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Michael P. Fitzgerald

Publications and source records attributed to Michael P. Fitzgerald.

At least 19 recordsLinked to original sources

Validating the SCALES DRP: A Performance Study of the Medium-Resolution IFS Mode

We present a performance verification of the medium-resolution integral field spectrograph (IFS) mode of the SCALES Data Reduction Pipeline (SCALES-DRP) using data obtained during recent cryogenic cooldown testing. SCALES (Slicer Combined with Array of Lenslets for Exoplanet Spectroscopy), scheduled for deployment on the Keck II Telescope in late 2026, will be the first facility-class high-contrast thermal-infrared IFS, operating over the 2-5 micrometer wavelength range. The SCALES-DRP, developed within the Keck Data Reduction Pipeline Framework and implemented in Python, converts raw detector reads into calibrated three-dimensional datacubes using rectification matrices derived from position-dependent monochromatic lenslet point-spread functions, and supports both optimal and chi-sqaure-based spectral extraction to maximize signal-to-noise and extraction fidelity. We present laboratory verification results for the medium-resolution IFS mode, which combines a 0.34x0.36 arcsec lenslet subarray with an image slicer to achieve spectral resolutions of R ~ 2,000 - 5,000, focusing on the performance of the rectification matrices and the robustness of the extraction algorithms. These results demonstrate the readiness of the SCALES-DRP for instrument commissioning and early science operations. The pipeline is publicly available on GitHub.

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Simulation and development of astrophotonic H-band nulling beam combiner for the CHARA Array

Nulling interferometry is a promising method for direct detection and characterization of faint stellar companions such as exoplanets and faint binary sources. The dominant constraint on instrument performance is instability noise from vibrations, thermal expansions, and other systematic sources. Photonic instruments have footprints of a few centimeters and enable advanced light control architectures. Astrophotonic implementations can include active phase control via Mach-Zehnder interferometers (MZIs) to actively minimize residual optical path errors at the location of beam combination. The compact size of photonic chips also makes them a promising solution for space-based applications such as the upcoming Habitable Worlds Observatory. The Center for High Angular Resolution Astronomy (CHARA) Array is equipped with the world's longest baseline in the near-infrared at 330 meters long. CHARA therefore has the most sensitive angular resolution in the near-infrared. A nuller at CHARA would have access to a novel parameter space essential for exoplanet discovery and characterization. The first step in preparing a nulling beam combiner for CHARA is to develop compelling, realistic, and well-defined science cases. Simulation suites quantify the technical requirements to reach such science goals in their respective complex systems. The CHARA Array Response Model (CHARM) is the first-ever simulator built specifically for CHARA, opening up new pathways for instrument simulation. CHARM is a flexible simulation tool of an H-band, self-calibrated astrophotonic nulling beam combiner with active phase control for the CHARA Array. In this paper, we present an update on the development of our photonic nulling beam combiner for CHARA. We include early results from CHARM, demonstrating that the photonic nuller has the potential to detect and characterize a wide range of bright stellar companion systems.

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The Photonic Lantern Nuller: from concept to laboratory and on-sky demonstrations

This thesis work presents the conceptual design and experimental characterization of the Photonic Lantern Nuller instrument, which uses a multimode-to-single-mode demultiplexing waveguide to cancel out starlight while maintaining planet light, allowing for the direct characterization of planets at a telescope's diffraction limit. The PLN was experimentally characterized in the lab, where it was further enhanced using common-path wavefront sensing and control techniques, and then demonstrated on sky at the Subaru Telescope. Highlights include measured in-lab null-depths of $\sim 10^{-4}$ in three out of four ports simultaneously and on-sky null-depths of approximately $\sim 10^{-1}$ (limited by jitter and atmospheric residuals). We provide an overview of these results and discuss avenues for future work.

