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Min Hou

Publications and source records attributed to Min Hou.

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LeanMem: Simple and Efficient Long-Term Memory for LLM Agents

Long-term memory is essential for LLM-based agents to sustain interactions and reliably leverage distant history. However, existing memory systems typically process heterogeneous dialogue content through a uniform summarization and retrieval pipeline, leading to either excessive token consumption or irreversible loss of fine-grained evidence. We argue that historical dialogue content should be handled differently according to its compressibility, temporal dynamics, and fidelity requirements. Based on this insight, we propose LeanMem, a lightweight long-term memory framework. LeanMem first filters out low-value content, then stores informative segments as compact profile memory, temporally structured event memory, or source-grounded record memory, depending on the nature of the information. During maintenance, only dynamically evolving event memories are selectively updated, avoiding redundant consolidation of stable profiles and immutable records. During inference, LeanMem dynamically selects memory types and allocates retrieval budgets according to query-specific evidence demands, assembling relevant evidence on demand. On LoCoMo and LongMemEval-S with GPT-4.1-mini and Qwen3-8B, LeanMem improves accuracy over the strongest memory-based baseline in every setting, by up to 15.1 points, at the lowest or near-lowest construction cost, inference tokens, and latency. The code and datasets are included in the supplementary materials.

cs.AI

VC-Soup: Value-Consistency Guided Multi-Value Alignment for Large Language Models

As large language models (LLMs) increasingly shape content generation, interaction, and decision-making across the Web, aligning them with human values has become a central objective in trustworthy AI. This challenge becomes even more pronounced when aligning multiple, potentially conflicting human values. Although recent approaches, such as reward reweighting, prompt-based supervised fine-tuning, and model merging, attempt to tackle multi-value alignment, they still face two major limitations: (1) training separate models for each value combination is prohibitively expensive; (2) value conflicts substantially degrade alignment performance. These limitations make it difficult to achieve favorable trade-offs across diverse human values. To address these challenges, we revisit multi-value alignment from the perspective of value consistency in data and propose VC-soup, a data filtering and parameter merging framework grounded in value-consistent learning. We first design a value consistency metric based on the cosine similarity between the reward-gap vector of each preference pair and an all-ones vector, which quantifies its cross-value coherence. We then filter out low-consistency preference pairs in each value dataset and train on the remaining data to obtain smooth, value-consistent policy models that better preserve linear mode connectivity. Finally, we linearly combine these policies and apply Pareto filtering across values to obtain solutions with balanced multi-value performance. Extensive experiments and theoretical analysis demonstrate that VC-soup effectively mitigates conflicts and consistently outperforms existing multi-value alignment methods.

cs.LG

BookNet: Book Image Rectification via Cross-Page Attention Network

Book image rectification presents unique challenges in document image processing due to complex geometric distortions from binding constraints, where left and right pages exhibit distinctly asymmetric curvature patterns. However, existing single-page document image rectification methods fail to capture the coupled geometric relationships between adjacent pages in books. In this work, we introduce BookNet, the first end-to-end deep learning framework specifically designed for dual-page book image rectification. BookNet adopts a dual-branch architecture with cross-page attention mechanisms, enabling it to estimate warping flows for both individual pages and the complete book spread, explicitly modeling how left and right pages influence each other. Moreover, to address the absence of specialized datasets, we present Book3D, a large-scale synthetic dataset for training, and Book100, a comprehensive real-world benchmark for evaluation. Extensive experiments demonstrate that BookNet outperforms existing state-of-the-art methods on book image rectification. Code and dataset will be made publicly available.

cs.CV

From Atom to Community: Structured and Evolving Agent Memory for User Behavior Modeling

