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Michael I. Weinstein

Publications and source records attributed to Michael I. Weinstein.

69 records · Page 4Linked to original sources

Emergence of Periodic Structure from Maximizing the Lifetime of a Bound State Coupled to Radiation

Consider a system governed by the time-dependent Schrödinger equation in its ground state. When subjected to weak (size $ε$) parametric forcing by an "ionizing field" (time-varying), the state decays with advancing time due to coupling of the bound state to radiation modes. The decay-rate of this metastable state is governed by {\it Fermi's Golden Rule}, $Γ[V]$, which depends on the potential $V$ and the details of the forcing. We pose the potential design problem: find $V_{opt}$ which minimizes $Γ[V]$ (maximizes the lifetime of the state) over an admissible class of potentials with fixed spatial support. We formulate this problem as a constrained optimization problem and prove that an admissible optimal solution exists. Then, using quasi-Newton methods, we compute locally optimal potentials. These have the structure of a truncated periodic potential with a localized defect. In contrast to optimal structures for other spectral optimization problems, our optimizing potentials appear to be interior points of the constraint set and to be smooth. The multi-scale structures that emerge incorporate the physical mechanisms of energy confinement via material contrast and interference effects. An analysis of locally optimal potentials reveals local optimality is attained via two mechanisms: (i) decreasing the density of states near a resonant frequency in the continuum and (ii) tuning the oscillations of extended states to make $Γ[V]$, an oscillatory integral, small. Our approach achieves lifetimes, $\sim (ε^2Γ[V])^{-1}$, for locally optimal potentials with $Γ^{-1}\sim\mathcal{O}(10^{9})$ as compared with $Γ^{-1}\sim \mathcal{O}(10^{2})$ for a typical potential. Finally, we explore the performance of optimal potentials via simulations of the time-evolution.

math.AP↗

Band-edge solitons, Nonlinear Schrodinger / Gross-Pitaevskii Equations and Effective Media

We consider a class of nonlinear Schrodinger / Gross-Pitaevskii (NLS/GP) equations with periodic potentials, having an even symmetry. We construct "solitons", centered about any point of symmetry of the potential. For focusing (attractive) nonlinearities, these solutions bifurcate from the zero state at the lowest band edge frequency, into the semi-infinite spectral gap. Our results extend to bifurcations into finite spectral gaps, for focusing or defocusing (repulsive) nonlinearities under more restrictive hypotheses. Soliton nonlinear bound states with frequencies near a band edge are well-approximated by a slowly decaying solution of a homogenized NLS/GP equation, with constant homogenized effective mass tensor and effective nonlinear coupling coefficient, modulated by a Bloch state. For the critical NLS equation with a periodic potential, e.g. the cubic two dimensional NLS/GP with a periodic potential, our results imply that the limiting soliton power, as the spectral band edge frequency is approached, is equal to a constant ζ_* times the minimal mass soliton of the translation invariant critical NLS equation. ζ_* is expressible in terms of the band edge Bloch eigenfunction and the determinant of the effective mass tensor; and 0<ζ_*<1$ for any non-constant potential. The results are confirmed by numerical computation of bound states with frequencies near the spectral band edge. Finally, these results have implications for the control of nonlinear waves using periodic structures.

nlin.PS↗

Long time dynamics near the symmetry breaking bifurcation for nonlinear Schrödinger/Gross-Pitaevskii Equations

We consider a class nonlinear Schrödinger / Gross-Pitaevskii equations (NLS/GP) with a focusing (attractive) nonlinear potential and symmetric double well linear potential. NLS/GP plays a central role in the modeling of nonlinear optical and mean-field quantum many-body phenomena. It is known that there is a critical $L^2$ norm (optical power / particle number) at which there is a symmetry breaking bifurcation of the ground state. We study the rich dynamical behavior near the symmetry breaking point. The source of this behavior in the full Hamiltonian PDE is related to the dynamics of a finite-dimensional Hamiltonian reduction. We derive this reduction, analyze a part of its phase space and prove a {\it shadowing theorem} on the persistence of solutions, with oscillating mass-transport between wells, on very long, but finite, time scales within the full NLS/GP. The infinite time dynamics for NLS/GP are expected to depart, from the finite dimensional reduction, due to resonant coupling of discrete and continuum / radiation modes.

math.AP↗

A Multiscale Model of Partial Melts 1: Effective Equations

In this paper a model for partial melts is constructed using two-scale homogenization theory. While this technique is well known to the mathematics and materials communities, it is relatively novel to problems in the solid Earth. This approach begins with a grain scale model of the medium, coarsening it into a macroscopic one. The emergent model is in good agreement with previous work, including D. McKenzie's, and serves as verification. This methodology also yields a series of Stokes problems whose solutions provide constitutive relations for permeability and viscosity. A numerical investigation of these relations appears in a companion paper.

