arXiv subjects

Min Peng

Publications and source records attributed to Min Peng.

At least 37 records · Page 2Linked to original sources

arXiv2025

JOLT-SQL: Joint Loss Tuning of Text-to-SQL with Confusion-aware Noisy Schema Sampling

Text-to-SQL, which maps natural language to SQL queries, has benefited greatly from recent advances in Large Language Models (LLMs). While LLMs offer various paradigms for this task, including prompting and supervised fine-tuning (SFT), SFT approaches still face challenges such as complex multi-stage pipelines and poor robustness to noisy schema information. To address these limitations, we present JOLT-SQL, a streamlined single-stage SFT framework that jointly optimizes schema linking and SQL generation via a unified loss. JOLT-SQL employs discriminative schema linking, enhanced by local bidirectional attention, alongside a confusion-aware noisy schema sampling strategy with selective attention to improve robustness under noisy schema conditions. Experiments on the Spider and BIRD benchmarks demonstrate that JOLT-SQL achieves state-of-the-art execution accuracy among comparable-size open-source models, while significantly improving both training and inference efficiency. Our code is available at https://github.com/Songjw133/JOLT-SQL.

cs.CL↗

arXiv2025

LogicCat: A Chain-of-Thought Text-to-SQL Benchmark for Complex Reasoning

Text-to-SQL is a critical task in natural language processing that aims to transform natural language questions into accurate and executable SQL queries. In real-world scenarios, these reasoning tasks are often accompanied by complex mathematical computations, domain knowledge, and hypothetical reasoning scenarios. However, existing large-scale Text-to-SQL datasets typically focus on business logic and task logic, neglecting critical factors such as vertical domain knowledge, complex mathematical reasoning, and hypothetical reasoning, which are essential for realistically reflecting the reasoning demands in practical applications and completing data querying and analysis. To bridge this gap, we introduce LogicCat, the first Text-to-SQL benchmark dataset specifically designed for complex reasoning and chain-of-thought parsing, encompassing physics, arithmetic, commonsense, and hypothetical reasoning scenarios. LogicCat comprises 4,038 English questions paired 12,114 detailed chain-of-thought reasoning steps, spanning 45 databases across diverse domains, significantly surpassing existing datasets in complexity. Experimental results demonstrate that LogicCat substantially increases the task difficulty for current state-of-the-art models to at most 33.20% execution accuracy, indicating that this task remains exceptionally challenging. The advancement of LogicCat represents a crucial step toward developing systems suitable for real-world enterprise data analysis and autonomous query generation. We have released our dataset code at https://github.com/Ffunkytao/LogicCat.

cs.CL↗

arXiv2025

From Scores to Skills: A Cognitive Diagnosis Framework for Evaluating Financial Large Language Models

Large Language Models (LLMs) have shown promise for financial applications, yet their suitability for this high-stakes domain remains largely unproven due to inadequacies in existing benchmarks. Existing benchmarks solely rely on score-level evaluation, summarizing performance with a single score that obscures the nuanced understanding of what models truly know and their precise limitations. They also rely on datasets that cover only a narrow subset of financial concepts, while overlooking other essentials for real-world applications. To address these gaps, we introduce FinCDM, the first cognitive diagnosis evaluation framework tailored for financial LLMs, enabling the evaluation of LLMs at the knowledge-skill level, identifying what financial skills and knowledge they have or lack based on their response patterns across skill-tagged tasks, rather than a single aggregated number. We construct CPA-KQA, the first cognitively informed financial evaluation dataset derived from the Certified Public Accountant (CPA) examination, with comprehensive coverage of real-world accounting and financial skills. It is rigorously annotated by domain experts, who author, validate, and annotate questions with high inter-annotator agreement and fine-grained knowledge labels. Our extensive experiments on 30 proprietary, open-source, and domain-specific LLMs show that FinCDM reveals hidden knowledge gaps, identifies under-tested areas such as tax and regulatory reasoning overlooked by traditional benchmarks, and uncovers behavioral clusters among models. FinCDM introduces a new paradigm for financial LLM evaluation by enabling interpretable, skill-aware diagnosis that supports more trustworthy and targeted model development, and all datasets and evaluation scripts will be publicly released to support further research.

