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Michael Wallner

Publications and source records attributed to Michael Wallner.

At least 19 recordsLinked to original sources

Brick Wall Excursions: Combinatorial Interpretation of Random Flight Moments

We study the expected distance of short uniform random walks in arbitrary dimensions with unit steps in random directions. It is known that for dimensions $d=2$ and $d=4$, all the moments of an $m$-step walk are integer. While for $d=2$, the $n$th moment can be interpreted as the number of abelian squares of length $2n$ over an alphabet with $m$ letters, for $d=4$ no interpretation was known. The goal of this paper is to provide such an interpretation, both for $d=2$ and $d=4$, in terms of $2n$-step lattice paths in dimension $m-1$. Our construction relies on a bijection between Dyck paths with a prescribed number of peaks and words of a certain type. In addition, this bijection allows us to derive closed formulas for the number of lattice paths provided with certain statistics.

math.CO

A Combinatorial Framework for the Pons-Batle Identity: Young Tableaux, Lattice Paths, and Limit Laws

Tree-child networks are an important class of phylogenetic network used to model reticulate evolutionary processes. These networks have attracted increasing attention from researchers with interests in both combinatorics and algorithms. A fundamental open problem posed by Pons and Batle asks whether the number $TC_{n,k}$ of bicombining tree-child networks with $n$ leaves and $k$ reticulation nodes equals the number of certain constrained words, now called Pons-Batle words. In this paper, we confirm the conjecture for tree-child networks with a bounded number of reticulation nodes. Our approach is combinatorial and analytic. We introduce families of Young tableaux with walls and holes and construct explicit bijections with Pons-Batle words, yielding a direct combinatorial explanation of the identities. These tableaux encode structural features of the underlying networks, including the placement of reticulation nodes. By projecting them to decorated Dyck paths, we obtain algebraic generating functions with differential operators encoding step weights, leading to explicit recurrence relations and closed-form formulas for $TC_{n,k}$. Beyond finite verification for moderate $k$, the framework reveals an underlying probabilistic structure. For $k=1$, natural structural parameters, such as the position and value of distinguished cells, converge, after rescaling, to $\mathrm{Beta}(2,1)$, $\mathrm{Beta}(1,2)$, and Uniform (i.e., $\mathrm{Beta}(1,1)$) distributions. These limit laws arise from a coalescence of singularities at the dominant square-root singularity, producing a non-analytic transition in the local expansion. Overall, our results provide both combinatorial insight and a unified analytic perspective on the asymptotic behavior of tree-child networks, showing how algebraic generating functions with interacting singularities systematically produce Beta limit laws.

math.CO

The decompressed tree size of $k$-ary chains

A chain is defined as a directed acyclic graph (DAG) with one source and one sink, where the children are ordered and the spanning tree computed using a depth-first search is a path. Such DAGs emerge in the context of tree compression and are therefore uniquely associated with a tree. The tree size of a DAG is defined as the size of the associated tree. For fixed out-degree $k \geq 2$, we compute the asymptotic expected decompressed tree size of a chain of size $n$ chosen uniformly at random, and we show that it contains a stretched exponential term of the form $e^{c \, \sqrt{n}}$. This result also has implications for the limit distribution of Brauer chains of fixed length.

math.CO

Bivariate asymptotics via random walks: application to large genus maps

We obtain bivariate asymptotics for the number of (unicellular) combinatorial maps (a model of discrete surfaces) as both the size and the genus grow. This work is related to two research topics that have been very active recently: multivariate asymptotics and large genus geometry. Our method consists of studying a linear recurrence for these numbers, and can be applied to many other linear recurrences. In particular, we include a general theorem that yields asymptotics for such recurrences, provided that some assumptions are satisfied.

math.CO

Bijections between Variants of Dyck Paths and Integer Compositions

We give bijective results between several variants of lattice paths of length $2n$ (or $2n-2$) and integer compositions of n, all enumerated by the seemingly innocuous formula $4^{n-1}$. These associations lead us to make new connections between these objects, such as congruence results.

math.CO

Asymptotics of relaxed $k$-ary trees

A relaxed $k$-ary tree is an ordered directed acyclic graph with a unique source and sink in which every node has out-degree $k$. These objects arise in the compression of trees in which some repeated subtrees are factored and repeated appearances are replaced by pointers. We prove an asymptotic theta-result for the number of relaxed $k$-ary tree with $n$ nodes for $n \to \infty$. This generalizes the previously proved binary case to arbitrary finite arity, and shows that the seldom observed phenomenon of a stretched exponential term $e^{c n^{1/3}}$ appears in all these cases. We also derive the recurrences for compacted $k$-ary trees in which all subtrees are unique and minimal deterministic finite automata accepting a finite language over a finite alphabet.

