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Michael Joham

Publications and source records attributed to Michael Joham.

At least 37 records · Page 2Linked to original sources

Performance Analysis of Systems with Coupled and Decoupled RISs

We analyze and compare different methods for handling the mutual coupling in RIS-aided communication systems. A new mutual coupling aware algorithm is derived where the reactance of each element is updated successively with a closed-form solution. In comparison to existing element-wise methods, this approach leads to a considerably reduced computational complexity. Furthermore, we introduce decoupling networks for the RIS array as a potential solution for handling mutual coupling. With these networks, the system model reduces to the same structure as when no mutual coupling were present. Including decoupling networks, we can optimize the channel gain of a RIS-aided SISO system in closed-form which allows to analyze the scenario under mutual coupling analytically and to draw connections to the conventional transmit array gain. In particular, a super-quadratic channel gain can be achieved which scales as N^4 where N is the number of RIS elements.

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Wireless Channel Prediction via Gaussian Mixture Models

In this work, we utilize a Gaussian mixture model (GMM) to capture the underlying probability density function (PDF) of the channel trajectories of moving mobile terminals (MTs) within the coverage area of a base station (BS) in an offline phase. We propose to leverage the same GMM for channel prediction in the online phase. Our proposed approach does not require signal-to-noise ratio (SNR)-specific training and allows for parallelization. Numerical simulations for both synthetic and measured channel data demonstrate the effectiveness of our proposed GMM-based channel predictor compared to state-ofthe-art channel prediction methods.

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Alternating Minimization for Wideband Multiuser IRS-aided MIMO Systems under Imperfect CSI

This work focuses on wideband intelligent reflecting surface (IRS)-aided multiuser MIMO systems. One of the major challenges of this scenario is the joint design of the frequency-dependent base station (BS) precoder and user filters, and the IRS phase-shift matrix which is frequency flat and common to all the users. In addition, we consider that the channel state information (CSI) is imperfect at both the transmitter and the receivers. A statistical model for the imperfect CSI is developed and exploited for the system design. A minimum mean square error (MMSE) approach is followed to determine the IRS phase-shift matrix, the transmit precoders, and the receiving filters. The broadcast (BC)- multiple access channel (MAC) duality is used to solve the optimization problem following an alternating minimization approach. Numerical results show that the proposed approach leads to substantial performance gains with respect to baseline strategies that neglect the inter-user interference and do not optimize the IRS phase-shift matrix. Further performance gains are obtained when incorporating into the system design the statistical information of the channel estimation errors.

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Limited Feedback on Measurements: Sharing a Codebook or a Generative Model?

Discrete Fourier transform (DFT) codebook-based solutions are well-established for limited feedback schemes in frequency division duplex (FDD) systems. In recent years, data-aided solutions have been shown to achieve higher performance, enabled by the adaptivity of the feedback scheme to the propagation environment of the base station (BS) cell. In particular, a versatile limited feedback scheme utilizing Gaussian mixture models (GMMs) was recently introduced. The scheme supports multi-user communications, exhibits low complexity, supports parallelization, and offers significant flexibility concerning various system parameters. Conceptually, a GMM captures environment knowledge and is subsequently transferred to the mobile terminals (MTs) for online inference of feedback information. Afterward, the BS designs precoders using either directional information or a generative modeling-based approach. A major shortcoming of recent works is that the assessed system performance is only evaluated through synthetic simulation data that is generally unable to fully characterize the features of real-world environments. It raises the question of how the GMM-based feedback scheme performs on real-world measurement data, especially compared to the well-established DFT-based solution. Our experiments reveal that the GMM-based feedback scheme tremendously improves the system performance measured in terms of sum-rate, allowing to deploy systems with fewer pilots or feedback bits.