cs.CE↗

arXiv2025

Detection, Classification, and Mitigation of Gender Bias in Large Language Models

With the rapid development of large language models (LLMs), they have significantly improved efficiency across a wide range of domains. However, recent studies have revealed that LLMs often exhibit gender bias, leading to serious social implications. Detecting, classifying, and mitigating gender bias in LLMs has therefore become a critical research focus. In the NLPCC 2025 Shared Task 7: Chinese Corpus for Gender Bias Detection, Classification and Mitigation Challenge, we investigate how to enhance the capabilities of LLMs in gender bias detection, classification, and mitigation. We adopt reinforcement learning, chain-of-thoughts (CoT) reasoning, and supervised fine-tuning to handle different Subtasks. Specifically, for Subtasks 1 and 2, we leverage the internal reasoning capabilities of LLMs to guide multi-step thinking in a staged manner, which simplifies complex biased queries and improves response accuracy. For Subtask 3, we employ a reinforcement learning-based approach, annotating a preference dataset using GPT-4. We then apply Direct Preference Optimization (DPO) to mitigate gender bias by introducing a loss function that explicitly favors less biased completions over biased ones. Our approach ranked first across all three subtasks of the NLPCC 2025 Shared Task 7.

cs.CL↗

arXiv2025

Open-FinLLMs: Open Multimodal Large Language Models for Financial Applications

Financial LLMs hold promise for advancing financial tasks and domain-specific applications. However, they are limited by scarce corpora, weak multimodal capabilities, and narrow evaluations, making them less suited for real-world application. To address this, we introduce \textit{Open-FinLLMs}, the first open-source multimodal financial LLMs designed to handle diverse tasks across text, tabular, time-series, and chart data, excelling in zero-shot, few-shot, and fine-tuning settings. The suite includes FinLLaMA, pre-trained on a comprehensive 52-billion-token corpus; FinLLaMA-Instruct, fine-tuned with 573K financial instructions; and FinLLaVA, enhanced with 1.43M multimodal tuning pairs for strong cross-modal reasoning. We comprehensively evaluate Open-FinLLMs across 14 financial tasks, 30 datasets, and 4 multimodal tasks in zero-shot, few-shot, and supervised fine-tuning settings, introducing two new multimodal evaluation datasets. Our results show that Open-FinLLMs outperforms afvanced financial and general LLMs such as GPT-4, across financial NLP, decision-making, and multi-modal tasks, highlighting their potential to tackle real-world challenges. To foster innovation and collaboration across academia and industry, we release all codes (https://anonymous.4open.science/r/PIXIU2-0D70/B1D7/LICENSE) and models under OSI-approved licenses.

cs.CL↗

arXiv2025

Retrieval-augmented Large Language Models for Financial Time Series Forecasting

Accurately forecasting stock price movements is critical for informed financial decision-making, supporting applications ranging from algorithmic trading to risk management. However, this task remains challenging due to the difficulty of retrieving subtle yet high-impact patterns from noisy financial time-series data, where conventional retrieval methods, whether based on generic language models or simplistic numeric similarity, often fail to capture the intricate temporal dependencies and context-specific signals essential for precise market prediction. To bridge this gap, we introduce FinSrag, the first retrieval-augmented generation (RAG) framework with a novel domain-specific retriever FinSeer for financial time-series forecasting. FinSeer leverages a candidate selection mechanism refined by LLM feedback and a similarity-driven training objective to align queries with historically influential sequences while filtering out financial noise. Such training enables FinSeer to identify the most relevant time-series data segments for downstream forecasting tasks, unlike embedding or distance-based retrieval methods used in existing RAG frameworks. The retrieved patterns are then fed into StockLLM, a 1B-parameter LLM fine-tuned for stock movement prediction, which serves as the generative backbone. Beyond the retrieval method, we enrich the retrieval corpus by curating new datasets that integrate a broader set of financial indicators, capturing previously overlooked market dynamics. Experiments demonstrate that FinSeer outperforms existing textual retrievers and traditional distance-based retrieval approaches in enhancing the prediction accuracy of StockLLM, underscoring the importance of domain-specific retrieval frameworks in handling the complexity of financial time-series data.

