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Maximilian Baader

Publications and source records attributed to Maximilian Baader.

At least 19 recordsLinked to original sources

Adaptive Generation of Bias-Eliciting Questions for LLMs

Large language models (LLMs) are now widely deployed in user-facing applications, reaching hundreds of millions of users worldwide. Despite their widespread adoption, growing reliance on their outputs raises significant concerns, particularly as users may be exposed to model-inherent biases that disadvantage or stereotype certain groups. However, existing bias benchmarks commonly rely on simple templated prompts or restrictive multiple-choice questions that fail to capture the complexity of real-world user interactions. In this work, we address this gap by introducing a counterfactual framework that automatically generates realistic, open-ended questions for LLM bias evaluation. Through iterative question mutation, our approach systematically explores areas where models are most likely to exhibit biased behavior. Beyond just detecting harmful biases, we also capture increasingly relevant response dimensions, such as asymmetric refusals and explicit bias acknowledgment. Building on this, we construct CAB, a diverse and human-verified benchmark for realistic and nuanced bias evaluations on current frontier LLMs. Our evaluation using CAB highlights the continued need for fairness research by showing that all examined models exhibit persistent biases across certain scenarios.

cs.CY

Certified Robustness to Data Poisoning in Gradient-Based Training

Modern machine learning pipelines leverage large amounts of public data, making it infeasible to guarantee data quality and leaving models open to poisoning and backdoor attacks. Provably bounding model behavior under such attacks remains an open problem. In this work, we address this challenge by developing the first framework providing provable guarantees on the behavior of models trained with potentially manipulated data without modifying the model or learning algorithm. In particular, our framework certifies robustness against untargeted and targeted poisoning, as well as backdoor attacks, for bounded and unbounded manipulations of the training inputs and labels. Our method leverages convex relaxations to over-approximate the set of all possible parameter updates for a given poisoning threat model, allowing us to bound the set of all reachable parameters for any gradient-based learning algorithm. Given this set of parameters, we provide bounds on worst-case behavior, including model performance and backdoor success rate. We demonstrate our approach on multiple real-world datasets from applications including energy consumption, medical imaging, and autonomous driving.

cs.LG

AutoBaxBuilder: Bootstrapping Code Security Benchmarking

As large language models (LLMs) see wide adoption in software engineering, the reliable assessment of the correctness and security of LLM-generated code is crucial. Notably, prior work showed that LLMs are prone to generating code with security vulnerabilities, highlighting that security is often overlooked. These insights were enabled by specialized benchmarks crafted by security experts through significant manual effort. However, benchmarks (i) inevitably end up contaminating training data, (ii) must extend to new tasks to provide a more complete picture, and (iii) must increase in difficulty to challenge more capable LLMs. In this work, we address these challenges and present AutoBaxBuilder, an automated pipeline that generates code security benchmarking tasks from scratch. It leverages the code-understanding capabilities of LLMs combined with robust reliability checks to construct functional tests and end-to-end security-probing exploits. The quality of the pipeline is quantitatively confirmed by aligning its predictions with an expert-written baseline and qualitatively validated through manual soundness verification. We use AutoBaxBuilder to construct a new benchmark and release it to the public as AutoBaxBench, together with a thorough evaluation on contemporary LLMs. AutoBaxBuilder generates new tasks in under 2 hours, for less than USD 4. Including a manual verification, this reduces the required human effort for benchmark construction by a factor of 12.