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Asymptotic Behavior of Zero-Forcing Precoding based on Imperfect Channel Knowledge for Massive MISO FDD Systems

In this work, we study the asymptotic behavior of the zero-forcing precoder based on the least squares (LS) and the linear minimum mean-square error (LMMSE) channel estimates for the downlink (DL) of a frequency-division-duplex (FDD) massive multiple-input-single-output (MISO) system. We show analytically the rather surprising result that zero-forcing precoding based on the LS estimate leads asymptotically to an interference-free transmission, even if the number of pilots used for DL channel training is less than the number of antennas available at the base station (BS). Although the LMMSE channel estimate exhibits a better quality in terms of the MSE due to the exploitation of the channel statistics, we show that in the case of contaminated channel observations, zero-forcing based on the LMMSE is unable to eliminate the inter-user interference in the asymptotic limit of high DL transmit powers. In order for the results to hold, mild conditions on the channel probing phase are assumed. The validity of our analytical results is demonstrated through numerical simulations for different scenarios.

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Highly Accelerated Weighted MMSE Algorithms for Designing Precoders in FDD Systems with Incomplete CSI

In this work, we derive a lower bound on the training-based achievable downlink (DL) sum rate (SR) of a multi-user multiple-input-single-output (MISO) system operating in frequency-division-duplex (FDD) mode. Assuming linear minimum mean square error (LMMSE) channel estimation is used, we establish a connection of the derived lower bound on the signal-to-interference-noise-ratio (SINR) to an average MSE that allows to reformulate the SR maximization problem as the minimization of the augmented weighted average MSE (AWAMSE). We propose an iterative precoder design with three alternating steps, all given in closed form, drastically reducing the computation time. We show numerically the effectiveness of the proposed approach in challenging scenarios with limited channel knowledge, i.e., we consider scenarios with a very limited number of pilots. We additionally propose a more efficient version of the well-known stochastic iterative WMMSE (SIWMMSE) approach, where the precoder update is given in closed form.

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A Versatile Low-Complexity Feedback Scheme for FDD Systems via Generative Modeling

We propose a versatile feedback scheme for both single- and multi-user multiple-input multiple-output (MIMO) frequency division duplex (FDD) systems. Particularly, we propose utilizing a Gaussian mixture model (GMM) with a reduced number of parameters for codebook construction, feedback encoding, and precoder design. The GMM is fitted offline at the base station (BS) to uplink training samples to approximate the channel distribution of all possible mobile terminals (MTs) within the BS cell. Subsequently, a codebook is constructed, with each element based on one GMM component. Extracting directional information from the codebook or exploiting the GMM's sample generation ability facilitates joint precoder design for a multi-user MIMO system using state-of-the-art precoding algorithms. After offloading the GMM to the MTs, they can easily determine their feedback by selecting the index of the GMM component with the highest responsibility for their received pilot signal. This strategy exhibits low complexity and supports parallelization. Simulations demonstrate that the proposed approach outperforms conventional methods, which either estimate the channel and utilize a Lloyd codebook or use a deep neural network to determine the feedback in terms of spectral efficiency or sum-rate. The performance gains can be exploited to deploy systems with fewer pilots or feedback bits.

cs.IT↗

A Zero-Forcing Approach for the RIS-Aided MIMO Broadcast Channel

We present efficient algorithms for the sum-spectral efficiency (SE) maximization of the multi-user reconfigurable intelligent surface (RIS)-aided multiple-input multiple-output (MIMO) broadcast channel based on a zero-forcing approach. These methods conduct a user allocation for which the computation is independent of the number of elements at the RIS, that is usually large. Specifically, two algorithms are given that exploit the line-of-sight (LOS) structure between the base station (BS) and the RIS. Simulations show superior SE performance compared to other linear precoding algorithms but with lower complexity.

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Design of a Single-User RIS-Aided MISO System Based on Statistical Channel Knowledge

Reconfigurable intelligent surface (RIS) is considered a prospective technology for beyond fifth-generation (5G) networks to improve the spectral and energy efficiency at a low cost. Prior works on the RIS mainly rely on perfect channel state information (CSI), which imposes a huge computational complexity. This work considers a single-user RIS-assisted communication system, where the second-order statistical knowledge of the channels is exploited to reduce the training overhead. We present algorithms that do not require estimation of the CSI and reconfiguration of the RIS in every channel coherence interval, which constitutes one of the most critical practical issues in an RIS-aided system.

