arXiv subjects

Mingming Li

Publications and source records attributed to Mingming Li.

At least 19 recordsLinked to original sources

arXiv2026

CogRec: Structure-Cognitive Fast-and-Slow Reasoning for Generative Recommendation

Semantic-ID-based generative recommendation represents each item as a hierarchical discrete token sequence and reformulates next-item prediction as constrained sequence generation. Existing methods, however, mainly use Semantic IDs as target sequences to be memorized, leaving the hierarchy, intra-layer relations, and item neighborhoods underused as an explicit reasoning space. Explicit reasoning-enhanced generative methods often produce a natural-language rationale before the item identifier, but this rationale is only weakly coupled with the discrete SID space in which the final prediction is made. We propose CogRec, a structure-cognitive fast-and-slow reasoning framework that grounds intermediate reasoning in the same SID topology used for target generation. CogRec augments the vertical SID hierarchy with intra-layer semantic graphs and item-level neighborhoods, and introduces SID Routing to represent recommendation reasoning through layer-wise Match, LateralJump, and Explore operations. Exact matching implements fast semantic localization, whereas lateral and exploratory operations instantiate slower structural navigation. A supervised multi-stage pipeline aligns the newly introduced SID tokens, establishes direct SID generation, and trains natural-language and SID-routing reasoning branches from a shared checkpoint under the same trie-constrained output space. Experiments on three public sequential-recommendation benchmarks show that SID Routing improves its corresponding direct-generation, indicate that structure-grounded reasoning is most useful when prefix matching is insufficient but learnable SID-space transitions remain available, whereas long or weakly supported routes introduce additional decoding cost and accumulated errors. Code is available at https://github.com/caskcsg/CogRec

cs.IR↗

arXiv2026

Can We Steer the Black-Box? Towards Controllability-Centric Evaluation of Recommender Systems with Collaborative Agents

Recommender systems operate as Black-Boxes, leaving users and regulators unable to steer their outputs toward specific intentions or audit their behavior. This lack of controllability, defined as the system's ability to respond to explicit guidance, remains an unaddressed dimension in existing evaluation paradigms. To fill this gap, we propose CtrlBench-Rec, a collaborative multi-agent framework for systematic assessment of controllability. We formalize three fundamental tasks: target content discovery, interest profile shaping, and popularity bias mitigation, which together measure steerability from explicit commands to implicit representation steering and finally to overcoming algorithmic biases.Extensive experiments on real-world datasets and multiple recommendation models demonstrate that our framework effectively quantifies controllability and exposes critical system bottlenecks, most notably persistent resistance to guiding long tail content. CtrlBench-Rec provides the first standardized toolkit for controllable recommendation research, algorithmic auditing, and user empowerment. Our code is released on https://github.com/caskcsg/CtrlBenchRec.

cs.IR↗

arXiv2026

HoloRec: Holistic Encoding and Interleaved Reasoning for Generative Recommendation

Generative recommendation models that formulate the task as sequence generation overcome the objective fragmentation problem of traditional cascade architectures, yet existing approaches still suffer from flat semantic representations lacking hierarchical structure for multi-step reasoning and an externally constructed chain-of-thought (CoT) that requires expensive annotations and remains disconnected from the generation objective. We propose HoloRec, an endogenous chain-of-thought recommendation mechanism that unifies representation, reasoning, and generation by constructing a hierarchical semantic encoding matrix via multi-granularity nested residual quantization optimized by a holistic reconstruction loss. HoloRec supports two inference modes: a non-thinking mode that uses lightweight multi-granularity supervised alignment for fast prediction, and a thinking mode that employs an interleaved reasoning scheme to generate CoT steps on the fly, directly embedding reasoning into the generation process without external data. Experiments on multiple public recommendation datasets demonstrate that HoloRec consistently outperforms baselines, with especially significant gains in sparse scenarios, and the thinking mode achieves better accuracy than the non-thinking mode with only modest inference overhead.

cs.IR↗

arXiv2026

Towards Efficient and Evidence-grounded Mobility Prediction with LLM-Driven Agent