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NIRC2-Pol: First Light of Near-Infrared Polarimetry on Keck II

NIRC2, the Near Infrared Camera 2 on the Keck II telescope, was recently upgraded with a new suite of polarimetric observing modes. The new polarimetry modes (referred to as NIRC2-Pol) open up a wide range of new studies, including investigations of exoplanets, the Galactic center, active galactic nuclei, and solar system objects. The new modes enabled by the upgrade span the 1.1 to 4.1 micron range (i.e. J through L' bands) and include imaging polarimetry, coronagraphic imaging polarimetry, and spectropolarimetry. NIRC2-Pol is unique, as Keck II is the largest telescope (10 m) on which AO-fed infrared polarimetry capabilities are available, one of few with L' polarimetric imaging, and the only one where there is both a polarimetric mode and a vortex coronagraph. Here, we introduce the design of NIRC2-Pol, its capabilities, and its current operational status. We also present its first on-sky results: the first L' polarimetric images of the AB Aurigae circumstellar disk. These images more clearly reveal the disk's iconic spiral arms than previous L' total intensity imaging.

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Instrumental artifacts in photonic lantern spectroastrometry and their mitigation with PLred

Spectroastrometry is a powerful spectral-differential technique for probing angular scales below the resolution limit, but it is also well known to be susceptible to instrumental artifacts that can mimic or obscure real signals. In photonic lantern spectroastrometry, recently demonstrated on-sky with Subaru/FIRST-PL, the astrometric signal is encoded in relative flux variations between lantern outputs rather than in centroid shifts along a slit. This changes the artifact landscape: some slit-based spectroastrometric artifacts are avoided, but new artifact mechanisms emerge, including detector nonlinearity and spectral extraction errors, which can produce spurious features on emission or absorption lines. These lessons directly informed the design of PLred, an open source Python package for photonic lantern data reduction and instrument-agnostic spectral-differential image reconstruction. We describe the origin of these artifacts and the key pipeline design choices used to mitigate them.

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Enabling Quantitative Polarimetry for Keck/NIRC2: Preliminary Mueller Matrix Model Calibration

The Keck/NIRC2 infrared imager was upgraded in 2025 with dual-beam polarimetric observing modes spanning approximately 1.1--4.1 microns (JHKL' bands). We present a preliminary JHK calibration of NIRC2 Polarimetry using a wavelength-dependent Mueller matrix model of the Keck tertiary mirror (M3), half-wave plate (HWP), image rotator (IMR), downstream optics, and Wollaston prism. We constrain the model downstream of M3 using dome flat sequences spanning ten HWP and nine IMR angles in each band. Although the model reproduces the dominant modulation, the residuals show structure dependent on HWP and IMR angle. Measurement matrix inversion of unpolarized standard star observations gives M3 diattenuations of 0.0119+/-0.0009, 0.0098+/-0.0004, and 0.0068+/-0.0005 in J, H, and Kp, substantially closer to Fresnel predictions for aluminum than the values derived from dome flats. The larger dome flat modulation may indicate polarization in the incident dome illumination or Mueller matrix model inaccuracies. These results establish an initial calibration framework while motivating improved input polarization constraints, fixed HWP parameters from previous laboratory measurements, model validation with polarized standard stars, and extension to L'.

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The JWST Early Release Science Program for Direct Observations of Exoplanetary Systems VIII: patchy forsterite and enstatite clouds in the atmosphere of VHS 1256 b, retrieval lessons learned and outlook to the future

JWST defines a new era for the data-driven approach of retrieval modelling, which has become a cornerstone tool for the statistical inference of exoplanetary and brown dwarf properties. The Early Release Science program #1386 observations of VHS 1256 b represent a huge jump in data quality, data quantity and spectral coverage for such objects. VHS 1256 b is a young, planetary mass and extremely variable companion that populates the enigmatic L/T cohort of substellar atmospheres. In this first retrieval analysis of the full 1 - 18 micron dataset, we apply the Brewster retrieval framework to the NIRSpec and MIRI spectroscopic observations of VHS 1256 b, exploring a variety of cloud species and structures. Using Delta(BIC) we find that the data is best described by a forsterite (Mg$_{2}$SiO$_{4}$) and enstatite (MgSiO$_{3}$) cloud combination. Our analysis shows a strong preference for patchy silicate cloud coverage, which aligns with VHS 1256 b's extensive and well documented spectral variability. Our retrieval is able to place constraints on the abundances of H$_{2}$O, CO, CO$_{2}$, CH$_{4}$ as well as NH$_{3}$. We also show that the retrieved parameters are sensitive to the data used and the relative signal-to-noise ratios between data from different instruments. We conclude with the next steps for the wider retrieval community to better understand young and cloudy exoplanetary atmospheres.

