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Michael Hutchings

Publications and source records attributed to Michael Hutchings.

At least 37 records · Page 2Linked to original sources

Mean action and the Calabi invariant

Given an area-preserving diffeomorphism of the closed unit disk which is a rotation near the boundary, one can naturally define an "action" function on the disk which agrees with the rotation number on the boundary. The Calabi invariant of the diffeomorphism is the average of the action function over the disk. Given a periodic orbit of the diffeomorphism, its "mean action" is defined to be the average of the action function over the orbit. We show that if the Calabi invariant is less than the boundary rotation number, then the infimum over periodic orbits of the mean action is less than or equal to the Calabi invariant. The proof uses a new filtration on embedded contact homology determined by a transverse knot, which might be of independent interest. (An analogue of this filtration can be defined for any other version of contact homology in three dimensions that counts holomorphic curves.)

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Cylindrical contact homology for dynamically convex contact forms in three dimensions

We show that for dynamically convex contact forms in three dimensions, the cylindrical contact homology differential d can be defined by directly counting holomorphic cylinders for a generic almost complex structure, without any abstract perturbation of the Cauchy-Riemann equation. We also prove that d^2 = 0. Invariance of cylindrical contact homology in this case can be proved using S^1-dependent almost complex structures, similarly to work of Bourgeois-Oancea; this will be explained in another paper.

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Beyond ECH capacities

ECH (embedded contact homology) capacities give obstructions to symplectically embedding one four-dimensional symplectic manifold with boundary into another. These obstructions are known to be sharp when the domain and target are ellipsoids (proved by McDuff), and more generally when the domain is a "concave toric domain" and the target is a "convex toric domain" (proved by Cristofaro-Gardiner). However ECH capacities often do not give sharp obstructions, for example in many cases when the domain is a polydisk. This paper uses more refined information from ECH to give stronger symplectic embedding obstructions when the domain is a polydisk, or more generally a convex toric domain. We use these new obstructions to reprove a result of Hind-Lisi on symplectic embeddings of a polydisk into a ball, and generalize this to obstruct some symplectic embeddings of a polydisk into an ellipsoid. We also obtain a new obstruction to symplectically embedding one polydisk into another, in particular proving the four-dimensional case of a conjecture of Schlenk.

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Symplectic embeddings into four-dimensional concave toric domains

ECH capacities give obstructions to symplectically embedding one symplectic four-manifold with boundary into another. We compute the ECH capacities of a large family of symplectic four-manifolds with boundary, called "concave toric domains". Examples include the (nondisjoint) union of two ellipsoids in $\mathbb{R}^4$. We use these calculations to find sharp obstructions to certain symplectic embeddings involving concave toric domains. For example: (1) we calculate the Gromov width of every concave toric domain; (2) we show that many inclusions of an ellipsoid into the union of an ellipsoid and a cylinder are "optimal"; and (3) we find a sharp obstruction to ball packings into certain unions of an ellipsoid and a cylinder.

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Lecture notes on embedded contact homology

These notes give an introduction to embedded contact homology (ECH) of contact three-manifolds, gathering together many basic notions which are scattered across a number of papers. We also discuss the origins of ECH, including various remarks and examples which have not been previously published. Finally, we review the recent application to four-dimensional symplectic embedding problems. This article is based on lectures given in Budapest and Munich in the summer of 2012, a series of accompanying blog postings at floerhomology.wordpress.com, and related lectures at UC Berkeley in Fall 2012. There is already a brief introduction to ECH in the 2010 ICM proceedings, but the present notes give much more background and detail.

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From one Reeb orbit to two

We show that every (possibly degenerate) contact form on a closed three-manifold has at least two embedded Reeb orbits. We also show that if there are only finitely many embedded Reeb orbits, then their symplectic actions are not all integer multiples of a single real number; and if there are exactly two embedded Reeb orbits, then the product of their symplectic actions is less than or equal to the contact volume of the manifold. The proofs use a relation between the contact volume and the asymptotics of the amount of symplectic action needed to represent certain classes in embedded contact homology, recently proved by the authors and V. Ramos.

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The asymptotics of ECH capacities

In a previous paper, the second author used embedded contact homology (ECH) of contact three-manifolds to define "ECH capacities" of four-dimensional symplectic manifolds. In the present paper we prove that for a four-dimensional Liouville domain with all ECH capacities finite, the asymptotics of the ECH capacities recover the symplectic volume. This follows from a more general theorem relating the volume of a contact three-manifold to the asymptotics of the amount of symplectic action needed to represent certain classes in ECH. The latter theorem was used by the first and second authors to show that every contact form on a closed three-manifold has at least two embedded Reeb orbits.

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Proof of the Arnold chord conjecture in three dimensions II

In "Proof of the Arnold chord conjecture in three dimensions I", we deduced the Arnold chord conjecture in three dimensions from another result, which asserts that an exact symplectic cobordism between contact three-manifolds induces a map on (filtered) embedded contact homology satisfying certain axioms. The present paper proves the latter result, thus completing the proof of the three-dimensional chord conjecture. We also prove that filtered embedded contact homology does not depend on the choice of almost complex structure used to define it.

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Recent progress on symplectic embedding problems in four dimensions

We survey some recent progress on understanding when one four-dimensional symplectic manifold can be symplectically embedded into another. In 2010, McDuff established a number-theoretic criterion for the existence of a symplectic embedding of one four-dimensional ellipsoid into another. This is related to previously known criteria for when a disjoint union of balls can be symplectically embedded into a ball. The new theory of "ECH capacities" gives general obstructions to symplectic embeddings in four dimensions which turn out to be sharp in the above cases.

