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Mingyu Jin

Publications and source records attributed to Mingyu Jin.

At least 19 recordsLinked to original sources

Efficient and Trainable Language Model Test-Time Scaling via Local Branch Routing

Test-time scaling improves language-model reasoning, but existing approaches often face a difficult trade-off: long chain-of-thought sampling remains single-threaded, while sentence- or solution-level search can be computationally expensive and hard to train end-to-end. We introduce Local Branch Routing (LBR), a token-level test-time scaling framework that expands a small local lookahead tree, forwards all sampled branches through the language model, and uses a lightweight router to select the depth-1 subtree to commit. By routing over the hidden states of candidate local futures, LBR allows each token decision to use evidence beyond the root next-token distribution while avoiding full solution-level search. The resulting prune-shift-grow decoding process preserves discrete branch identities and defines a tractable tree-trajectory likelihood: newly grown nodes are counted when first sampled, and router decisions are assigned explicit probabilities. This enables end-to-end reinforcement learning with verifiable rewards, jointly optimizing the base model and router under the same likelihood-ratio principle as discrete-token RLVR. On synthetic hierarchical-planning tasks, LBR shows that post-candidate hidden states provide useful routing evidence. On mathematical reasoning benchmarks, LBR improves both Pass@1 and Pass@32 over discrete chain-of-thought, vanilla discrete-token RLVR, and RL-compatible soft-token branching baselines. These results suggest that lightweight local branching offers an efficient, trainable, and discrete form of language-model test-time scaling.

cs.CL

When AI Meets Finance (StockAgent): Large Language Model-based Stock Trading in Simulated Real-world Environments

Can AI Agents simulate real-world trading environments to investigate the impact of external factors on stock trading activities (e.g., macroeconomics, policy changes, company fundamentals, and global events)? These factors, which frequently influence trading behaviors, are critical elements in the quest for maximizing investors' profits. Our work attempts to solve this problem through large language model based agents. We have developed a multi-agent AI system called StockAgent, driven by LLMs, designed to simulate investors' trading behaviors in response to the real stock market. The StockAgent allows users to evaluate the impact of different external factors on investor trading and to analyze trading behavior and profitability effects. Additionally, StockAgent avoids the test set leakage issue present in existing trading simulation systems based on AI Agents. Specifically, it prevents the model from leveraging prior knowledge it may have acquired related to the test data. We evaluate different LLMs under the framework of StockAgent in a stock trading environment that closely resembles real-world conditions. The experimental results demonstrate the impact of key external factors on stock market trading, including trading behavior and stock price fluctuation rules. This research explores the study of agents' free trading gaps in the context of no prior knowledge related to market data. The patterns identified through StockAgent simulations provide valuable insights for LLM-based investment advice and stock recommendation. The code is available at https://github.com/MingyuJ666/Stockagent.

q-fin.TR

AgentLens: Interpretable Safety Steering via Mechanistic Subspaces for Multi-Turn Coding Agent

Coding agents based on large language models (LLMs) demonstrate remarkable autonomous capabilities, but they also introduce significant safety and misuse risks during multi-turn interactions with external environments. Existing safety mechanisms mainly rely on external guardrails, which have a limited ability to perform fine-grained behavioral control during execution. Meanwhile, recent mechanistic interpretability methods for LLM safety are mostly confined to single-turn or jailbreak-style QA settings, limiting their ability to capture the evolving risk dynamics of multi-turn agent execution. In this paper, we investigate the safety of multi-turn coding agents from an internal perspective. We propose AgentLens (Mechanistic Subspace Intervention and Steering), a white-box defense framework that performs runtime safety detection and representation-level mitigation for coding agents. Unlike conventional agent guardrails, AgentLens detect harmful execution states from step-level hidden representations and mitigate unsafe behavior by intervening in a 10-dimensional subspace within a single layer. To support this research, we introduce the Mechanistic Agent Safety (MAS) benchmark, comprising comprehensively annotated multi-turn execution trajectories across 194 tasks using LLaMA-3.1-8B, Qwen-2.5-7B, and Gemma-2-9B. Extensive experiments show that AgentLens achieves strong safety detection performance, provides preliminary evidence for lookahead risk anticipation, and substantially reduces harmful actions of the coding agent, establishing a foundation for applying mechanistic interpretability to dynamic LLM agent safety. The code is available at: https://github.com/EddyLuo1232/AgentLens

cs.AI

Finding the Minimal Parameter Budget for Implicit Reasoning: A Data Complexity Driven Scaling Law for Language Models

