arXiv subjects

Michael Ratz

Publications and source records attributed to Michael Ratz.

At least 19 recordsLinked to original sources

arXiv2026

Strong $\mathcal{CP}$ and Quark Mass Hierarchies from Modular Invariance

The strong $\mathcal{CP}$ problem and quark mass hierarchies can probe the same ultraviolet structure. We show this by extending modular strong-$\mathcal{CP}$ solutions to non-Abelian finite modular symmetries. This reveals a previously overlooked modular-anomaly condition from the finite representations. Regularity removes the dependence of the QCD angle on the $\mathcal{CP}$-breaking modulus, yielding $\bar\theta=0$. For positive modular weight, it also forces the quark Yukawa determinant to vanish at the cusp. This leads to pronounced mass hierarchies among the quarks. We further stress that modular symmetries act as R-symmetries. Under moderate additional assumptions, this renders the QCD angle independent of the dilaton. An explicit model illustrates the mechanism.

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arXiv2025

Modular Zeros

Modular symmetries are known to be powerful and have various remarkable properties. We point out that the structure of vector-valued modular forms (VVMFs) space leads to the absence of couplings which cannot be explained in terms of the usual symmetries. These modular zeros, which correspond to gaps in spaces of VVMFs, have the power of explaining certain stringy zeros, and to explain the renowned Weinberg texture that relates the Cabibbo angle to the hierarchies of the light down and strange quarks.

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arXiv2025

Scale-independent relations between neutrino mass parameters

Theories of flavor operate at various scales. Recently it has been pointed out that in the context of modular flavor symmetries certain combinations of observables are highly constrained, or even uniquely fixed, by modular invariance and holomorphicity. We find that even in the absence of supersymmetry these combinations are surprisingly immune against quantum corrections. This applies, in particular, to the standard model (SM) and certain 2-Higgs doublet models (2HDMs).

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arXiv2025

Thermal History of Non-equilibrated Scalars

Scalar fields in the early Universe are mostly discussed in two limits: either in equilibrium or completely decoupled. In this work we discuss scenarios where there are scalar fields that are not in equilibrium, but for which the coupling to thermal bath leads to interesting non-trivial dynamics. For example, in theories where scalar fields control the effective couplings of the theory, such out-of-equilibrium behavior can lead to cases where the couplings vary during cosmological evolution. We systematically examine the generic features governing the evolution of these couplings, and as an application we highlight a novel effect where the scalar quartic coupling of an Abelian Higgs model is modified, leading to stronger cosmological phase transitions than would be obtained for static non-evolving quartics.

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arXiv2025

Modular Flavor Symmetries and Fermion Mass Hierarchies

We investigate fermion mass hierarchies in models with modular flavor symmetries. Several key conclusions arise from the observation that the determinants of mass matrices transform as 1-dimensional vector-valued modular forms. We demonstrate that, under some fairly general assumptions, achieving hierarchical fermion masses requires the vacuum expectation value of the modulus $\tau$ to be located near one of the critical points, $i$, $i\infty$, or $\omega$. We also revisit the universal near-critical behavior around these points and classify the resulting mass hierarchies for the critical points $i$ and $\omega$. We compare the traditional Froggatt--Nielsen mechanism with its modular variant. The knowledge and boundedness of Fourier and Taylor coefficients are crucial to the predictive power of modular flavor symmetries.

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arXiv2025

Flavor Symmetries and Winding Modes

Modular flavor symmetries have been proposed as a new way to address the flavor problem. It is known that they can emerge from string compactifications. We discuss this connection in detail, and show how the congruence subgroups of SL(2,Z), which underlie many modular flavor symmetries, emerge from stringy duality symmetries by orbifolding. This requires an analysis of massive states, which reveals a picture that is more intricate than the well-known situation on the torus. It involves towers of states of different quantum numbers, related by modular transformations. Members of different towers become massless at different points in moduli space. We also show that, at least in the Z_3 orbifold, the string selection rules can be understood as discrete remnants of continuous gauge symmetries. Non-Abelian discrete flavor symmetries arise as relics of various, relatively misaligned, continuous Abelian gauge symmetries. The generators of these U(1) symmetries give rise to CP-violating Clebsch-Gordan coefficients. If the modulus settles close to a critical point, the corresponding gauge bosons may be light enough to be searched for at future colliders.

