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Michael Saxon

Publications and source records attributed to Michael Saxon.

33 records · Page 2Linked to original sources

CausalDialogue: Modeling Utterance-level Causality in Conversations

Despite their widespread adoption, neural conversation models have yet to exhibit natural chat capabilities with humans. In this research, we examine user utterances as causes and generated responses as effects, recognizing that changes in a cause should produce a different effect. To further explore this concept, we have compiled and expanded upon a new dataset called CausalDialogue through crowd-sourcing. This dataset includes multiple cause-effect pairs within a directed acyclic graph (DAG) structure. Our analysis reveals that traditional loss functions struggle to effectively incorporate the DAG structure, leading us to propose a causality-enhanced method called Exponential Maximum Average Treatment Effect (ExMATE) to enhance the impact of causality at the utterance level in training neural conversation models. To evaluate the needs of considering causality in dialogue generation, we built a comprehensive benchmark on CausalDialogue dataset using different models, inference, and training methods. Through experiments, we find that a causality-inspired loss like ExMATE can improve the diversity and agility of conventional loss function and there is still room for improvement to reach human-level quality on this new dataset.

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Multilingual Conceptual Coverage in Text-to-Image Models

We propose "Conceptual Coverage Across Languages" (CoCo-CroLa), a technique for benchmarking the degree to which any generative text-to-image system provides multilingual parity to its training language in terms of tangible nouns. For each model we can assess "conceptual coverage" of a given target language relative to a source language by comparing the population of images generated for a series of tangible nouns in the source language to the population of images generated for each noun under translation in the target language. This technique allows us to estimate how well-suited a model is to a target language as well as identify model-specific weaknesses, spurious correlations, and biases without a-priori assumptions. We demonstrate how it can be used to benchmark T2I models in terms of multilinguality, and how despite its simplicity it is a good proxy for impressive generalization.

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Data Augmentation for Diverse Voice Conversion in Noisy Environments

Voice conversion (VC) models have demonstrated impressive few-shot conversion quality on the clean, native speech populations they're trained on. However, when source or target speech accents, background noise conditions, or microphone characteristics differ from training, quality voice conversion is not guaranteed. These problems are often left unexamined in VC research, giving rise to frustration in users trying to use pretrained VC models on their own data. We are interested in accent-preserving voice conversion for name pronunciation from self-recorded examples, a domain in which all three of the aforementioned conditions are present, and posit that demonstrating higher performance in this domain correlates with creating VC models that are more usable by otherwise frustrated users. We demonstrate that existing SOTA encoder-decoder VC models can be made robust to these variations and endowed with natural denoising capabilities using more diverse data and simple data augmentation techniques in pretraining.

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Users are the North Star for AI Transparency

Despite widespread calls for transparent artificial intelligence systems, the term is too overburdened with disparate meanings to express precise policy aims or to orient concrete lines of research. Consequently, stakeholders often talk past each other, with policymakers expressing vague demands and practitioners devising solutions that may not address the underlying concerns. Part of why this happens is that a clear ideal of AI transparency goes unsaid in this body of work. We explicitly name such a north star -- transparency that is user-centered, user-appropriate, and honest. We conduct a broad literature survey, identifying many clusters of similar conceptions of transparency, tying each back to our north star with analysis of how it furthers or hinders our ideal AI transparency goals. We conclude with a discussion on common threads across all the clusters, to provide clearer common language whereby policymakers, stakeholders, and practitioners can communicate concrete demands and deliver appropriate solutions. We hope for future work on AI transparency that further advances confident, user-beneficial goals and provides clarity to regulators and developers alike.

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Causal Balancing for Domain Generalization

While machine learning models rapidly advance the state-of-the-art on various real-world tasks, out-of-domain (OOD) generalization remains a challenging problem given the vulnerability of these models to spurious correlations. We propose a balanced mini-batch sampling strategy to transform a biased data distribution into a spurious-free balanced distribution, based on the invariance of the underlying causal mechanisms for the data generation process. We argue that the Bayes optimal classifiers trained on such balanced distribution are minimax optimal across a diverse enough environment space. We also provide an identifiability guarantee of the latent variable model of the proposed data generation process, when utilizing enough train environments. Experiments are conducted on DomainBed, demonstrating empirically that our method obtains the best performance across 20 baselines reported on the benchmark.

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PECO: Examining Single Sentence Label Leakage in Natural Language Inference Datasets through Progressive Evaluation of Cluster Outliers

Building natural language inference (NLI) benchmarks that are both challenging for modern techniques, and free from shortcut biases is difficult. Chief among these biases is "single sentence label leakage," where annotator-introduced spurious correlations yield datasets where the logical relation between (premise, hypothesis) pairs can be accurately predicted from only a single sentence, something that should in principle be impossible. We demonstrate that despite efforts to reduce this leakage, it persists in modern datasets that have been introduced since its 2018 discovery. To enable future amelioration efforts, introduce a novel model-driven technique, the progressive evaluation of cluster outliers (PECO) which enables both the objective measurement of leakage, and the automated detection of subpopulations in the data which maximally exhibit it.