Reasoning is a core capability of language models (LMs), yet it remains unclear how much model capacity is necessary to support reasoning during pretraining. In this work, we study the minimal parameter budget required for implicit reasoning, defined as the ability to infer new facts from learned knowledge without explicit chain-of-thought supervision. To isolate this phenomenon, we pretrain LMs from scratch in a controlled synthetic environment that mimics the structure and distribution of real-world knowledge graphs, and evaluate their ability to complete missing edges via multi-hop inference. From both a theoretical and an empirical perspective, we identify a scaling law linking this optimal parameter budget to a graph search entropy measure. Across a wide range of model sizes, training steps, and graph complexities, we show that an optimally sized language model can reliably reason over approximately 0.008 bits of information per parameter at most. Our results characterize the minimal sufficient capacity for implicit reasoning during pretraining. Our findings provide principled guidance for matching model size to data complexity and offer new insights into the scaling behavior of reasoning in large language models.

cs.AI

MemGym: a Long-Horizon Memory Environment for LLM Agents

Memory is a central capability for LLM agents operating across long-horizon tasks. Existing memory benchmarks predominantly evaluate retention of personalized information in multi-turn chat scenarios, overlooking the dynamic memory formation that occurs during extended agent execution. Consequently, the memory systems they produce transfer poorly to realistic agentic environments, such as coding and web navigation. We present MemGym, a benchmark for agentic memory that unifies existing agent gyms and in-house memory-grounded pipelines behind one memory-reasoning interface. MemGym spans five evaluation tracks grouped into four agentic regimes: tool-use dialogue (tau2-bench), multi-turn deep-research search (MEMGYM-DR), coding (SWE-Gym and MEMGYM-CODEQA), and computer use (WebArena-Infinity). MemGym reports memory-isolated scores that decouple memory performance from reasoning, retrieval, and tool-use ability, so memory strategies can be ranked without those confounders. Our synthetic pipelines for MEMGYM-CODEQA and MEMGYM-DR are length-controllable, ablation-verified at every stage, and tightly aligned with downstream scenarios. To make evaluation on coding environments academically tractable, we train MemRM, a lightweight reward model (Qwen3-1.7B fine-tuned with QLoRA) that scores compression quality as a fast scalar read in place of full Docker rollouts.

cs.CL

All Circuits Lead to Rome: Rethinking Functional Anisotropy in Circuit and Sheaf Discovery for LLMs

In this paper, we present empirical and theoretical evidence against a central but largely implicit assumption in circuit and sheaf discovery (CSD), which we term the Functional Anisotropy Hypothesis: the idea that functions in large language models (LLMs) are localised to a unique or near-unique internal mechanism. We show that a single LLM task can instead be supported by multiple, structurally distinct circuits or sheaves that are simultaneously faithful, sparse, and complete. To systematically uncover such competing mechanisms, we introduce Overlap-Aware Sheaf Repulsion, a method that augments the CSD objective with an explicit penalty on structural overlap across multiple discovery runs, enabling the discovery of circuits or sheaves with strong task performance but minimal shared structure across a plethora of common CSD benchmarks. We find that this phenomenon becomes increasingly pronounced as the number of discovered sheaves grows and persists robustly across major CSD methods. We further identify an ultra-sparse three-edge sheaf and show that none of its edges is individually indispensable, undermining even weakened notions of canonical or essential components. To explain these findings, we propose a Distributive Dense Circuit Hypothesis and provide a theoretical analysis demonstrating that non-unique, low-overlap circuit explanations arise naturally from high-dimensional superposition under mild assumptions. Together, our results suggest that mechanistic explanations in LLMs are inherently non-canonical and call for a rethinking of how CSD results should be interpreted and evaluated.