Individual-level mobility prediction is central to urban simulation, transportation planning, and policy analysis. Supervised sequence models achieve strong accuracy but require task-specific training and offer limited decision-level transparency. Recent LLM-based methods improve interpretability, yet mostly rely on static prompts and single-pass inference, limiting their ability to seek additional evidence when mobility signals are weak or conflicting. We propose \method{}, a training-free LLM-driven agent framework that formulates next-location prediction as adaptive evidence-controlled decision making. \method{} resolves routine cases through a fast path based on historical regularity, while ambiguous cases trigger iterative tool use over recent trajectories, historical behavior, stay-move likelihood, and geographical evidence. Across three mobility datasets, AgentMob achieves the strongest overall performance among training-free LLM-based methods, with GPT-5.4 reaching 71.42\% Acc@1 on BW, 33.14\% on YJMob100K, and 33.50\% on Shanghai ISP. On BW non-fast-path cases, the LLM controller improves Acc@1 from 30.65\% to 48.62\% over a same-tool statistical baseline, showing that its main benefit lies in resolving ambiguous predictions through adaptive evidence gathering. Our code is available at https://github.com/Unknown-zoo/AgentMob.

cs.LG↗

arXiv2026

BAHSD: Bridging the Long-tail Gap via Adaptive Distillation in Black-box Sequential Recommendation

Sequential recommendation systems are widely adopted but often deployed as black-box APIs, which has driven recent interest in model extraction to replicate their capabilities locally. However, the long-tail distribution induces severe signal heterogeneity: dense head sequences trigger the solidification of teacher preference, biasing extraction toward local patterns, while sparse tail sequences yield flat, noisy predictions. Existing one-size-fits-all extraction overlooks this disparity, resulting in noise overfitting and suboptimal knowledge transfer. We propose BAHSD, a black-box adaptive distillation framework that handles signal heterogeneity via a multi-scale consistency probing mechanism to implicitly quantify signal reliability. Based on this, an adaptive hierarchical objective is designed: dynamic-temperature KL divergence mitigates preference solidification for high-confidence signals, while ranking consistency and InfoNCE contrastive learning provide noise-robust enhancement for low-confidence signals. BAHSD consistently outperforms baselines, achieving up to 4.98\% gain over the teacher and 80\%+ improvement on tail users, offering a plug-and-play solution for high-fidelity black-box recommendation extraction.

cs.IR↗

arXiv2026

RecBundle: A Next-Generation Geometric Paradigm for Explainable Recommender Systems

Recommender systems are inherently dynamic feedback loops where prolonged local interactions accumulate into macroscopic structural degradation such as information cocoons. Existing representation learning paradigms are universally constrained by the assumption of a single flat space, forcing topologically grounded user associations and semantically driven historical interactions to be fitted within the same vector space. This excessive coupling of heterogeneous information renders it impossible for researchers to mechanistically distinguish and identify the sources of systemic bias. To overcome this theoretical bottleneck, we introduce Fiber Bundle from modern differential geometry and propose a novel geometric analysis paradigm for recommender systems. This theory naturally decouples the system space into two hierarchical layers: the base manifold formed by user interaction networks, and the fibers attached to individual user nodes that carry their dynamic preferences. Building upon this, we construct RecBundle, a framework oriented toward next-generation recommender systems that formalizes user collaboration as geometric connection and parallel transport on the base manifold, while mapping content evolution to holonomy transformations on fibers. From this foundation, we identify future application directions encompassing quantitative mechanisms for information cocoons and evolutionary bias, geometric meta-theory for adaptive recommendation, and novel inference architectures integrating large language models (LLMs). Empirical analysis on real-world MovieLens and Amazon Beauty datasets validates the effectiveness of this geometric framework.

cs.IR↗

arXiv2026

RAD-DPO: Robust Adaptive Denoising Direct Preference Optimization for Generative Retrieval in E-commerce

Generative Retrieval (GR) is rapidly transforming e-commerce search by replacing traditional multi-stage pipelines with the autoregressive decoding of structured Semantic IDs (SIDs). Despite this architectural efficiency, aligning GR models with nuanced, real-world user preferences remains a critical challenge. While Direct Preference Optimization (DPO) offers an efficient alignment solution, its direct application to structured SIDs suffers from three limitations: (i) it penalizes shared hierarchical prefixes, causing gradient conflicts; (ii) it is vulnerable to noisy pseudo-negatives from implicit feedback; and (iii) in multi-label queries with multiple relevant items, it exacerbates a probability "squeezing effect" among valid candidates. To address these issues, we propose RAD-DPO, which introduces token-level gradient detachment to protect prefix structures, similarity-based dynamic reward weighting to mitigate label noise, and a multi-label global contrastive objective integrated with global SFT loss to explicitly expand positive coverage. Extensive offline evaluations and large-scale online A/B testing on JD.com's core search engine demonstrate that RAD-DPO achieves significant improvements in both retrieval precision and training efficiency, proving its robustness for massive industrial deployments.