physics.geo-ph↗

A Multiscale Model of Partial Melts 2: Numerical Results

In a companion paper, equations for partially molten media were derived using two-scale homogenization theory. One advantage of homogenization is that material properties, such as permeability and viscosity, readily emerge. A caveat is that the dependence of these parameters upon the microstructure is not self-evident. In particular, one seeks to relate them to the porosity. In this paper, we numerically solve ensembles of the cell problems from which these quantities emerge. Using this data, we estimate relationships between the parameters and the porosity. In particular, the bulk viscosity appears to be inversely proportional to the porosity. Finally, we synthesize these numerical estimates with the models. Our hybrid numerical--analytical model predicts that the compaction length vanishes with porosity.

physics.geo-ph↗

On a Hamiltonian PDE arising in Magma Dynamics

In this article we discuss a new Hamiltonian PDE arising from a class of equations appearing in the study of magma, partially molten rock, in the Earth's interior. Under physically justifiable simplifications, a scalar, nonlinear, degenerate, dispersive wave equation may be derived to describe the evolution of $ϕ$, the fraction of molten rock by volume, in the Earth. These equations have two power nonlinearities which specify the constitutive realitions for bulk viscosity and permeability in terms of $ϕ$. Previously, they have been shown to admit solitary wave solutions. For a particular relation between exponents, we observe the equation to be Hamiltonian; it can be viewed as a generalization of the Benjamin-Bona-Mahoney equation. We prove that the solitary waves are nonlinearly stable, by showing that they are constrained local minimizers of an appropriate time-invariant Lyapunov functional. A consequence is an extension of the regime of global in time well-posedness for this class of equations to (large) data, which include a neighborhood of a solitary wave. Finally, we observe that these equations have {\it compactons}, solitary traveling waves with compact spatial support at each time.

nlin.PS↗

Asymptotic Stability of Ascending Solitary Magma Waves

Coherent structures, such as solitary waves, appear in many physical problems, including fluid mechanics, optics, quantum physics, and plasma physics. A less studied setting is found in geophysics, where highly viscous fluids couple to evolving material parameters to model partially molten rock, magma, in the Earth's interior. Solitary waves are also found here, but the equations lack useful mathematical structures such as an inverse scattering transform or even a variational formulation. A common question in all of these applications is whether or not these structures are stable to perturbation. We prove that the solitary waves in this Earth science setting are asymptotically stable and accomplish this without any pre-exisiting Lyapunov stability. This holds true for a family of equations, extending beyond the physical parameter space. Furthermore, this extends existing results on well-posedness to data in a neighborhood of the solitary waves.

nlin.PS↗

Stability and instability of nonlinear defect states in the coupled mode equations -- analytical and numerical study

Coupled backward and forward wave amplitudes of an electromagnetic field propagating in a periodic and nonlinear medium at Bragg resonance are governed by the nonlinear coupled mode equations (NLCME). This system of PDEs, similar in structure to the Dirac equations, has gap soliton solutions that travel at any speed between 0 and the speed of light. A recently considered strategy for spatial trapping or capture of gap optical soliton light pulses is based on the appropriate design of localized defects in the periodic structure. Localized defects in the periodic structure give rise to defect modes, which persist as {\it nonlinear defect modes} as the amplitude is increased. Soliton trapping is the transfer of incoming soliton energy to {\it nonlinear} defect modes. To serve as targets for such energy transfer, nonlinear defect modes must be stable. We therefore investigate the stability of nonlinear defect modes. Resonance among discrete localized modes and radiation modes plays a role in the mechanism for stability and instability, in a manner analogous to the nonlinear Schrödinger / Gross-Pitaevskii (NLS/GP) equation. However, the nature of instabilities and how energy is exchanged among modes is considerably more complicated than for NLS/GP due, in part, to a continuous spectrum of radiation modes which is unbounded above and below. In this paper we (a) establish the instability of branches of nonlinear defect states which, for vanishing amplitude, have a linearization with eigenvalue embedded within the continuous spectrum, (b) numerically compute, using Evans function, the linearized spectrum of nonlinear defect states of an interesting multiparameter family of defects, and (c) perform direct time-dependent numerical simulations in which we observe the exchange of energy among discrete and continuum modes.

nlin.PS↗

Degenerate dispersive equations arising in the study of magma dynamics

An outstanding problem in Earth science is understanding the method of transport of magma in the Earth's mantle. Models for this process, transport in a viscously deformable porous media, give rise to scalar degenerate, dispersive, nonlinear wave equations. We establish a general local well-posedness for a physical class of data (roughly $H^1$) via fixed point methods. The strategy requires positive lower bounds on the solution. This is extended to global existence for a subset of possible nonlinearities by making use of certain conservation laws associated with the equations. Furthermore, we construct a Lyapunov energy functional, which is locally convex about the uniform state, and prove (global in time) nonlinear dynamic stability of the uniform state for any choice of nonlinearity. We compare the dynamics to that of other problems and discuss open questions concerning a larger range of nonlinearities, for which we conjecture global existence.

nlin.PS↗

Geometric Analysis of Bifurcation and Symmetry Breaking in a Gross-Pitaevskii equation

