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Mikhail M. Ivanov

Publications and source records attributed to Mikhail M. Ivanov.

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Bridging Simulations and EFT: A Hybrid Model of the Lyman-Alpha Forest Field

The Lyman-alpha (Lya) forest is a unique probe of cosmology and the intergalactic medium at high redshift and small scales. The statistical power of the ongoing Dark Energy Spectroscopic Instrument (DESI) demands precise theoretical tools to model the Lya forest. We present a hybrid effective field theory (HEFT) forward model in redshift space that leverages the accuracy of non-linear particle displacements computed using the N-body simulation suite AbacusSummit with the predictive power of an analytical, perturbative bias forward model in the framework of the effective field theory (EFT). The residual noise between the model and the simulated Lya field has a nearly white (scale-and orientation-independent) power spectrum on quasi-linear scales, substantially simplifying its modeling compared to a purely perturbative description. As a consequence of the improved control over the 3D Lya forest stochasticity, we find agreement between the modeled and the true power spectra at the 5 per cent level down to scales of k <= 1 h/Mpc. This procedure offers a promising path toward constructing efficient and accurate emulators to predict large-scale clustering summary statistics for full-shape cosmological analyses of Lya forest data from both DESI and its successor, DESI-II.

astro-ph.CO↗

On priors and scale cuts in EFT-based full-shape analyses

Parameter estimation from galaxy survey data from the full-shape method depends on scale cuts and priors on EFT parameters. The effects of priors, including the so-called ''prior volume'' phenomenon have been originally studied in Ivanov et al. (2019) and subsequent works. In this note, we repeat and extend these tests and also apply them to other priors used in the literature. We point out that in addition to the ''prior volume'' effect there is a more dangerous effect that is largely overlooked: a systematic bias on cosmological parameters due to overoptimistic scale cuts. Unlike the ''prior volume'' effect, this is a genuine systematic bias due to two-loop corrections that does not vanish with better priors or with larger data volumes. Our study is based on the high fidelity BOSS-like PT Challenge simulation data which offer many advantages over analyses based on synthetic data generated with fitting pipelines. We show that some analysis choices associated with the PyBird code, especially the scale cuts, significantly bias parameter recovery, overestimating $σ_8$ by over $5\%$ (equivalent to $1σ$). The bias on measured EFT parameters is even more significant. In contrast, the analysis choices associated with the CLASS-PT code lead to much smaller ($\lesssim 1\%$) shifts in cosmological parameters based on their best-fit values.

astro-ph.CO↗

Reanalyzing DESI DR1: 3. Constraints on Inflation from Galaxy Power Spectra & Bispectra

Models of cosmic inflation generically predict a weak but potentially detectable amount of primordial non-Gaussianity (PNG), which can be used to obtain insights into the degrees of freedom during inflation and their interactions. The simplest types of PNG are the local and non-local (equilateral and orthogonal) shapes of the primordial three-point correlators, which are predicted by models with multiple light fields and derivative interactions in single-field inflation, respectively. In this paper we place constraints on local, equilateral, and orthogonal non-Gaussianities using the power spectrum and bispectrum extracted from first public release of the Dark Energy Spectroscopic Instrument (DESI). Our analysis makes use of higher-order clustering information through a consistent effective field theory (EFT) model for both the power spectrum and bispectrum at one-loop order. Using robust scale cuts where the EFT description is valid, we find the following constraints on PNG amplitudes: $f^{\rm loc}_{\rm NL}=-0.1\pm 7.4$, $f^{\rm equil}_{\rm NL}=719\pm 390$, $f^{\rm orth}_{\rm NL}=-200\pm 100$ (at $68\%$ CL). Non-local PNG constraints can be further improved by combining high-redshift DESI with legacy BOSS data and using simulation-based priors on bias parameters, yielding the strongest large-scale structure constraints to date $f^{\rm equil}_{\rm NL}=200\pm 230$, $f^{\rm orth}_{\rm NL}=-24\pm 86$. Our constraint on $f^{\rm loc}_{\rm NL}$ is competitive with the cosmic microwave background (CMB) limit; the combination gives $f^{\rm loc}_{\rm NL}=-0.0\pm 4.1$, $18\%$ stronger than the CMB only result, which represents the strongest bound on multi-field inflation yet obtained.

