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Matthias Hein

Publications and source records attributed to Matthias Hein.

At least 55 records · Page 3Linked to original sources

Revisiting Adversarial Training for ImageNet: Architectures, Training and Generalization across Threat Models

While adversarial training has been extensively studied for ResNet architectures and low resolution datasets like CIFAR, much less is known for ImageNet. Given the recent debate about whether transformers are more robust than convnets, we revisit adversarial training on ImageNet comparing ViTs and ConvNeXts. Extensive experiments show that minor changes in architecture, most notably replacing PatchStem with ConvStem, and training scheme have a significant impact on the achieved robustness. These changes not only increase robustness in the seen $\ell_\infty$-threat model, but even more so improve generalization to unseen $\ell_1/\ell_2$-attacks. Our modified ConvNeXt, ConvNeXt + ConvStem, yields the most robust $\ell_\infty$-models across different ranges of model parameters and FLOPs, while our ViT + ConvStem yields the best generalization to unseen threat models.

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Identifying Systematic Errors in Object Detectors with the SCROD Pipeline

The identification and removal of systematic errors in object detectors can be a prerequisite for their deployment in safety-critical applications like automated driving and robotics. Such systematic errors can for instance occur under very specific object poses (location, scale, orientation), object colors/textures, and backgrounds. Real images alone are unlikely to cover all relevant combinations. We overcome this limitation by generating synthetic images with fine-granular control. While generating synthetic images with physical simulators and hand-designed 3D assets allows fine-grained control over generated images, this approach is resource-intensive and has limited scalability. In contrast, using generative models is more scalable but less reliable in terms of fine-grained control. In this paper, we propose a novel framework that combines the strengths of both approaches. Our meticulously designed pipeline along with custom models enables us to generate street scenes with fine-grained control in a fully automated and scalable manner. Moreover, our framework introduces an evaluation setting that can serve as a benchmark for similar pipelines. This evaluation setting will contribute to advancing the field and promoting standardized testing procedures.

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Spurious Features Everywhere -- Large-Scale Detection of Harmful Spurious Features in ImageNet

Benchmark performance of deep learning classifiers alone is not a reliable predictor for the performance of a deployed model. In particular, if the image classifier has picked up spurious features in the training data, its predictions can fail in unexpected ways. In this paper, we develop a framework that allows us to systematically identify spurious features in large datasets like ImageNet. It is based on our neural PCA components and their visualization. Previous work on spurious features often operates in toy settings or requires costly pixel-wise annotations. In contrast, we work with ImageNet and validate our results by showing that presence of the harmful spurious feature of a class alone is sufficient to trigger the prediction of that class. We introduce the novel dataset "Spurious ImageNet" which allows to measure the reliance of any ImageNet classifier on harmful spurious features. Moreover, we introduce SpuFix as a simple mitigation method to reduce the dependence of any ImageNet classifier on previously identified harmful spurious features without requiring additional labels or retraining of the model. We provide code and data at https://github.com/YanNeu/spurious_imagenet .

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On the Adversarial Robustness of Multi-Modal Foundation Models

Multi-modal foundation models combining vision and language models such as Flamingo or GPT-4 have recently gained enormous interest. Alignment of foundation models is used to prevent models from providing toxic or harmful output. While malicious users have successfully tried to jailbreak foundation models, an equally important question is if honest users could be harmed by malicious third-party content. In this paper we show that imperceivable attacks on images in order to change the caption output of a multi-modal foundation model can be used by malicious content providers to harm honest users e.g. by guiding them to malicious websites or broadcast fake information. This indicates that countermeasures to adversarial attacks should be used by any deployed multi-modal foundation model.