User behavior modeling lies at the heart of personalized applications like recommender systems. With LLM-based agents, user preference representation has evolved from latent embeddings to semantic memory. While existing memory mechanisms show promise in textual dialogues, modeling non-textual behaviors remains challenging, as preferences must be inferred from implicit signals like clicks without ground truth supervision. Current approaches rely on a single unstructured summary, updated through simple overwriting. However, this is suboptimal: users exhibit multi-faceted interests that get conflated, preferences evolve yet naive overwriting causes forgetting, and sparse individual interactions necessitate collaborative signals. We present STEAM (\textit{\textbf{ST}ructured and \textbf{E}volving \textbf{A}gent \textbf{M}emory}), a novel framework that reimagines how agent memory is organized and updated. STEAM decomposes preferences into atomic memory units, each capturing a distinct interest dimension with explicit links to observed behaviors. To exploit collaborative patterns, STEAM organizes similar memories across users into communities and generates prototype memories for signal propagation. The framework further incorporates adaptive evolution mechanisms, including consolidation for refining memories and formation for capturing emerging interests. Experiments on three real-world datasets demonstrate that STEAM substantially outperforms state-of-the-art baselines in recommendation accuracy, simulation fidelity, and diversity.

cs.IR

An Efficient LLM-based Evolutional Recommendation with Locate-Forget-Update Paradigm

Nowadays, Large Language Models (LLMs) have shown exceptional performance in sequential recommendations, and the adoption of LLM-based recommender systems (LLMRec) is becoming increasingly widespread in existing e-commerce platforms. Despite the impressive performance, the constant high volume of new user-item interactions makes it difficult to adapt to the evolution of user preference over time, especially for LLM-based recommender systems. The challenge arises from the large number of parameters in LLMs, which makes traditional evolution methods (i.e., Re-training or Fine-tuning) impractical. Specifically, Re-training with all interactions results in prohibitively high computational costs. On the other hand, fine-tuning with only new interactions leads to preference forgetting among inactive users, ultimately compromising overall performance. To tackle this problem, we propose EvoRec, an efficient Locate-Forget-Update framework designed for LLM-based recommender systems to model the evolution of user preferences. EvoRec identifies a small set of parameters associated with preference changes and updates them precisely, thereby saving computational resources while maintaining strong recommendation performance. Notably, the modified parameters account for only 30\% of LoRA adapter parameters, with no additional parameters introduced. Extensive experiments on two real-world datasets demonstrate that, compared to existing methods, EvoRec not only efficiently evolves LLMRec to adapt to the preferences of active users, but also preserves the interests of inactive users from being disturbed during evolution.

cs.IR

Mitigating Recommendation Biases via Group-Alignment and Global-Uniformity in Representation Learning

Collaborative Filtering~(CF) plays a crucial role in modern recommender systems, leveraging historical user-item interactions to provide personalized suggestions. However, CF-based methods often encounter biases due to imbalances in training data. This phenomenon makes CF-based methods tend to prioritize recommending popular items and performing unsatisfactorily on inactive users. Existing works address this issue by rebalancing training samples, reranking recommendation results, or making the modeling process robust to the bias. Despite their effectiveness, these approaches can compromise accuracy or be sensitive to weighting strategies, making them challenging to train. In this paper, we deeply analyze the causes and effects of the biases and propose a framework to alleviate biases in recommendation from the perspective of representation distribution, namely Group-Alignment and Global-Uniformity Enhanced Representation Learning for Debiasing Recommendation (AURL). Specifically, we identify two significant problems in the representation distribution of users and items, namely group-discrepancy and global-collapse. These two problems directly lead to biases in the recommendation results. To this end, we propose two simple but effective regularizers in the representation space, respectively named group-alignment and global-uniformity. The goal of group-alignment is to bring the representation distribution of long-tail entities closer to that of popular entities, while global-uniformity aims to preserve the information of entities as much as possible by evenly distributing representations. Our method directly optimizes both the group-alignment and global-uniformity regularization terms to mitigate recommendation biases. Extensive experiments on three real datasets and various recommendation backbones verify the superiority of our proposed framework.