astro-ph.EP

Tricouplers for nulling interferometry with photonic integrated circuits

Solar System analog gas giants and habitable-zone terrestrial planets are observationally elusive to conventional exoplanet detection and characterization techniques, i.e. transits, radial velocities, and direct imaging. Long baseline nulling interferometry across multiple apertures suppresses starlight and enables detection of faint planetary signals at higher spatial resolution than traditional coronagraphs on single-aperture telescopes. Leveraging technological advancements from the telecommunications industry, photonic integrated circuits (PICs) offer a promising platform for performing the optical operations necessary for astronomical applications, including phasing and beam combination for nulling interferometry in both long-baseline and cross-aperture configurations. PICs provide compact, scalable architectures with reduced sensitivity to alignment as well as thermal and mechanical perturbations compared to bulk optics. However, their design and manufacturing precision remain insufficient for the stringent requirements of exoplanet instrumentation. Here, we investigate the nulling capabilities of photonic tricouplers, devices composed of three equal-width waveguides that are geometrically predisposed to produce achromatic nulls upon beam combination through their symmetric construction. In the laboratory, we characterize null depths in monochromatic light at 1.55 $\mathrm{\mu}$m with devices on a planar silica-on-silicon platform. In broadband $H$-band light, we explore chromatic effects from components such as thermo-optic phase modulators used for fine-phasing. Our ongoing efforts towards maturation of PICs for direct detection and atmospheric characterization of exoplanets will support scalable testing and deployment of high-contrast technologies for future space-based observatories, such as the Habitable Worlds Observatory.

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Atmospheric characterization of six ultra-hot Jupiters from $K$-band high-resolution spectroscopy

We present new Keck/KPIC high-resolution spectroscopic detections of three ultra-hot Jupiters (UHJs) in the $K$ band: WASP-189b ($\rm SNR = 7.2$), MASCARA-1b ($\rm SNR = 8.6$), and TOI-1518b ($\rm SNR = 7.1$), as well as a tentative detection of KELT-9b ($\rm SNR = 5.0$). We perform a uniform set of atmospheric retrieval analysis on these objects, as well as previously reported KPIC observations of WASP-33b ($\rm SNR = 11.2$) and KELT-20b ($\rm SNR = 10.5$), We perform atmospheric retrievals for the pressure-temperature ($P-T$) profile, orbital velocity parameters, $v\sin i$, and abundances of CO, H$_2$O, OH, and Fe, with parameterized mixing profiles to account for the expected vertical abundance variations of H$_2$O and OH. We also perform a set of retrievals assuming chemical equilibrium, which are generally in good agreement with the free retrievals. Except for \knb, the retrieved spectra are dominated by CO emission features, with additional weak H$_2$O or OH features consistent with thermal dissociation of H$_2$O. \knb, which is significantly hotter, appears to have very weak molecular features. Dissociation limits our ability to reliably constrain H$_2$O or OH abundances from $K$ band data alone, resulting in poor constraints on the C/O ratio. For all objects, the atmospheric abundances from detected carbon and oxygen species are $1-10\times$ solar. These results highlight the importance of wide spectral coverage for high-resolution retrievals. Additional observations to expand phase and wavelength coverage are needed to better constrain oxygen species and possible spatial inhomogeneities from dissociation.