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WikiWhy: Answering and Explaining Cause-and-Effect Questions

As large language models (LLMs) grow larger and more sophisticated, assessing their "reasoning" capabilities in natural language grows more challenging. Recent question answering (QA) benchmarks that attempt to assess reasoning are often limited by a narrow scope of covered situations and subject matters. We introduce WikiWhy, a QA dataset built around a novel auxiliary task: explaining why an answer is true in natural language. WikiWhy contains over 9,000 "why" question-answer-rationale triples, grounded on Wikipedia facts across a diverse set of topics. Each rationale is a set of supporting statements connecting the question to the answer. WikiWhy serves as a benchmark for the reasoning capabilities of LLMs because it demands rigorous explicit rationales for each answer to demonstrate the acquisition of implicit commonsense knowledge, which is unlikely to be easily memorized. GPT-3 baselines achieve only 38.7% human-evaluated correctness in the end-to-end answer & explain condition, leaving significant room for future improvements.

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Not All Errors are Equal: Learning Text Generation Metrics using Stratified Error Synthesis

Is it possible to build a general and automatic natural language generation (NLG) evaluation metric? Existing learned metrics either perform unsatisfactorily or are restricted to tasks where large human rating data is already available. We introduce SESCORE, a model-based metric that is highly correlated with human judgements without requiring human annotation, by utilizing a novel, iterative error synthesis and severity scoring pipeline. This pipeline applies a series of plausible errors to raw text and assigns severity labels by simulating human judgements with entailment. We evaluate SESCORE against existing metrics by comparing how their scores correlate with human ratings. SESCORE outperforms all prior unsupervised metrics on multiple diverse NLG tasks including machine translation, image captioning, and WebNLG text generation. For WMT 20/21 En-De and Zh-En, SESCORE improve the average Kendall correlation with human judgement from 0.154 to 0.195. SESCORE even achieves comparable performance to the best supervised metric COMET, despite receiving no human-annotated training data.

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Self-Supervised Knowledge Assimilation for Expert-Layman Text Style Transfer

Expert-layman text style transfer technologies have the potential to improve communication between members of scientific communities and the general public. High-quality information produced by experts is often filled with difficult jargon laypeople struggle to understand. This is a particularly notable issue in the medical domain, where layman are often confused by medical text online. At present, two bottlenecks interfere with the goal of building high-quality medical expert-layman style transfer systems: a dearth of pretrained medical-domain language models spanning both expert and layman terminologies and a lack of parallel corpora for training the transfer task itself. To mitigate the first issue, we propose a novel language model (LM) pretraining task, Knowledge Base Assimilation, to synthesize pretraining data from the edges of a graph of expert- and layman-style medical terminology terms into an LM during self-supervised learning. To mitigate the second issue, we build a large-scale parallel corpus in the medical expert-layman domain using a margin-based criterion. Our experiments show that transformer-based models pretrained on knowledge base assimilation and other well-established pretraining tasks fine-tuning on our new parallel corpus leads to considerable improvement against expert-layman transfer benchmarks, gaining an average relative improvement of our human evaluation, the Overall Success Rate (OSR), by 106%. We release our code and parallel corpus for future research.

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Counterfactual Maximum Likelihood Estimation for Training Deep Networks

Although deep learning models have driven state-of-the-art performance on a wide array of tasks, they are prone to spurious correlations that should not be learned as predictive clues. To mitigate this problem, we propose a causality-based training framework to reduce the spurious correlations caused by observed confounders. We give theoretical analysis on the underlying general Structural Causal Model (SCM) and propose to perform Maximum Likelihood Estimation (MLE) on the interventional distribution instead of the observational distribution, namely Counterfactual Maximum Likelihood Estimation (CMLE). As the interventional distribution, in general, is hidden from the observational data, we then derive two different upper bounds of the expected negative log-likelihood and propose two general algorithms, Implicit CMLE and Explicit CMLE, for causal predictions of deep learning models using observational data. We conduct experiments on both simulated data and two real-world tasks: Natural Language Inference (NLI) and Image Captioning. The results show that CMLE methods outperform the regular MLE method in terms of out-of-domain generalization performance and reducing spurious correlations, while maintaining comparable performance on the regular evaluations.

