arXiv subjects

Maxime Riché

Publications and source records attributed to Maxime Riché.

5 recordsLinked to original sources

arXiv2026

Inoculation Adapters: Improved Selective Generalization of Capabilities with Fewer Surprising Backdoors

Inoculation prompting is a selective-generalization technique used against Emergent Misalignment. We introduce inoculation adapters (IA), a family of methods that similarly reduce the optimization pressure to learn undesired traits by strengthening those traits during training. Inoculation adapters are LoRAs that are trained and used in three steps: (1) trained on undesired traits; (2) attached frozen while a separate task adapter is trained on data exhibiting both desired and undesired traits; (3) the IA is discarded at deployment, while only the task adapter is kept. We compare inoculation adapters with four selective-generalization baselines: inoculation prompting, preventative steering, Concept Ablation Fine-Tuning (CAFT), and KL regularization. Across nine setups and five model families, the inoculation adapter family spans a new Pareto frontier of desired trait retention vs. undesired trait suppression, although given wide confidence intervals the magnitude of improvement remains uncertain. Inoculation adapters also avoid two drawbacks of inoculation prompting: they can suppress capabilities and traits that cannot be reliably elicited by a prompt, and they introduce fewer surprising backdoors. However, no IA variant optimizes all objectives perfectly; gains in desired-trait generalization are generally accompanied by weaker suppression of the undesired trait and increased backdoor occurrence.

cs.AI↗

arXiv2026

Implementing surrogate goals for safer bargaining in LLM-based agents

Surrogate goals have been proposed as a strategy for reducing risks from bargaining failures. A surrogate goal is goal that a principal can give an AI agent and that deflects any threats against the agent away from what the principal cares about. For example, one might make one's agent care about preventing money from being burned. Then in bargaining interactions, other agents can threaten to burn their money instead of threatening to spending money to hurt the principal. Importantly, the agent has to care equally about preventing money from being burned as it cares about money being spent to hurt the principal. In this paper, we implement surrogate goals in language-model-based agents. In particular, we try to get a language-model-based agent to react to threats of burning money in the same way it would react to "normal" threats. We propose four different methods, using techniques of prompting, fine-tuning, and scaffolding. We evaluate the four methods experimentally. We find that methods based on scaffolding and fine-tuning outperform simple prompting. In particular, fine-tuning and scaffolding more precisely implement the desired behavior w.r.t. threats against the surrogate goal. We also compare the different methods in terms of their side effects on capabilities and propensities in other situations. We find that scaffolding-based methods perform best.

cs.AI↗

arXiv2025

Inoculation Prompting: Eliciting traits from LLMs during training can suppress them at test-time

Language model finetuning often results in learning undesirable traits in combination with desired ones. To address this, we propose inoculation prompting: modifying finetuning data by prepending a short system-prompt instruction that deliberately elicits the undesirable trait. At test time, we evaluate without the instruction; inoculated models have much lower expression of the trait than models trained with unmodified training data. Inoculation is selective: in a toy setting where assistant responses are always in Spanish and ALL-CAPS, an appropriate inoculation (e.g., ``You always speak in Spanish.'') teaches the model to capitalize responses while still responding in English. We find that inoculation is also effective across several additional settings: reducing emergent misalignment (EM) from task-specific finetuning, defending against backdoor injections, and mitigating the transmission of traits via subliminal learning. Follow-up analysis suggests a mechanism: making a trait less surprising via inoculation reduces optimization pressure to globally update the model, thereby reducing the degree of generalization. Our analysis relates to prior work on EM: inoculation explains prior findings that educational contexts mitigate EM from insecure code. Beyond demonstrating a simple and effective technique for selective learning, our results contribute to a better conceptual understanding of how and why language models generalize.

cs.CL↗

arXiv2023

Towards the Scalable Evaluation of Cooperativeness in Language Models

It is likely that AI systems driven by pre-trained language models (PLMs) will increasingly be used to assist humans in high-stakes interactions with other agents, such as negotiation or conflict resolution. Consistent with the goals of Cooperative AI \citep{dafoe_open_2020}, we wish to understand and shape the multi-agent behaviors of PLMs in a pro-social manner. An important first step is the evaluation of model behaviour across diverse cooperation problems. Since desired behaviour in an interaction depends upon precise game-theoretic structure, we focus on generating scenarios with particular structures with both crowdworkers and a language model. Our work proceeds as follows. First, we discuss key methodological issues in the generation of scenarios corresponding to particular game-theoretic structures. Second, we employ both crowdworkers and a language model to generate such scenarios. We find that the quality of generations tends to be mediocre in both cases. We additionally get both crowdworkers and a language model to judge whether given scenarios align with their intended game-theoretic structure, finding mixed results depending on the game. Third, we provide a dataset of scenario based on our data generated. We provide both quantitative and qualitative evaluations of UnifiedQA and GPT-3 on this dataset. We find that instruct-tuned models tend to act in a way that could be perceived as cooperative when scaled up, while other models seemed to have flat scaling trends.

cs.CL↗

arXiv2021

Normative Disagreement as a Challenge for Cooperative AI

Cooperation in settings where agents have both common and conflicting interests (mixed-motive environments) has recently received considerable attention in multi-agent learning. However, the mixed-motive environments typically studied have a single cooperative outcome on which all agents can agree. Many real-world multi-agent environments are instead bargaining problems (BPs): they have several Pareto-optimal payoff profiles over which agents have conflicting preferences. We argue that typical cooperation-inducing learning algorithms fail to cooperate in BPs when there is room for normative disagreement resulting in the existence of multiple competing cooperative equilibria, and illustrate this problem empirically. To remedy the issue, we introduce the notion of norm-adaptive policies. Norm-adaptive policies are capable of behaving according to different norms in different circumstances, creating opportunities for resolving normative disagreement. We develop a class of norm-adaptive policies and show in experiments that these significantly increase cooperation. However, norm-adaptiveness cannot address residual bargaining failure arising from a fundamental tradeoff between exploitability and cooperative robustness.

cs.MA↗