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Mikhail Karpukhin

Publications and source records attributed to Mikhail Karpukhin.

At least 19 recordsLinked to original sources

Nonorientable Minimal Surfaces Embedded in the Round $4$-sphere

We show that every closed, nonorientable surface can be minimally embedded in $\mathbb{S}^4$, providing in particular the first known examples of embedded, nonorientable minimal surfaces in $\mathbb{S}^4$ with negative Euler characteristic. All of the surfaces we obtain have area below $8\pi$, which has applications to the existence of nonorientable surfaces minimizing the Willmore functional with prescribed topology in $\mathbb{R}^n$ for $n\geq 4$. Moreover, the number of geometrically distinct embeddings of each nonorientable genus is shown to grow at least exponentially with respect to the genus. Among these surfaces, we identify a distinguished, highly symmetric family which converges in the large-genus limit to a union of four half-spheres, meeting along a great circle, whose poles are vertices of a regular tetrahedron. Rescalings of this family converge to a new singly-periodic nonorientable minimal surface in $\mathbb{R}^4$, which seems to provide the first example of a complete, embedded, nonorientable minimal surface in $\mathbb{R}^4$ without continuous symmetry group. The proofs further develop the equivariant eigenvalue optimization methodology from our earlier work, applied to carefully chosen families of symmetry groups acting on nonorientable surfaces. Interestingly, we also find natural pairs of surfaces and group actions for which there is no metric maximizing the first normalized eigenvalue of the Laplacian.

math.DG

Optimisation of Steklov transmission eigenvalues and minimal surfaces

In the present paper, we study the variational properties of Steklov transmission eigenvalues, which can be seen as eigenvalues of the sum of two Dirichlet-to-Neumann operators on two different sides of a given curve contained in a surface. Inspired by the analogous results for Laplacian and Steklov eigenvalues, we show that critical metrics for this problem correspond to the so-called stationary configurations in the Euclidean ball, i.e. pieces of minimal surfaces inside the ball whose normals at the boundary sum up to a vector normal to the boundary sphere. They exhibit strong similarities with free boundary minimal surfaces, and for that reason we call them free curve minimal surfaces. Furthermore, we study the maximisation problem for these eigenvalues in two contexts. First, in the unconstrained setting, we show that there are no smooth maximal metrics. Second, for the first nontrivial eigenvalue, we explicitly characterize rotationally symmetric maximal metrics on the sphere as those arising from the configurations of stacked catenoids with flat caps.

math.SP

Second Variation Formula for Eigenvalue Functionals on Surfaces

Consider the first nontrivial eigenvalue of the Laplacian on a closed surface as a functional on the space of Riemannian metrics of unit area. N. Nadirashvili has discovered a remarkable connection between critical points of this functional and minimal surfaces in the sphere. It was later extended by A. El Soufi and S. Ilias to cover k-th eigenvalues and critical points in a fixed conformal class, where the latter correspond to harmonic maps to the sphere. These results, however, only contain first order information and cannot be used to determine whether a given critical metric a local maximiser or not. In the present paper we write down the second variation formula for critical metrics and show that the flat metric on the non-rhombic torus can never be a conformal maximiser for the first eigenvalue. Analogous results are proved in the context of the Steklov eigenvalues and flat metrics on a cylinder.

math.SP

Existence of metrics maximizing the first Laplace eigenvalue on closed surfaces

Building on seminal work of Nadirashvili and previous work of the authors, we prove the existence of metrics maximizing the area-normalized first eigenvalue of the Laplacian on every closed nonorientable surface, and give a simple new proof of existence in the orientable case complementing that of [Pet24b], thus resolving the long-standing existence problem for $λ_1$-maximizing metrics on closed surfaces of any topology. Namely, we prove by contradiction that the supremum $Λ_1(M)$ of the normalized first eigenvalue over all metrics on $M$ obeys the strict monotonicity $Λ_1(M\#\mathbb{RP}^2)>Λ_1(M)$ and $Λ_1(M\#\mathbb{T}^2)>Λ_1(M)$ under the attachment of cross-caps and handles, via a substantial refinement of techniques introduced in [KKMS24].

math.DG

Large topology asymptotics for spectrally extremal minimal surfaces in $\mathbb{B}^3$ and $\mathbb{S}^3$

