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Mauli Pant

Publications and source records attributed to Mauli Pant.

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Inverse Control Constrained Optimization of Vessel Speed Decisions Under Environmental Risk: Evidence from Arctic Shipping

Understanding how decision makers balance operational efficiency with environmental and ecological risks is central to vessel navigation. We model vessel speed as a control variable in a constrained optimization framework in which vessel operators balance multiple competing objectives, including transit efficiency, ice related navigational risk, and whale related ecological risk. The underlying risk parameters are estimated using over 14 million Automatic Identification System (AIS) observations from the United States Arctic (2010-2019), together with environmental covariates and spatially explicit whale density estimates. The framework incorporates a nonlinear risk objective, vessel heterogeneity, and regularization to ensure stable and interpretable results. The inferred trade offs reveal distinct decision making patterns across vessel groups and navigational statuses. Vessel types such as Tug Tow and Cargo balance operational speed with environmental and ecological considerations. In contrast, several vessel groups, including Fishing, Passenger, and Unspecified vessels, are strongly influenced by ice related risk, while Pleasure Craft and Tankers exhibit higher sensitivity to whale related risk. Across navigational status categories, similar heterogeneity is observed. The dominant status, under way using engine, displays a clear trade off, whereas other statuses, such as aground and undefined, are strongly shaped by ice related constraints. Statuses including restricted maneuverability and engaged in fishing exhibit higher estimated sensitivity to whale related risk, though with substantial uncertainty. Sensitivity analysis indicates that increasing whale-related risk weighting produces limited changes in model-implied optimal speed, whereas increasing ice-related risk leads to more consistent reductions.

stat.AP

A Gradient Boosted Mixed-Model Machine Learning Framework for Vessel Speed in the U.S. Arctic

Understanding how environmental and operational conditions influence vessel speed is crucial for characterizing navigational conditions in the Arctic. We analyzed Automatic Identification System (AIS) data from 2010-2019 to examine vessel speed over ground (SOG). Over half of the AIS records showed zero SOG, and treating zero and positive SOG as a single continuous process can obscure important patterns. We therefore applied a two-stage machine learning framework, first modeling the probability of SOG greater than zero and then modeling SOG conditional on being positive. AIS observations were integrated with sea ice concentration, course over ground, wind, bathymetric depth, distance to coast, vessel group, and navigational status. Gradient boosted decision trees with random effects captured nonlinear environmental responses while accounting for repeated observations. The positive SOG classifier achieved strong discrimination (AUC = 0.85), while the conditional speed model explained approximately 77 percent of out-of-fold variance. SHAP values quantified covariate effects by decomposing model predictions into additive contributions from individual variables. Distance to coast and bathymetric depth were dominant determinants of both the likelihood and magnitude of vessel speed, while changes in course, vessel group, and navigational status introduced secondary variation. Wind and sea ice effects were modest. Together, these results empirically characterize Arctic vessel operating regimes relevant to speed management and corridor-level assessment.

eess.SP

Spatio-temporal Shared-Field Modeling of Beluga and Bowhead Whale Sightings Using a Joint Marked Log-Gaussian Cox Process

We analyze a decade of aerial survey whale sighting data (2010-2019) to model the spatio-temporal distributions and group sizes of beluga (Delphinapterus leucas) and bowhead (Balaena mysticetus) whales in the United States Arctic. To jointly model these species, we develop a multi-species Log-Gaussian Cox Process (LGCP) in which species specific intensity surfaces are linked through a shared latent spatial Gaussian field. This structure allows the model to capture broad spatial patterns common to both species while still accommodating species level responses to environmental covariates and seasonal variation. The latent field is represented using the Stochastic Partial Differential Equation (SPDE) approach with an anisotropic Matern covariance, implemented on an ocean constrained triangulated mesh so that spatial dependence aligns with marine geography. Whale group size is incorporated through a marked point process extension with species specific negative binomial marks, allowing occurrence and group sizes to be jointly analyzed within a unified framework. Inference is carried out using the Integrated Nested Laplace Approximation (INLA), enabling efficient model fitting over a decade of survey effort. The results highlight persistent multi-species hotspots and distinct environmental associations for each species, demonstrating the value of shared field LGCPs for joint species distribution modeling in data sparse and heterogeneous survey settings.

stat.AP