cs.CR

SPEAR++: Scaling Gradient Inversion via Sparsely-Used Dictionary Learning

Federated Learning has seen an increased deployment in real-world scenarios recently, as it enables the distributed training of machine learning models without explicit data sharing between individual clients. Yet, the introduction of the so-called gradient inversion attacks has fundamentally challenged its privacy-preserving properties. Unfortunately, as these attacks mostly rely on direct data optimization without any formal guarantees, the vulnerability of real-world systems remains in dispute and requires tedious testing for each new federated deployment. To overcome these issues, recently the SPEAR attack was introduced, which is based on a theoretical analysis of the gradients of linear layers with ReLU activations. While SPEAR is an important theoretical breakthrough, the attack's practicality was severely limited by its exponential runtime in the batch size b. In this work, we fill this gap by applying State-of-the-Art techniques from Sparsely-Used Dictionary Learning to make the problem of gradient inversion on linear layers with ReLU activations tractable. Our experiments demonstrate that our new attack, SPEAR++, retains all desirable properties of SPEAR, such as robustness to DP noise and FedAvg aggregation, while being applicable to 10x bigger batch sizes.

cs.LG

CommandSans: Securing AI Agents with Surgical Precision Prompt Sanitization

The increasing adoption of LLM agents with access to numerous tools and sensitive data significantly widens the attack surface for indirect prompt injections. Due to the context-dependent nature of attacks, however, current defenses are often ill-calibrated as they cannot reliably differentiate malicious and benign instructions, leading to high false positive rates that prevent their real-world adoption. To address this, we present a novel approach inspired by the fundamental principle of computer security: data should not contain executable instructions. Instead of sample-level classification, we propose a token-level sanitization process, which surgically removes any instructions directed at AI systems from tool outputs, capturing malicious instructions as a byproduct. In contrast to existing safety classifiers, this approach is non-blocking, does not require calibration, and is agnostic to the context of tool outputs. Further, we can train such token-level predictors with readily available instruction-tuning data only, and don't have to rely on unrealistic prompt injection examples from challenges or of other synthetic origin. In our experiments, we find that this approach generalizes well across a wide range of attacks and benchmarks like AgentDojo, BIPIA, InjecAgent, ASB and SEP, achieving a 7-10x reduction of attack success rate (ASR) (34% to 3% on AgentDojo), without impairing agent utility in both benign and malicious settings.

cs.CR

Gaussian Loss Smoothing Enables Certified Training with Tight Convex Relaxations

Training neural networks with high certified accuracy against adversarial examples remains an open challenge despite significant efforts. While certification methods can effectively leverage tight convex relaxations for bound computation, in training, these methods, perhaps surprisingly, can perform worse than looser relaxations. Prior work hypothesized that this phenomenon is caused by the discontinuity, non-smoothness, and perturbation sensitivity of the loss surface induced by tighter relaxations. In this work, we theoretically show that applying Gaussian Loss Smoothing (GLS) on the loss surface can alleviate these issues. We confirm this empirically by instantiating GLS with two variants: a zeroth-order optimization algorithm, called PGPE, which allows training with non-differentiable relaxations, and a first-order optimization algorithm, called RGS, which requires gradients of the relaxation but is much more efficient than PGPE. Extensive experiments show that when combined with tight relaxations, these methods surpass state-of-the-art methods when training on the same network architecture for many settings. Our results clearly demonstrate the promise of Gaussian Loss Smoothing for training certifiably robust neural networks and pave a path towards leveraging tighter relaxations for certified training.

cs.LG

BaxBench: Can LLMs Generate Correct and Secure Backends?

Automatic program generation has long been a fundamental challenge in computer science. Recent benchmarks have shown that large language models (LLMs) can effectively generate code at the function level, make code edits, and solve algorithmic coding tasks. However, to achieve full automation, LLMs should be able to generate production-quality, self-contained application modules. To evaluate the capabilities of LLMs in solving this challenge, we introduce BaxBench, a novel evaluation benchmark consisting of 392 tasks for the generation of backend applications. We focus on backends for three critical reasons: (i) they are practically relevant, building the core components of most modern web and cloud software, (ii) they are difficult to get right, requiring multiple functions and files to achieve the desired functionality, and (iii) they are security-critical, as they are exposed to untrusted third-parties, making secure solutions that prevent deployment-time attacks an imperative. BaxBench validates the functionality of the generated applications with comprehensive test cases, and assesses their security exposure by executing end-to-end exploits. Our experiments reveal key limitations of current LLMs in both functionality and security: (i) even the best model, OpenAI o1, achieves a mere 62% on code correctness; (ii) on average, we could successfully execute security exploits on around half of the correct programs generated by each LLM; and (iii) in less popular backend frameworks, models further struggle to generate correct and secure applications. Progress on BaxBench signifies important steps towards autonomous and secure software development with LLMs.

