arXiv subjects

Michele Cini

Publications and source records attributed to Michele Cini.

At least 37 records · Page 2Linked to original sources

arXiv2003

Repulsion-Sustained Supercurrent and Flux Quantization in Rings of Symmetric Hubbard Clusters

We test the response to a threading magnetic field of rings of 5-site $C_{4v}$-symmetric repulsive Hubbard clusters connected by weak intercell links; each 5-site unit has the topology of a CuO$_{4}$ cluster and a repulsive interaction is included on every site. In a numerical study of the three-unit ring with 8 particles, we take advantage of a novel exact-diagonalization technique which can be generally applied to many-fermion problems. For O-O hopping we find Superconducting Flux Quantization (SFQ), but for purely Cu-Cu links bound pair propagation is hindered by symmetry. The results agree with W=0 pairing theory.

cond-mat.supr-con↗

arXiv2003

Symmetric Hubbard Systems with Superconducting Magnetic Response

In purely repulsive, $C_{4v}$-symmetric Hubbard clusters a correlation effect produces an effective two-body attraction and pairing; the key ingredient is the availability of W=0 pairs, that is, two-body solutions of appropriate symmetry. We study the tunneling of bound pairs in rings of 5-site units connected by weak intercell links; each unit has the topology of a CuO$_{4}$ cluster and a repulsive interaction is included on every site. Further, we test the superconducting nature of the response of this model to a threading magnetic field. We present a detailed numerical study of the two-unit ring filled with 6 particles and the three-unit ring with 8 particles; in both cases a lower filling yields normal behavior. In previous studies on 1d Hubbard chains, level crossings were reported (half-integer or fractional Aharonov-Bohm effect) which however cannot be due to superconducting pairs. In contrast, the nontrivial basis of clusters carrying W=0 pairs leads to genuine Superconducting Flux Quantization (SFQ). The data are understood in terms of a cell-perturbation theory scheme which is very accurate for weak links. This low-energy approach leads to an effective hard core boson Hamiltonian which naturally describes itinerant pairs and SFQ in mesoscopic rings. For the numerical calculations, we take advantage of a recently proposed exact diagonalization technique which can be generally applied to many-fermion problems and drastically reduces the size of the matrices to be handled.

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arXiv2002

On-Site Repulsion as the Source of Pairing in Carbon Nanotubes and Intercalated Graphite

We show that different non-conventional superconductors have one fundamental feature in common: pair eigenstates of the Hamiltonian are repulsion-free, the W=0 pairs. In extended Hubbard models, pairing can occur for resonable parameter values. For $(N,N)$ nanotubes the binding energy of the pair depends strongly on the filling and decreases towards a reduced but nonzero value for the graphite sheet $N \to \infty$.

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arXiv2002

Analytic Correlation Functions of the two-dimensional Half Filled Hubbard Model at Weak Coupling

We derive explicit spin and charge correlation functions of the $N \times N$ Hubbard model from a recently obtained weak-coupling analytic ground state $|\Q^{[0]}_{AF}\ket$. The spin correlation function shows an antiferromagnetic behaviour with different signs for the two sublattices and its Fourier tranform is peaked at ${\mathbf Q}=(\p,\p)$. The charge correlation function presents two valleys at 45 degrees from the axes. Both functions behave in a smooth way with increasing $N$; the results agree well with the available numerical data.

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arXiv2002

W=0 Pairing in $(N,N)$ Carbon Nanotubes away from Half Filling

We use the Hubbard Hamiltonian $H$ on the honeycomb lattice to represent the valence bands of carbon single-wall $(N,N)$ nanotubes. A detailed symmetry analysis shows that the model allows W=0 pairs which we define as two-body singlet eigenstates of $H$ with vanishing on-site repulsion. By means of a non-perturbative canonical transformation we calculate the effective interaction between the electrons of a W=0 pair added to the interacting ground state. We show that the dressed W=0 pair is a bound state for resonable parameter values away from half filling. Exact diagonalization results for the (1,1) nanotube confirm the expectations. For $(N,N)$ nanotubes of length $l$, the binding energy of the pair depends strongly on the filling and decreases towards a small but nonzero value as $l \to \infty$. We observe the existence of an optimal doping when the number of electrons per C atom is in the range 1.2$÷$1.3, and the binding energy is of the order of 0.1 $÷$ 1 meV.

