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Michael L. Honig

Publications and source records attributed to Michael L. Honig.

At least 19 recordsLinked to original sources

Spectral Efficiency of Low Earth Orbit Satellite Constellations

This paper investigates the maximum achievable downlink spectral efficiency of low Earth orbit (LEO) satellite constellations. Spectral efficiency is defined here as the total network sum rate per unit bandwidth per unit area of Earth's surface. To estimate an upper bound on spectral efficiency, the problem is reduced to a single-channel network model, where all satellites and ground terminals operate over a common narrowband frequency channel. Within this model, a regular benchmark configuration is proposed and analyzed, with satellites and terminals arranged in hexagonal lattices. Numerical results validate that this configuration provides an upper bound on spectral efficiency for multi-channel LEO networks when satellite-terminal associations minimize the total squared link distance. Further improvements are achievable by adjusting association rules to prevent neighboring satellites from simultaneously serving terminals in the same region, highlighting the critical role of interference-aware association strategies.

eess.SP

Sharing with Frictions: Limited Transfers and Costly Inspections

The radio spectrum suitable for commercial wireless services is limited. A portion of the radio spectrum has been reserved for institutions using it for non-commercial purposes such as federal agencies, defense, public safety bodies and scientific institutions. In order to operate efficiently, these incumbents need clean spectrum access. However, commercial users also want access, and granting them access may materially interfere with the existing activity of the incumbents. Conventional market based mechanisms for allocating scarce resources in this context are problematic. Allowing direct monetary transfers to and from public or scientific institutions risks distorting their non-commercial mission. Moreover, often only the incumbent knows the exact value of the interference it experiences, and, likewise, only commercial users can predict accurately the expected monetary outcome from sharing the resource. Thus, our problem is to determine the efficient allocation of resources in the presence of private information without the use of direct monetary transfers. The problem is not unique to spectrum. Other resources that governments hold in trust share the same feature. We propose a novel mechanism design formulation of the problem, characterize the optimal mechanism and describe some of its qualitative properties.

econ.TH

Reducing Satellite Interference to Radio Telescopes Using Beacons

This paper proposes the transmission of beacon signals to alert potential interferers of an ongoing or impending passive sensing measurement. We focus on the interference from Low-Earth Orbiting (LEO) satellites to a radio-telescope. We compare the beacon approach with two versions of Radio Quiet Zones (RQZs): fixed quiet zones on the ground and in the sky, and dynamic quiet zones that vary across satellites. The beacon-assisted approach can potentially exploit channel reciprocity, which accounts for short-term channel variations between the satellite and radio telescope. System considerations associated with beacon design and potential schemes for beacon transmission are discussed. The probability of excessive Radio Frequency Interference (RFI) at the radio telescope (outage probability) and the fraction of active links in the satellite network are used as performance metrics. Numerical simulations compare the performance of the approaches considered, and show that the beacon approach enables more active satellite links relative to quiet zones for a given outage probability.

eess.SP

Beam Acquisition and Training in Millimeter Wave Networks with Narrowband Pilots

This paper studies initial beam acquisition in a millimeter wave network consisting of multiple access points (APs) and mobile devices. A training protocol for joint estimation of transmit and receive beams is presented with a general frame structure consisting of an initial access sub-frame followed by data transmission sub-frames. During the initial subframe, APs and mobiles sweep through a set of beams and determine the best transmit and receive beams via a handshake. All pilot signals are narrowband (tones), and the mobiles are distinguished by their assigned pilot frequencies. Both non-coherent and coherent beam estimation methods based on, respectively, power detection and maximum likelihood (ML) are presented. To avoid exchanging information about beamforming vectors between APs and mobiles, a local maximum likelihood (LML) algorithm is also presented. An efficient fast Fourier transform implementation is proposed for ML and LML to achieve high-resolution. A system-level optimization is performed in which the frame length, training time, and training bandwidth are selected to maximize a rate objective taking into account blockage and mobility. Simulation results based on a realistic network topology are presented to compare the performance of different estimation methods and training codebooks, and demonstrate the effectiveness of the proposed protocol.