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Tri-coupler geometries for achromatic nulling interferometry in the near-infrared

Astrophotonics is central to the next generation of astronomical instrumentation, enabling compact photonic integrated circuits for both ground-based observatories and future space missions. Beam combination for nulling interferometry suppresses starlight, revealing exoplanets and companions. Two-waveguide photonic combiners rely on symmetric evanescent, inherently chromatic, coupling to interfere light. A three-waveguide configuration, or tri-coupler, offers the potential for deeper, broader, and more stable achromatic nulls compared with two-waveguide approaches. This work compares the simulated performance of evanescent tri-couplers and a multimode interference coupler across the 1.5-1.8 micron band, evaluating exoplanet throughput, starlight attenuation, sensing characteristics, and estimations on fabrication tolerance. All three tri-couplers achieved >40dB attenuation over a 270nm bandwidth. Including component loss, the tapered tri-coupler has the highest total throughput, averaging 97%, whereas the standard tri-coupler began with an equivalent exoplanet throughput and fell to 50% at the band edges. The tapered tri-coupler was further redesigned to achieve a non-degenerate sensing state. The MMI, while limited to a starlight attenuation of 40dB by uncoupled light, showed the greatest tolerance to fabrication errors. Future designs aim to combine high exoplanet throughput, deep starlight attenuation, and non-degenerate sensing within a single integrated architecture. This work provides a simulation suite for three tri-couplers.

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Limits on the Post-eclipse Emission Spectrum of HD 80606 b From High-Resolution Spectroscop

We present Keck/NIRSPEC $K$-band observations of HD 80606 b, one of the most eccentric known exoplanets. HD 80606 b was observed after secondary eclipse, close to periastron, when the planet passes within 0.03 AU of HD 80606 and the rapid heating of the atmosphere may lead to extreme chemical changes and a temporary thermal inversion. The rapid change in the planetary radial velocity near periastron is sufficient to enable high-resolution cross-correlation spectroscopy (HRCCS) analysis, which produces a tentative detection ($\rm SNR\sim4$) of HD 80606 b. Injection-recovery tests appear to reject strong thermal inversions near periastron, consistent with recent results from JWST. We also perform atmospheric retrievals with free parameters for the Pressure-Temperature ($P-T$) profile and with a profile matched to the JWST results, which suggest the presence of absorption features from CH$_4$ and CO. While HD 80606 b is not definitively detected in these data, these results are consistent with JWST observations, which found the post-eclipse atmosphere of HD 80606 b shows weak absorption features from these species. Future observations with higher spectral resolution and/or wider wavelength coverage are needed for a confident atmospheric detection of HD 80606 b via high-resolution spectroscopy alone, but such observations are a challenge to schedule due to the 111-day orbital period.

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Distinct Rotational Evolution of Giant Planets and Brown Dwarf Companions

We present a rotational velocity (vsini) survey of 32 stellar/substellar objects and giant planets using Keck/KPIC high-resolution spectroscopy, including 6 giant planets (2-7 M$_\mathrm{Jup}$) and 25 substellar/stellar companions (12-88 M$_\mathrm{Jup}$). Adding companions with spin measurements from the literature, we construct a curated spin sample for 43 benchmark stellar/substellar companions and giant planets and 54 free-floating brown dwarfs and planetary mass objects. We compare their spins, parameterized as fractional breakup velocities at 10 Myr, assuming constant angular momentum evolution. We find the first clear evidence that giant planets exhibit distinct spins versus low-mass brown dwarf companions (10 to 40 M$_\mathrm{Jup}$) at 4-4.5 $\sigma$ significance assuming inclinations aligned with their orbits, while under randomly oriented inclinations the significance is at 1.6-2.1 $\sigma$. Our findings hold when considering various assumptions about planets, and the mass ratio below 0.8% gives a clean cut for rotation between giant planets and brown dwarf companions. The higher fractional breakup velocities of planets can be interpreted as less angular momentum loss through circumplanetary disk braking during the planet formation phase. Brown dwarf companions exhibit evidence of slower rotation compared to isolated brown dwarfs, while planets and planetary mass objects show similar spins. Finally, our analysis of specific angular momentum versus age of 221 stellar/substellar objects below 0.1 M$_{\odot}$ with spin measurements in the literature indicates that the substellar objects of 5-40 M$_\mathrm{Jup}$ retain much higher angular momenta compared to stellar and substellar objects of 40-100 M$_\mathrm{Jup}$ after 10 Myr, when their initial angular momenta were set.