Gross-Pitaevskii and nonlinear Hartree equations are equations of nonlinear Schroedinger type, which play an important role in the theory of Bose-Einstein condensation. Recent results of Aschenbacher et. al. [AFGST] demonstrate, for a class of 3- dimensional models, that for large boson number (squared L^2 norm), N, the ground state does not have the symmetry properties as the ground state at small N. We present a detailed global study of the symmetry breaking bifurcation for a 1-dimensional model Gross-Pitaevskii equation, in which the external potential (boson trap) is an attractive double-well, consisting of two attractive Dirac delta functions concentrated at distinct points. Using dynamical systems methods, we present a geometric analysis of the symmetry breaking bifurcation of an asymmetric ground state and the exchange of dynamical stability from the symmetric branch to the asymmetric branch at the bifurcation point.

nlin.PS↗

Gyroscopic Classical and Quantum Oscillators interacting with Heat Baths

We analyze the stability of a gyroscopic oscillator interacting with a finite- and infinite-dimensional heat bath in both the classical and quantum cases. We consider a finite gyroscopic oscillator model of a particle in a magnetic field and examine the stability before and after coupling to a heat bath. It is shown that if the oscillator is gyroscopically stable, coupling to a sufficiently massive heat bath induces instability. The meaning of these ideas in the quantum context is discussed. The model extends the exact diagonalization analysis of an oscillator and field of Ford, Lewis, and O'Connell to the gyroscopic setting.

cond-mat.stat-mech↗

Nonlinear Propagation of Light in One Dimensional Periodic Structures

We consider the nonlinear propagation of light in an optical fiber waveguide as modeled by the anharmonic Maxwell-Lorentz equations (AMLE). The waveguide is assumed to have an index of refraction which varies periodically along its length. The wavelength of light is selected to be in resonance with the periodic structure (Bragg resonance). The AMLE system considered incorporates the effects non-instantaneous response of the medium to the electromagnetic field (chromatic or material dispersion), the periodic structure (photonic band dispersion) and nonlinearity. We present a detailed discussion of the role of these effects individually and in concert. We derive the nonlinear coupled mode equations (NLCME) which govern the envelope of the coupled backward and forward components of the electromagnetic field. We prove the validity of the NLCME description and give explicit estimates for the deviation of the approximation given by NLCME from the {\it exact} dynamics, governed by AMLE. NLCME is known to have gap soliton states. A consequence of our results is the existence of very long-lived {\it gap soliton} states of AMLE. We present numerical simulations which validate as well as illustrate the limits of the theory. Finally, we verify that the assumptions of our model apply to the parameter regimes explored in recent physical experiments in which gap solitons were observed.

nlin.PS↗

Parametrically Excited Hamiltonian Partial Differential Equations

Consider a linear autonomous Hamiltonian system with a time periodic bound state solution. In this paper we study the structural instability of this bound state ^M relative to time almost periodic perturbations which are small, localized and Hamiltonian. This class of perturbations includes those whose time dependence is periodic, but encompasses a large class of those with finite (quasiperiodic) or infinitely many non-commensurate frequencies. Problems of the type considered arise in many areas of application including ionization physics and the propagation of light in optical fibers in the presence of defects. The mechanism of instability is radiation damping due to resonant coupling of the bound state to the continuum modes by the time-dependent perturbation. This results in a transfer of energy from the discrete modes to the continuum. The rate of decay of solutions is slow and hence the decaying bound states can be viewed as metastable. These results generalize those of A. Soffer and M.I. Weinstein, who treated localized time-periodic perturbations of a particular form. In the present work, new analytical issues need to be addressed in view of (i) the presence of infinitely many frequencies which may resonate with the continuum as well as (ii) the possible accumulation of such resonances in the continuous spectrum. The theory is applied to a general class of Schrödinger operators.

nlin.PS↗

Excitation Thresholds for Nonlinear Localized Modes on Lattices

Breathers are spatially localized and time periodic solutions of extended Hamiltonian dynamical systems. In this paper we study excitation thresholds for (nonlinearly dynamically stable) ground state breather or standing wave solutions for networks of coupled nonlinear oscillators and wave equations of nonlinear Schrödinger (NLS) type. Excitation thresholds are rigorously characterized by variational methods. The excitation threshold is related to the optimal (best) constant in a class of discr ete interpolation inequalities related to the Hamiltonian energy. We establish a precise connection among $d$, the dimensionality of the lattice, $2σ+1$, the degree of the nonlinearity and the existence of an excitation threshold for discrete nonlinear Schrödinger systems (DNLS). We prove that if $σ\ge 2/d$, then ground state standing waves exist if and only if the total power is larger than some strictly positive threshold, $ν_{thresh}(σ, d)$. This proves a conjecture of Flach, Kaldko& MacKay in the context of DNLS. We also discuss upper and lower bounds for excitation thresholds for ground states of coupled systems of NLS equations, which arise in the modeling of pulse propagation in coupled arrays of optical fibers.

patt-sol↗