cs.IR↗

arXiv2026

Towards Efficient and Generalizable Retrieval: Adaptive Semantic Quantization and Residual Knowledge Transfer

While semantic ID-based generative retrieval enables efficient end-to-end modeling in industrial applications, these methods face a persistent trade-off. On one hand, data-rich head items often suffer from ID collisions, which blur their distinct features and degrade downstream tasks. On the other hand, data-sparse tail items especially cold-start items are prone to semantic fragmentation during quantization; they are often mapped as isolated discrete points, which severely hinders their ability to generalize. To address this issue, we propose the Anchored Curriculum with Sequential Adaptive Quantization ($SA^2CRQ$) framework. The framework introduces Sequential Adaptive Residual Quantization (SARQ) to dynamically allocate code lengths based on item path entropy, assigning longer, discriminative IDs to head items and shorter, generalizable IDs to tail items. To mitigate data sparsity, the Anchored Curriculum Residual Quantization (ACRQ) component utilizes a frozen semantic manifold learned from head items to regularize and accelerate the representation learning of tail items. Experimental results from a large-scale industrial search system and multiple public datasets indicate that $SA^2CRQ$ yields consistent improvements over existing baselines, particularly in cold-start retrieval scenarios.

cs.IR↗

arXiv2026

Boundary-Aware Multi-Behavior Dynamic Graph Transformer for Sequential Recommendation

In the landscape of contemporary recommender systems, user-item interactions are inherently dynamic and sequential, often characterized by various behaviors. Prior research has explored the modeling of user preferences through sequential interactions and the user-item interaction graph, utilizing advanced techniques such as graph neural networks and transformer-based architectures. However, these methods typically fall short in simultaneously accounting for the dynamic nature of graph topologies and the sequential pattern of interactions in user preference models. Moreover, they often fail to adequately capture the multiple user behavior boundaries during model optimization. To tackle these challenges, we introduce a boundary-aware Multi-Behavioral Dynamic Graph Transformer (MB-DGT) model that dynamically refines the graph structure to reflect the evolving patterns of user behaviors and interactions. Our model involves a transformer-based dynamic graph aggregator for user preference modeling, which assimilates the changing graph structure and the sequence of user behaviors. This integration yields a more comprehensive and dynamic representation of user preferences. For model optimization, we implement a user-specific multi-behavior loss function that delineates the interest boundaries among different behaviors, thereby enriching the personalized learning of user preferences. Comprehensive experiments across three datasets indicate that our model consistently delivers remarkable recommendation performance.

cs.IR↗

arXiv2026

A Cognitive Distribution and Behavior-Consistent Framework for Black-Box Attacks on Recommender Systems

With the growing deployment of sequential recommender systems in e-commerce and other fields, their black-box interfaces raise security concerns: models are vulnerable to extraction and subsequent adversarial manipulation. Existing black-box extraction attacks primarily rely on hard labels or pairwise learning, often ignoring the importance of ranking positions, which results in incomplete knowledge transfer. Moreover, adversarial sequences generated via pure gradient methods lack semantic consistency with real user behavior, making them easily detectable. To overcome these limitations, this paper proposes a dual-enhanced attack framework. First, drawing on primacy effects and position bias, we introduce a cognitive distribution-driven extraction mechanism that maps discrete rankings into continuous value distributions with position-aware decay, thereby advancing from order alignment to cognitive distribution alignment. Second, we design a behavior-aware noisy item generation strategy that jointly optimizes collaborative signals and gradient signals. This ensures both semantic coherence and statistical stealth while effectively promoting target item rankings. Extensive experiments on multiple datasets demonstrate that our approach significantly outperforms existing methods in both attack success rate and evasion rate, validating the value of integrating cognitive modeling and behavioral consistency for secure recommender systems.

cs.IR↗

arXiv2025

A Simple and Effective Framework for Symmetric Consistent Indexing in Large-Scale Dense Retrieval