cs.IR

A Survey on Generative Recommendation: Data, Model, and Tasks

Recommender systems serve as foundational infrastructure in modern information ecosystems, helping users navigate digital content and discover items aligned with their preferences. At their core, recommender systems address a fundamental problem: matching users with items. Over the past decades, the field has experienced successive paradigm shifts, from collaborative filtering and matrix factorization in the machine learning era to neural architectures in the deep learning era. Recently, the emergence of generative models, especially large language models (LLMs) and diffusion models, have sparked a new paradigm: generative recommendation, which reconceptualizes recommendation as a generation task rather than discriminative scoring. This survey provides a comprehensive examination through a unified tripartite framework spanning data, model, and task dimensions. Rather than simply categorizing works, we systematically decompose approaches into operational stages-data augmentation and unification, model alignment and training, task formulation and execution. At the data level, generative models enable knowledge-infused augmentation and agent-based simulation while unifying heterogeneous signals. At the model level, we taxonomize LLM-based methods, large recommendation models, and diffusion approaches, analyzing their alignment mechanisms and innovations. At the task level, we illuminate new capabilities including conversational interaction, explainable reasoning, and personalized content generation. We identify five key advantages: world knowledge integration, natural language understanding, reasoning capabilities, scaling laws, and creative generation. We critically examine challenges in benchmark design, model robustness, and deployment efficiency, while charting a roadmap toward intelligent recommendation assistants that fundamentally reshape human-information interaction.

cs.IR

WeaveRec: An LLM-Based Cross-Domain Sequential Recommendation Framework with Model Merging

Cross-Domain Sequential Recommendation (CDSR) seeks to improve user preference modeling by transferring knowledge from multiple domains. Despite the progress made in CDSR, most existing methods rely on overlapping users or items to establish cross-domain correlations-a requirement that rarely holds in real-world settings. The advent of large language models (LLM) and model-merging techniques appears to overcome this limitation by unifying multi-domain data without explicit overlaps. Yet, our empirical study shows that naively training an LLM on combined domains-or simply merging several domain-specific LLMs-often degrades performance relative to a model trained solely on the target domain. To address these challenges, we first experimentally investigate the cause of suboptimal performance in LLM-based cross-domain recommendation and model merging. Building on these insights, we introduce WeaveRec, which cross-trains multiple LoRA modules with source and target domain data in a weaving fashion, and fuses them via model merging. WeaveRec can be extended to multi-source domain scenarios and notably does not introduce additional inference-time cost in terms of latency or memory. Furthermore, we provide a theoretical guarantee that WeaveRec can reduce the upper bound of the expected error in the target domain. Extensive experiments on single-source, multi-source, and cross-platform cross-domain recommendation scenarios validate that WeaveRec effectively mitigates performance degradation and consistently outperforms baseline approaches in real-world recommendation tasks.

cs.IR

TarDiff: Target-Oriented Diffusion Guidance for Synthetic Electronic Health Record Time Series Generation

Synthetic Electronic Health Record (EHR) time-series generation is crucial for advancing clinical machine learning models, as it helps address data scarcity by providing more training data. However, most existing approaches focus primarily on replicating statistical distributions and temporal dependencies of real-world data. We argue that fidelity to observed data alone does not guarantee better model performance, as common patterns may dominate, limiting the representation of rare but important conditions. This highlights the need for generate synthetic samples to improve performance of specific clinical models to fulfill their target outcomes. To address this, we propose TarDiff, a novel target-oriented diffusion framework that integrates task-specific influence guidance into the synthetic data generation process. Unlike conventional approaches that mimic training data distributions, TarDiff optimizes synthetic samples by quantifying their expected contribution to improving downstream model performance through influence functions. Specifically, we measure the reduction in task-specific loss induced by synthetic samples and embed this influence gradient into the reverse diffusion process, thereby steering the generation towards utility-optimized data. Evaluated on six publicly available EHR datasets, TarDiff achieves state-of-the-art performance, outperforming existing methods by up to 20.4% in AUPRC and 18.4% in AUROC. Our results demonstrate that TarDiff not only preserves temporal fidelity but also enhances downstream model performance, offering a robust solution to data scarcity and class imbalance in healthcare analytics.

