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Matteo Smerlak

Publications and source records attributed to Matteo Smerlak.

At least 37 records · Page 2Linked to original sources

Thermodynamics of inequalities: from precariousness to economic stratification

Growing economic inequalities are observed in several countries throughout the world. Following Pareto, the power-law structure of these inequalities has been the subject of much theoretical and empirical work. But their nonequilibrium dynamics, e.g. after a policy change, remains incompletely understood. Here we introduce a thermodynamical theory of inequalities based on the analogy between economic stratification and statistical entropy. Within this framework we identify the combination of upward mobility with precariousness as a fundamental driver of inequality. We formalize this statement by a "second-law" inequality displaying upward mobility and precariousness as thermodynamic conjugate variables. We estimate the time scale for the "relaxation" of the wealth distribution after a sudden change of the after-tax return on capital. Our method can be generalized to gain insight into the dynamics of inequalities in any Markovian model of socioeconomic interactions.

physics.soc-ph↗

Entanglement entropy production in gravitational collapse: covariant regularization and solvable models

We study the dynamics of vacuum entanglement in the process of gravitational collapse and subsequent black hole evaporation. In the first part of the paper, we introduce a covariant regularization of entanglement entropy tailored to curved spacetimes; this regularization allows us to propose precise definitions for the concepts of black hole "exterior entropy" and "radiation entropy." For a Vaidya model of collapse we find results consistent with the standard thermodynamic properties of Hawking radiation. In the second part of the paper, we compute the vacuum entanglement entropy of various spherically-symmetric spacetimes of interest, including the nonsingular black hole model of Bardeen, Hayward, Frolov and Rovelli-Vidotto and the "black hole fireworks" model of Haggard-Rovelli. We discuss specifically the role of event and trapping horizons in connection with the behavior of the radiation entropy at future null infinity. We observe in particular that $(i)$ in the presence of an event horizon the radiation entropy diverges at the end of the evaporation process, $(ii)$ in models of nonsingular evaporation (with a trapped region but no event horizon) the generalized second law holds only at early times and is violated in the "purifying" phase, $(iii)$ at late times the radiation entropy can become negative (i.e. the radiation can be less correlated than the vacuum) before going back to zero leading to an up-down-up behavior for the Page curve of a unitarily evaporating black hole.

hep-th↗

Entanglement entropy and negative energy in two dimensions

It is well known that quantum effects can produce negative energy densities, though for limited times. Here we show in the context of two-dimensional CFT that such negative energy densities are present in any non-trivial conformal vacuum and can be interpreted in terms of the entanglement structure of such states. We derive an exact identity relating the outgoing energy flux and the entanglement entropy in the in-vacuum. When applied to two-dimensional models of black hole evaporation, this identity implies that unitarity is incompatible with monotonic mass loss.

gr-qc↗

Melonic phase transition in group field theory

Group field theories have recently been shown to admit a 1/N expansion dominated by so-called `melonic graphs', dual to triangulated spheres. In this note, we deepen the analysis of this melonic sector. We obtain a combinatorial formula for the melonic amplitudes in terms of a graph polynomial related to a higher dimensional generalization of the Kirchhoff tree-matrix theorem. Simple bounds on these amplitudes show the existence of a phase transition driven by melonic interaction processes. We restrict our study to the Boulatov-Ooguri models, which describe topological BF theories and are the basis for the construction of four dimensional models of quantum gravity.

hep-th↗

Last gasp of a black hole: unitary evaporation implies non-monotonic mass loss

We show within the usual two-dimensional approximation that unitarity and the restoration of Minkowski vacuum correlations at the end of black hole evaporation impose unexpected constraints on its mass loss rate: before disappearing the black hole emits one or more negative energy burst, leading to a temporary increase of its mass.

gr-qc↗

Mapping systemic risk: critical degree and failures distribution in financial networks