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Physically Consistent Modelling of Wireless Links with Reconfigurable Intelligent Surfaces Using Multiport Network Analysis

RISs are an emerging technology for engineering the channels of future wireless communication systems. The vast majority of research publications on RIS are focussing on system-level optimization and are based on very simplistic models ignoring basic physical laws. There are only a few publications with a focus on physical modeling. Nevertheless, the widely employed model is still inconsistent with basic physical laws. We will show that even with a very simple abstract model based on isotropic radiators, ignoring any mismatch, mutual coupling, and losses, each RIS element cannot be modeled to simply reflect the incident signal by manipulating its phase only and letting the amplitude unchanged. We will demonstrate the inconsistencies with the aid of very simple toy examples, even with only one or two RIS elements. Based on impedance parameters, the problems associated with scattering parameters can be identified enabling a correct interpretation of the derived solutions.

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Channel Estimation based on Gaussian Mixture Models with Structured Covariances

In this work, we propose variations of a Gaussian mixture model (GMM) based channel estimator that was recently proven to be asymptotically optimal in the minimum mean square error (MMSE) sense. We account for the need of low computational complexity in the online estimation and low cost for training and storage in practical applications. To this end, we discuss modifications of the underlying expectation-maximization (EM) algorithm, which is needed to fit the parameters of the GMM, to allow for structurally constrained covariances. Further, we investigate splitting the 2D time and frequency estimation problem in wideband systems into cascaded 1D estimations with the help of the GMM. The proposed cascaded GMM approach drastically reduces the complexity and memory requirements. We observe that due to the training on realistic channel data, the proposed GMM estimators seem to inherently perform a trade-off between saving complexity/parameters and estimation performance. We compare these low-complexity approaches to a practical and low cost method that relies on the power delay profile (PDP) and the Doppler spectrum (DS). We argue that, with the training on scenario-specific data from the environment, these practical baselines are outperformed by far with equal estimation complexity.

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Machine Learning-Based CSI Feedback With Variable Length in FDD Massive MIMO

To fully unlock the benefits of multiple-input multiple-output (MIMO) networks, downlink channel state information (CSI) is required at the base station (BS). In frequency division duplex (FDD) systems, the CSI is acquired through a feedback signal from the user equipment (UE). However, this may lead to an important overhead in FDD massive MIMO systems. Focusing on these systems, in this study, we propose a novel strategy to design the CSI feedback. Our strategy allows to optimally design variable length feedback, that is promising compared to fixed feedback since users experience channel matrices differently sparse. Specifically, principal component analysis (PCA) is used to compress the channel into a latent space with adaptive dimensionality. To quantize this compressed channel, the feedback bits are smartly allocated to the latent space dimensions by minimizing the normalized mean squared error (NMSE) distortion. Finally, the quantization codebook is determined with k-means clustering. Numerical simulations show that our strategy improves the zero-forcing beamforming sum rate by 17%, compared to CsiNetPro. The number of model parameters is reduced by 23.4 times, thus causing a significantly smaller offloading overhead. At the same time, PCA is characterized by a lightweight unsupervised training, requiring eight times fewer training samples than CsiNetPro.

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Reverse Ordering Techniques for Attention-Based Channel Prediction

This work aims to predict channels in wireless communication systems based on noisy observations, utilizing sequence-to-sequence models with attention (Seq2Seq-attn) and transformer models. Both models are adapted from natural language processing to tackle the complex challenge of channel prediction. Additionally, a new technique called reverse positional encoding is introduced in the transformer model to improve the robustness of the model against varying sequence lengths. Similarly, the encoder outputs of the Seq2Seq-attn model are reversed before applying attention. Simulation results demonstrate that the proposed ordering techniques allow the models to better capture the relationships between the channel snapshots within the sequence, irrespective of the sequence length, as opposed to existing methods.