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A Modern Look at the Relationship between Sharpness and Generalization

Sharpness of minima is a promising quantity that can correlate with generalization in deep networks and, when optimized during training, can improve generalization. However, standard sharpness is not invariant under reparametrizations of neural networks, and, to fix this, reparametrization-invariant sharpness definitions have been proposed, most prominently adaptive sharpness (Kwon et al., 2021). But does it really capture generalization in modern practical settings? We comprehensively explore this question in a detailed study of various definitions of adaptive sharpness in settings ranging from training from scratch on ImageNet and CIFAR-10 to fine-tuning CLIP on ImageNet and BERT on MNLI. We focus mostly on transformers for which little is known in terms of sharpness despite their widespread usage. Overall, we observe that sharpness does not correlate well with generalization but rather with some training parameters like the learning rate that can be positively or negatively correlated with generalization depending on the setup. Interestingly, in multiple cases, we observe a consistent negative correlation of sharpness with out-of-distribution error implying that sharper minima can generalize better. Finally, we illustrate on a simple model that the right sharpness measure is highly data-dependent, and that we do not understand well this aspect for realistic data distributions. The code of our experiments is available at https://github.com/tml-epfl/sharpness-vs-generalization.

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In or Out? Fixing ImageNet Out-of-Distribution Detection Evaluation

Out-of-distribution (OOD) detection is the problem of identifying inputs which are unrelated to the in-distribution task. The OOD detection performance when the in-distribution (ID) is ImageNet-1K is commonly being tested on a small range of test OOD datasets. We find that most of the currently used test OOD datasets, including datasets from the open set recognition (OSR) literature, have severe issues: In some cases more than 50$\%$ of the dataset contains objects belonging to one of the ID classes. These erroneous samples heavily distort the evaluation of OOD detectors. As a solution, we introduce with NINCO a novel test OOD dataset, each sample checked to be ID free, which with its fine-grained range of OOD classes allows for a detailed analysis of an OOD detector's strengths and failure modes, particularly when paired with a number of synthetic "OOD unit-tests". We provide detailed evaluations across a large set of architectures and OOD detection methods on NINCO and the unit-tests, revealing new insights about model weaknesses and the effects of pretraining on OOD detection performance. We provide code and data at https://github.com/j-cb/NINCO.

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Sound Randomized Smoothing in Floating-Point Arithmetics

Randomized smoothing is sound when using infinite precision. However, we show that randomized smoothing is no longer sound for limited floating-point precision. We present a simple example where randomized smoothing certifies a radius of $1.26$ around a point, even though there is an adversarial example in the distance $0.8$ and extend this example further to provide false certificates for CIFAR10. We discuss the implicit assumptions of randomized smoothing and show that they do not apply to generic image classification models whose smoothed versions are commonly certified. In order to overcome this problem, we propose a sound approach to randomized smoothing when using floating-point precision with essentially equal speed and matching the certificates of the standard, unsound practice for standard classifiers tested so far. Our only assumption is that we have access to a fair coin.

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Certified Defences Against Adversarial Patch Attacks on Semantic Segmentation

Adversarial patch attacks are an emerging security threat for real world deep learning applications. We present Demasked Smoothing, the first approach (up to our knowledge) to certify the robustness of semantic segmentation models against this threat model. Previous work on certifiably defending against patch attacks has mostly focused on image classification task and often required changes in the model architecture and additional training which is undesirable and computationally expensive. In Demasked Smoothing, any segmentation model can be applied without particular training, fine-tuning, or restriction of the architecture. Using different masking strategies, Demasked Smoothing can be applied both for certified detection and certified recovery. In extensive experiments we show that Demasked Smoothing can on average certify 64% of the pixel predictions for a 1% patch in the detection task and 48% against a 0.5% patch for the recovery task on the ADE20K dataset.

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Diffusion Visual Counterfactual Explanations

Visual Counterfactual Explanations (VCEs) are an important tool to understand the decisions of an image classifier. They are 'small' but 'realistic' semantic changes of the image changing the classifier decision. Current approaches for the generation of VCEs are restricted to adversarially robust models and often contain non-realistic artefacts, or are limited to image classification problems with few classes. In this paper, we overcome this by generating Diffusion Visual Counterfactual Explanations (DVCEs) for arbitrary ImageNet classifiers via a diffusion process. Two modifications to the diffusion process are key for our DVCEs: first, an adaptive parameterization, whose hyperparameters generalize across images and models, together with distance regularization and late start of the diffusion process, allow us to generate images with minimal semantic changes to the original ones but different classification. Second, our cone regularization via an adversarially robust model ensures that the diffusion process does not converge to trivial non-semantic changes, but instead produces realistic images of the target class which achieve high confidence by the classifier.