The 2008 financial crisis illustrated the need for a thorough, functional understanding of systemic risk in strongly interconnected financial structures. Dynamic processes on complex networks being intrinsically difficult, most recent studies of this problem have relied on numerical simulations. Here we report analytical results in a network model of interbank lending based on directly relevant financial parameters, such as interest rates and leverage ratios. Using a mean-field approach, we obtain a closed-form formula for the "critical degree", viz. the number of creditors per bank below which an individual shock can propagate throughout the network. We relate the failures distribution (probability that a single shock induces $F$ failures) to the degree distribution (probability that a bank has $k$ creditors), showing in particular that the former is fat-tailed whenever the latter is. Our criterion for the onset of contagion turns out to be isomorphic to the condition for cooperation to evolve on graphs and social networks, as recently formulated in evolutionary game theory. This remarkable connection supports recent calls for a methodological rapprochement between finance and ecology.

q-fin.GN↗

New perspectives on Hawking radiation

We develop an adiabatic formalism to study the Hawking phenomenon from the perspective of Unruh-DeWitt detectors moving along non-stationary, non-asymptotic trajectories. When applied to geodesic trajectories, this formalism yields the following results: (i) though they have zero acceleration, the temperature measured by detectors on circular orbits is higher than that measured by static detectors at the same distance from the hole, and diverges on the photon sphere, (ii) in the near-horizon region, both outgoing and incoming modes excite infalling detectors, and, for highly bound trajectories (E<<1), the latter actually dominate the former. We confirm the apparent perception of high-temperature Hawking radiation by infalling observers with E<<1 by showing that the energy flux measured by these observers diverges in the E->0 limit. We close by a discussion of the role played by spacetime curvature on near-horizon Hawking radiation.

gr-qc↗

The two faces of Hawking radiation

What happens when Alice falls into a black hole? In spite of recent challenges by Almheiri et al. -- the ""firewall" hypothesis -- the consensus on this question tends to remain "nothing special". Here I argue that something rather special can happen near the horizon, already at the semiclassical level: besides the standard Hawking outgoing modes, Alice can records a quasi-thermal spectrum of ingoing modes, whose temperature and intensity diverges as Alice's Killing energy $E$ goes to zero. I suggest that this effect can be thought of in terms a "horizon-infinity duality", which relates the perception of near-horizon and asymptotic geodesic observers -- the two faces of Hawking radiation.

gr-qc↗

Universality in p-spin glasses with correlated disorder

We introduce a new method, based on the recently developed random tensor theory, to study the p-spin glass model with non-Gaussian, correlated disorder. Using a suitable generalization of Gurau's theorem on the universality of the large N limit of the p-unitary ensemble of random tensors, we exhibit an infinite family of such non-Gaussian distributions which leads to same low temperature phase as the Gaussian distribution. While this result is easy to show (and well known) for uncorrelated disorder, its robustness with respect to strong quenched correlations is surprising. We show in detail how the critical temperature is renormalized by these correlations. We close with a speculation on possible applications of random tensor theory to finite-range spin glass models.

cond-mat.dis-nn↗

Stochastic thermodynamics of entropic transport

Seifert derived an exact fluctuation relation for diffusion processes using the concept of "stochastic system entropy". In this note we extend his formalism to entropic transport. We introduce the notion of relative stochastic entropy, or "relative surprisal", and use it to generalize Seifert's system/medium decomposition of the total entropy. This result allows to apply the concepts of stochastic thermodynamics to diffusion processes in confined geometries, such as ion channels, cellular pores or nanoporous materials. It can be seen as the equivalent for diffusion processes of Esposito and Schaller's generalized fluctuation theorem for "Maxwell demon feedbacks".

cond-mat.stat-mech↗

Unruh effect without trans-horizon entanglement

We estimate the transition rates of a uniformly accelerated Unruh-DeWitt detector coupled to a quantum field with reflecting conditions on a boundary plane (a "mirror"). We find that these are essentially indistinguishable from the usual Unruh rates, viz. that the Unruh effect persists in the presence of the mirror. This shows that the Unruh effect is not merely a consequence of the entanglement between left and right Rindler quanta in the Minkowski vacuum. Since in this setup the state of the field in the Rindler wedge is pure, we argue furthermore that the relevant entropy in the Unruh effect cannot be the von Neumann entanglement entropy. We suggest, in alternative, that it is the Shannon entropy associated with Heisenberg uncertainty.