Dense retrieval has become the industry standard in large-scale information retrieval systems due to its high efficiency and competitive accuracy. Its core relies on a coarse-to-fine hierarchical architecture that enables rapid candidate selection and precise semantic matching, achieving millisecond-level response over billion-scale corpora. This capability makes it essential not only in traditional search and recommendation scenarios but also in the emerging paradigm of generative recommendation driven by large language models, where semantic IDs-themselves a form of coarse-to-fine representation-play a foundational role. However, the widely adopted dual-tower encoding architecture introduces inherent challenges, primarily representational space misalignment and retrieval index inconsistency, which degrade matching accuracy, retrieval stability, and performance on long-tail queries. These issues are further magnified in semantic ID generation, ultimately limiting the performance ceiling of downstream generative models. To address these challenges, this paper proposes a simple and effective framework named SCI comprising two synergistic modules: a symmetric representation alignment module that employs an innovative input-swapping mechanism to unify the dual-tower representation space without adding parameters, and an consistent indexing with dual-tower synergy module that redesigns retrieval paths using a dual-view indexing strategy to maintain consistency from training to inference. The framework is systematic, lightweight, and engineering-friendly, requiring minimal overhead while fully supporting billion-scale deployment. We provide theoretical guarantees for our approach, with its effectiveness validated by results across public datasets and real-world e-commerce datasets.

cs.IR↗

arXiv2025

DeepSeek-R1: Incentivizing Reasoning Capability in LLMs via Reinforcement Learning

General reasoning represents a long-standing and formidable challenge in artificial intelligence. Recent breakthroughs, exemplified by large language models (LLMs) and chain-of-thought prompting, have achieved considerable success on foundational reasoning tasks. However, this success is heavily contingent upon extensive human-annotated demonstrations, and models' capabilities are still insufficient for more complex problems. Here we show that the reasoning abilities of LLMs can be incentivized through pure reinforcement learning (RL), obviating the need for human-labeled reasoning trajectories. The proposed RL framework facilitates the emergent development of advanced reasoning patterns, such as self-reflection, verification, and dynamic strategy adaptation. Consequently, the trained model achieves superior performance on verifiable tasks such as mathematics, coding competitions, and STEM fields, surpassing its counterparts trained via conventional supervised learning on human demonstrations. Moreover, the emergent reasoning patterns exhibited by these large-scale models can be systematically harnessed to guide and enhance the reasoning capabilities of smaller models.

cs.CL↗

arXiv2024

DeepSeek-V3 Technical Report

We present DeepSeek-V3, a strong Mixture-of-Experts (MoE) language model with 671B total parameters with 37B activated for each token. To achieve efficient inference and cost-effective training, DeepSeek-V3 adopts Multi-head Latent Attention (MLA) and DeepSeekMoE architectures, which were thoroughly validated in DeepSeek-V2. Furthermore, DeepSeek-V3 pioneers an auxiliary-loss-free strategy for load balancing and sets a multi-token prediction training objective for stronger performance. We pre-train DeepSeek-V3 on 14.8 trillion diverse and high-quality tokens, followed by Supervised Fine-Tuning and Reinforcement Learning stages to fully harness its capabilities. Comprehensive evaluations reveal that DeepSeek-V3 outperforms other open-source models and achieves performance comparable to leading closed-source models. Despite its excellent performance, DeepSeek-V3 requires only 2.788M H800 GPU hours for its full training. In addition, its training process is remarkably stable. Throughout the entire training process, we did not experience any irrecoverable loss spikes or perform any rollbacks. The model checkpoints are available at https://github.com/deepseek-ai/DeepSeek-V3.

cs.CL↗

arXiv2024

pEBR: A Probabilistic Approach to Embedding Based Retrieval

Embedding-based retrieval aims to learn a shared semantic representation space for both queries and items, enabling efficient and effective item retrieval through approximate nearest neighbor (ANN) algorithms. In current industrial practice, retrieval systems typically retrieve a fixed number of items for each query. However, this fixed-size retrieval often results in insufficient recall for head queries and low precision for tail queries. This limitation largely stems from the dominance of frequentist approaches in loss function design, which fail to address this challenge in industry. In this paper, we propose a novel \textbf{p}robabilistic \textbf{E}mbedding-\textbf{B}ased \textbf{R}etrieval (\textbf{pEBR}) framework. Our method models the item distribution conditioned on each query, enabling the use of a dynamic cosine similarity threshold derived from the cumulative distribution function (CDF) of the probabilistic model. Experimental results demonstrate that pEBR significantly improves both retrieval precision and recall. Furthermore, ablation studies reveal that the probabilistic formulation effectively captures the inherent differences between head-to-tail queries.

cs.IR↗

arXiv2024

Breaking the Hourglass Phenomenon of Residual Quantization: Enhancing the Upper Bound of Generative Retrieval

