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Michael Ben Ali

Publications and source records attributed to Michael Ben Ali.

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Encryption-Compatible Clustered Federated Learning via Distributed Expectation-Maximization over Metadata

Clustered Federated Learning (CFL) addresses data heterogeneity in federated settings by grouping clients with similar data distributions to enable effective training. Existing methods face a trade-off between privacy preservation, communication cost, and computational efficiency. We formalize this as the CFL trilemma, according to which improving two of these dimensions comes at the expense of the third. A prominent paradigm relies on metadata (i.e., low-dimensional representations of client datasets shared with the server) to enable communication- and computation-efficient clustering. However, such approaches are not compatible with standard FL privacy-preserving mechanisms. To address this limitation, we propose FLAMECHE, which reformulates metadata-based CFL as a distributed Expectation-Maximization (EM) procedure, restricting server updates to additive operations while preserving efficiency. This design enables compatibility with practical secure FL schemes. We conducted extensive experiments on multiple datasets under various heterogeneous scenarios. Results show that FLAMECHE improves the effectiveness of client models. It enables encryption-compatible metadata-based clustering, enhancing its positioning within the CFL trilemma.

cs.LG

A survey on Clustered Federated Learning: Taxonomy, Analysis and Applications

As Federated Learning (FL) expands, the challenge of non-independent and identically distributed (non-IID) data becomes critical. Clustered Federated Learning (CFL) addresses this by training multiple specialized models, each representing a group of clients with similar data distributions. However, the term ''CFL'' has increasingly been applied to operational strategies unrelated to data heterogeneity, creating significant ambiguity. This survey provides a systematic review of the CFL literature and introduces a principled taxonomy that classifies algorithms into Server-side, Client-side, and Metadata-based approaches. Our analysis reveals a distinct dichotomy: while theoretical research prioritizes privacy-preserving Server/Client-side methods, real-world applications in IoT, Mobility, and Energy overwhelmingly favor Metadata-based efficiency. Furthermore, we explicitly distinguish ''Core CFL'' (grouping clients for non-IID data) from ''Clustered X FL'' (operational variants for system heterogeneity). Finally, we outline lessons learned and future directions to bridge the gap between theoretical privacy and practical efficiency.

stat.ML

A Robust Clustered Federated Learning Approach for Non-IID Data with Quantity Skew

Federated Learning (FL) is a decentralized paradigm that enables a client-server architecture to collaboratively train a global Artificial Intelligence model without sharing raw data, thereby preserving privacy. A key challenge in FL is Non-IID data. Quantity Skew (QS) is a particular problem of Non-IID, where clients hold highly heterogeneous data volumes. Clustered Federated Learning (CFL) is an emergent variant of FL that presents a promising solution to Non-IID problem. It improves models' performance by grouping clients with similar data distributions into clusters. CFL methods generally fall into two operating strategies. In the first strategy, clients select the cluster that minimizes the local training loss. In the second strategy, the server groups clients based on local model similarities. However, most CFL methods lack systematic evaluation under QS but present significant challenges because of it. In this paper, we present two main contributions. The first one is an evaluation of state-of-the-art CFL algorithms under various Non-IID settings, applying multiple QS scenarios to assess their robustness. Our second contribution is a novel iterative CFL algorithm, named CORNFLQS, which proposes an optimal coordination between both operating strategies of CFL. Our approach is robust against the different variations of QS settings. We conducted intensive experiments on six image classification datasets, resulting in 270 Non-IID configurations. The results show that CORNFLQS achieves the highest average ranking in both accuracy and clustering quality, as well as strong robustness to QS perturbations. Overall, our approach outperforms actual CFL algorithms.

cs.LG

Comparative Evaluation of Clustered Federated Learning Methods

Over recent years, Federated Learning (FL) has proven to be one of the most promising methods of distributed learning which preserves data privacy. As the method evolved and was confronted to various real-world scenarios, new challenges have emerged. One such challenge is the presence of highly heterogeneous (often referred as non-IID) data distributions among participants of the FL protocol. A popular solution to this hurdle is Clustered Federated Learning (CFL), which aims to partition clients into groups where the distribution are homogeneous. In the literature, state-of-the-art CFL algorithms are often tested using a few cases of data heterogeneities, without systematically justifying the choices. Further, the taxonomy used for differentiating the different heterogeneity scenarios is not always straightforward. In this paper, we explore the performance of two state-of-theart CFL algorithms with respect to a proposed taxonomy of data heterogeneities in federated learning (FL). We work with three image classification datasets and analyze the resulting clusters against the heterogeneity classes using extrinsic clustering metrics. Our objective is to provide a clearer understanding of the relationship between CFL performances and data heterogeneity scenarios.

stat.ML