eess.SP

Hybrid Pricing for Mobile Collaborative Internet Access

Mobile Collaborative Internet Access (MCA) enables mobile users to share their Internet through flexible tethering arrangements. This can potentially make better use of network resources. However, from a mobile network operator's (MNO's) viewpoint, it can either reduce revenue or increase congestion, and thus has been blocked by some MNOs in practice. We propose a hybrid pricing framework for MNOs who charge users separately for access and tethering. This scheme serves to coordinate the tethering decisions of mobile users with MNO network management objectives. We analyze the MNOs' equilibrium pricing strategies in both cooperative and competitive scenarios. In the cooperative scenario, at the equilibrium, each user's cost is independent of any chosen tethering links. We then characterize the optimal hybrid pricing strategies of MNOs in this scenario. For the competitive scenario, we formulate the MNOs' competitive interactions as a pricing game, and we show that MNO competition leads to equalized prices for users if an equilibrium exists but does not guarantee its existence. Both insights motivate a quantity competition game, which is shown to guarantee an equilibrium. Simulation results show that in scenarios of interest the proposed hybrid pricing schemes can double both MNOs' profit and users' payoff and such improvements increase with the degree of network heterogeneity.

cs.NI

Large-Scale Spectrum Allocation for Cellular Networks via Sparse Optimization

This paper studies joint spectrum allocation and user association in large heterogeneous cellular networks. The objective is to maximize some network utility function based on given traffic statistics collected over a slow timescale, conceived to be seconds to minutes. A key challenge is scalability: interference across cells creates dependencies across the entire network, making the optimization problem computationally challenging as the size of the network becomes large. A suboptimal solution is presented, which performs well in networks consisting of one hundred access points (APs) serving several hundred user devices. This is achieved by optimizing over local overlapping neighborhoods, defined by interference conditions, and by exploiting the sparsity of a globally optimal solution. Specifically, with a total of $k$ user devices in the entire network, it suffices to divide the spectrum into $k$ segments, where each segment is mapped to a particular set, or pattern, of active APs within each local neighborhood. The problem is then to find a mapping of segments to patterns, and to optimize the widths of the segments. A convex relaxation is proposed for this, which relies on a re-weighted $\ell_1$ approximation of an $\ell_0$ constraint, and is used to enforce the mapping of a unique pattern to each spectrum segment. A distributed implementation based on alternating direction method of multipliers (ADMM) is also proposed. Numerical comparisons with benchmark schemes show that the proposed method achieves a substantial increase in achievable throughput and/or reduction in the average packet delay.

cs.IT

Competitive Resource Allocation in HetNets: the Impact of Small-cell Spectrum Constraints and Investment Costs

Heterogeneous wireless networks with small-cell deployments in licensed and unlicensed spectrum bands are a promising approach for expanding wireless connectivity and service. As a result, wireless service providers (SPs) are adding small-cells to augment their existing macro-cell deployments. This added flexibility complicates network management, in particular, service pricing and spectrum allocations across macro- and small-cells. Further, these decisions depend on the degree of competition among SPs. Restrictions on shared spectrum access imposed by regulators, such as low power constraints that lead to small-cell deployments, along with the investment cost needed to add small cells to an existing network, also impact strategic decisions and market efficiency. If the revenue generated by small-cells does not cover the investment cost, then there will be no deployment even if it increases social welfare. We study the implications of such spectrum constraints and investment costs on resource allocation and pricing decisions by competitive SPs, along with the associated social welfare. Our results show that while the optimal resource allocation taking constraints and investment into account can be uniquely determined, adding those features with strategic SPs can have a substantial effect on the equilibrium market structure.