In recent work with Kusner, we developed a method, based on the equivariant optimization of Laplace and Steklov eigenvalues, for producing minimal surfaces of prescribed topology in low-dimensional balls and spheres. We used the method to construct many new minimal embeddings in $\mathbb{S}^3$ with area below $8π$, and many new free boundary minimal embeddings in $\mathbb{B}^3$ with area below $2π$. In this paper, we study the geometry of these surfaces in more detail, with an emphasis on studying sharp area estimates and varifold limits in the large Euler characteristic regime. This allows us to confirm some well-known conjectures regarding the space of low-area minimal surfaces in $\mathbb{S}^3$ in this class of examples and the special role played by Lawson's $ξ_{γ,1}$ surfaces. We also confirm analogous statements in $\mathbb{B}^3$ and identify a family of free boundary minimal surfaces in $\mathbb{B}^3$ most closely resembling $ξ_{γ,1}$.

math.DG

Embedded minimal surfaces in $\mathbb{S}^3$ and $\mathbb{B}^3$ via equivariant eigenvalue optimization

In 1970, Lawson solved the topological realization problem for minimal surfaces in the sphere, showing that any closed orientable surface can be minimally embedded in $\mathbb{S}^3$. The analogous problem for surfaces with boundary was posed by Fraser and Li in 2014, and it has attracted much attention in recent years, stimulating the development of many new constructions for free boundary minimal surfaces. In this paper, we resolve this problem by showing that any compact orientable surface with boundary can be embedded in $\mathbb{B}^3$ as a free boundary minimal surface with area below $2π$. Furthermore, we show that the number of minimal surfaces in $\mathbb{S}^3$ of prescribed topology and area below $8π$, and the number of free boundary minimal surfaces in $\mathbb{B}^3$ with prescribed topology and area below $2π$, grow at least linearly with the genus. This is achieved via a new method for producing minimal surfaces of prescribed topology in low-dimensional balls and spheres, based on the optimization of Laplace and Steklov eigenvalues in the presence of a discrete symmetry group. As a key ingredient, we develop new techniques for proving the existence of maximizing metrics, which can be used to resolve the existence problem in many symmetric situations and provide at least partial existence results for classical eigenvalue optimization problems.

math.DG

Dirac Eigenvalue Optimisation and Harmonic Maps to Complex Projective Spaces

Consider a Dirac operator on an oriented compact surface endowed with a Riemannian metric and spin structure. Provided the area and the conformal class are fixed, how small can the $k$-th positive Dirac eigenvalue be? This problem mirrors the maximization problem for the eigenvalues of the Laplacian, which is related to the study of harmonic maps into spheres. We uncover the connection between the critical metrics for Dirac eigenvalues and harmonic maps into complex projective spaces. Using this approach we show that for many conformal classes on a torus the first nonzero Dirac eigenvalue is minimised by the flat metric. We also present a new geometric proof of Bär's theorem stating that the first nonzero Dirac eigenvalue on the sphere is minimised by the standard round metric.

math.DG

Min-max harmonic maps and a new characterization of conformal eigenvalues

Given a surface $M$ and a fixed conformal class $c$ one defines $Λ_k(M,c)$ to be the supremum of the $k$-th nontrivial Laplacian eigenvalue over all metrics $g\in c$ of unit volume. It has been observed by Nadirashvili that the metrics achieving $Λ_k(M,c)$ are closely related to harmonic maps to spheres. In the present paper, we identify $Λ_1(M,c)$ and $Λ_2(M,c)$ with min-max quantities associated to the energy functional for sphere-valued maps. As an application, we obtain several new eigenvalue bounds, including a sharp isoperimetric inequality for the first two Steklov eigenvalues. This characterization also yields an alternative proof of the existence of maximal metrics realizing $Λ_1(M,c)$, $Λ_2(M,c)$ and, moreover, allows us to obtain a regularity theorem for maximal Radon measures satisfying a natural compactness condition.

math.DG

Existence of harmonic maps and eigenvalue optimization in higher dimensions

We prove the existence of nonconstant harmonic maps of optimal regularity from an arbitrary closed manifold $(M^n,g)$ of dimension $n>2$ to any closed, non-aspherical manifold $N$ containing no stable minimal two-spheres. In particular, this gives the first general existence result for harmonic maps from higher-dimensional manifolds to a large class of positively curved targets. In the special case of the round spheres $N=\mathbb{S}^k$, $k\geq 3$, we obtain a distinguished family of nonconstant harmonic maps $M\to \mathbb{S}^k$ of index at most $k+1$, with singular set of codimension at least $7$ for $k$ sufficiently large. Furthermore, if $3\leq n\leq 5$, we show that these smooth harmonic maps stabilize as $k$ becomes large, and correspond to the solutions of an eigenvalue optimization problem on $M$, generalizing the conformal maximization of the first Laplace eigenvalue on surfaces.