cs.CL↗

arXiv2025

BiasFilter: An Inference-Time Debiasing Framework for Large Language Models

Mitigating social bias in large language models (LLMs) has become an increasingly important research objective. However, existing debiasing methods often incur high human and computational costs, exhibit limited effectiveness, and struggle to scale to larger models and open-ended generation tasks. To address these limitations, this paper proposes BiasFilter, a model-agnostic, inference-time debiasing framework that integrates seamlessly with both open-source and API-based LLMs. Instead of relying on retraining with balanced data or modifying model parameters, BiasFilter enforces fairness by filtering generation outputs in real time. Specifically, it periodically evaluates intermediate outputs every few tokens, maintains an active set of candidate continuations, and incrementally completes generation by discarding low-reward segments based on a fairness reward signal. To support this process, we construct a fairness preference dataset and train an implicit reward model to assess token-level fairness in generated responses. Extensive experiments demonstrate that BiasFilter effectively mitigates social bias across a range of LLMs while preserving overall generation quality.

cs.CL↗

arXiv2025

Towards Explainable Temporal Reasoning in Large Language Models: A Structure-Aware Generative Framework

While large language models (LLMs) show great potential in temporal reasoning, most existing work focuses heavily on enhancing performance, often neglecting the explainable reasoning processes underlying the results. To address this gap, we introduce a comprehensive benchmark covering a wide range of temporal granularities, designed to systematically evaluate LLMs' capabilities in explainable temporal reasoning. Furthermore, our findings reveal that LLMs struggle to deliver convincing explanations when relying solely on textual information. To address challenge, we propose GETER, a novel structure-aware generative framework that integrates Graph structures with text for Explainable TEmporal Reasoning. Specifically, we first leverage temporal knowledge graphs to develop a temporal encoder that captures structural information for the query. Subsequently, we introduce a structure-text prefix adapter to map graph structure features into the text embedding space. Finally, LLMs generate explanation text by seamlessly integrating the soft graph token with instruction-tuning prompt tokens. Experimental results indicate that GETER achieves state-of-the-art performance while also demonstrating its effectiveness as well as strong generalization capabilities. Our dataset and code are available at https://github.com/carryTatum/GETER.

cs.CL↗

arXiv2025

One Size doesn't Fit All: A Personalized Conversational Tutoring Agent for Mathematics Instruction

Large language models (LLMs) have been increasingly employed in various intelligent educational systems, simulating human tutors to facilitate effective human-machine interaction. However, previous studies often overlook the significance of recognizing and adapting to individual learner characteristics. Such adaptation is crucial for enhancing student engagement and learning efficiency, particularly in mathematics instruction, where diverse learning styles require personalized strategies to promote comprehension and enthusiasm. In this paper, we propose a \textbf{P}erson\textbf{A}lized \textbf{C}onversational tutoring ag\textbf{E}nt (PACE) for mathematics instruction. PACE simulates students' learning styles based on the Felder and Silverman learning style model, aligning with each student's persona. In this way, our PACE can effectively assess the personality of students, allowing to develop individualized teaching strategies that resonate with their unique learning styles. To further enhance students' comprehension, PACE employs the Socratic teaching method to provide instant feedback and encourage deep thinking. By constructing personalized teaching data and training models, PACE demonstrates the ability to identify and adapt to the unique needs of each student, significantly improving the overall learning experience and outcomes. Moreover, we establish multi-aspect evaluation criteria and conduct extensive analysis to assess the performance of personalized teaching. Experimental results demonstrate the superiority of our model in personalizing the educational experience and motivating students compared to existing methods.