cs.NI

Scalable Spectrum Allocation for Large Networks Based on Sparse Optimization

Joint allocation of spectrum and user association is considered for a large cellular network. The objective is to optimize a network utility function such as average delay given traffic statistics collected over a slow timescale. A key challenge is scalability: given $n$ Access Points (APs), there are $O(2^n)$ ways in which the APs can share the spectrum. The number of variables is reduced from $O(2^n)$ to $O(nk)$, where $k$ is the number of users, by optimizing over local overlapping neighborhoods, defined by interference conditions, and by exploiting the existence of sparse solutions in which the spectrum is divided into $k+1$ segments. We reformulate the problem by optimizing the assignment of subsets of active APs to those segments. An $\ell_0$ constraint enforces a one-to-one mapping of subsets to spectrum, and an iterative (reweighted $\ell_1$) algorithm is used to find an approximate solution. Numerical results for a network with 100 APs serving several hundred users show the proposed method achieves a substantial increase in total throughput relative to benchmark schemes.

cs.IT

Sharing of Unlicensed Spectrum by Strategic Operators

Facing the challenge of meeting ever-increasing demand for wireless data, the industry is striving to exploit large swaths of spectrum which anyone can use for free without having to obtain a license. Major standards bodies are currently considering a proposal to retool and deploy Long Term Evolution (LTE) technologies in unlicensed bands below 6 GHz. This paper studies the fundamental questions of whether and how the unlicensed spectrum can be shared by intrinsically strategic operators without suffering from the tragedy of the commons. A class of general utility functions is considered. The spectrum sharing problem is formulated as a repeated game over a sequence of time slots. It is first shown that a simple static sharing scheme allows a given set of operators to reach a subgame perfect Nash equilibrium for mutually beneficial sharing. The question of how many operators will choose to enter the market is also addressed by studying an entry game. A sharing scheme which allows dynamic spectrum borrowing and lending between operators is then proposed to address time-varying traffic and proved to achieve perfect Bayesian equilibrium. Numerical results show that the proposed dynamic sharing scheme outperforms static sharing, which in turn achieves much higher revenue than uncoordinated full-spectrum sharing. Implications of the results to the standardization and deployment of LTE in unlicensed bands (LTE-U) are also discussed.

cs.IT

Scalable Spectrum Allocation and User Association in Networks with Many Small Cells

A scalable framework is developed to allocate radio resources across a large number of densely deployed small cells with given traffic statistics on a slow timescale. Joint user association and spectrum allocation is first formulated as a convex optimization problem by dividing the spectrum among all possible transmission patterns of active access points (APs). To improve scalability with the number of APs, the problem is reformulated using local patterns of interfering APs. To maintain global consistency among local patterns, inter-cluster interaction is characterized as hyper-edges in a hyper-graph with nodes corresponding to neighborhoods of APs. A scalable solution is obtained by iteratively solving a convex optimization problem for bandwidth allocation with reduced complexity and constructing a global spectrum allocation using hyper-graph coloring. Numerical results demonstrate the proposed solution for a network with 100 APs and several hundred user equipments. For a given quality of service (QoS), the proposed scheme can increase the network capacity several fold compared to assigning each user to the strongest AP with full-spectrum reuse.