cs.CR

A Unified Approach to Routing and Cascading for LLMs

The availability of a wide range of large language models (LLMs) embedded in various agentic systems has significantly increased the potential of model selection strategies to improve the cost-performance tradeoff. Existing strategies involve either routing, where a single model is chosen per query, or cascading, which sequentially runs increasingly larger models until a satisfactory answer is found. However, current approaches face three key limitations: they (1) lack formal proofs of optimality, (2) fail to identify the conditions under which these strategies are most effective to improve the cost-performance tradeoff, and (3) are unable to combine both paradigms for further improvements. To address these issues, we first derive a novel optimal strategy for cascading and prove the optimality of an existing routing strategy. Further, we propose cascade routing, a unified framework that integrates routing and cascading into a theoretically optimal strategy. Through our analysis, we identify good quality estimators as the critical factor for the success of model selection paradigms. Finally, in our experiments, we show that cascade routing consistently outperforms the individual approaches by a large margin and we analyze quality estimators to determine when routing and/or cascading are useful paradigms for model selection.

cs.CL

ToolFuzz -- Automated Agent Tool Testing

Large Language Model (LLM) Agents leverage the advanced reasoning capabilities of LLMs in real-world applications. To interface with an environment, these agents often rely on tools, such as web search or database APIs. As the agent provides the LLM with tool documentation along the user query, the completeness and correctness of this documentation is critical. However, tool documentation is often over-, under-, or ill-specified, impeding the agent's accuracy. Standard software testing approaches struggle to identify these errors as they are expressed in natural language. Thus, despite its importance, there currently exists no automated method to test the tool documentation for agents. To address this issue, we present ToolFuzz, the first method for automated testing of tool documentations. ToolFuzz is designed to discover two types of errors: (1) user queries leading to tool runtime errors and (2) user queries that lead to incorrect agent responses. ToolFuzz can generate a large and diverse set of natural inputs, effectively finding tool description errors at a low false positive rate. Further, we present two straightforward prompt-engineering approaches. We evaluate all three tool testing approaches on 32 common LangChain tools and 35 newly created custom tools and 2 novel benchmarks to further strengthen the assessment. We find that many publicly available tools suffer from underspecification. Specifically, we show that ToolFuzz identifies 20x more erroneous inputs compared to the prompt-engineering approaches, making it a key component for building reliable AI agents.

cs.AI

GRAIN: Exact Graph Reconstruction from Gradients

Federated learning claims to enable collaborative model training among multiple clients with data privacy by transmitting gradient updates instead of the actual client data. However, recent studies have shown the client privacy is still at risk due to the, so called, gradient inversion attacks which can precisely reconstruct clients' text and image data from the shared gradient updates. While these attacks demonstrate severe privacy risks for certain domains and architectures, the vulnerability of other commonly-used data types, such as graph-structured data, remain under-explored. To bridge this gap, we present GRAIN, the first exact gradient inversion attack on graph data in the honest-but-curious setting that recovers both the structure of the graph and the associated node features. Concretely, we focus on Graph Convolutional Networks (GCN) and Graph Attention Networks (GAT) -- two of the most widely used frameworks for learning on graphs. Our method first utilizes the low-rank structure of GNN gradients to efficiently reconstruct and filter the client subgraphs which are then joined to complete the input graph. We evaluate our approach on molecular, citation, and social network datasets using our novel metric. We show that GRAIN reconstructs up to 80% of all graphs exactly, significantly outperforming the baseline, which achieves up to 20% correctly positioned nodes.