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arXiv2002

Pairing Mechanism in the doped Hubbard Antiferromagnet: the $4 \times 4$ Model as a Test Case

We introduce a {\em local} formalism, in terms of eigenstates of number operators, having well defined point symmetry, to solve the Hubbard model at weak coupling on a $N\times N$ square lattice (for even $N$). The key concept is that of W=0 states, that are the many-body eigenstates of the kinetic energy with vanishing Hubbard repulsion. At half filling, the wave function demonstrates an antiferromagnetic order, a lattice step translation being equivalent to a spin flip. Further, we state a general theorem which allows to find all the W=0 pairs (two-body W=0 singlet states). We show that, in special cases, this assigns the ground state symmetries at least in the weak coupling regime. The N=4 case is discussed in detail. To study the doped half filled system, we enhance the Group Theory analysis of the $4 \times 4$ Hubbard model introducing an Optimal Group which explains all the degeneracies in the one-body and many-body spectra. We use the Optimal Group to predict the possible ground state symmetries of the $4 \times 4$ doped antiferromagnet by means of our general theorem and the results are in agreement with exact diagonalization data. Then we create W=0 {\it electron} pairs over the antiferromagnetic state. We show analitycally that the effective interaction between the electrons of the pairs is attractive and forms bound states. Computing the corresponding binding energy we are able to definitely predict the exact ground state symmetry.

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arXiv2002

"Spin-Disentangled" Exact Diagonalization of Repulsive Hubbard Systems: Superconducting Pair Propagation

By a novel exact diagonalization technique we show that bound pairs propagate between repulsive Hubbard clusters in a superconducting fashion. The size of the matrices that must be handled depends on the number of fermion configurations {\em per spin}, which is of the order of the square root of the overall size of the Hilbert space. We use CuO$_{4}$ units connected by weak O-O links to model interplanar coupling and c-axis superconductivity in Cuprates. The numerical evidence on Cu$_{2}$O$_{8}$ and Cu$_{3}$O$_{12}$ prompts a new analytic scheme describing the propagation of bound pairs and also the superconducting flux quantization in a 3-d geometry.

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arXiv2002

Antiferromagnetism in the Exact Ground State of the Half Filled Hubbard Model on the Complete-Bipartite Graph

As a prototype model of antiferromagnetism, we propose a repulsive Hubbard Hamiltonian defined on a graph $Ł={\cal A}\cup{\cal B}$ with ${\cal A}\cap {\cal B}=\emptyset$ and bonds connecting any element of ${\cal A}$ with all the elements of ${\cal B}$. Since all the hopping matrix elements associated with each bond are equal, the model is invariant under an arbitrary permutation of the ${\cal A}$-sites and/or of the ${\cal B}$-sites. This is the Hubbard model defined on the so called $(N_{A},N_{B})$-complete-bipartite graph, $N_{A}$ ($N_{B}$) being the number of elements in ${\cal A}$ (${\cal B}$). In this paper we analytically find the {\it exact} ground state for $N_{A}=N_{B}=N$ at half filling for any $N$; the repulsion has a maximum at a critical $N$-dependent value of the on-site Hubbard $U$. The wave function and the energy of the unique, singlet ground state assume a particularly elegant form for $N \ra \inf$. We also calculate the spin-spin correlation function and show that the ground state exhibits an antiferromagnetic order for any non-zero $U$ even in the thermodynamic limit. We are aware of no previous explicit analytic example of an antiferromagnetic ground state in a Hubbard-like model of itinerant electrons. The kinetic term induces non-trivial correlations among the particles and an antiparallel spin configuration in the two sublattices comes to be energetically favoured at zero Temperature. On the other hand, if the thermodynamic limit is taken and then zero Temperature is approached, a paramagnetic behavior results. The thermodynamic limit does not commute with the zero-Temperature limit, and this fact can be made explicit by the analytic solutions.

cond-mat.str-el↗

arXiv2002

Antiferromagnetism in the Exact Ground State of the Half Filled Hubbard Model on the Complete-Bipartite Graph

As a prototype model of antiferromagnetism, we propose a repulsive Hubbard Hamiltonian defined on a graph $Ł={\cal A}\cup{\cal B}$ with ${\cal A}\cap {\cal B}=\emptyset$ and bonds connecting any element of ${\cal A}$ with all the elements of ${\cal B}$. Since all the hopping matrix elements associated with each bond are equal, the model is invariant under an arbitrary permutation of the ${\cal A}$-sites and/or of the ${\cal B}$-sites. This is the Hubbard model defined on the so called $(N_{A},N_{B})$-complete-bipartite graph, $N_{A}$ ($N_{B}$) being the number of elements in ${\cal A}$ (${\cal B}$). In this paper we analytically find the {\it exact} ground state for $N_{A}=N_{B}=N$ at half filling for any $N$; the ground state expectation value of the repulsion term has a maximum at a critical $N$-dependent value of the on-site Hubbard $U$ and then drops like 1/U for large $U$. The wave function and the energy of the unique, singlet ground state assume a particularly elegant form for $N \ra \inf$. We also calculate the spin-spin correlation function and show that the ground state exhibits an antiferromagnetic order for any non-zero $U$ even in the thermodynamic limit. This is the first explicit analytic example of an antiferromagnetic ground state in a Hubbard-like model of itinerant electrons. The kinetic term induces non-trivial correlations among the particles and an antiparallel spin configuration in the two sublattices comes to be energetically favoured at zero Temperature. On the other hand, if the thermodynamic limit is taken and then zero Temperature is approached, a paramagnetic behavior results. The thermodynamic limit does not commute with the zero-Temperature limit, and this fact can be made explicit by the analytic solutions.