astro-ph.CO↗

Kinetic Mixing and the Phantom Illusion: Axion-Dilaton Quintessence in Light of DESI DR2

Recent results from DESI BAO analyses suggest that dark energy may not be a cosmological constant and is in fact dynamical. Furthermore, the data suggest that the equation of state may have been in the phantom regime in the distant past, recently undergoing a phantom crossing. In this work, we investigate whether this preference can be realized within a kinetically mixed axion-dilaton (KMIX) quintessence model, a string-motivated system in which an axion-like field couples exponentially to a dilaton-like (moduli) field. Crucially, KMIX can appear phantom in a standard Chevallier-Polarski-Linder (CPL) based analysis. To confront the model with data, we develop a fast pipeline based on normalizing flows that (i) learns a theory-informed prior on $(w_0,w_a)$ from KMIX realizations and (ii) provides an inverse mapping from CPL parameters back to the physical KMIX parameters. By importance-sampling pre-computed CPL chains using this framework, we effectively transform generic phenomenological constraints into direct, computationally efficient constraints on the underlying KMIX theory, avoiding the prohibitive cost of full parameter space exploration. Applied to Planck+DESI DR2 BAO measurements, our framework finds support for KMIX at $2.5σ$ compared to the base CPL fit at $3.1σ$, demonstrating that KMIX may account for the DESI preference without invoking true phantom behavior. When additionally including Type Ia supernovae data, we find that the preference remains above $3σ$ for Union3 and DES Y5, but drops to $2.1σ$ with Pantheon+. The latter, combined with the DESI full-shape power spectrum and bispectrum data, further reduces the preference to $1.7σ$. Ultimately, should the DESI deviation persist with future data, KMIX may offer a theoretically well-motivated explanation for the phantom-like signatures inferred from phenomenological fits.

astro-ph.CO↗

Equilateral non-Gaussian Bias at the Field Level

Primordial non-Gaussianity (PNG) is a common prediction of a wide class of inflationary models. Equilateral-type PNG, generically predicted by single-field inflationary models with higher-derivative interactions, imprints subtle but measurable signatures on the large-scale distribution of matter. An important parameter of these imprints is the PNG-induced bias coefficient $b_ψ$, which quantifies how the abundance and clustering of dark matter halos and galaxies respond to mode coupling in the initial conditions. Measuring $b_ψ$ is important for constraining equilateral PNG, yet it is notoriously challenging due to its degeneracy with Gaussian scale-dependent bias contributions. In this work, we present the first precision measurements of equilateral $b_ψ$ for dark matter halos using effective field theory at the field level. We show that this approach disentangles PNG effects from those of the Gaussian bias by virtue of noise variance cancellation. We compare our results with the phenomenological predictions based on the Peak-Background Split model, finding some agreement at the qualitative level on the redshift and mass dependence, but poor agreement at the quantitative level. We present a fitting formula for $b_ψ$ as a function of the linear bias, which can be used to set priors in PNG searches with ongoing and future galaxy surveys.

astro-ph.CO↗

A-BHPT-toolkit: Analytic Black Hole Perturbation Theory Package for Gravitational Scattering Amplitudes

Applications of effective field theory (EFT) and scattering amplitudes to gravitational problems have recently produced many unique results that advanced our understanding of the dynamics of compact binaries. Many of these results were made possible by comparing gravitational scattering amplitudes in EFT with exact expressions from general relativity. However, the latter expressions are not easily available as they require intricate solution techniques for the Teukolsky master equation, such as the Mano-Suzuki-Takasugi (MST) method. In this paper, we develop and present the first public package that enables computations of gravitational scattering amplitudes in black hole perturbation theory within the MST framework. Our package supports both analytic computations to a given post-Minkowskian (PM) order in the low-frequency limit and exact numerical computations for an arbitrary frequency of the perturbing field. As an application, we compute scattering phase shifts and inelasticity parameters for massless spin - 0, 1, and 2 fields resulting from scattering off a rotating Kerr black hole through the third PM order and compare these results with the exact numerical solutions.

