arXiv subjects

Mengyin Lu

Publications and source records attributed to Mengyin Lu.

6 recordsLinked to original sources

arXiv2026

K/V-Cache Interventions Dissociate Representation Alignment from Persona Expression in Decoder-Only Language Models

We study K/V-cache interventions -- transplanting a target-conditioned K/V trajectory into a source-persona generation -- as a structured surface for persona control in decoder-only language models. Across 13 intervention configurations applied to Llama-3.1-8B for a fixed source-to-target persona pair, we report two consistent dissociations between representation-level alignment and behavioral expression, plus a common failure under position perturbations. First, all layer-band K/V replacements (early, mid, late) achieve strong local V-space alignment (V-gap 0.91, 0.89, 0.84), but only mid-layer replacement (layers 9-20) combines substantial target-marker expression with preserved lexical diversity. Second, full and mid-layer replacement induce comparable alignment (V-gap 0.94 vs. 0.89) yet produce different lexical-diversity profiles (TTR 0.65 vs. 0.77). Third, position perturbations (lag and shuffle) apply distinct operations yet uniformly suppress target-persona expression -- a common behavioral failure rather than a strict dissociation. Representation-level similarity metrics alone are thus not sufficient predictors of downstream persona expression in the regimes we study; the K/V cache emerges as a controllable but structurally constrained intervention surface. Because the transplanted trajectory carries the target's own generated token history, we characterize the intervention as trajectory-level transplantation rather than isolated persona-representation injection; a same-token-sequence control, decoding an identical token sequence under source vs. target conditioning, reproduces the sign and layer localization of the L28 representational shift, indicating the shift is not explained solely by imported token history. These findings characterize representation-behavior dissociation in a high-signal setting rather than establishing universality across models or persona pairs.

cs.CL↗

arXiv2026

SPEAR: Code-Augmented Agentic Prompt Optimization

Automatic prompt engineering (APE) rewrites prompts to improve downstream task performance, but existing APE loops treat the optimizer itself as a fixed pipeline. We port the code-as-action paradigm of CodeAct (Wang et al., 2024a) to APE and propose SPEAR (Sandboxed Prompt Engineer with Active Roll-back), a free-form agentic optimizer with four tools -- evaluate, python, set_prompt, finish -- that decides autonomously how and when to use them. The distinctive tool is the Python sandbox: the optimizer writes and executes arbitrary Python on the current evaluation DataFrame, performing structural error analysis (confusion matrices, error clustering, per group metrics) the agent itself authors. Two guardrails turn the long-horizon agent into a monotone-improving optimizer: auto-rollback on metric regression, and an optional guard metric floor. We evaluate on three industrial LLM-as-judge suites (13 judge tasks across recruiter-intake, conversational-memory, and query-refinement systems) plus seven BBH tasks and GSM8K. SPEAR wins every industrial task on the primary metric ($\kappa$ 0.857 vs 0.359 on tool-selection; F1-macro 0.815 vs 0.763 on filter-relevance; $\kappa$ 0.254 vs 0.218 on the hardest extraction dimension). On BBH-7 SPEAR averages 0.938 accuracy vs GEPA 0.628 and TextGrad 0.484. Ablations show the Python tool is the largest single lever on complex judge tasks ($\Delta \approx +0.79\kappa$ on the 5-class tool-selection judge, $\Delta \approx +0.35\kappa$ on the hardest extraction dimension when removed); its irreplaceable contribution is class-pair confusion aggregation that a long-context LLM cannot extract reliably from the raw eval DataFrame.

cs.CL↗

arXiv2023

Halo: Estimation and Reduction of Hallucinations in Open-Source Weak Large Language Models

Large Language Models (LLMs) have revolutionized Natural Language Processing (NLP). Although convenient for research and practical applications, open-source LLMs with fewer parameters often suffer from severe hallucinations compared to their larger counterparts. This paper focuses on measuring and reducing hallucinations in BLOOM 7B, a representative of such weaker open-source LLMs that are publicly available for research and commercial applications. We introduce HaloCheck, a lightweight BlackBox knowledge-free framework designed to quantify the severity of hallucinations in LLMs. Additionally, we explore techniques like knowledge injection and teacher-student approaches to alleviate hallucinations in low-parameter LLMs. Our experiments effectively demonstrate the reduction of hallucinations in challenging domains for these LLMs.

cs.CL↗

arXiv2022

Multi-Behavior Enhanced Recommendation with Cross-Interaction Collaborative Relation Modeling

Many previous studies aim to augment collaborative filtering with deep neural network techniques, so as to achieve better recommendation performance. However, most existing deep learning-based recommender systems are designed for modeling singular type of user-item interaction behavior, which can hardly distill the heterogeneous relations between user and item. In practical recommendation scenarios, there exist multityped user behaviors, such as browse and purchase. Due to the overlook of user's multi-behavioral patterns over different items, existing recommendation methods are insufficient to capture heterogeneous collaborative signals from user multi-behavior data. Inspired by the strength of graph neural networks for structured data modeling, this work proposes a Graph Neural Multi-Behavior Enhanced Recommendation (GNMR) framework which explicitly models the dependencies between different types of user-item interactions under a graph-based message passing architecture. GNMR devises a relation aggregation network to model interaction heterogeneity, and recursively performs embedding propagation between neighboring nodes over the user-item interaction graph. Experiments on real-world recommendation datasets show that our GNMR consistently outperforms state-of-the-art methods. The source code is available at https://github.com/akaxlh/GNMR.

cs.IR↗

arXiv2021

Knowledge-aware Coupled Graph Neural Network for Social Recommendation

Social recommendation task aims to predict users' preferences over items with the incorporation of social connections among users, so as to alleviate the sparse issue of collaborative filtering. While many recent efforts show the effectiveness of neural network-based social recommender systems, several important challenges have not been well addressed yet: (i) The majority of models only consider users' social connections, while ignoring the inter-dependent knowledge across items; (ii) Most of existing solutions are designed for singular type of user-item interactions, making them infeasible to capture the interaction heterogeneity; (iii) The dynamic nature of user-item interactions has been less explored in many social-aware recommendation techniques. To tackle the above challenges, this work proposes a Knowledge-aware Coupled Graph Neural Network (KCGN) that jointly injects the inter-dependent knowledge across items and users into the recommendation framework. KCGN enables the high-order user- and item-wise relation encoding by exploiting the mutual information for global graph structure awareness. Additionally, we further augment KCGN with the capability of capturing dynamic multi-typed user-item interactive patterns. Experimental studies on real-world datasets show the effectiveness of our method against many strong baselines in a variety of settings. Source codes are available at: https://github.com/xhcdream/KCGN.

cs.IR↗

arXiv2019

Empirical Bayes estimation of normal means, accounting for uncertainty in estimated standard errors

We consider Empirical Bayes (EB) estimation in the normal means problem, when the standard deviations of the observations are not known precisely, but estimated with error -- which is almost always the case in practical applications. In classical statistics accounting for estimated standard errors usually involves replacing a normal distribution with a $t$ distribution. This suggests approaching this problem by replacing the normal assumption with a $t$ assumption, leading to an "EB $t$-means problem". Here we show that an approach along these lines can indeed work, but only with some care. Indeed, a naive application of this idea is flawed, and can perform poorly. We suggest how this flaw can be remedied by a two-stage procedure, which first performs EB shrinkage estimation of the standard errors and then solves an EB $t$-means problem. We give numerical results illustrating the effectiveness of this remedy.

stat.ME↗