cs.LG

Ward: Provable RAG Dataset Inference via LLM Watermarks

RAG enables LLMs to easily incorporate external data, raising concerns for data owners regarding unauthorized usage of their content. The challenge of detecting such unauthorized usage remains underexplored, with datasets and methods from adjacent fields being ill-suited for its study. We take several steps to bridge this gap. First, we formalize this problem as (black-box) RAG Dataset Inference (RAG-DI). We then introduce a novel dataset designed for realistic benchmarking of RAG-DI methods, alongside a set of baselines. Finally, we propose Ward, a method for RAG-DI based on LLM watermarks that equips data owners with rigorous statistical guarantees regarding their dataset's misuse in RAG corpora. Ward consistently outperforms all baselines, achieving higher accuracy, superior query efficiency and robustness. Our work provides a foundation for future studies of RAG-DI and highlights LLM watermarks as a promising approach to this problem.

cs.LG

Polyrating: A Cost-Effective and Bias-Aware Rating System for LLM Evaluation

Rating-based human evaluation has become an essential tool to accurately evaluate the impressive performance of large language models (LLMs). However, current rating systems suffer from several important limitations: first, they fail to account for biases that significantly influence evaluation results, second, they require large and expensive preference datasets to obtain accurate ratings, and third, they do not facilitate meaningful comparisons of model ratings across different tasks. To address these issues, we introduce Polyrating, an expressive and flexible rating system based on maximum a posteriori estimation that enables a more nuanced and thorough analysis of model performance at lower costs. Polyrating can detect and quantify biases affecting human preferences, ensuring fairer model comparisons. Further, Polyrating can reduce the cost of human evaluations by up to $41\%$ for new models and up to $77\%$ for new tasks by leveraging existing benchmark scores. Lastly, Polyrating enables direct comparisons of ratings across different tasks, providing a comprehensive understanding of an LLMs' strengths, weaknesses, and relative performance across different applications.

cs.CL

SPEAR:Exact Gradient Inversion of Batches in Federated Learning

Federated learning is a framework for collaborative machine learning where clients only share gradient updates and not their private data with a server. However, it was recently shown that gradient inversion attacks can reconstruct this data from the shared gradients. In the important honest-but-curious setting, existing attacks enable exact reconstruction only for batch size of $b=1$, with larger batches permitting only approximate reconstruction. In this work, we propose SPEAR, the first algorithm reconstructing whole batches with $b >1$ exactly. SPEAR combines insights into the explicit low-rank structure of gradients with a sampling-based algorithm. Crucially, we leverage ReLU-induced gradient sparsity to precisely filter out large numbers of incorrect samples, making a final reconstruction step tractable. We provide an efficient GPU implementation for fully connected networks and show that it recovers high-dimensional ImageNet inputs in batches of up to $b \lesssim 25$ exactly while scaling to large networks. Finally, we show theoretically that much larger batches can be reconstructed with high probability given exponential time.

cs.LG

DAGER: Exact Gradient Inversion for Large Language Models

Federated learning works by aggregating locally computed gradients from multiple clients, thus enabling collaborative training without sharing private client data. However, prior work has shown that the data can actually be recovered by the server using so-called gradient inversion attacks. While these attacks perform well when applied on images, they are limited in the text domain and only permit approximate reconstruction of small batches and short input sequences. In this work, we propose DAGER, the first algorithm to recover whole batches of input text exactly. DAGER leverages the low-rank structure of self-attention layer gradients and the discrete nature of token embeddings to efficiently check if a given token sequence is part of the client data. We use this check to exactly recover full batches in the honest-but-curious setting without any prior on the data for both encoder- and decoder-based architectures using exhaustive heuristic search and a greedy approach, respectively. We provide an efficient GPU implementation of DAGER and show experimentally that it recovers full batches of size up to 128 on large language models (LLMs), beating prior attacks in speed (20x at same batch size), scalability (10x larger batches), and reconstruction quality (ROUGE-1/2 > 0.99).