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Provably Robust Detection of Out-of-distribution Data (almost) for free

The application of machine learning in safety-critical systems requires a reliable assessment of uncertainty. However, deep neural networks are known to produce highly overconfident predictions on out-of-distribution (OOD) data. Even if trained to be non-confident on OOD data, one can still adversarially manipulate OOD data so that the classifier again assigns high confidence to the manipulated samples. We show that two previously published defenses can be broken by better adapted attacks, highlighting the importance of robustness guarantees around OOD data. Since the existing method for this task is hard to train and significantly limits accuracy, we construct a classifier that can simultaneously achieve provably adversarially robust OOD detection and high clean accuracy. Moreover, by slightly modifying the classifier's architecture our method provably avoids the asymptotic overconfidence problem of standard neural networks. We provide code for all our experiments.

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Sparse Visual Counterfactual Explanations in Image Space

Visual counterfactual explanations (VCEs) in image space are an important tool to understand decisions of image classifiers as they show under which changes of the image the decision of the classifier would change. Their generation in image space is challenging and requires robust models due to the problem of adversarial examples. Existing techniques to generate VCEs in image space suffer from spurious changes in the background. Our novel perturbation model for VCEs together with its efficient optimization via our novel Auto-Frank-Wolfe scheme yields sparse VCEs which lead to subtle changes specific for the target class. Moreover, we show that VCEs can be used to detect undesired behavior of ImageNet classifiers due to spurious features in the ImageNet dataset.

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On the interplay of adversarial robustness and architecture components: patches, convolution and attention

In recent years novel architecture components for image classification have been developed, starting with attention and patches used in transformers. While prior works have analyzed the influence of some aspects of architecture components on the robustness to adversarial attacks, in particular for vision transformers, the understanding of the main factors is still limited. We compare several (non)-robust classifiers with different architectures and study their properties, including the effect of adversarial training on the interpretability of the learnt features and robustness to unseen threat models. An ablation from ResNet to ConvNeXt reveals key architectural changes leading to almost $10\%$ higher $\ell_\infty$-robustness.

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Adversarial Robustness against Multiple and Single $l_p$-Threat Models via Quick Fine-Tuning of Robust Classifiers

A major drawback of adversarially robust models, in particular for large scale datasets like ImageNet, is the extremely long training time compared to standard ones. Moreover, models should be robust not only to one $l_p$-threat model but ideally to all of them. In this paper we propose Extreme norm Adversarial Training (E-AT) for multiple-norm robustness which is based on geometric properties of $l_p$-balls. E-AT costs up to three times less than other adversarial training methods for multiple-norm robustness. Using E-AT we show that for ImageNet a single epoch and for CIFAR-10 three epochs are sufficient to turn any $l_p$-robust model into a multiple-norm robust model. In this way we get the first multiple-norm robust model for ImageNet and boost the state-of-the-art for multiple-norm robustness to more than $51\%$ on CIFAR-10. Finally, we study the general transfer via fine-tuning of adversarial robustness between different individual $l_p$-threat models and improve the previous SOTA $l_1$-robustness on both CIFAR-10 and ImageNet. Extensive experiments show that our scheme works across datasets and architectures including vision transformers.

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Adversarial Robustness of MR Image Reconstruction under Realistic Perturbations

Deep Learning (DL) methods have shown promising results for solving ill-posed inverse problems such as MR image reconstruction from undersampled $k$-space data. However, these approaches currently have no guarantees for reconstruction quality and the reliability of such algorithms is only poorly understood. Adversarial attacks offer a valuable tool to understand possible failure modes and worst case performance of DL-based reconstruction algorithms. In this paper we describe adversarial attacks on multi-coil $k$-space measurements and evaluate them on the recently proposed E2E-VarNet and a simpler UNet-based model. In contrast to prior work, the attacks are targeted to specifically alter diagnostically relevant regions. Using two realistic attack models (adversarial $k$-space noise and adversarial rotations) we are able to show that current state-of-the-art DL-based reconstruction algorithms are indeed sensitive to such perturbations to a degree where relevant diagnostic information may be lost. Surprisingly, in our experiments the UNet and the more sophisticated E2E-VarNet were similarly sensitive to such attacks. Our findings add further to the evidence that caution must be exercised as DL-based methods move closer to clinical practice.