gr-qc↗

Effective Field Theory Constraints on Primordial Black Holes from the High-Redshift Lyman-$α$ Forest

We present updated constraints on the abundance of primordial black holes (PBHs) dark matter from the high-redshift Lyman-$α$ forest data from MIKE/HIRES experiments. Our analysis leverages an effective field theory (EFT) description of the 1D flux power spectrum, allowing us to analytically predict the Lyman-$α$ fluctuations on quasi-linear scales from first principles. Our EFT-based likelihood enables robust inference across redshifts $z = 4.2-5.4$ and down to scales of 100 kpc, within previously unexplored regions of parameter space for this dataset. We derive new bounds on the PBH fraction with respect to the total dark matter $f_{\text{PBH}}$, excluding populations with $f_{\text{PBH}} \gtrsim 10^{-3}$ for masses $M_{\text{PBH}} \sim 10^{4}-10^{16} M_{\odot}$. This offers the leading constraint for PBHs heavier than $10^{9} M_{\odot}$ and highlights the Lyman-$α$ forest as a uniquely sensitive probe of new physics models that modify the structure formation history of our universe.

astro-ph.CO↗

Fresh Look at Neutrino Self-Interactions With the Lyman-$α$ Forest: Constraints from EFT and PRIYA Simulations

We present the first search for evidence of neutrino self-interaction with two new, state-of-the-art likelihoods for eBOSS Lyman-$α$ data. These are an effective field theory (EFT) likelihood with priors from the Sherwood simulation suite, and a compressed likelihood derived from an emulator built using the PRIYA simulation suite. Previous analyses that combined Planck measurements with eBOSS Lyman-$α$ likelihoods based on earlier simulations found a preference for neutrino self-interactions. In contrast, using either of the new eBOSS Lyman-$α$ likelihoods, we find that a joint analysis with the cosmic microwave background (CMB) data from Planck prefers a negligible level of neutrino self-interaction, and derive new constraints on the neutrino self-coupling: $\mathrm{log}_{10}(G_\mathrm{eff} \ \mathrm{MeV}^2)=-5.57_{-0.58}^{+0.98}$ for Planck + EFT Lyman-$α$, and $\mathrm{log}_{10}(G_\mathrm{eff} \ \mathrm{MeV}^2)=-5.16_{-0.67}^{+1.12}$ for Planck + PRIYA Lyman-$α$, at 68% confidence. We also consider Planck in combination with DESI BAO data, and find that the latter does not provide significant constraining power for neutrino self-interactions.

astro-ph.CO↗

Constraining Dynamical Dark Energy from Galaxy Clustering with Simulation-Based Priors

The effective-field theory based full-shape analysis with simulation-based priors (EFT-SBP) is the novel analysis of galaxy clustering data that allows one to combine merits of perturbation theory and simulation-based modeling in a unified framework. In this paper we use EFT-SBP with the galaxy clustering power spectrum and bispectrum data from BOSS in order to test the recent preference for dynamical dark energy reported by the DESI collaboration. While dynamical dark energy is preferred by the combination of DESI baryon acoustic oscillation, \textit{Planck} Cosmic Microwave Background, and Pantheon+ supernovae data, we show that this preference disappears once these data sets are combined with the usual BOSS EFT galaxy power spectrum and bispectrum likelihood. The use of the simulation-based priors in this analysis further weakens the case for dynamical dark energy by additionally shrinking the parameter posterior around the cosmological constant region. Specifically, the figure of merit of the dynamical dark energy constraints from the combined data set improves by $\approx 20\%$ over the usual EFT-full-shape analysis with the conservative priors. These results are made possible with a novel modeling approach to the EFT prior distribution with the Gaussian mixture models, which allows us to both accurately capture the EFT priors and retain the ability to analytically marginalize the likelihood over most of the EFT nuisance parameters. Our results challenge the dynamical dark energy interpretation of the DESI data and enable future EFT-SBP analyses of BOSS and DESI in the context of non-minimal cosmological models.