cs.CL↗

arXiv2025

SymAgent: A Neural-Symbolic Self-Learning Agent Framework for Complex Reasoning over Knowledge Graphs

Recent advancements have highlighted that Large Language Models (LLMs) are prone to hallucinations when solving complex reasoning problems, leading to erroneous results. To tackle this issue, researchers incorporate Knowledge Graphs (KGs) to improve the reasoning ability of LLMs. However, existing methods face two limitations: 1) they typically assume that all answers to the questions are contained in KGs, neglecting the incompleteness issue of KGs, and 2) they treat the KG as a static repository and overlook the implicit logical reasoning structures inherent in KGs. In this paper, we introduce SymAgent, an innovative neural-symbolic agent framework that achieves collaborative augmentation between KGs and LLMs. We conceptualize KGs as dynamic environments and transform complex reasoning tasks into a multi-step interactive process, enabling KGs to participate deeply in the reasoning process. SymAgent consists of two modules: Agent-Planner and Agent-Executor. The Agent-Planner leverages LLM's inductive reasoning capability to extract symbolic rules from KGs, guiding efficient question decomposition. The Agent-Executor autonomously invokes predefined action tools to integrate information from KGs and external documents, addressing the issues of KG incompleteness. Furthermore, we design a self-learning framework comprising online exploration and offline iterative policy updating phases, enabling the agent to automatically synthesize reasoning trajectories and improve performance. Experimental results demonstrate that SymAgent with weak LLM backbones (i.e., 7B series) yields better or comparable performance compared to various strong baselines. Further analysis reveals that our agent can identify missing triples, facilitating automatic KG updates.

cs.AI↗

arXiv2025

CCoE: A Compact and Efficient LLM Framework with Multi-Expert Collaboration for Resource-Limited Settings

Large Language Models (LLMs) have achieved exceptional performance across diverse domains through training on massive datasets. However, scaling LLMs to support multiple downstream domain applications remains a significant challenge, especially under resource constraints. Existing approaches often struggle to balance performance across multiple domains with resource efficiency, limiting their broader applicability. To address this, we introduce the CCoE architecture, a modular framework that seamlessly integrates domain-specific experts into a unified LLM. By leveraging independently trained expert subnetworks on a shared backbone partition, CCoE achieves state-of-the-art performance while significantly reducing the resource requirements for multi-expert deployments. Furthermore, rule-based gating and expert planning in CCoE enable flexible task allocation, promoting expert collaboration to handle complex reasoning tasks. CCoE not only reduces inference costs but also provides a flexible and scalable solution for integrating domain expertise across diverse applications. Experiments on five domains demonstrate that CCoE achieves comparable performance to current domain-specific LLMs. Moreover, compared to existing multi-domain model ensemble methods, CCoE reduces memory usage by 61.3%, while improving inference efficiency by 0.76x over parameter-efficient multi-expert integration approaches.

cs.CL↗

arXiv2025

Filter-then-Generate: Large Language Models with Structure-Text Adapter for Knowledge Graph Completion

Large Language Models (LLMs) present massive inherent knowledge and superior semantic comprehension capability, which have revolutionized various tasks in natural language processing. Despite their success, a critical gap remains in enabling LLMs to perform knowledge graph completion (KGC). Empirical evidence suggests that LLMs consistently perform worse than conventional KGC approaches, even through sophisticated prompt design or tailored instruction-tuning. Fundamentally, applying LLMs on KGC introduces several critical challenges, including a vast set of entity candidates, hallucination issue of LLMs, and under-exploitation of the graph structure. To address these challenges, we propose a novel instruction-tuning-based method, namely FtG. Specifically, we present a filter-then-generate paradigm and formulate the KGC task into a multiple-choice question format. In this way, we can harness the capability of LLMs while mitigating the issue casused by hallucinations. Moreover, we devise a flexible ego-graph serialization prompt and employ a structure-text adapter to couple structure and text information in a contextualized manner. Experimental results demonstrate that FtG achieves substantial performance gain compared to existing state-of-the-art methods. The instruction dataset and code are available at https://github.com/LB0828/FtG.