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arXiv2025

Multiple realizations of modular flavor symmetries and their phenomenology

We point out that specifying the finite modular group does not uniquely fix a modular flavor symmetry. We illustrate this using the finite modular group $T'$. Otherwise equivalent models based on different $T'$ lead to modular forms with different properties and, hence, produce different phenomenological features. We exemplify this in various scenarios, and show that the ability of a given model to accommodate mass and other observed hierarchies depends sensitively on the way the $T'$ is implemented.

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arXiv2024

Aspects of Modular Flavor Symmetries

Modular flavor symmetries refers to scenarios in which fermion masses respect modular symmetries. Such scenarios have been studied in the bottom-up approach and have an explicit realization in string theory. They rely on the remarkable properties of vector-valued modular forms.

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arXiv2024

Modular invariant holomorphic observables

In modular invariant models of flavor, observables must be modular invariant. The observables discussed so far in the literature are functions of the modulus $\tau$ and its conjugate, $\bar\tau$. We point out that certain combinations of observables depend only on $\tau$, i.e. are meromorphic, and in some cases even holomorphic functions of $\tau$. These functions, which we dub ``invariants'' in this Letter, are highly constrained, renormalization group invariant, and allow us to derive many of the models' features without the need for extensive parameter scans. We illustrate the robustness of these invariants in two existing models in the literature based on modular symmetries, $\Gamma_{3}$ and $\Gamma_{5}$. We find that, in some cases, the invariants give rise to robust relations among physical observables that are independent of $\tau$. Furthermore, there are instances where additional symmetries exist among the invariants. These symmetries are relevant phenomenologically and may provide a dynamical way to realize symmetries of mass matrices.

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arXiv2024

Heterotic Orbifold Models

We review efforts in string model building, focusing on the heterotic orbifold compactifications. We survey how one can, starting from an explicit string theory, obtain models which resemble Nature. These models exhibit the standard model gauge group, three generations of standard model matter and an appropriate Higgs sector. Unlike many unified models, these models do not suffer from problems such as doublet-triplet splitting, too rapid proton decay and the $\mu$ problem. Realistic patterns of fermion masses emerge, which are partly explained by flavor symmetries, including their modular variants. We comment on challenges and open questions.

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arXiv2023

Matter matters in moduli fixing and modular flavor symmetries

Modular flavor symmetries provide us with a very compelling approach to the flavor problem. It has been argued that moduli values close to some special values like $\tau=i$ or $\tau=\omega$ provide us with the best fits to data. We point out that the presence of hidden "matter" fields, needed to uplift symmetric AdS vacua, gives rise to a dynamical mechanism that leads to such values of $\tau$.

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arXiv2022

Neutrino Flavor Model Building and the Origins of Flavor and CP Violation: A Snowmass White Paper

The neutrino sector offers one of the most sensitive probes of new physics beyond the Standard Model of Particle Physics. The mechanism of neutrino mass generation is still unknown. The observed suppression of neutrino masses hints at a large scale, conceivably of the order of the scale of a Grand Unified Theory (GUT), a unique feature of neutrinos that is not shared by the charged fermions. The origin of neutrino masses and mixing is part of the outstanding puzzle of fermion masses and mixings, which is not explained in the SM. Flavor model building for both quark and lepton sectors is important in order to gain a better understanding of the origin of the structure of mass hierarchy and flavor mixing, which constitute the dominant fraction of the SM parameters. Recent activities in neutrino flavor model building based on non-Abelian discrete flavor symmetries and modular flavor symmetries have been shown to be a promising direction to explore. The emerging models provide a framework that has a significantly reduced number of undetermined parameters in the flavor sector. Model building based on non-Abelian discrete flavor symmetries and their modular variants enables the particle physics community to interpret the current and anticipated upcoming data from neutrino experiments. Pursuit of flavor model building based on such frameworks can also provide connections to possible UV completions, in particular to string theory. We emphasize the importance of constructing models in which the uncertainties of theoretical predictions are smaller than, or at most compatible with, the error bars of measurements in neutrino experiments.