astro-ph.CO↗

Modeling the Cosmological Lyman-$α$ Forest at the Field Level

The distribution of absorption lines in the spectra of distant quasars, called the Lyman-$α$ (Ly-$α$) forest, is a unique probe of cosmology and the intergalactic medium at high redshifts and small scales. The statistical power of ongoing redshift surveys demands precise theoretical tools to model the Ly-$α$ forest. We address this challenge by developing an analytic, perturbative forward model to predict the Ly-$α$ forest at the field level for a given set of cosmological initial conditions. Our model shows a remarkable performance when compared with the Sherwood hydrodynamic simulations: it reproduces the flux distribution, the Ly-$α$ - dark matter halo cross-correlations, and the count-in-cell statistics at the percent level down to scales of a few Mpc. Our work provides crucial tools that bridge analytic modeling on large scales with simulations on small-scales, enabling field-level inference from Ly-$α$ forest data and simulation-based priors for cosmological analyses. This is especially timely for realizing the full scientific potential of the Ly-$α$ forest measurements by the Dark Energy Spectroscopic Instrument.

astro-ph.CO↗

Bounds on Velocity-Dependent Dark Matter-Baryon Scattering from Large-Scale Structure

We explore interacting dark matter (DM) models that allow DM and baryons to scatter off of each other with a cross section that scales with relative particle velocity. Using the effective field theory of large-scale structure, we perform the first analysis of BOSS full-shape galaxy clustering data for velocity-dependent DM-baryon interactions. We determine that while the addition of BOSS full-shape data visibly modifies the shape of the posterior distribution, it does not significantly alter the 95% confidence level intervals for the interaction cross section obtained from an analysis of the cosmic microwave (CMB) anisotropy from Planck measurements alone. Moreover, in agreement with previous findings, we note that the DM-baryon interacting model presents a good fit to both large-scale structure (LSS) data and CMB data and alleviates the $S_8$ tension between the two data sets. After combining LSS and CMB data with weak lensing data from the Dark Energy Survey, we find a $\gtrsim2σ$ preference for non-zero interactions between DM and baryons in a velocity-independent model. We also explore a scenario where only a fraction of DM undergoes scattering with baryons; we find a similar $\gtrsim2σ$ preference for the presence of interactions. Our results suggest that a suppression of the linear matter power spectrum at small scales may be needed to resolve certain discrepancies between LSS and CMB data that are found in the cold DM (CDM) scenario.

astro-ph.CO↗

High-redshift Millennium and Astrid galaxies in effective field theory at the field level

Effective Field Theory (EFT) modeling is expected to be a useful tool in the era of future higher-redshift galaxy surveys such as DESI-II and Spec-S5 due to its robust description of various large-scale structure tracers. However, large values of EFT bias parameters of higher-redshift galaxies could jeopardize the convergence of the perturbative expansion. In this paper we measure the bias parameters and other EFT coefficients from samples of two types of star-forming galaxies in the state-of-the-art MilleniumTNG and Astrid hydrodynamical simulations. Our measurements are based on the field-level EFT forward model that allows for precision EFT parameter measurements by virtue of cosmic variance cancellation. Specifically, we consider approximately representative samples of Lyman-break galaxies (LBGs) and Lyman-alpha emitters (LAEs) that are consistent with the observed (angular) clustering and number density of these galaxies at $z=3$. Reproducing the linear biases and number densities observed from existing LAE and LBG data, we find quadratic bias parameters that are roughly consistent with those predicted from the halo model coupled with a simple halo occupation distribution model. We also find non-perturbative velocity contributions (Fingers of God) of a similar size for LBGs to the familiar case of Luminous Red Galaxies. However, these contributions are quite small for LAEs despite their large satellite fraction values of up to $\sim 30\%$. Our results indicate that the effective momentum reach $k_{\rm{Max}}$ at $z=3$ for LAEs (LBGs) will be in the range $0.3-0.6 ~h\rm{Mpc}^{-1}$ ($0.2-0.8~h\rm{Mpc}^{-1}$), suggesting that EFT will perform well for high redshift galaxy clustering. This work provides the first step toward obtaining realistic simulation-based priors on EFT parameters for LAEs and LBGs.

astro-ph.CO↗

Measuring and unbiasing the BAO shift in the Lyman-Alpha forest with AbacusSummit