Generative retrieval (GR) has emerged as a transformative paradigm in search and recommender systems, leveraging numeric-based identifier representations to enhance efficiency and generalization. Notably, methods like TIGER employing Residual Quantization-based Semantic Identifiers (RQ-SID), have shown significant promise in e-commerce scenarios by effectively managing item IDs. However, a critical issue termed the "\textbf{Hourglass}" phenomenon, occurs in RQ-SID, where intermediate codebook tokens become overly concentrated, hindering the full utilization of generative retrieval methods. This paper analyses and addresses this problem by identifying data sparsity and long-tailed distribution as the primary causes. Through comprehensive experiments and detailed ablation studies, we analyze the impact of these factors on codebook utilization and data distribution. Our findings reveal that the "Hourglass" phenomenon substantially impacts the performance of RQ-SID in generative retrieval. We propose effective solutions to mitigate this issue, thereby significantly enhancing the effectiveness of generative retrieval in real-world E-commerce applications.

cs.IR↗

arXiv2024

Generative Retrieval with Preference Optimization for E-commerce Search

Generative retrieval introduces a groundbreaking paradigm to document retrieval by directly generating the identifier of a pertinent document in response to a specific query. This paradigm has demonstrated considerable benefits and potential, particularly in representation and generalization capabilities, within the context of large language models. However, it faces significant challenges in E-commerce search scenarios, including the complexity of generating detailed item titles from brief queries, the presence of noise in item titles with weak language order, issues with long-tail queries, and the interpretability of results. To address these challenges, we have developed an innovative framework for E-commerce search, called generative retrieval with preference optimization. This framework is designed to effectively learn and align an autoregressive model with target data, subsequently generating the final item through constraint-based beam search. By employing multi-span identifiers to represent raw item titles and transforming the task of generating titles from queries into the task of generating multi-span identifiers from queries, we aim to simplify the generation process. The framework further aligns with human preferences using click data and employs a constrained search method to identify key spans for retrieving the final item, thereby enhancing result interpretability. Our extensive experiments show that this framework achieves competitive performance on a real-world dataset, and online A/B tests demonstrate the superiority and effectiveness in improving conversion gains.

cs.IR↗

arXiv2024

Semantic-Enhanced Relational Metric Learning for Recommender Systems

Recently, relational metric learning methods have been received great attention in recommendation community, which is inspired by the translation mechanism in knowledge graph. Different from the knowledge graph where the entity-to-entity relations are given in advance, historical interactions lack explicit relations between users and items in recommender systems. Currently, many researchers have succeeded in constructing the implicit relations to remit this issue. However, in previous work, the learning process of the induction function only depends on a single source of data (i.e., user-item interaction) in a supervised manner, resulting in the co-occurrence relation that is free of any semantic information. In this paper, to tackle the above problem in recommender systems, we propose a joint Semantic-Enhanced Relational Metric Learning (SERML) framework that incorporates the semantic information. Specifically, the semantic signal is first extracted from the target reviews containing abundant item features and personalized user preferences. A novel regression model is then designed via leveraging the extracted semantic signal to improve the discriminative ability of original relation-based training process. On four widely-used public datasets, experimental results demonstrate that SERML produces a competitive performance compared with several state-of-the-art methods in recommender systems.

cs.IR↗

arXiv2024

A Preference-oriented Diversity Model Based on Mutual-information in Re-ranking for E-commerce Search

Re-ranking is a process of rearranging ranking list to more effectively meet user demands by accounting for the interrelationships between items. Existing methods predominantly enhance the precision of search results, often at the expense of diversity, leading to outcomes that may not fulfill the varied needs of users. Conversely, methods designed to promote diversity might compromise the precision of the results, failing to satisfy the users' requirements for accuracy. To alleviate the above problems, this paper proposes a Preference-oriented Diversity Model Based on Mutual-information (PODM-MI), which consider both accuracy and diversity in the re-ranking process. Specifically, PODM-MI adopts Multidimensional Gaussian distributions based on variational inference to capture users' diversity preferences with uncertainty. Then we maximize the mutual information between the diversity preferences of the users and the candidate items using the maximum variational inference lower bound to enhance their correlations. Subsequently, we derive a utility matrix based on the correlations, enabling the adaptive ranking of items in line with user preferences and establishing a balance between the aforementioned objectives. Experimental results on real-world online e-commerce systems demonstrate the significant improvements of PODM-MI, and we have successfully deployed PODM-MI on an e-commerce search platform.

cs.IR↗