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arXiv2002

The "W=0" Pairing Mechanism from Repulsive Interactions in Symmetric 2d Models

In two-dimensional systems possessing a high degree of symmetry, the repulsive electron-electron interaction produces a pairing force; the mechanism would fail in the presence of strong distortions. We have studied this in the one-band and three-band Hubbard Model. From partially occupied orbitals one obtains pair eigenstates of the Hamiltonian with no on-site repulsion (the W=0 pairs). The concept of W=0 pairs allows to make qualitative and quantitative predictions about the behaviour of interacting many-body systems, a quite remarkable and unusual situation. Exact numerical solutions for clusters with ``magic'' hole numbers reveal attraction between the holes in W=0 pairs. The effect occurs in all fully symmetric clusters which are centered on a Cu site; then holes get paired in a wide, physically relevant parameter range and show superconducting quantization of the magnetic flux. A canonical transformation of the Hamiltonian, valid for clusters and for the full plane, leads to a Cooper-like equation for the W=0 pairs. We have evaluated the effective interaction and found that W=0 pairs are the bare quasiparticles which, once dressed, become two-hole bound states. We applied the above theory to the doped antiferromagnet, and found that the ground state at half filling is the singlet component of a determinantal state. We write down this determinant and the ground state wave function explicitly in terms of a many-body W=0 eigenstate. Our analytical results for the $4\times 4$ square lattice at half filling and with doped holes, compared to available numerical data, demonstrate that the method, besides providing intuitive grasp on pairing, also has quantitative predictive power.

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arXiv2000

Auger spectroscopy of strongly correlated systems: present status and future trends

We review the Cini-Sawatzky approach to the line shape analysis of Auger CVV transitions, in its basic and original formulation. Then, several extensions of the theory are reviewed, namely the inclusion spin-orbit coupling, dynamical/plasmon screening, overlap effects, off-site interactions, the treatment of disorder and the formulation for partially filled bands. We conclude by highlighting what we consider to be future directions in the field.

cond-mat.str-el↗

arXiv2000

Antiferromagnetism of the 2D Hubbard Model at Half Filling: Analytic Ground State at Weak Coupling

We introduce a local formalism to deal with the Hubbard model on a N times N square lattice (for even N) in terms of eigenstates of number operators, having well defined point symmetry. For U -> 0, the low lying shells of the kinetic energy are filled in the ground state. At half filling, using the 2N-2 one-body states of the partially occupied shell S_{hf}, we build a set of (2N-2 N-1)^{2} degenerate unperturbed ground states with S_{z}=0 which are then resolved by the Hubbard interaction $\hat{W}=U\sum_{r}\hat{n}_{r\ua}\hat{n}_{r\da}$. In S_{hf} we study the many-body eigenstates of the kinetic energy with vanishing eigenvalue of the Hubbard repulsion (W=0 states). In the S_{z}=0 sector, this is a N times degenerate multiplet. From the singlet component one obtains the ground state of the Hubbard model for U=0^{+}, which is unique in agreement with a theorem by Lieb. The wave function demonstrates an antiferromagnetic order, a lattice step translation being equivalent to a spin flip. We show that the total momentum vanishes, while the point symmetry is s or d for even or odd N/2, respectively.

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arXiv2000

Exact Ground State of the 2D Hubbard Model at Half Filling for $U=0^{+}$

We solve analytically the $N\times N$ square lattice Hubbard model for even $N$ at half filling and weak coupling by a new approach. The exact ground state wave function provides an intriguing and appealing picture of the antiferromagnetic order. Like at strong coupling, the ground state has total momentum $K_{tot}=(0,0)$ and transforms as an $s$ wave for even $N/2$ and as a $d$ wave otherwise.