math.DG

Flexibility of Steklov eigenvalues via boundary homogenisation

Recently, D. Bucur and M. Nahon used boundary homogenisation to show the remarkable flexibility of Steklov eigenvalues of planar domains. In the present paper we extend their result to higher dimensions and to arbitrary manifolds with boundary, even though in those cases the boundary does not generally exhibit any periodic structure. Our arguments use framework of variational eigenvalues and provides a different proof of the original results. Furthermore, we present an application of this flexibility to the optimisation of Steklov eigenvalues under perimeter constraint. It is proved that the best upper bound for normalised Steklov eigenvalues of surfaces of genus zero and any fixed number of boundary components can always be saturated by planar domains. This is the case even though any actual maximiser (except for simply connected surfaces) is always far from being planar themselves. In particular, it yields sharp upper bound for the first Steklov eigenvalue of doubly connected planar domains.

math.SP

The first eigenvalue of the Laplacian on orientable surfaces

The famous Yang-Yau inequality provides an upper bound for the first eigenvalue of the Laplacian on an orientable Riemannian surface solely in terms of its genus $γ$ and the area. Its proof relies on the existence of holomorhic maps to $\mathbb{CP}^1$ of low degree. Very recently, A.~Ros was able to use certain holomorphic maps to $\mathbb{CP}^2$ in order to give a quantitative improvement of the Yang-Yau inequality for $γ=3$. In the present paper, we generalize Ros' argument to make use of holomorphic maps to $\mathbb{CP}^n$ for any $n>0$. As an application, we obtain a quantitative improvement of the Yang-Yau inequality for all genera $γ>3$ except for $γ= 4,6,8,10,14$.

math.DG

Weyl's law for the Steklov problem on surfaces with rough boundary

The validity of Weyl's law for the Steklov problem on domains with Lipschitz boundaries is a well-known open question in spectral geometry. We answer this question in two dimensions and show that Weyl's law holds for an even larger class of surfaces with rough boundaries. This class includes domains with interior cusps as well as 'slow' exterior cusps. Moreover, the condition on the speed of exterior cusps cannot be improved, which makes our result in a sense optimal. The proof is based on the methods of Suslina and Agranovich combined with some observations about the boundary behaviour of conformal mappings.

math.SP

From Steklov to Laplace: free boundary minimal surfaces with many boundary components

In the present paper, we study sharp isoperimetric inequalities for the first Steklov eigenvalue $σ_1$ on surfaces with fixed genus and large number $k$ of boundary components. We show that as $k\to \infty$ the free boundary minimal surfaces in the unit ball arising from the maximization of $σ_1$ converge to a closed minimal surface in the boundary sphere arising from the maximization of the first Laplace eigenvalue on the corresponding closed surface. For some genera, we prove that the corresponding areas converge at the optimal rate $\frac{\log k}{k}$. This result appears to provide the first examples of free boundary minimal surfaces in a compact domain converging to closed minimal surfaces in the boundary, suggesting new directions in the study of free boundary minimal surfaces, with many open questions proposed in the present paper. A similar phenomenon is observed for free boundary harmonic maps associated to conformally-constrained shape optimization problems.

math.DG

The Dirichlet-to-Neumann map, the boundary Laplacian, and Hörmander's rediscovered manuscript

How close is the Dirichlet-to-Neumann (DtN) map to the square root of the corresponding boundary Laplacian? This question has been actively investigated in recent years. Somewhat surprisingly, a lot of techniques involved can be traced back to a newly rediscovered manuscript of Hörmander from the 1950s. We present Hörmander's approach and its applications, with an emphasis on eigenvalue estimates and spectral asymptotics. In particular, we obtain results for the DtN maps on non-smooth boundaries in the Riemannian setting, the DtN operators for the Helmholtz equation and the DtN operators on differential forms.