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Provably Adversarially Robust Nearest Prototype Classifiers

Nearest prototype classifiers (NPCs) assign to each input point the label of the nearest prototype with respect to a chosen distance metric. A direct advantage of NPCs is that the decisions are interpretable. Previous work could provide lower bounds on the minimal adversarial perturbation in the $\ell_p$-threat model when using the same $\ell_p$-distance for the NPCs. In this paper we provide a complete discussion on the complexity when using $\ell_p$-distances for decision and $\ell_q$-threat models for certification for $p,q \in \{1,2,\infty\}$. In particular we provide scalable algorithms for the \emph{exact} computation of the minimal adversarial perturbation when using $\ell_2$-distance and improved lower bounds in other cases. Using efficient improved lower bounds we train our Provably adversarially robust NPC (PNPC), for MNIST which have better $\ell_2$-robustness guarantees than neural networks. Additionally, we show up to our knowledge the first certification results w.r.t. to the LPIPS perceptual metric which has been argued to be a more realistic threat model for image classification than $\ell_p$-balls. Our PNPC has on CIFAR10 higher certified robust accuracy than the empirical robust accuracy reported in (Laidlaw et al., 2021). The code is available in our repository.

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Evaluating the Adversarial Robustness of Adaptive Test-time Defenses

Adaptive defenses, which optimize at test time, promise to improve adversarial robustness. We categorize such adaptive test-time defenses, explain their potential benefits and drawbacks, and evaluate a representative variety of the latest adaptive defenses for image classification. Unfortunately, none significantly improve upon static defenses when subjected to our careful case study evaluation. Some even weaken the underlying static model while simultaneously increasing inference computation. While these results are disappointing, we still believe that adaptive test-time defenses are a promising avenue of research and, as such, we provide recommendations for their thorough evaluation. We extend the checklist of Carlini et al. (2019) by providing concrete steps specific to adaptive defenses.

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Breaking Down Out-of-Distribution Detection: Many Methods Based on OOD Training Data Estimate a Combination of the Same Core Quantities

It is an important problem in trustworthy machine learning to recognize out-of-distribution (OOD) inputs which are inputs unrelated to the in-distribution task. Many out-of-distribution detection methods have been suggested in recent years. The goal of this paper is to recognize common objectives as well as to identify the implicit scoring functions of different OOD detection methods. We focus on the sub-class of methods that use surrogate OOD data during training in order to learn an OOD detection score that generalizes to new unseen out-distributions at test time. We show that binary discrimination between in- and (different) out-distributions is equivalent to several distinct formulations of the OOD detection problem. When trained in a shared fashion with a standard classifier, this binary discriminator reaches an OOD detection performance similar to that of Outlier Exposure. Moreover, we show that the confidence loss which is used by Outlier Exposure has an implicit scoring function which differs in a non-trivial fashion from the theoretically optimal scoring function in the case where training and test out-distribution are the same, which again is similar to the one used when training an Energy-Based OOD detector or when adding a background class. In practice, when trained in exactly the same way, all these methods perform similarly.

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Random and Adversarial Bit Error Robustness: Energy-Efficient and Secure DNN Accelerators

Deep neural network (DNN) accelerators received considerable attention in recent years due to the potential to save energy compared to mainstream hardware. Low-voltage operation of DNN accelerators allows to further reduce energy consumption, however, causes bit-level failures in the memory storing the quantized weights. Furthermore, DNN accelerators are vulnerable to adversarial attacks on voltage controllers or individual bits. In this paper, we show that a combination of robust fixed-point quantization, weight clipping, as well as random bit error training (RandBET) or adversarial bit error training (AdvBET) improves robustness against random or adversarial bit errors in quantized DNN weights significantly. This leads not only to high energy savings for low-voltage operation as well as low-precision quantization, but also improves security of DNN accelerators. In contrast to related work, our approach generalizes across operating voltages and accelerators and does not require hardware changes. Moreover, we present a novel adversarial bit error attack and are able to obtain robustness against both targeted and untargeted bit-level attacks. Without losing more than 0.8%/2% in test accuracy, we can reduce energy consumption on CIFAR10 by 20%/30% for 8/4-bit quantization. Allowing up to 320 adversarial bit errors, we reduce test error from above 90% (chance level) to 26.22%.

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