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arXiv2000

Canonical Transformation of the Hubbard Model and W=0 Pairing: Comparison with Exact Diagonalization Results

We have recently developed a canonical transformation of the Hubbard and related models, valid for systems of arbitrary size and for the full plane; this is particularly suited to study hole pairing. In this work we show that exact diagonalization results of the one band Hubbard model for small clusters with periodic boundary conditions agree well with the analytical ones obtained by means of our canonical transformation. In the presence of a pairing instability, the analytic approach allows us to identify the Cooper pairs. They are W=0 pairs, that is, singlet two-hole eigenstates of the Hubbard Hamiltonian with vanishing on-site repulsion. Indeed, we find that the Coulomb interaction effects on W=0 pairs are dynamically small, and repulsive or attractive, depending on the filling.

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arXiv1999

Pairing in the Hubbard model: the Cu_{5}O_{4} Cluster versus the Cu-O plane

We study the Cu_{5}O_{4} cluster by exact diagonalization of a three-band Hubbard model and show that bound electron or hole pairs are obtained at appropriate fillings, and produce superconducting flux quantisation. The results extend earlier cluster studies and illustrate a canonical transformation approach to pairing that we have developed recently for the full plane. The quasiparticles that in the many-body problem behave like Cooper pairs are W=0 pairs, that is, two-hole eigenstates of the Hubbard Hamiltonian with vanishing on-site repulsion. The cluster allows W=0 pairs of d symmetry, due to a spin fluctuation, and s symmetry, due to a charge fluctuation. Flux quantisation is shown to be a manifestation of symmetry properties that hold for clusters of arbitrary size.

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arXiv1998

Charge Conjugation and Pairing in a model Cu$_{5}$O$_{4}$ Cluster

Highly-symmetric three-band Hubbard Cu-O clusters have peculiar properties when the hole number is such that they admit W=0 hole pairs. These are two-hole eigenstates of the on-site Hubbard repulsion with eigenvalue 0, get bound by correlation effects when dressed by the interaction with the background, and cause superconducting flux quantization. We study the Cu$_{5}$O$_{4}$ cluster by exact diagonalization and show that bound electron pairs of $^{1}$% B$_{2}$ symmetry are obtained at an appropriate filling, and quantize flux like the hole pairs. The basic mechanism for pairing in this model is the second-order exchange diagram, and an approximate charge conjugation symmetry holds between electron and hole pairs. Further, the flux quantization property requires that the W=0 pairs of $d$ symmetry have $s$ symmetry couterparts, still with W=0; the former are due to a spin fluctuation, while the latter arise from a charge fluctuation mechanism. The simultaneous existence of both is an essential property of our model and is required for any model of superconducting $d$ pairs.

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arXiv1998

Canonical Transformation of the Three-Band Hubbard Model and Hole Pairing

We propose a canonical tranformation approach to the effective interaction $W_{eff}$ between two holes, based on the three-band Hubbard model but ready to include extra interactions as well. An effective two-body Hamiltonian can in principle be obtained including any kind of virtual intermediate states. We derive the closed-form analytic expression of the effective interaction including 4-body virtual states, describing the exchange of an electron-hole pair to all orders. The resulting integral equation, valid for the full plane, leads to a Cooper-like instability of the Fermi liquid. The two-hole bound states generalize those reported earlier in cluster calculations by exact diagonalisation methods.

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arXiv1998

Theory of pairing in the Cu-O Plane: Three-Band Hubbard Model and Beyond

We calculate the effective interaction $W_{eff}$ between two holes added to the ground state of the repulsive three-band Hubbard model. To make contact with Cooper theory and with earlier Hubbard model cluster studies, we first use a perturbative canonical transformation, to generate a two-body Hamiltonian. Then, we extend the results to all orders. The approach is exact in principle, and we obtain a close analytic expression including explicitly the effects of all virtual transitions to 4-body intermediate states. Our scheme naturally lends itself to embody off-site, inter-planar, phonon-mediated and other interactions which are not considered in the Hubbard model but may well be important. The result depends qualitatively on the symmetry of the two-hole state: $^{1}B_{2}$ and $ ^{1}A_{2}$ pairs are special, because the bare holes do not interact by the on-site repulsion (W=0 pairs). The effective interaction in these channels is attractive and leads to a Cooper-like instability of the Fermi liquid; however $W_{eff}$ is repulsive for Triplet pairs. Bound two-hole states of the same nature were reported earlier in small cluster calculations by exact diagonalisation methods; only symmetric clusters are good models of the plane. Once $W_{eff}$ is known, the pair eigenfunction is determined by an integral equation. We present numerical estimates of the binding energy $|Δ|$ of the pairs, which is in the physically interesting range of tens of meV if unscreened on-site repulsion parameters are used.

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