cs.LG

Evading Data Contamination Detection for Language Models is (too) Easy

Large language models are widespread, with their performance on benchmarks frequently guiding user preferences for one model over another. However, the vast amount of data these models are trained on can inadvertently lead to contamination with public benchmarks, thus compromising performance measurements. While recently developed contamination detection methods try to address this issue, they overlook the possibility of deliberate contamination by malicious model providers aiming to evade detection. We argue that this setting is of crucial importance as it casts doubt on the reliability of public benchmarks. To more rigorously study this issue, we propose a categorization of both model providers and contamination detection methods. This reveals vulnerabilities in existing methods that we exploit with EAL, a simple yet effective contamination technique that significantly inflates benchmark performance while completely evading current detection methods.

cs.LG

Abstraqt: Analysis of Quantum Circuits via Abstract Stabilizer Simulation

Stabilizer simulation can efficiently simulate an important class of quantum circuits consisting exclusively of Clifford gates. However, all existing extensions of this simulation to arbitrary quantum circuits including non-Clifford gates suffer from an exponential runtime. To address this challenge, we present a novel approach for efficient stabilizer simulation on arbitrary quantum circuits, at the cost of lost precision. Our key idea is to compress an exponential sum representation of the quantum state into a single abstract summand covering (at least) all occurring summands. This allows us to introduce an abstract stabilizer simulator that efficiently manipulates abstract summands by over-approximating the effect of circuit operations including Clifford gates, non-Clifford gates, and (internal) measurements. We implemented our abstract simulator in a tool called Abstraqt and experimentally demonstrate that Abstraqt can establish circuit properties intractable for existing techniques.

quant-ph

Expressivity of ReLU-Networks under Convex Relaxations

Convex relaxations are a key component of training and certifying provably safe neural networks. However, despite substantial progress, a wide and poorly understood accuracy gap to standard networks remains, raising the question of whether this is due to fundamental limitations of convex relaxations. Initial work investigating this question focused on the simple and widely used IBP relaxation. It revealed that some univariate, convex, continuous piecewise linear (CPWL) functions cannot be encoded by any ReLU network such that its IBP-analysis is precise. To explore whether this limitation is shared by more advanced convex relaxations, we conduct the first in-depth study on the expressive power of ReLU networks across all commonly used convex relaxations. We show that: (i) more advanced relaxations allow a larger class of univariate functions to be expressed as precisely analyzable ReLU networks, (ii) more precise relaxations can allow exponentially larger solution spaces of ReLU networks encoding the same functions, and (iii) even using the most precise single-neuron relaxations, it is impossible to construct precisely analyzable ReLU networks that express multivariate, convex, monotone CPWL functions.

cs.LG

On the Paradox of Certified Training

Certified defenses based on convex relaxations are an established technique for training provably robust models. The key component is the choice of relaxation, varying from simple intervals to tight polyhedra. Counterintuitively, loose interval-based training often leads to higher certified robustness than what can be achieved with tighter relaxations, which is a well-known but poorly understood paradox. While recent works introduced various improvements aiming to circumvent this issue in practice, the fundamental problem of training models with high certified robustness remains unsolved. In this work, we investigate the underlying reasons behind the paradox and identify two key properties of relaxations, beyond tightness, that impact certified training dynamics: continuity and sensitivity. Our extensive experimental evaluation with a number of popular convex relaxations provides strong evidence that these factors can explain the drop in certified robustness observed for tighter relaxations. We also systematically explore modifications of existing relaxations and discover that improving unfavorable properties is challenging, as such attempts often harm other properties, revealing a complex tradeoff. Our findings represent an important first step towards understanding the intricate optimization challenges involved in certified training.

cs.LG