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Modeling Disclosive Transparency in NLP Application Descriptions

Broader disclosive transparency$-$truth and clarity in communication regarding the function of AI systems$-$is widely considered desirable. Unfortunately, it is a nebulous concept, difficult to both define and quantify. This is problematic, as previous work has demonstrated possible trade-offs and negative consequences to disclosive transparency, such as a confusion effect, where "too much information" clouds a reader's understanding of what a system description means. Disclosive transparency's subjective nature has rendered deep study into these problems and their remedies difficult. To improve this state of affairs, We introduce neural language model-based probabilistic metrics to directly model disclosive transparency, and demonstrate that they correlate with user and expert opinions of system transparency, making them a valid objective proxy. Finally, we demonstrate the use of these metrics in a pilot study quantifying the relationships between transparency, confusion, and user perceptions in a corpus of real NLP system descriptions.

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End-to-End Spoken Language Understanding for Generalized Voice Assistants

End-to-end (E2E) spoken language understanding (SLU) systems predict utterance semantics directly from speech using a single model. Previous work in this area has focused on targeted tasks in fixed domains, where the output semantic structure is assumed a priori and the input speech is of limited complexity. In this work we present our approach to developing an E2E model for generalized SLU in commercial voice assistants (VAs). We propose a fully differentiable, transformer-based, hierarchical system that can be pretrained at both the ASR and NLU levels. This is then fine-tuned on both transcription and semantic classification losses to handle a diverse set of intent and argument combinations. This leads to an SLU system that achieves significant improvements over baselines on a complex internal generalized VA dataset with a 43% improvement in accuracy, while still meeting the 99% accuracy benchmark on the popular Fluent Speech Commands dataset. We further evaluate our model on a hard test set, exclusively containing slot arguments unseen in training, and demonstrate a nearly 20% improvement, showing the efficacy of our approach in truly demanding VA scenarios.

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Investigating Memorization of Conspiracy Theories in Text Generation

The adoption of natural language generation (NLG) models can leave individuals vulnerable to the generation of harmful information memorized by the models, such as conspiracy theories. While previous studies examine conspiracy theories in the context of social media, they have not evaluated their presence in the new space of generative language models. In this work, we investigate the capability of language models to generate conspiracy theory text. Specifically, we aim to answer: can we test pretrained generative language models for the memorization and elicitation of conspiracy theories without access to the model's training data? We highlight the difficulties of this task and discuss it in the context of memorization, generalization, and hallucination. Utilizing a new dataset consisting of conspiracy theory topics and machine-generated conspiracy theories helps us discover that many conspiracy theories are deeply rooted in the pretrained language models. Our experiments demonstrate a relationship between model parameters such as size and temperature and their propensity to generate conspiracy theory text. These results indicate the need for a more thorough review of NLG applications before release and an in-depth discussion of the drawbacks of memorization in generative language models.

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Semantic Complexity in End-to-End Spoken Language Understanding

End-to-end spoken language understanding (SLU) models are a class of model architectures that predict semantics directly from speech. Because of their input and output types, we refer to them as speech-to-interpretation (STI) models. Previous works have successfully applied STI models to targeted use cases, such as recognizing home automation commands, however no study has yet addressed how these models generalize to broader use cases. In this work, we analyze the relationship between the performance of STI models and the difficulty of the use case to which they are applied. We introduce empirical measures of dataset semantic complexity to quantify the difficulty of the SLU tasks. We show that near-perfect performance metrics for STI models reported in the literature were obtained with datasets that have low semantic complexity values. We perform experiments where we vary the semantic complexity of a large, proprietary dataset and show that STI model performance correlates with our semantic complexity measures, such that performance increases as complexity values decrease. Our results show that it is important to contextualize an STI model's performance with the complexity values of its training dataset to reveal the scope of its applicability.

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Robust Estimation of Hypernasality in Dysarthria with Acoustic Model Likelihood Features

Hypernasality is a common characteristic symptom across many motor-speech disorders. For voiced sounds, hypernasality introduces an additional resonance in the lower frequencies and, for unvoiced sounds, there is reduced articulatory precision due to air escaping through the nasal cavity. However, the acoustic manifestation of these symptoms is highly variable, making hypernasality estimation very challenging, both for human specialists and automated systems. Previous work in this area relies on either engineered features based on statistical signal processing or machine learning models trained on clinical ratings. Engineered features often fail to capture the complex acoustic patterns associated with hypernasality, whereas metrics based on machine learning are prone to overfitting to the small disease-specific speech datasets on which they are trained. Here we propose a new set of acoustic features that capture these complementary dimensions. The features are based on two acoustic models trained on a large corpus of healthy speech. The first acoustic model aims to measure nasal resonance from voiced sounds, whereas the second acoustic model aims to measure articulatory imprecision from unvoiced sounds. To demonstrate that the features derived from these acoustic models are specific to hypernasal speech, we evaluate them across different dysarthria corpora. Our results show that the features generalize even when training on hypernasal speech from one disease and evaluating on hypernasal speech from another disease (e.g. training on Parkinson's disease, evaluation on Huntington's disease), and when training on neurologically disordered speech but evaluating on cleft palate speech.

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