cs.IT

The Impact of Small-Cell Bandwidth Requirements on Strategic Operators

Small-cell deployment in licensed and unlicensed spectrum is considered to be one of the key approaches to cope with the ongoing wireless data demand explosion. Compared to traditional cellular base stations with large transmission power, small-cells typically have relatively low transmission power, which makes them attractive for some spectrum bands that have strict power regulations, for example, the 3.5GHz band [1]. In this paper we consider a heterogeneous wireless network consisting of one or more service providers (SPs). Each SP operates in both macro-cells and small-cells, and provides service to two types of users: mobile and fixed. Mobile users can only associate with macro-cells whereas fixed users can connect to either macro- or small-cells. The SP charges a price per unit rate for each type of service. Each SP is given a fixed amount of bandwidth and splits it between macro- and small-cells. Motivated by bandwidth regulations, such as those for the 3.5Gz band, we assume a minimum amount of bandwidth has to be set aside for small-cells. We study the optimal pricing and bandwidth allocation strategies in both monopoly and competitive scenarios. In the monopoly scenario the strategy is unique. In the competitive scenario there exists a unique Nash equilibrium, which depends on the regulatory constraints. We also analyze the social welfare achieved, and compare it to that without the small-cell bandwidth constraints. Finally, we discuss implications of our results on the effectiveness of the minimum bandwidth constraint on influencing small-cell deployments.

cs.IT

Sparse Channel Estimation for Massive MIMO with 1-bit Feedback per Dimension

In massive multiple-input multiple-output (MIMO) systems, acquisition of the channel state information at the transmitter side (CSIT) is crucial. In this paper, a practical CSIT estimation scheme is proposed for frequency division duplexing (FDD) massive MIMO systems. Specifically, each received pilot symbol is first quantized to one bit per dimension at the receiver side and then the quantized bits are fed back to the transmitter. A joint one-bit compressed sensing algorithm is implemented at the transmitter to recover the channel matrices. The algorithm leverages the hidden joint sparsity structure in the user channel matrices to minimize the training and feedback overhead, which is considered to be a major challenge for FDD systems. Moreover, the one-bit compressed sensing algorithm accurately recovers the channel directions for beamforming. The one-bit feedback mechanism can be implemented in practical systems using the uplink control channel. Simulation results show that the proposed scheme nearly achieves the maximum output signal-to-noise-ratio for beamforming based on the estimated CSIT.

cs.NI

Licensed and Unlicensed Spectrum Allocation in Heterogeneous Networks

In future networks, an operator may employ a wide range of access points using diverse radio access technologies (RATs) over multiple licensed and unlicensed frequency bands. This paper studies centralized user association and spectrum allocation across many access points in such a heterogeneous network (HetNet). Such centralized control is on a relatively slow timescale to allow information exchange and joint optimization over multiple cells. This is in contrast and complementary to fast timescale distributed scheduling. A queueing model is introduced to capture the lower spectral efficiency, reliability, and additional delays of data transmission over the unlicensed bands due to contention and/or listen-before-talk requirements. Two optimization-based spectrum allocation schemes are proposed along with efficient algorithms for computing the allocations. The proposed solutions are fully aware of traffic loads, network topology, as well as external interference levels in the unlicensed bands. Packet-level simulation results show that the proposed schemes significantly outperform orthogonal and full-frequency-reuse allocations under all traffic conditions.

cs.NI

The Impact of Unlicensed Access on Small-Cell Resource Allocation

Small cells deployed in licensed spectrum and unlicensed access via WiFi provide different ways of expanding wireless services to low mobility users. That reduces the demand for conventional macro-cellular networks, which are better suited for wide-area mobile coverage. The mix of these technologies seen in practice depends in part on the decisions made by wireless service providers that seek to maximize revenue, and allocations of licensed and unlicensed spectrum by regulators. To understand these interactions we present a model in which a service provider allocates available licensed spectrum across two separate bands, one for macro- and one for small-cells, in order to serve two types of users: mobile and fixed. We assume a service model in which the providers can charge a (different) price per unit rate for each type of service (macro- or small-cell); unlicensed access is free. With this setup we study how the addition of unlicensed spectrum affects prices and the optimal allocation of bandwidth across macro-/small-cells. We also characterize the optimal fraction of unlicensed spectrum when new bandwidth becomes available.

cs.IT

Energy-Efficient Cell Activation, User Association, and Spectrum Allocation in Heterogeneous Networks