cs.LG

MiMu: Mitigating Multiple Shortcut Learning Behavior of Transformers

Empirical Risk Minimization (ERM) models often rely on spurious correlations between features and labels during the learning process, leading to shortcut learning behavior that undermines robustness generalization performance. Current research mainly targets identifying or mitigating a single shortcut; however, in real-world scenarios, cues within the data are diverse and unknown. In empirical studies, we reveal that the models rely to varying extents on different shortcuts. Compared to weak shortcuts, models depend more heavily on strong shortcuts, resulting in their poor generalization ability. To address these challenges, we propose MiMu, a novel method integrated with Transformer-based ERMs designed to Mitigate Multiple shortcut learning behavior, which incorporates self-calibration strategy and self-improvement strategy. In the source model, we preliminarily propose the self-calibration strategy to prevent the model from relying on shortcuts and make overconfident predictions. Then, we further design self-improvement strategy in target model to reduce the reliance on multiple shortcuts. The random mask strategy involves randomly masking partial attention positions to diversify the focus of target model other than concentrating on a fixed region. Meanwhile, the adaptive attention alignment module facilitates the alignment of attention weights to the calibrated source model, without the need for post-hoc attention maps or supervision. Finally, extensive experiments conducted on Natural Language Processing (NLP) and Computer Vision (CV) demonstrate the effectiveness of MiMu in improving robustness generalization abilities.

cs.LG

RecCocktail: A Generalizable and Efficient Framework for LLM-Based Recommendation

Large Language Models (LLMs) have achieved remarkable success in recent years, owing to their impressive generalization capabilities and rich world knowledge. To capitalize on the potential of using LLMs as recommender systems, mainstream approaches typically focus on two paradigms. The first paradigm designs multi-domain or multi-task instruction data for generalizable recommendation, so as to align LLMs with general recommendation areas and deal with cold-start recommendation. The second paradigm focuses on enhancing domain-specific recommendation tasks, improving performance in warm recommendation scenarios. While most previous works treat these two paradigms separately, we argue that they have complementary advantages, and combining them can yield better results. In this paper, we propose a generalizable and efficient LLM-based recommendation framework RecCocktail. Our approach begins with fine-tuning a "base spirit" LoRA module using domain-general recommendation instruction data to align LLM with recommendation knowledge. Next, given users' behavior of a specific domain, we construct a domain-specific "ingredient" LoRA module. We then provide an entropy-guided adaptive merging method to mix the "base spirit" and the "ingredient" in the weight space. Please note that, RecCocktail combines the advantages of the existing two paradigms without introducing additional time or space overhead during the inference phase. Moreover, RecCocktail is efficient with plug and play, as the "base spirit" LoRA is trained only once, and any domain-specific "ingredient" can be efficiently mixed with only domain-specific fine-tuning. Extensive experiments on multiple datasets under both warm and cold-start recommendation scenarios validate the effectiveness and generality of the proposed RecCocktail.

cs.IR

TSformer: A Non-autoregressive Spatial-temporal Transformers for 30-day Ocean Eddy-Resolving Forecasting

Ocean forecasting is critical for various applications and is essential for understanding air-sea interactions, which contribute to mitigating the impacts of extreme events. State-of-the-art ocean numerical forecasting systems can offer lead times of up to 10 days with a spatial resolution of 10 kilometers, although they are computationally expensive. While data-driven forecasting models have demonstrated considerable potential and speed, they often primarily focus on spatial variations while neglecting temporal dynamics. This paper presents TSformer, a novel non-autoregressive spatiotemporal transformer designed for medium-range ocean eddy-resolving forecasting, enabling forecasts of up to 30 days in advance. We introduce an innovative hierarchical U-Net encoder-decoder architecture based on 3D Swin Transformer blocks, which extends the scope of local attention computation from spatial to spatiotemporal contexts to reduce accumulation errors. TSformer is trained on 28 years of homogeneous, high-dimensional 3D ocean reanalysis datasets, supplemented by three 2D remote sensing datasets for surface forcing. Based on the near-real-time operational forecast results from 2023, comparative performance assessments against in situ profiles and satellite observation data indicate that, TSformer exhibits forecast performance comparable to leading numerical ocean forecasting models while being orders of magnitude faster. Unlike autoregressive models, TSformer maintains 3D consistency in physical motion, ensuring long-term coherence and stability in extended forecasts. Furthermore, the TSformer model, which incorporates surface auxiliary observational data, effectively simulates the vertical cooling and mixing effects induced by Super Typhoon Saola.