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High SNR Analysis of RIS-Aided MIMO Broadcast Channels

We analyze the influence of a reconfigurable intelligent surface (RIS) on the Gram channel eigenvalues in a high signal-to-noise ratio (SNR) scenario. This allows to connect specific channel properties with the rank improvement capabilities of the RIS. In particular, fundamental limits due to a possible line of sight (LOS) setup between the base station (BS) and the RIS are derived. Furthermore, dirty paper coding (DPC) based schemes are compared to linear precoding in such a scenario and it is shown that under certain channel conditions, the performance gap between DPC and linear precoding vanishes.

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Learning a Gaussian Mixture Model from Imperfect Training Data for Robust Channel Estimation

In this letter, we propose a Gaussian mixture model (GMM)-based channel estimator which is learned on imperfect training data, i.e., the training data are solely comprised of noisy and sparsely allocated pilot observations. In a practical application, recent pilot observations at the base station (BS) can be utilized for training. This is in sharp contrast to state-of-theart machine learning (ML) techniques where a training dataset consisting of perfect channel state information (CSI) samples is a prerequisite, which is generally unaffordable. In particular, we propose an adapted training procedure for fitting the GMM which is a generative model that represents the distribution of all potential channels associated with a specific BS cell. To this end, the necessary modifications of the underlying expectation-maximization (EM) algorithm are derived. Numerical results show that the proposed estimator performs close to the case where perfect CSI is available for the training and exhibits a higher robustness against imperfections in the training data as compared to state-of-the-art ML techniques.

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Rate Splitting in FDD Massive MIMO Systems Based on the Second Order Statistics of Transmission Channels

In this work, we present new results for the application of rate splitting multiple access (RSMA) to the downlink (DL) of a massive multiple-input-multiple-output (MaMIMO) system operating in frequency-division-duplex (FDD) mode. Due to the lack of uplink (UL) - DL channel reciprocity in such systems, explicit training in the DL has to be performed in order to gain knowledge about the single-antenna users' channels at the base station (BS). This is ensured through a feedback link from the users to the BS. Dealing with the DL of a massive MIMO system implies that acquiring the DL channel state information (CSI) comes at the cost of a huge training overhead that scales with the number of BS antennas. Therefore, we limit the resources allocated to training by reusing the pilot sequences among the BS antennas that results in a contaminated channel observation. Despite this incomplete channel knowledge at the transmitter side, the proposed RS approach combined with a statistical precoder relying on the channels' second-order information achieves excellent results in terms of spectral efficiency compared to the state-of-art techniques. This is demonstrated via Monte-Carlo simulations of typical communication scenarios.

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Channel Estimation with Reduced Phase Allocations in RIS-Aided Systems

We consider channel estimation in systems equipped with a reconfigurable intelligent surface (RIS). In order to illuminate the additional cascaded channel as compared to systems without a RIS, commonly an unaffordable amount of pilot sequences has to be transmitted over different phase allocations at the RIS. However, for a given base station (BS) cell, there exist immanent structural characteristics of the environment which can be leveraged to reduce the necessary number of phase allocations. We verify this observation by a study on discrete Fourier transform (DFT)-based phase allocations where we exhaustively search for the best combination of DFT columns. Since this brute-force search is unaffordable in practice, we propose to learn a neural network (NN) for joint phase optimization and channel estimation because of the dependency of the optimal phase allocations on the channel estimator, and vice versa. We verify the effectiveness of the approach by numerical simulations where common choices for the phase allocations and the channel estimator are outperformed. By an ablation study, the learned phase allocations are shown to be beneficial in combination with a different state-of-the-art channel estimator as well.

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Learning Representations for CSI Adaptive Quantization and Feedback

In this work, we propose an efficient method for channel state information (CSI) adaptive quantization and feedback in frequency division duplexing (FDD) systems. Existing works mainly focus on the implementation of autoencoder (AE) neural networks (NNs) for CSI compression, and consider straightforward quantization methods, e.g., uniform quantization, which are generally not optimal. With this strategy, it is hard to achieve a low reconstruction error, especially, when the available number of bits reserved for the latent space quantization is small. To address this issue, we recommend two different methods: one based on a post training quantization and the second one in which the codebook is found during the training of the AE. Both strategies achieve better reconstruction accuracy compared to standard quantization techniques.

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