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Proof of the Arnold chord conjecture in three dimensions I

This paper and its sequel prove that every Legendrian knot in a closed three-manifold with a contact form has a Reeb chord. The present paper deduces this result from another theorem, asserting that an exact symplectic cobordism between contact 3-manifolds induces a map on (filtered) embedded contact homology satisfying certain axioms. The latter theorem will be proved in the sequel using Seiberg-Witten theory.

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Quantitative embedded contact homology

Define a "Liouville domain" to be a compact exact symplectic manifold with contact-type boundary. We use embedded contact homology to assign to each four-dimensional Liouville domain (or subset thereof) a sequence of real numbers, which we call "ECH capacities". The ECH capacities of a Liouville domain are defined in terms of the "ECH spectrum" of its boundary, which measures the amount of symplectic action needed to represent certain classes in embedded contact homology. Using cobordism maps on embedded contact homology (defined in joint work with Taubes), we show that the ECH capacities are monotone with respect to symplectic embeddings. We compute the ECH capacities of ellipsoids, polydisks, certain subsets of the cotangent bundle of T2, and disjoint unions of examples for which the ECH capacities are known. The resulting symplectic embedding obstructions are sharp in some interesting cases, for example for the problem of embedding an ellipsoid into a ball (as shown by work of McDuff-Schlenk) or embedding a disjoint union of balls into a ball. We also state and present evidence for a conjecture under which the asymptotics of the ECH capacities of a Liouville domain recover its symplectic volume.

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Sutures and contact homology I

We define a relative version of contact homology for contact manifolds with convex boundary, and prove basic properties of this relative contact homology. Similar considerations also hold for embedded contact homology.

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Embedded contact homology and its applications

Embedded contact homology (ECH) is a kind of Floer homology for contact three-manifolds. Taubes has shown that ECH is isomorphic to a version of Seiberg-Witten Floer homology (and both are conjecturally isomorphic to a version of Heegaard Floer homology). This isomorphism allows information to be transferred between topology and contact geometry in three dimensions. In this article we first give an overview of the definition of embedded contact homology. We then outline its applications to generalizations of the Weinstein conjecture, the Arnold chord conjecture, and obstructions to symplectic embeddings in four dimensions.

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Rounding corners of polygons and the embedded contact homology of T^3

The embedded contact homology (ECH) of a 3-manifold with a contact form is a variant of Eliashberg-Givental-Hofer's symplectic field theory, which counts certain embedded J-holomorphic curves in the symplectization. We show that the ECH of T^3 is computed by a combinatorial chain complex which is generated by labeled convex polygons in the plane with vertices at lattice points, and whose differential involves `rounding corners'. We compute the homology of this combinatorial chain complex. The answer agrees with the Ozsvath--Szabo Floer homology HF^+(T^3).

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Gluing pseudoholomorphic curves along branched covered cylinders II

This paper and its prequel ("Part I") prove a generalization of the usual gluing theorem for two index 1 pseudoholomorphic curves U_+ and U_- in the symplectization of a contact 3-manifold. We assume that for each embedded Reeb orbit gamma, the total multiplicity of the negative ends of U_+ at covers of gamma agrees with the total multiplicity of the positive ends of U_- at covers of gamma. However, unlike in the usual gluing story, here the individual multiplicities are allowed to differ. In this situation, one can often glue U_+ and U_- to an index 2 curve by inserting genus zero branched covers of R-invariant cylinders between them. This paper shows that the signed count of such gluings equals a signed count of zeroes of a certain section of an obstruction bundle over the moduli space of branched covers of the cylinder. Part I obtained a combinatorial formula for the latter count and, assuming the result of the present paper, deduced that the differential d in embedded contact homology satisfies d^2=0. The present paper completes all of the analysis that was needed in Part I. The gluing technique explained here is in principle applicable to more gluing problems. We also prove some lemmas concerning the generic behavior of pseudoholomorphic curves in symplectizations, which may be of independent interest.

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The embedded contact homology index revisited

Let Y be a closed oriented 3-manifold with a contact form such that all Reeb orbits are nondegenerate. The embedded contact homology (ECH) index associates an integer to each relative 2-dimensional homology class of surfaces whose boundary is the difference between two unions of Reeb orbits. This integer determines the relative grading on ECH; the ECH differential counts holomorphic curves in the symplectization of Y whose relative homology classes have ECH index 1. A known index inequality implies that such curves are (mostly) embedded and satisfy some additional constraints. In this paper we prove four new results about the ECH index. First, we refine the relative grading on ECH to an absolute grading, which associates to each union of Reeb orbits a homotopy class of oriented 2-plane fields on Y. Second, we extend the ECH index inequality to symplectic cobordisms between three-manifolds with Hamiltonian structures, and simplify the proof. Third, we establish general inequalities on the ECH index of unions and multiple covers of holomorphic curves in cobordisms. Finally, we define a new relative filtration on ECH, or any other kind of contact homology of a contact 3-manifold, which is similar to the ECH index and related to the Euler characteristic of holomorphic curves. This does not give new topological invariants except possibly in special situations, but it is a useful computational tool.

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The Weinstein conjecture for stable Hamiltonian structures

We use the equivalence between embedded contact homology and Seiberg-Witten Floer homology to obtain the following improvements on the Weinstein conjecture. Let Y be a closed oriented connected 3-manifold with a stable Hamiltonian structure, and let R denote the associated Reeb vector field on Y. We prove that if Y is not a T^2-bundle over S^1, then R has a closed orbit. Along the way we prove that if Y is a closed oriented connected 3-manifold with a contact form such that all Reeb orbits are nondegenerate and elliptic, then Y is a lens space. Related arguments show that if Y is a closed oriented 3-manifold with a contact form such that all Reeb orbits are nondegenerate, and if Y is not a lens space, then there exist at least three distinct embedded Reeb orbits.

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