gr-qc↗

Self-organization without heat: the geometric ratchet effect

We point out a surprising feature of diffusion in inhomogeneous media: under suitable conditions, the rectification of the Brownian paths by a diffusivity gradient can result in initially spread tracers spontaneously concentrating. This "geometric ratchet effect" demonstrates that, in violation of the classical statements of the second law of (non-equilibrium) thermodynamics, self-organization can take place in thermodynamic systems at local equilibrium without heat being produced or exchanged with the environment. We stress the role of Bayesian priors in a suitable reformulation of the second law accommodating this geometric ratchet effect.

physics.gen-ph↗

Tailoring diffusion in analogue spacetimes

Diffusive transport is characterized by the scaling law $(length)^{2}\propto(time)$. In this letter we show that this relationship is significantly altered in curved analogue spacetimes. This circumstance provides an opportunity to tailor diffusion: by a suitable design of the analogue metric, it is possible to create materials where diffusion is either faster or slower than in normal media, as desired. This prediction can in principle be tested experimentally with optical analogues, curved graphene sheets, etc. - indeed with any analogue spacetime.

cond-mat.stat-mech↗

On the inertia of heat

Does heat have inertia? This question is at the core of a long-standing controversy on Eckart's dissipative relativistic hydrodynamics. Here I show that the troublesome inertial term in Eckart's heat flux arises only if one insists on defining thermal diffusivity as a spacetime constant. I argue that this is the most natural definition, and that all confusion disappears if one considers instead the space-dependent comoving diffusivity, in line with the fact that, in the presence of gravity, space is an inhomogeneous medium.

gr-qc↗

Gauge symmetries in spinfoam gravity: the case for "cellular quantization"

The spinfoam approach to quantum gravity rests on a "quantization" of BF theory using 2-complexes and group representations. We explain why, in dimension three and higher, this "spinfoam quantization" must be amended to be made consistent with the gauge symmetries of discrete BF theory. We discuss a suitable generalization, called "cellular quantization", which (1) is finite, (2) produces a topological invariant, (3) matches with the properties of the continuum BF theory, (4) corresponds to its loop quantization. These results significantly clarify the foundations - and limitations - of the spinfoam formalism, and open the path to understanding, in a discrete setting, the symmetry-breaking which reduces BF theory to gravity.

gr-qc↗

Divergences in spinfoam quantum gravity

In this thesis we study the flat model, the main buidling block for the spinfoam approach to quantum gravity, with an emphasis on its divergences. Besides a personal introduction to the problem of quantum gravity, the manuscript consists in two part. In the first one, we establish an exact powercounting formula for the bubble divergences of the flat model, using tools from discrete gauge theory and twisted cohomology. In the second one, we address the issue of spinfoam continuum limit, both from the lattice field theory and the group field theory perspectives. In particular, we put forward a new proof of the Borel summability of the Boulatov-Freidel-Louapre model, with an improved control over the large-spin scaling behaviour. We conclude with an outlook of the renormalization program in spinfoam quantum gravity.

gr-qc↗

Metadiffusion

We predict that the speed of a diffusion front is modified by tidal forces. This effect is small in astrophysical situations, but could be significant - indeed tunably so - in "gravitational analogues" such as gradient-index lenses. Confirming this prediction would extend the concept of metamaterials to the realm of dissipative transport phenomena.

cond-mat.stat-mech↗

Diffusion in Curved Spacetimes

Using simple kinematical arguments, we derive the Fokker-Planck equation for diffusion processes in curved spacetimes. In the case of Brownian motion, it coincides with Eckart's relativistic heat equation (albeit in a simpler form), and therefore provides a microscopic justification for his phenomenological heat-flux ansatz. Furthermore, we obtain the small-time asymptotic expansion of the mean square displacement of Brownian motion in static spacetimes. Beyond general relativity itself, this result has potential applications in analogue gravitational systems.

cond-mat.stat-mech↗