math.SP

Stability of isoperimetric inequalities for Laplace eigenvalues on surfaces

We prove stability estimates for the isoperimetric inequalities for the first and the second nonzero Laplace eigenvalues on surfaces, both globally and in a fixed conformal class. We employ the notion of eigenvalues of measures and show that if a normalized eigenvalue is close to its maximal value, the corresponding measure must be close in the Sobolev space $W^{-1,2}$ to the set of maximizing measures. In particular, this implies a qualitative stability result: metrics almost maximizing the normalized eigenvalue must be $W^{-1,2}$-close to a maximal metric. Following this approach, we prove sharp quantitative stability of the celebrated Hersch's inequality for the first eigenvalue on the sphere, as well as of its counterpart for the second eigenvalue. Similar results are also obtained for the precise isoperimetric eigenvalue inequalities on the projective plane, torus, and Klein bottle. The square of the $W^{-1,2}$ distance to a maximizing measure in these stability estimates is controlled by the difference between the normalized eigenvalue and its maximal value, indicating that the maxima are in a sense nondegenerate. We construct examples showing that the power of the distance can not be improved, and that the choice of the Sobolev space $W^{-1,2}$ is optimal.

math.DG

Spherical conical metrics and harmonic maps to spheres

A spherical conical metric $g$ on a surface $Σ$ is a metric of constant curvature $1$ with finitely many isolated conical singularities. The uniformization problem for such metrics remains largely open when at least one of the cone angles exceeds $2π$. The eigenfunctions of the Friedrichs Laplacian $Δ_g$ with eigenvalue $λ=2$ play a special role in this problem, as they represent local obstructions to deformations of the metric $g$ in the class of spherical conical metrics. In the present paper we apply the theory of multivalued harmonic maps to spheres to the question of existence of such eigenfunctions. In the first part we establish a new criterion for the existence of $2$-eigenfunctions, given in terms of a certain meromorphic data on $Σ$. As an application we give a description of all $2$-eigenfunctions for metrics on the sphere with at most three conical singularities. The second part is an algebraic construction of metrics with large number of $2$-eigenfunctions via the deformation of multivalued harmonic maps. We provide new explicit examples of metrics with many $2$-eigenfunctions via both approaches, and describe the general algorithm to find metrics with arbitrarily large number of $2$-eigenfunctions.

math.DG

Laplace and Steklov extremal metrics via $n$-harmonic maps

We present a unified description of extremal metrics for the Laplace and Steklov eigenvalues on manifolds of arbitrary dimension using the notion of $n$-harmonic maps. Our approach extends the well-known results linking extremal metrics for eigenvalues on surfaces with minimal immersions and harmonic maps. In the process, we uncover two previously unknown features of the Steklov eigenvalues. First, we show that in higher dimensions there is a unique normalization involving both the volume of the boundary and of the manifold itself, which leads to meaningful extremal eigenvalue problems. Second, we observe that the critical points of the eigenvalue functionals in a fixed conformal class have a natural geometric interpretation provided one considers the Steklov problem with a density. As an example, we construct a family of free boundary harmonic annuli in the three-dimensional ball and conjecture that they correspond to metrics maximizing the first Steklov eigenvalue in their respective conformal classes.

math.DG

Continuity of eigenvalues and shape optimisation for Laplace and Steklov problems

We associate a sequence of variational eigenvalues to any Radon measure on a compact Riemannian manifold. For particular choices of measures, we recover the Laplace, Steklov and other classical eigenvalue problems. In the first part of the paper we study the properties variational eigenvalues and establish a general continuity result, which shows for a sequence of measures converging in the dual of an appropriate Sobolev space, that the associated eigenvalues converge as well. The second part of the paper is devoted to various applications to shape optimization. The main theme is studying sharp isoperimetric inequalities for Steklov eigenvalues without any assumption on the number of connected components of the boundary. In particular, we solve the isoperimetric problem for each Steklov eigenvalue of planar domains: the best upper bound for the $k$-th perimeter-normalised Steklov eigenvalue is $8πk$, which is the best upper bound for the $k$-th area-normalised eigenvalue of the Laplacian on the sphere. The proof involves realising a weighted Neumann problem as a limit of Steklov problems on perforated domains. For $k = 1$, the number of connected boundary components of a maximizing sequence must tend to infinity, and we provide a quantitative lower bound on the number of connected components. A surprising consequence of our analysis is that any maximizing sequence of planar domains with fixed perimeter must collapse to a point.

math.SP