physics.ao-ph

InvDiff: Invariant Guidance for Bias Mitigation in Diffusion Models

As one of the most successful generative models, diffusion models have demonstrated remarkable efficacy in synthesizing high-quality images. These models learn the underlying high-dimensional data distribution in an unsupervised manner. Despite their success, diffusion models are highly data-driven and prone to inheriting the imbalances and biases present in real-world data. Some studies have attempted to address these issues by designing text prompts for known biases or using bias labels to construct unbiased data. While these methods have shown improved results, real-world scenarios often contain various unknown biases, and obtaining bias labels is particularly challenging. In this paper, we emphasize the necessity of mitigating bias in pre-trained diffusion models without relying on auxiliary bias annotations. To tackle this problem, we propose a framework, InvDiff, which aims to learn invariant semantic information for diffusion guidance. Specifically, we propose identifying underlying biases in the training data and designing a novel debiasing training objective. Then, we employ a lightweight trainable module that automatically preserves invariant semantic information and uses it to guide the diffusion model's sampling process toward unbiased outcomes simultaneously. Notably, we only need to learn a small number of parameters in the lightweight learnable module without altering the pre-trained diffusion model. Furthermore, we provide a theoretical guarantee that the implementation of InvDiff is equivalent to reducing the error upper bound of generalization. Extensive experimental results on three publicly available benchmarks demonstrate that InvDiff effectively reduces biases while maintaining the quality of image generation. Our code is available at https://github.com/Hundredl/InvDiff.

cs.CV

Applications of Deep Learning parameterization of Ocean Momentum Forcing

Mesoscale eddies are of utmost importance in understanding ocean dynamics and the transport of heat, salt, and nutrients. Accurate representation of these eddies in ocean models is essential for improving model predictions. However, accurately representing these mesoscale features in numerical models is challenging due to their relatively small size. In this study, we propose a convolutional neural network (CNN) that combines data-driven techniques with physical principles to develop a robust and interpretable parameterization scheme for mesoscale eddies in ocean modeling. We first analyze a high-resolution reanalysis dataset to extract subgrid eddy momentum and use machine learning algorithms to identify patterns and correlations. To ensure physical consistency, we have introduced conservation of momentum constraints in our CNN parameterization scheme through soft and hard constraints. The interpretability analysis illustrate that the pre-trained CNN parameterization shows promising results in accurately solving the resolved mean velocity at the local scale and effectively capturing the representation of unresolved subgrid turbulence processes at the global scale. Furthermore, to validate the CNN parameterization scheme offline, we conduct simulations using the MITgcm ocean model. A series of experiments is conducted to compare the performance of the model with the CNN parameterization scheme and high-resolution simulations. The offline validation using MITgcm simulations demonstrates the effectiveness of the CNN parameterization scheme in improving the representation of mesoscale eddies in the ocean model. Incorporating the CNN parameterization scheme leads to better agreement with high-resolution simulations and a more accurate representation of the kinetic energy spectra.

physics.flu-dyn

Aligning LLMs through Multi-perspective User Preference Ranking-based Feedback for Programming Question Answering

Code Community Question Answering (CCQA) seeks to tackle programming-related issues, thereby boosting productivity in both software engineering and academic research. Recent advancements in Reinforcement Learning from Human Feedback (RLHF) have transformed the fine-tuning process of Large Language Models (LLMs) to produce responses that closely mimic human behavior. Leveraging LLMs with RLHF for practical CCQA applications has thus emerged as a promising area of study. Unlike standard code question-answering tasks, CCQA involves multiple possible answers, with varying user preferences for each response. Additionally, code communities often show a preference for new APIs. These challenges prevent LLMs from generating responses that cater to the diverse preferences of users in CCQA tasks. To address these issues, we propose a novel framework called Aligning LLMs through Multi-perspective User Preference Ranking-based Feedback for Programming Question Answering (ALMupQA) to create user-focused responses. Our approach starts with Multi-perspective Preference Ranking Alignment (MPRA), which synthesizes varied user preferences based on the characteristics of answers from code communities. We then introduce a Retrieval-augmented In-context Learning (RIL) module to mitigate the problem of outdated answers by retrieving responses to similar questions from a question bank. Due to the limited availability of high-quality, multi-answer CCQA datasets, we also developed a dataset named StaCCQA from real code communities. Extensive experiments demonstrated the effectiveness of the ALMupQA framework in terms of accuracy and user preference. Compared to the base model, ALMupQA showed nearly an 11% improvement in BLEU, with increases of 20% and 17.5% in BERTScore and CodeBERTScore, respectively.