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Analysis of Angular-Differential Post-Processing Algorithms for Exoplanet Direct Detection with a Photonic Lantern Nuller

Exoplanet research is essential for understanding planetary formation and the potential for life beyond our solar system. The direct imaging method captures exoplanet light while minimizing light from the host star. This is conventionally achieved with a coronagraph, which allows detailed characterization of planetary atmospheres and features. The Photonic Lantern Nuller (PLN) is an innovative instrument designed for the direct detection of closely orbiting exoplanets within the inner working angle of standard coronagraphs. Unlike traditional coronagraphs, where the planet's signal is usually rotationally invariant, with the same point-spread-function at different position angles, and which also overlaps minimally with the residual stellar signal, data from a PLN consist of a one-dimensional collection of points that do not have rotational invariance and overlap significantly with the residual starlight arising from wavefront errors. Exploiting angular diversity to subtract these stellar residuals with the PLN thus requires adapting the Angular Differential Imaging (ADI) technique for use with non-rotationally invariant planet signals at close separations, where strong self-subtraction effects occur. We reformulate ADI using principal component analysis to develop a method to extract spatial parameters of exoplanets from simulated one-dimensional PLN data. We test two variations of ADI on simulated data and show that injecting an antiplanet signal before stellar estimation helps localize the planet due to self-subtraction at lower separations.

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On-sky Demonstration of Subdiffraction-limited Astronomical Measurement Using a Photonic Lantern

Resolving fine details of astronomical objects provides critical insights into their underlying physical processes. This drives in part the desire to construct ever-larger telescopes and interferometer arrays and to observe at shorter wavelength to lower the diffraction limit of angular resolution. Alternatively, one can aim to overcome the diffraction limit by extracting more information from a single telescope's aperture. A promising way to do this is spatial mode-based imaging, which projects focal-plane field onto a set of spatial modes before detection, retaining focal-plane phase information crucial at small angular scales but typically lost in intensity imaging. However, the practical implementation of mode-based imaging in astronomy from the ground has been challenged by atmospheric turbulence. Here, we present the first on-sky demonstration of a subdiffraction-limited, mode-based measurement using a photonic lantern (PL)-fed spectrometer installed on the SCExAO instrument at the Subaru Telescope. We introduce a novel calibration strategy that mitigates time-varying wavefront error and misalignment effects, leveraging simultaneously recorded focal-plane images and using a spectral-differential technique that self-calibrates the data. Observing the classical Be star $\beta$ CMi, we detected spectral-differential spatial signals and reconstructed images of its H$\alpha$-emitting disk. We achieved an unprecedented H$\alpha$ photocenter precision of 50$\mu$as in about 10-minute observation with a single telescope, measuring the disk's near-far side asymmetry for the first time. This work demonstrates the high precision, efficiency, and practicality of photonic mode-based imaging techniques to recover subdiffraction-limited information, opening new avenues for high angular resolution spectroscopic studies in astronomy.

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Dynamical Architectures of S-type Transiting Planets in Binaries II: A Dichotomy in Orbital Alignment of Small Planets in Close Binary Systems

Stellar multiplicity plays a crucial role in shaping planet formation and dynamical evolution. We present a survey of 54 TESS Objects of Interest (TOIs) within 300 pc that exhibit significant Hipparcos-Gaia astrometric accelerations. We identified 35 TOIs with stellar companions at projected separations between $0.1^{\prime\prime}$ to $2^{\prime\prime}$ (or $10-200$ AU). We also identified 12 TOIs that could host planetary-mass or brown dwarf companions, including 6 that are newly discovered. Furthermore, we perform three-dimensional orbital characterization for 12 binaries hosting confirmed planets or planet candidates, allowing us to constrain the line-of-sight mutual inclination, $\Delta I_{\mathrm{los}}$, between the planetary and binary orbits. Combining our sample with previous measurements, we apply Bayesian hierarchical analysis to a total of 26 binary systems with S-type transiting planets ($r_p<5R_{\oplus}$). Specifically, we fit the $\Delta I_{\mathrm{los}}$ distribution with both single (Rayleigh) and mixture models (two-component Rayleigh and Rayleigh-isotropic mixture). We find the mixture models are strongly favored ($\log Z\gtrsim13.9$, or $\approx$5$\sigma$), indicating the observed planet-binary $\Delta I_{\mathrm{los}}$ values likely originate from two underlying populations: one nearly aligned ($\sigma_1 = 2^{\circ}.4^{+0.7}_{-0.9}$) and one with more scattered mutual inclinations ($\sigma_2 = 23^{\circ}.6^{+8.8}_{-7.1}$). Alternatively, the misaligned systems can be equally well described by an isotropic distribution of inclinations. This observed dichotomy likely reflects different dynamical histories. Notably, the misaligned population only emerges in systems with stellar periastron distances $>40$ AU while systems with close-in or eccentric stellar companions (periastron distances $<40$ AU) preserve planet-binary alignment.

