation

Screening prioritisation in medical systematic reviews aims to rank the set of documents retrieved by complex Boolean queries. Prioritising the most important documents ensures that subsequent review steps can be carried out more efficiently and effectively. The current state of the art uses the final title of the review as a query to rank the documents using BERT-based neural rankers. However, the final title is only formulated at the end of the review process, which makes this approach impractical as it relies on ex post facto information. At the time of screening, only a rough working title is available, with which the BERT-based ranker performs significantly worse than with the final title. In this paper, we explore alternative sources of queries for prioritising screening, such as the Boolean query used to retrieve the documents to be screened and queries generated by instruction-based generative large-scale language models such as ChatGPT and Alpaca. Our best approach is not only viable based on the information available at the time of screening, but also has similar effectiveness to the final title.

cs.IR↗

Perspectives on Large Language Models for Relevance Judgment

When asked, large language models (LLMs) like ChatGPT claim that they can assist with relevance judgments but it is not clear whether automated judgments can reliably be used in evaluations of retrieval systems. In this perspectives paper, we discuss possible ways for LLMs to support relevance judgments along with concerns and issues that arise. We devise a human--machine collaboration spectrum that allows to categorize different relevance judgment strategies, based on how much humans rely on machines. For the extreme point of "fully automated judgments", we further include a pilot experiment on whether LLM-based relevance judgments correlate with judgments from trained human assessors. We conclude the paper by providing opposing perspectives for and against the use of~LLMs for automatic relevance judgments, and a compromise perspective, informed by our analyses of the literature, our preliminary experimental evidence, and our experience as IR researchers.

cs.IR↗

Citance-Contextualized Summarization of Scientific Papers

Current approaches to automatic summarization of scientific papers generate informative summaries in the form of abstracts. However, abstracts are not intended to show the relationship between a paper and the references cited in it. We propose a new contextualized summarization approach that can generate an informative summary conditioned on a given sentence containing the citation of a reference (a so-called "citance"). This summary outlines the content of the cited paper relevant to the citation location. Thus, our approach extracts and models the citances of a paper, retrieves relevant passages from cited papers, and generates abstractive summaries tailored to each citance. We evaluate our approach using $\textbf{Webis-Context-SciSumm-2023}$, a new dataset containing 540K~computer science papers and 4.6M~citances therein.

cs.CL↗

Indicative Summarization of Long Discussions

Online forums encourage the exchange and discussion of different stances on many topics. Not only do they provide an opportunity to present one's own arguments, but may also gather a broad cross-section of others' arguments. However, the resulting long discussions are difficult to overview. This paper presents a novel unsupervised approach using large language models (LLMs) to generating indicative summaries for long discussions that basically serve as tables of contents. Our approach first clusters argument sentences, generates cluster labels as abstractive summaries, and classifies the generated cluster labels into argumentation frames resulting in a two-level summary. Based on an extensively optimized prompt engineering approach, we evaluate 19~LLMs for generative cluster labeling and frame classification. To evaluate the usefulness of our indicative summaries, we conduct a purpose-driven user study via a new visual interface called Discussion Explorer: It shows that our proposed indicative summaries serve as a convenient navigation tool to explore long discussions.

cs.CL↗

Commercialized Generative AI: A Critical Study of the Feasibility and Ethics of Generating Native Advertising Using Large Language Models in Conversational Web Search

How will generative AI pay for itself? Unless charging users for access, selling advertising is the only alternative. Especially in the multi-billion dollar web search market with ads as the main source of revenue, the introduction of a subscription model seems unlikely. The recent disruption of search by generative large language models could thus ultimately be accompanied by generated ads. Our concern is that the commercialization of generative AI in general and large language models in particular could lead to native advertising in the form of quite subtle brand or product placements. In web search, the evolution of search engine results pages (SERPs) from traditional lists of ``ten blue links'' (lists SERPs) to generated text with web page references (text SERPs) may further blur the line between advertising-based and organic search results, making it difficult for users to distinguish between the two, depending on how advertising is integrated and disclosed. To raise awareness of this potential development, we conduct a pilot study analyzing the capabilities of current large language models to blend ads with organic search results. Although the models still struggle to subtly frame ads in an unrelated context, their potential is evident when integrating ads into related topics which calls for further investigation.

cs.IR↗

Small-Text: Active Learning for Text Classification in Python

We introduce small-text, an easy-to-use active learning library, which offers pool-based active learning for single- and multi-label text classification in Python. It features numerous pre-implemented state-of-the-art query strategies, including some that leverage the GPU. Standardized interfaces allow the combination of a variety of classifiers, query strategies, and stopping criteria, facilitating a quick mix and match, and enabling a rapid and convenient development of both active learning experiments and applications. With the objective of making various classifiers and query strategies accessible for active learning, small-text integrates several well-known machine learning libraries, namely scikit-learn, PyTorch, and Hugging Face transformers. The latter integrations are optionally installable extensions, so GPUs can be used but are not required. Using this new library, we investigate the performance of the recently published SetFit training paradigm, which we compare to vanilla transformer fine-tuning, finding that it matches the latter in classification accuracy while outperforming it in area under the curve. The library is available under the MIT License at https://github.com/webis-de/small-text, in version 1.3.0 at the time of writing.

cs.LG↗

OpinionConv: Conversational Product Search with Grounded Opinions

When searching for products, the opinions of others play an important role in making informed decisions. Subjective experiences about a product can be a valuable source of information. This is also true in sales conversations, where a customer and a sales assistant exchange facts and opinions about products. However, training an AI for such conversations is complicated by the fact that language models do not possess authentic opinions for their lack of real-world experience. We address this problem by leveraging product reviews as a rich source of product opinions to ground conversational AI in true subjective narratives. With OpinionConv, we develop the first conversational AI for simulating sales conversations. To validate the generated conversations, we conduct several user studies showing that the generated opinions are perceived as realistic. Our assessors also confirm the importance of opinions as an informative basis for decision-making.

cs.HC↗