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arXiv2021

Generation flow in field theory and strings

Nontrivial strong dynamics often leads to the appearance of chiral composites. In phenomenological applications, these can either play the role of Standard Model particles or lift chiral exotics by partnering with them in mass terms. As a consequence, the RG flow may change the effective number of chiral generations, a phenomenon we call generation flow. We provide explicit constructions of globally consistent string models exhibiting generation flow. Since such constructions were misclassified in the traditional model searches, our results imply that more care than usually appreciated has to be taken when scanning string compactifications for realistic models.

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arXiv2021

Quasi-Eclectic Modular Flavor Symmetries

Modular flavor symmetries provide us with a new, promising approach to the flavor problem. However, in their original formulation the kinetic terms of the standard model fields do not have a preferred form, thus introducing additional parameters, which limit the predictive power of this scheme. In this work, we introduce the scheme of quasi-eclectic flavor symmetries as a simple fix. These symmetries are the direct product of a modular and a traditional flavor symmetry, which are spontaneously broken to a diagonal modular flavor subgroup. This allows us to construct a version of Feruglio's model with the Kaehler terms under control. At the same time, the starting point is reminiscent of what one obtains from explicit string models.

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arXiv2021

Efficient sampling of constrained high-dimensional theoretical spaces with machine learning

Models of physics beyond the Standard Model often contain a large number of parameters. These form a high-dimensional space that is computationally intractable to fully explore. Experimental constraints project onto a subspace of viable parameters, but mapping these constraints to the underlying parameters is also typically intractable. Instead, physicists often resort to scanning small subsets of the full parameter space and testing for experimental consistency. We propose an alternative approach that uses generative models to significantly improve the computational efficiency of sampling high-dimensional parameter spaces. To demonstrate this, we sample the constrained and phenomenological Minimal Supersymmetric Standard Models subject to the requirement that the sampled points are consistent with the measured Higgs boson mass. Our method achieves orders of magnitude improvements in sampling efficiency compared to a brute force search.

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arXiv2021

Metaplectic Flavor Symmetries from Magnetized Tori

We revisit the flavor symmetries arising from compactifications on tori with magnetic background fluxes. Using Euler's Theorem, we derive closed form analytic expressions for the Yukawa couplings that are valid for arbitrary flux parameters. We discuss the modular transformations for even and odd units of magnetic flux, M, and show that they give rise to finite metaplectic groups the order of which is determined by the least common multiple of the number of zero-mode flavors involved. Unlike in models in which modular flavor symmetries are postulated, in this approach they derive from an underlying torus. This allows us to retain control over parameters, such as those governing the kinetic terms, that are free in the bottom-up approach, thus leading to an increased predictivity. In addition, the geometric picture allows us to understand the relative suppression of Yukawa couplings from their localization properties in the compact space. We also comment on the role supersymmetry plays in these constructions, and outline a path towards non-supersymmetric models with modular flavor symmetries.

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arXiv2019

A note on the predictions of models with modular flavor symmetries

Models with modular flavor symmetries have been thought to be highly predictive. We point out that these predictions are subject to corrections from non-holomorphic terms in the Lagrangean. Specifically, in the models discussed in the literature, the Kähler potential is not fixed by the symmetries, for instance. The most general Kähler potential consistent with the symmetries of the model contains additional terms with additional parameters, which reduce the predictive power of these constructions. We also comment on how one may conceivably retain the predictivity.

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arXiv2019

Discrete remnants of orbifolding

We revisit the residual symmetries that survive the orbifold projections, and find additional transformations that have been overlooked in the past. Some of these transformations are outer automorphisms of the downstairs continuous symmetry group. Examples for these transformations include the left-right parity of the Pati-Salam model and its left-right symmetric subgroup.

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