math.CO

Bijections and congruences involving lattice paths and integer compositions

We prove new bijections between different variants of Dyck paths and integer compositions, which give combinatorial explanations of their simple counting formula $4^{n-1}$. These give relations between different statistics, such as the number of crossings of the $x$-axis in classes of Dyck bridges or the distribution of peaks in classes of Dyck paths, and furthermore relate them with $k$- and $g$-compositions. These allow us to find and prove congruence results for Dyck paths and parity results for compositions. Our investigation uncovers unexpected connections to mock theta functions, Hardinian arrays, little Schr\"oder paths, Fibonacci numbers, and irreducible pairs of compositions, offering new insights into the structures of paths, partitions and compositions.

math.CO

Composition schemes: q-enumerations and phase transitions

Composition schemes are ubiquitous in combinatorics, statistical mechanics and probability theory. We give a unifying explanation to various phenomena observed in the combinatorial and statistical physics literature in the context of~$q$-enumeration (this is a model where objects with a parameter of value $k$ have a Gibbs measure/Boltzmann weight $q^k$). For structures enumerated by a composition scheme, we prove a phase transition for any parameter having such a Gibbs measure: for a critical value $q=q_c$, the limit law of the parameter is a two-parameter Mittag-Leffler distribution, while it is Gaussian in the supercritical regime ($q>q_c$), and it is a Boltzmann distribution in the subcritical regime ($0<q<q_c$). We apply our results to fundamental statistics of lattice paths and quarter-plane walks. We also explain previously observed limit laws for pattern-restricted permutations, and a phenomenon uncovered by Krattenthaler for the wall contacts in watermelons.

math.CO

Combinatorics of nondeterministic walks

This paper introduces nondeterministic walks, a new variant of one-dimensional discrete walks. The main difference to classical walks is that its nondeterministic steps consist of sets of steps from a predefined set such that all possible extensions are explored in parallel. We discuss in detail the most natural nondeterministic step sets (Dyck and Motzkin step sets), and show that several nondeterministic classes of lattice paths, such as nondeterministic bridges, excursions, and meanders are algebraic. The key concept is the generalization of the ending point of a walk to its reachable points, i.e., a set of ending points. We extend our results to general step sets: We show that nondeterministic bridges and several subclasses of nondeterministic meanders are always algebraic. We conjecture the same is true for nondeterministic excursions, and we present python and Maple packages to support our conjecture. This research is motivated by the study of networks involving encapsulation and decapsulation of protocols. Our results are obtained using generating functions, analytic combinatorics, and additive combinatorics. Keywords. Random walks, analytic combinatorics, generating functions, limit laws, networking, encapsulation.

math.CO

Enumerative and Distributional Results for $d$-combining Tree-Child Networks

Tree-child networks are one of the most prominent network classes for modeling evolutionary processes which contain reticulation events. Several recent studies have addressed counting questions for bicombining tree-child networks in which every reticulation node has exactly two parents. We extend these studies to $d$-combining tree-child networks where every reticulation node has now $d\geq 2$ parents, and we study one-component as well as general tree-child networks. For the number of one-component networks, we derive an exact formula from which asymptotic results follow that contain a stretched exponential for $d=2$, yet not for $d \geq 3$. For general networks, we find a novel encoding by words which leads to a recurrence for their numbers. From this recurrence, we derive asymptotic results which show the appearance of a stretched exponential for all $d \geq 2$. Moreover, we also give results on the distribution of shape parameters (e.g., number of reticulation nodes, Sackin index) of a network which is drawn uniformly at random from the set of all tree-child networks with the same number of leaves. We show phase transitions depending on $d$, leading to normal, Bessel, Poisson, and degenerate distributions. Some of our results are new even in the bicombining case.

math.CO

Enumeration of $d$-combining Tree-Child Networks

Tree-child networks are one of the most prominent network classes for modeling evolutionary processes which contain reticulation events. Several recent studies have addressed counting questions for {\it bicombining tree-child networks} which are tree-child networks with every reticulation node having exactly two parents. In this paper, we extend these studies to {\it $d$-combining tree-child networks} where every reticulation node has now $d\geq 2$ parents. Moreover, we also give results and conjectures on the distributional behavior of the number of reticulation nodes of a network which is drawn uniformly at random from the set of all tree-child networks with the same number of leaves.

math.CO

Walks avoiding a quadrant and the reflection principle

We continue the enumeration of plane lattice walks with small steps avoiding the negative quadrant, initiated by the first author in 2016. We solve in detail a new case, namely the king model where all eight nearest neighbour steps are allowed. The associated generating function is proved to be the sum of a simple, explicit D-finite series (related to the number of walks confined to the first quadrant), and an algebraic one. This was already the case for the two models solved by the first author in 2016. The principle of the approach is also the same, but challenging theoretical and computational difficulties arise as we now handle algebraic series of larger degree. We expect a similar algebraicity phenomenon to hold for the seven Weyl step sets, which are those for which walks confined to the first quadrant can be counted using the reflection principle. With this paper, this is now proved for three of them. For the remaining four, we predict the D-finite part of the solution, and in three of the four cases, give evidence for the algebraicity of the remaining part.