The currently observing Dark Energy Spectroscopic Instrument (DESI) places sub-percent constraints on the Baryon Acoustic Oscillations (BAO) scaling parameters from the Lyman-$α$ (Ly-$α$) forest. However, no systematic error budget stemming from non-linearities in the 3D clustering of the Ly-$α$ forest is included in the DESI-Ly-$α$ analysis. In this work, we measure the size of the shift of the BAO peak using large Ly-$α$ forest mocks produced on the $N$-body simulation suite \textsc{AbacusSummit}. Specifically, we measure the Ly-$α$ auto-correlation and the Ly-$α$-quasar cross-correlation functions. We use the DESI Ly-$α$ forest fitting pipeline, \textsc{Vega}, with the publicly available covariance matrix from eBOSS DR16. To mitigate the noise, we adopt a linear control variates (LCV) technique, reducing the error bars by a factor of up to $\sim \sqrt{50}$ on large scales. From the auto-correlation, we detect a small positive shift in radial direction of $Δα_\parallel = 0.35\%$ at the 3$σ$ level and virtually no shift in the transverse direction, $α_\perp$. From the cross-correlation, we see a similar shift to $Δα_\parallel$, albeit with larger error bars, and a small negative shift, $Δα_\perp=\sim$0.25\%, at the 2$σ$ level. We also make a connection with the Ly-$α$ forest effective field theory (EFT) framework and find that the one-loop EFT power spectrum yields unbiased measurements of the BAO shift parameters in radial and transverse direction for Ly-$α$ auto and the Ly-$α$-quasar cross-correlation measurements. When using the one-loop EFT framework, we find that we can recover the BAO parameters without a shift, which has important implications for future Ly-$α$ forest analyses based on EFT. This work paves the way for the full-shape analysis of DESI and future surveys.

astro-ph.CO↗

Simulation-Based Priors without Simulations: an Analytic Perspective on EFT Parameters of Galaxies

Effective field theory (EFT)-based full-shape analysis with simulation-based priors (SBPs) is a novel approach to galaxy clustering data analysis, which significantly boosts the constraining power by efficiently incorporating field-level simulation information from small scales. So far, SBPs have been mostly extracted from a large set of mock catalogs generated with the Halo Occupation Distribution (HOD) approach. We show that given a halo mass function model and assuming that the EFT parameters of halos depend only on the peak height, HOD-based priors can be computed analytically for the standard 7-parameter HOD model. We derive the relevant expressions for deterministic EFT parameters from the halo model. The halo model, however, fails to accurately describe stochastic EFT parameters, for which we use a physically motivated phenomenological prescription. We compare our analytic priors with simulations and find an excellent agreement. Our approach provides analytic insights into the physics behind the EFT parameters of galaxies, and allows one to reduce the computation time of SBPs to virtually nothing. As an application, we produce a set of 100,000 EFT parameters by sampling both HOD and cosmological models, and explicitly demonstrate that any cosmology dependence can be completely absorbed by relatively minor shifts of the HOD parameters. Our approach can be generalized to other variants of the HOD and cosmological models beyond $Λ$CDM.

astro-ph.CO↗

Full-shape analysis with simulation-based priors: cosmological parameters and the structure growth anomaly

We explore full-shape analysis with simulation-based priors, which is the simplest approach to galaxy clustering data analysis that combines effective field theory (EFT) on large scales and numerical simulations on small scales. The core ingredient of our approach is the prior density of EFT parameters which we extract from a suite of 10500 galaxy simulations based on the halo occupation distribution (HOD) model. We measure the EFT parameters with the field-level forward model, which enables us to cancel cosmic variance. On the theory side, we develop a new efficient approach to calculate field-level transfer functions using time-sliced perturbation theory and the logarithmic fast Fourier transform. We find that the cosmology dependence of EFT parameters of galaxies is approximately degenerate with the HOD parameters, and hence it can be ignored for the purpose of prior generation. We use neural density estimation to model the measured distribution of EFT parameters. Our distribution model is then used as a prior in a reanalysis of the BOSS full-shape galaxy power spectrum data. Assuming the $Λ$CDM model, we find significant ($\approx 30\%$ and $\approx 60\%$) improvements for the matter density fraction and the mass fluctuation amplitude, which are constrained to $Ω_{m}= 0.315 \pm 0.010$ and $σ_8 = 0.671 \pm 0.027$. The value of the Hubble constant does not change, $H_0= 68.7\pm 1.1$~km/s/Mpc. This reaffirms earlier reports of the structure growth tension from the BOSS data. Finally, we use the measured EFT parameters to constrain the galaxy-dark matter connection.