Next generation (5G) cellular networks are expected to be supported by an extensive infrastructure with many-fold increase in the number of cells per unit area compared to today. The total energy consumption of base transceiver stations (BTSs) is an important issue for both economic and environmental reasons. In this paper, an optimization-based framework is proposed for energy-efficient global radio resource management in heterogeneous wireless networks. Specifically, with stochastic arrivals of known rates intended for users, the smallest set of BTSs is activated with jointly optimized user association and spectrum allocation to stabilize the network first and then minimize the delay. The scheme can be carried out periodically on a relatively slow timescale to adapt to aggregate traffic variations and average channel conditions. Numerical results show that the proposed scheme significantly reduces the energy consumption and increases the quality of service compared to existing schemes in the literature.

cs.IT

The Cost of Free Spectrum

There has been growing interest in increasing the amount of radio spectrum available for unlicensed broad-band wireless access. That includes "prime" spectrum at lower frequencies, which is also suitable for wide area coverage by licensed cellular providers. While additional unlicensed spectrum would allow for market expansion, it could influence competition among providers and increase congestion (interference) among consumers of wireless services. We study the value (social welfare and consumer surplus) obtained by adding unlicensed spectrum to an existing allocation of licensed spectrum among incumbent service providers. We assume a population of customers who choose a provider based on the minimum delivered price, given by the weighted sum of the price of the service and a congestion cost, which depends on the number of subscribers in a band. We consider models in which this weighting is uniform across the customer population and where the weighting is either high or low, reflecting different sensitivities to latency. For the models considered, we find that the social welfare depends on the amount of additional unlicensed spectrum, and can actually decrease over a significant range of unlicensed bandwidths. Furthermore, with nonuniform weighting, introducing unlicensed spectrum can also reduce consumer welfare.

cs.GT

Distributed Optimization of Multi-Cell Uplink Co-operation with Backhaul Constraints

We address the problem of uplink co-operative reception with constraints on both backhaul bandwidth and the receiver aperture, or number of antenna signals that can be processed. The problem is cast as a network utility (weighted sum rate) maximization subject to computational complexity and architectural bandwidth sharing constraints. We show that a relaxed version of the problem is convex, and can be solved via a dual-decomposition. The proposed solution is distributed in that each cell broadcasts a set of {\em demand prices} based on the data sharing requests they receive. Given the demand prices, the algorithm determines an antenna/cell ordering and antenna-selection for each scheduled user in a cell. This algorithm, referred to as {\em LiquidMAAS}, iterates between the preceding two steps. Simulations of realistic network scenarios show that the algorithm exhibits fast convergence even for systems with large number of cells.

eess.SY

Traffic-Driven Spectrum Allocation in Heterogeneous Networks

Next generation cellular networks will be heterogeneous with dense deployment of small cells in order to deliver high data rate per unit area. Traffic variations are more pronounced in a small cell, which in turn lead to more dynamic interference to other cells. It is crucial to adapt radio resource management to traffic conditions in such a heterogeneous network (HetNet). This paper studies the optimization of spectrum allocation in HetNets on a relatively slow timescale based on average traffic and channel conditions (typically over seconds or minutes). Specifically, in a cluster with $n$ base transceiver stations (BTSs), the optimal partition of the spectrum into $2^n$ segments is determined, corresponding to all possible spectrum reuse patterns in the downlink. Each BTS's traffic is modeled using a queue with Poisson arrivals, the service rate of which is a linear function of the combined bandwidth of all assigned spectrum segments. With the system average packet sojourn time as the objective, a convex optimization problem is first formulated, where it is shown that the optimal allocation divides the spectrum into at most $n$ segments. A second, refined model is then proposed to address queue interactions due to interference, where the corresponding optimal allocation problem admits an efficient suboptimal solution. Both allocation schemes attain the entire throughput region of a given network. Simulation results show the two schemes perform similarly in the heavy-traffic regime, in which case they significantly outperform both the orthogonal allocation and the full-frequency-reuse allocation. The refined allocation shows the best performance under all traffic conditions.

cs.IT