SearcharxivSearch

arXiv subjects

Michael Keeman

Publications and source records attributed to Michael Keeman.

4 recordsLinked to original sources

aipsy-judge: A Specialized, Psychologist-Corrected Local Judge for the Psychological Safety of Conversational AI

The standard recipe for LLM-as-judge -- pick a frontier model, or average several -- is actively unsafe for grading the psychological safety of conversational AI. Using aipsy-bench, an open frozen safety instrument, we run a fully-crossed competence study: three frontier models (gpt-5.4-mini, claude-sonnet-4-6, gemini-2.5-flash) serve as both generators and judges of 3,000 mental-health, companion, and coaching messages against a psychologist's ratings. The disagreement is not noise: it is structured, concentrated on the safety-critical metrics, and one judge (Gemini) is an outlier -- the most lenient, carrying a +0.99 self-preference premium, flagging far fewer tail failures, and scoring a means-in-hand self-harm response "exemplary." Inter-judge agreement on empathy, where sycophancy hides, is the lowest in the battery (alpha 0.24). One axis stands apart: the binary crisis-detection flag is the one safety-critical signal judges agree on (alpha 0.80), erring toward over-flagging, the safe direction for a triage screen. Equal-weight averaging, the canonical fix, blends that leniency and tail-blindness into the safety score. Off-the-shelf open-weight judges are worse for a dispositional, not capability, reason -- and disposition is fine-tunable. We therefore distill a per-metric, psychologist-corrected target into a small, frozen, local model, aipsy-judge-1.0, an Apache-2.0 fine-tune of Gemma-4-26B-A4B. aipsy-judge-1.0 tracks the corrected target better than its base on the composite (ICC 0.64 to 0.75) and crisis detection (kappa 0.65 to 0.82), catches 92% of crises with a false-positive lean, and grades more faithfully than any single frontier judge, while every transcript stays on the machine. These are directional readings against a single-expert-informed target, not validated multi-rater agreement. A safety grader that shares a vendor's post-training shares its blind spots.

cs.HC

AIPsy-Affect: A Keyword-Free Clinical Stimulus Battery for Mechanistic Interpretability of Emotion in Language Models

Mechanistic interpretability research on emotion in large language models -- linear probing, activation patching, sparse autoencoder (SAE) feature analysis, causal ablation, steering vector extraction -- depends on stimuli that contain the words for the emotions they test. When a probe fires on "I am furious", it is unclear whether the model has detected anger or detected the word "furious". The two readings have very different consequences for every downstream claim about emotion circuits, features, and interventions. We release AIPsy-Affect, a 480-item clinical stimulus battery that removes the confound at the stimulus level: 192 keyword-free vignettes evoking each of Plutchik's eight primary emotions through narrative situation alone, 192 matched neutral controls that share characters, setting, length, and surface structure with the affect surgically removed, plus moderate-intensity and discriminant-validity splits. The matched-pair structure supports linear probing, activation patching, SAE feature analysis, causal ablation, and steering vector extraction under a strong methodological guarantee: any internal representation that distinguishes a clinical item from its matched neutral cannot be doing so on the basis of emotion-keyword presence. A three-method NLP defense battery -- bag-of-words sentiment, an emotion-category lexicon, and a contextual transformer classifier -- confirms the property: bag-of-words methods see only situational vocabulary, and a contextual classifier detects affect (p < 10^-15) but cannot identify the category (5.2% top-1 vs. 82.5% on a keyword-rich control). AIPsy-Affect extends our earlier 96-item battery (arXiv:2603.22295) by a factor of four and is released openly under MIT license.

cs.CL

Whether, Not Which: Mechanistic Interpretability Reveals Dissociable Affect Reception and Emotion Categorization in LLMs

Large language models appear to develop internal representations of emotion -- "emotion circuits," "emotion neurons," and structured emotional manifolds have been reported across multiple model families. But every study making these claims uses stimuli signalled by explicit emotion keywords, leaving a fundamental question unanswered: do these circuits detect genuine emotional meaning, or do they detect the word "devastated"? We present the first clinical validity test of emotion circuit claims using mechanistic interpretability methods grounded in clinical psychology -- clinical vignettes that evoke emotions through situational and behavioural cues alone, emotion keywords removed. Across six models (Llama-3.2-1B, Llama-3-8B, Gemma-2-9B; base and instruct variants), we apply four convergent mechanistic interpretability methods -- linear probing, causal activation patching, knockout experiments, and representational geometry -- and discover two dissociable emotion processing mechanisms. Affect reception -- detecting emotionally significant content -- operates with near-perfect accuracy (AUROC 1.000), consistent with early-layer saturation, and replicates across all six models. Emotion categorization -- mapping affect to specific emotion labels -- is partially keyword-dependent, dropping 1-7% without keywords and improving with scale. Causal activation patching confirms keyword-rich and keyword-free stimuli share representational space, transferring affective salience rather than emotion-category identity. These findings falsify the keyword-spotting hypothesis, establish a novel mechanistic dissociation, and introduce clinical stimulus methodology as a rigorous standard for testing emotion processing claims in large language models -- with direct implications for AI safety evaluation and alignment. All stimuli, code, and data are released for replication.

cs.CL

Empathy Is Not What Changed: Clinical Assessment of Psychological Safety Across GPT Model Generations

When OpenAI deprecated GPT-4o in early 2026, thousands of users protested under #keep4o, claiming newer models had "lost their empathy." No published study has tested this claim. We conducted the first clinical measurement, evaluating three OpenAI model generations (GPT-4o, o4-mini, GPT-5-mini) across 14 emotionally challenging conversational scenarios in mental health and AI companion domains, producing 2,100 scored AI responses assessed on six psychological safety dimensions using clinically-grounded rubrics. Empathy scores are statistically indistinguishable across all three models (Kruskal-Wallis H=4.33, p=0.115). What changed is the safety posture: crisis detection improved monotonically from GPT-4o to GPT-5-mini (H=13.88, p=0.001), while advice safety declined (H=16.63, p<0.001). Per-turn trajectory analysis -- a novel methodological contribution -- reveals these shifts are sharpest during mid-conversation crisis moments invisible to aggregate scoring. In a self-harm scenario involving a minor, GPT-4o scored 3.6/10 on crisis detection during early disclosure turns; GPT-5-mini never dropped below 7.8. What users perceived as "lost empathy" was a shift from a cautious model that missed crises to an alert model that sometimes says too much -- a trade-off with real consequences for vulnerable users, currently invisible to both the people who feel it and the developers who create it.

cs.CL