astro-ph.CO↗

Gravitational Raman Scattering in Effective Field Theory: a Scalar Tidal Matching at $\mathcal{O}(G^3)$

We present a framework to compute amplitudes for the gravitational analog of the Raman process, a quasi-elastic scattering of waves off compact objects, in worldline effective field theory (EFT). As an example, we calculate third post-Minkowskian (PM) order ($\mathcal{O}(G^3)$), or two-loop, phase shifts for the scattering of a massless scalar field including all tidal effects and dissipation. Our calculation unveils two sources of the classical renormalization-group flow of dynamical Love numbers: a universal running independent of the nature of the compact object, and a running self-induced by tides. Restricting to the black hole case, we find that our EFT phase shifts agree exactly with those from general relativity, provided that the relevant static Love numbers are set to zero. In addition, we carry out a complete matching of the leading scalar dynamical Love number required to renormalize a universal short scale divergence in the S-wave. Our results pave the way for systematic calculations of gravitational Raman scattering at higher PM orders.

hep-th↗

Fundamental physics with the Lyman-alpha forest: constraints on the growth of structure and neutrino masses from SDSS with effective field theory

We present an effective field theory (EFT) approach to extract fundamental cosmological parameters from the Lyman-alpha forest flux fluctuations as an alternative to the standard simulation-based techniques. As a first application, we re-analyze the publicly available one-dimensional Lyman-alpha flux power spectrum data from the Sloan Digital Sky Survey. Our analysis relies on informative priors on EFT parameters which we extract from a combination of public hydrodynamic simulation and emulator data. Assuming the concordance cosmological model, our one-parameter analysis yields a $2\%$ measurement of the late time mass fluctuation amplitude $σ_8 = 0.841\pm 0.017$, or equivalently, the structure growth parameter $S_8 = 0.852\pm 0.017$, consistent with the standard cosmology. This result is obtained assuming that non-linear EFT parameters are cosmology-independent functions of the linear bias parameter. When this assumption is loosened, the limit degrades by a factor of 3, suggesting that informative priors are necessary for competitive constraints. Combining our EFT likelihood with Planck + baryon acoustic oscillation data, we find a new constraint on the total neutrino mass, $\sum m_ν<$ 0.08 eV (at 95\% CL). Our study defines priorities for the development of EFT methods and sets the benchmark for cosmological analyses of the Lyman-alpha forest data from the Dark Energy Spectroscopic Instrument.

astro-ph.CO↗

BOSS Constraints on Massive Particles during Inflation: The Cosmological Collider in Action

Massive particles leave imprints on primordial non-Gaussianity via couplings to the inflaton, even despite their exponential dilution during inflation: practically, the Universe acts as a Cosmological Collider. We present the first dedicated search for spin-zero particles using BOSS redshift-space galaxy power spectrum and bispectrum multipoles, as well as Planck CMB non-Gaussianity data. We demonstrate that some Cosmological Collider models are well approximated by the standard equilateral and orthogonal parametrization; assuming negligible inflaton self-interactions, this facilitates us translating Planck non-Gaussianity constraints into bounds on Collider models. Many models have signatures that are not degenerate with equilateral and orthogonal non-Gaussianity and thus require dedicated searches. Here, we constrain such models using BOSS three-dimensional redshift-space galaxy clustering data, focusing on spin-zero particles in the principal series (i.e. with mass $m\geq 3H/2$) and constraining their couplings to the inflaton at varying speed and mass, marginalizing over the unknown inflaton self-interactions. This is made possible through an improvement in Cosmological Bootstrap techniques and the combination of perturbation theory and halo occupation distribution models for galaxy clustering. Our work sets the standard for inflationary spectroscopy with cosmological observations, providing the ultimate link between physics on the largest and smallest scales.

astro-ph.CO↗