cs.CL↗

arXiv2024

SILC-EFSA: Self-aware In-context Learning Correction for Entity-level Financial Sentiment Analysis

In recent years, fine-grained sentiment analysis in finance has gained significant attention, but the scarcity of entity-level datasets remains a key challenge. To address this, we have constructed the largest English and Chinese financial entity-level sentiment analysis datasets to date. Building on this foundation, we propose a novel two-stage sentiment analysis approach called Self-aware In-context Learning Correction (SILC). The first stage involves fine-tuning a base large language model to generate pseudo-labeled data specific to our task. In the second stage, we train a correction model using a GNN-based example retriever, which is informed by the pseudo-labeled data. This two-stage strategy has allowed us to achieve state-of-the-art performance on the newly constructed datasets, advancing the field of financial sentiment analysis. In a case study, we demonstrate the enhanced practical utility of our data and methods in monitoring the cryptocurrency market. Our datasets and code are available at https://github.com/NLP-Bin/SILC-EFSA.

cs.CL↗

arXiv2024

No Language is an Island: Unifying Chinese and English in Financial Large Language Models, Instruction Data, and Benchmarks

While the progression of Large Language Models (LLMs) has notably propelled financial analysis, their application has largely been confined to singular language realms, leaving untapped the potential of bilingual Chinese-English capacity. To bridge this chasm, we introduce ICE-PIXIU, seamlessly amalgamating the ICE-INTENT model and ICE-FLARE benchmark for bilingual financial analysis. ICE-PIXIU uniquely integrates a spectrum of Chinese tasks, alongside translated and original English datasets, enriching the breadth and depth of bilingual financial modeling. It provides unrestricted access to diverse model variants, a substantial compilation of diverse cross-lingual and multi-modal instruction data, and an evaluation benchmark with expert annotations, comprising 10 NLP tasks, 20 bilingual specific tasks, totaling 95k datasets. Our thorough evaluation emphasizes the advantages of incorporating these bilingual datasets, especially in translation tasks and utilizing original English data, enhancing both linguistic flexibility and analytical acuity in financial contexts. Notably, ICE-INTENT distinguishes itself by showcasing significant enhancements over conventional LLMs and existing financial LLMs in bilingual milieus, underscoring the profound impact of robust bilingual data on the accuracy and efficacy of financial NLP.

cs.CE↗

arXiv2024

HealMe: Harnessing Cognitive Reframing in Large Language Models for Psychotherapy

Large Language Models (LLMs) can play a vital role in psychotherapy by adeptly handling the crucial task of cognitive reframing and overcoming challenges such as shame, distrust, therapist skill variability, and resource scarcity. Previous LLMs in cognitive reframing mainly converted negative emotions to positive ones, but these approaches have limited efficacy, often not promoting clients' self-discovery of alternative perspectives. In this paper, we unveil the Helping and Empowering through Adaptive Language in Mental Enhancement (HealMe) model. This novel cognitive reframing therapy method effectively addresses deep-rooted negative thoughts and fosters rational, balanced perspectives. Diverging from traditional LLM methods, HealMe employs empathetic dialogue based on psychotherapeutic frameworks. It systematically guides clients through distinguishing circumstances from feelings, brainstorming alternative viewpoints, and developing empathetic, actionable suggestions. Moreover, we adopt the first comprehensive and expertly crafted psychological evaluation metrics, specifically designed to rigorously assess the performance of cognitive reframing, in both AI-simulated dialogues and real-world therapeutic conversations. Experimental results show that our model outperforms others in terms of empathy, guidance, and logical coherence, demonstrating its effectiveness and potential positive impact on psychotherapy.