cs.CL

Multimodality Invariant Learning for Multimedia-Based New Item Recommendation

Multimedia-based recommendation provides personalized item suggestions by learning the content preferences of users. With the proliferation of digital devices and APPs, a huge number of new items are created rapidly over time. How to quickly provide recommendations for new items at the inference time is challenging. What's worse, real-world items exhibit varying degrees of modality missing(e.g., many short videos are uploaded without text descriptions). Though many efforts have been devoted to multimedia-based recommendations, they either could not deal with new multimedia items or assumed the modality completeness in the modeling process. In this paper, we highlight the necessity of tackling the modality missing issue for new item recommendation. We argue that users' inherent content preference is stable and better kept invariant to arbitrary modality missing environments. Therefore, we approach this problem from a novel perspective of invariant learning. However, how to construct environments from finite user behavior training data to generalize any modality missing is challenging. To tackle this issue, we propose a novel Multimodality Invariant Learning reCommendation(a.k.a. MILK) framework. Specifically, MILK first designs a cross-modality alignment module to keep semantic consistency from pretrained multimedia item features. After that, MILK designs multi-modal heterogeneous environments with cyclic mixup to augment training data, in order to mimic any modality missing for invariant user preference learning. Extensive experiments on three real datasets verify the superiority of our proposed framework. The code is available at https://github.com/HaoyueBai98/MILK.

cs.IR

AdaptSSR: Pre-training User Model with Augmentation-Adaptive Self-Supervised Ranking

User modeling, which aims to capture users' characteristics or interests, heavily relies on task-specific labeled data and suffers from the data sparsity issue. Several recent studies tackled this problem by pre-training the user model on massive user behavior sequences with a contrastive learning task. Generally, these methods assume different views of the same behavior sequence constructed via data augmentation are semantically consistent, i.e., reflecting similar characteristics or interests of the user, and thus maximizing their agreement in the feature space. However, due to the diverse interests and heavy noise in user behaviors, existing augmentation methods tend to lose certain characteristics of the user or introduce noisy behaviors. Thus, forcing the user model to directly maximize the similarity between the augmented views may result in a negative transfer. To this end, we propose to replace the contrastive learning task with a new pretext task: Augmentation-Adaptive SelfSupervised Ranking (AdaptSSR), which alleviates the requirement of semantic consistency between the augmented views while pre-training a discriminative user model. Specifically, we adopt a multiple pairwise ranking loss which trains the user model to capture the similarity orders between the implicitly augmented view, the explicitly augmented view, and views from other users. We further employ an in-batch hard negative sampling strategy to facilitate model training. Moreover, considering the distinct impacts of data augmentation on different behavior sequences, we design an augmentation-adaptive fusion mechanism to automatically adjust the similarity order constraint applied to each sample based on the estimated similarity between the augmented views. Extensive experiments on both public and industrial datasets with six downstream tasks verify the effectiveness of AdaptSSR.

cs.IR

Low-dose CT reconstruction by self-supervised learning in the projection domain

In the intention of minimizing excessive X-ray radiation administration to patients, low-dose computed tomography (LDCT) has become a distinct trend in radiology. However, while lowering the radiation dose reduces the risk to the patient, it also increases noise and artifacts, compromising image quality and clinical diagnosis. In most supervised learning methods, paired CT images are required, but such images are unlikely to be available in the clinic. We present a self-supervised learning model (Noise2Projection) that fully exploits the raw projection images to reduce noise and improve the quality of reconstructed LDCT images. Unlike existing self-supervised algorithms, the proposed method only requires noisy CT projection images and reduces noise by exploiting the correlation between nearby projection images. We trained and tested the model using clinical data and the quantitative and qualitative results suggest that our model can effectively reduce LDCT image noise while also drastically removing artifacts in LDCT images.

physics.med-ph