math.CO

More models of walks avoiding a quadrant (extended abstract)

We continue the enumeration of plane lattice paths avoiding the negative quadrant initiated by the first author in [Bousquet-M{\'e}lou, 2016]. We solve in detail a new case, the king walks, where all 8 nearest neighbour steps are allowed. As in the two cases solved in [Bousquet-M{\'e}lou, 2016], the associated generating function is proved to differ from a simple, explicit D-finite series (related to the enumeration of walks confined to the first quadrant) by an algebraic one. The principle of the approach is the same as in [Bousquet-M{\'e}lou, 2016], but challenging theoretical and computational difficulties arise as we now handle algebraic series of larger degree. We also explain why we expect the observed algebraicity phenomenon to persist for 4 more models, for which the quadrant problem is solvable using the reflection principle.

math.CO

On the critical exponents of generalized ballot sequences in three dimensions and large tandem walks

We answer some questions on the asymptotics of ballot walks raised in [Personal Journal Shalosh B Ekhad and Doron Zeilberger, Apr 5, 2021; see also arXiv:2104.01731] and prove that these models are not D-finite. This short note demonstrates how the powerful tools developed in the last decades on lattice paths in convex cones help us to answer some challenging problems that were out of reach for a long time. On the way we generalize tandem walks to the family of large tandem walks whose steps are of arbitrary length and map them bijectively to a generalization of ballot walks in three dimensions.

math.CO

Phase transitions of composition schemes: Mittag-Leffler and mixed Poisson distributions

Multitudinous probabilistic and combinatorial objects are associated with generating functions satisfying a composition scheme $F(z)=G(H(z))$. The analysis becomes challenging when this scheme is critical (i.e., $G$ and $H$ are simultaneously singular). Motivated by many examples (random mappings, planar maps, directed lattice paths), we consider a natural extension of this scheme, namely $F(z,u)=G(u H(z))M(z)$. We also consider a variant of this scheme, which allows us to analyse the number of $H$-components of a given size in $F$. We prove that these two models lead to a rich world of limit laws, where we identify the key role played by a new universal law introduced in this article: the three-parameter Mittag-Leffler distribution, which is essentially the product of a beta and a Mittag-Leffler distribution. We also prove (double) phase transitions, additionally involving Boltzmann and mixed Poisson distributions, bringing a unified explanation of the associated thresholds. In all cases we obtain moment convergence and local limit theorems. We end with extensions of the critical composition scheme to a cycle scheme and to the multivariate case, leading to product distributions. Applications are presented for random walks, trees (supertrees of trees, increasingly labelled trees, preferential attachment trees), triangular P\'olya urns, and the Chinese restaurant process.

math.PR

The binary digits of n+t

The binary sum-of-digits function $s$ counts the number of ones in the binary expansion of a nonnegative integer. For any nonnegative integer $t$, T.~W.~Cusick defined the asymptotic density $c_t$ of integers $n\geq 0$ such that \[s(n+t)\geq s(n).\] In 2011, he conjectured that $c_t>1/2$ for all $t$ -- the binary sum of digits should, more often than not, weakly increase when a constant is added. In this paper, we prove that there exists an explicit constant $M_0$ such that indeed $c_t>1/2$ if the binary expansion of $t$ contains at least $M_0$ maximal blocks of contiguous ones, leaving open only the "initial cases" -- few maximal blocks of ones -- of this conjecture. Moreover, we sharpen a result by Emme and Hubert (2019), proving that the difference $s(n+t)-s(n)$ behaves according to a Gaussian distribution, up to an error tending to $0$ as the number of maximal blocks of ones in the binary expansion of $t$ grows.

math.NT

Periodic P\'olya Urns, the Density Method, and Asymptotics of Young Tableaux

P\'olya urns are urns where at each unit of time a ball is drawn and replaced with some other balls according to its colour. We introduce a more general model: the replacement rule depends on the colour of the drawn ball and the value of the time ($\operatorname{mod} p$). We extend the work of Flajolet et al. on P\'olya urns: the generating function encoding the evolution of the urn is studied by methods of analytic combinatorics. We show that the initial partial differential equations lead to ordinary linear differential equations which are related to hypergeometric functions (giving the exact state of the urns at time n). When the time goes to infinity, we prove that these periodic P\'olya urns have asymptotic fluctuations which are described by a product of generalized gamma distributions. With the additional help of what we call the density method (a method which offers access to enumeration and random generation of poset structures), we prove that the law of the south-east corner of a triangular Young tableau follows asymptotically a product of generalized gamma distributions. This allows us to tackle some questions related to the continuous limit of large random Young tableaux and links with random surfaces.

math.PR