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SCALES-DRP : A Data Reduction Pipeline for an Upcoming Keck Thermal Infrared Spectrograph

We present the end-to-end data reduction pipeline for SCALES (Slicer Combined with Array of Lenslets for Exoplanet Spectroscopy), the upcoming thermal-infrared, diffraction-limited imager, and low and medium-resolution integral field spectrograph (IFS) for the Keck II telescope. The pipeline constructs a ramp from a set of reads and performs optimal extraction and chi-square extraction to reconstruct the 3D IFS datacube. To perform spectral extraction, wavelength calibration, and sky subtraction, the pipeline utilizes rectification matrices produced using position-dependent lenslet point spread functions (PSFs) derived from calibration exposures. The extracted 3D data cubes provide intensity values along with their corresponding uncertainties for each spatial and spectral measurement. The SCALES pipeline is under active development, implemented in Python within the Keck data reduction framework, and is openly available on GitHub along with dedicated documentation.

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Characterization of the Host Binary of the Directly Imaged Exoplanet HD 143811 AB b

HD~143811~AB is the host star to the directly imaged planet HD~143811~AB~b, which was recently discovered using data from the Gemini Planet Imager and Keck NIRC2. A member of the Sco-Cen star-forming region with an age of $13 \pm 4$ Myr, HD~143811~AB is somewhat rare among hosts of directly imaged planets as it is a close stellar binary, with an $\sim$18 day period. Accurate values for the orbital and stellar parameters of this binary are needed to understand the formation and evolutionary history of the planet in orbit. We utilize archival high-resolution spectroscopy from FEROS on the MPG/ESO 2.2-meter telescope to fit the orbit of the binary, and combine with unresolved photometry to derive the basic stellar properties of the system. From the orbit, we derive precise values of orbital period of $18.59098 \pm 0.00007$ days, and mass ratio of $0.885 \pm 0.003$. When combined with stellar evolutionary models, we find masses of both components of $M_A = 1.30^{+0.03}_{-0.05}$ M$_\odot$ and $M_B = 1.15^{+0.03}_{-0.04}$ M$_\odot$. While the current data are consistent with the planet and stellar orbits being coplanar, the 3D orientations of both systems are currently poorly constrained, with additional observations required to more rigorously test for coplanarity.

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Simulations of Flare Chemistry in Brown Dwarf Companions to Active M Dwarfs

Brown dwarfs that are short period ($<10\,$day) companions to actively flaring M dwarfs may provide a context to directly observe flare-driven photochemistry and structural changes in an extrasolar planet-like atmosphere. To assess the viability of directly observing flare impacts in the atmosphere of a brown dwarf, we perform self-consistent temperature-chemistry modeling of the atmospheric response to individual energetic superflares. We modified the existing open-source \texttt{VULCAN} chemical-kinetics and \texttt{HELIOS} radiative-transfer codes for this purpose. Similar to previous studies of flare impacts on hydrogen dominated atmospheres, we find flares are capable of orders-of-magnitude changes in the mixing abundances of many chemical species, including important opacity sources like CH$_4$ and CO$_2$. However, due to fast chemical timescales resulting from high temperatures and densities in brown dwarf atmospheres, these changes last for a short-period of time, generally less than a day, and are only plausibly observable via high resolution emission spectroscopy. We find that the most observable, short-term spectral changes in hot (T$_{\text{eff}}\sim2000\,$K), high-gravity ($\log{\text{g}}\sim5$), cloudless brown dwarfs are the photolysis of H$_2$O and enhancement of CO$_2$, which can result in part-per-thousands spectral changes in the hours after a flare.

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