cs.HC↗

arXiv2024

FinBen: A Holistic Financial Benchmark for Large Language Models

LLMs have transformed NLP and shown promise in various fields, yet their potential in finance is underexplored due to a lack of comprehensive evaluation benchmarks, the rapid development of LLMs, and the complexity of financial tasks. In this paper, we introduce FinBen, the first extensive open-source evaluation benchmark, including 36 datasets spanning 24 financial tasks, covering seven critical aspects: information extraction (IE), textual analysis, question answering (QA), text generation, risk management, forecasting, and decision-making. FinBen offers several key innovations: a broader range of tasks and datasets, the first evaluation of stock trading, novel agent and Retrieval-Augmented Generation (RAG) evaluation, and three novel open-source evaluation datasets for text summarization, question answering, and stock trading. Our evaluation of 15 representative LLMs, including GPT-4, ChatGPT, and the latest Gemini, reveals several key findings: While LLMs excel in IE and textual analysis, they struggle with advanced reasoning and complex tasks like text generation and forecasting. GPT-4 excels in IE and stock trading, while Gemini is better at text generation and forecasting. Instruction-tuned LLMs improve textual analysis but offer limited benefits for complex tasks such as QA. FinBen has been used to host the first financial LLMs shared task at the FinNLP-AgentScen workshop during IJCAI-2024, attracting 12 teams. Their novel solutions outperformed GPT-4, showcasing FinBen's potential to drive innovation in financial LLMs. All datasets, results, and codes are released for the research community: https://github.com/The-FinAI/PIXIU.

cs.CL↗

arXiv2024

Deja vu: Contrastive Historical Modeling with Prefix-tuning for Temporal Knowledge Graph Reasoning

Temporal Knowledge Graph Reasoning (TKGR) is the task of inferring missing facts for incomplete TKGs in complex scenarios (e.g., transductive and inductive settings), which has been gaining increasing attention. Recently, to mitigate dependence on structured connections in TKGs, text-based methods have been developed to utilize rich linguistic information from entity descriptions. However, suffering from the enormous parameters and inflexibility of pre-trained language models, existing text-based methods struggle to balance the textual knowledge and temporal information with computationally expensive purpose-built training strategies. To tap the potential of text-based models for TKGR in various complex scenarios, we propose ChapTER, a Contrastive historical modeling framework with prefix-tuning for TEmporal Reasoning. ChapTER feeds history-contextualized text into the pseudo-Siamese encoders to strike a textual-temporal balance via contrastive estimation between queries and candidates. By introducing virtual time prefix tokens, it applies a prefix-based tuning method to facilitate the frozen PLM capable for TKGR tasks under different settings. We evaluate ChapTER on four transductive and three few-shot inductive TKGR benchmarks, and experimental results demonstrate that ChapTER achieves superior performance compared to competitive baselines with only 0.17% tuned parameters. We conduct thorough analysis to verify the effectiveness, flexibility and efficiency of ChapTER.

cs.AI↗

arXiv2024

SMiLE: Schema-augmented Multi-level Contrastive Learning for Knowledge Graph Link Prediction

Link prediction is the task of inferring missing links between entities in knowledge graphs. Embedding-based methods have shown effectiveness in addressing this problem by modeling relational patterns in triples. However, the link prediction task often requires contextual information in entity neighborhoods, while most existing embedding-based methods fail to capture it. Additionally, little attention is paid to the diversity of entity representations in different contexts, which often leads to false prediction results. In this situation, we consider that the schema of knowledge graph contains the specific contextual information, and it is beneficial for preserving the consistency of entities across contexts. In this paper, we propose a novel Schema-augmented Multi-level contrastive LEarning framework (SMiLE) to conduct knowledge graph link prediction. Specifically, we first exploit network schema as the prior constraint to sample negatives and pre-train our model by employing a multi-level contrastive learning method to yield both prior schema and contextual information. Then we fine-tune our model under the supervision of individual triples to learn subtler representations for link prediction. Extensive experimental results on four knowledge graph datasets with thorough analysis of each component demonstrate the effectiveness of our proposed framework against state-of-the-art baselines. The implementation of SMiLE is available at https://github.com/GKNL/SMiLE.

cs.CL↗