cs.CL

Farther the Shift, Sparser the Representation: Analyzing OOD Mechanisms in LLMs

In this work, we investigate how Large Language Models (LLMs) adapt their internal representations when encountering inputs of increasing difficulty, quantified as the degree of out-of-distribution (OOD) shift. We reveal a consistent and quantifiable phenomenon: as task difficulty increases, whether through harder reasoning questions, longer contexts, or adding answer choices, the last hidden states of LLMs become substantially sparser. In short, \textbf{\textit{the farther the shift, the sparser the representations}}. This sparsity--difficulty relation is observable across diverse models and domains, suggesting that language models respond to unfamiliar or complex inputs by concentrating computation into specialized subspaces in the last hidden state. Through a series of controlled analyses with a learning dynamic explanation, we demonstrate that this sparsity is not incidental but an adaptive mechanism for stabilizing reasoning under OOD. Leveraging this insight, we design \textit{Sparsity-Guided Curriculum In-Context Learning (SG-ICL)}, a strategy that explicitly uses representation sparsity to schedule few-shot demonstrations, leading to considerable performance enhancements. Our study provides new mechanistic insights into how LLMs internalize OOD challenges. The source code is available at the URL: https://github.com/MingyuJ666/sparsityLLM.

cs.CL

EPO: Entropy-regularized Policy Optimization for LLM Agents Reinforcement Learning

Training LLM agents in multi-turn environments with sparse rewards, where completing a single task requires 30+ turns of interaction within an episode, presents a fundamental challenge for reinforcement learning. We identify a critical failure mode unique to this setting: the exploration-exploitation cascade failure. This cascade begins with early-stage policy premature convergence, where sparse feedback causes agents to commit to flawed, low-entropy strategies. Subsequently, agents enter late-stage policy collapse, where conventional entropy regularization becomes counterproductive, promoting chaotic exploration that destabilizes training. We propose Entropy-regularized Policy Optimization (EPO), a general framework that breaks this failure cycle through three synergistic mechanisms: (1) adopting entropy regularization in multi-turn settings to enhance exploration, (2) an entropy smoothing regularizer that bounds policy entropy within historical averages to prevent abrupt fluctuations, and (3) adaptive phase-based weighting that balances exploration and exploitation across training. Our analysis justifies that EPO guarantees monotonically decreasing entropy variance while maintaining convergence. EPO achieves up to 152% performance improvement on ScienceWorld and up to 19.8% on ALFWorld. Our work demonstrates that multi-turn sparse-reward settings require fundamentally different entropy control than traditional RL, with broad implications for LLM agent training.

cs.LG

SAGE: An Agentic Explainer Framework for Interpreting SAE Features in Language Models

Large language models (LLMs) have achieved remarkable progress, yet their internal mechanisms remain largely opaque, posing a significant challenge to their safe and reliable deployment. Sparse autoencoders (SAEs) have emerged as a promising tool for decomposing LLM representations into more interpretable features, but explaining the features captured by SAEs remains a challenging task. In this work, we propose SAGE (SAE AGentic Explainer), an agent-based framework that recasts feature interpretation from a passive, single-pass generation task into an active, explanation-driven process. SAGE implements a rigorous methodology by systematically formulating multiple explanations for each feature, designing targeted experiments to test them, and iteratively refining explanations based on empirical activation feedback. Experiments on features from SAEs of diverse language models demonstrate that SAGE produces explanations with significantly higher generative and predictive accuracy compared to state-of-the-art baselines.an agent-based framework that recasts feature interpretation from a passive, single-pass generation task into an active, explanationdriven process. SAGE implements a rigorous methodology by systematically formulating multiple explanations for each feature, designing targeted experiments to test them, and iteratively refining explanations based on empirical activation feedback. Experiments on features from SAEs of diverse language models demonstrate that SAGE produces explanations with significantly higher generative and predictive accuracy compared to state-of-the-art baselines.

cs.CL

SAE-SSV: Supervised Steering in Sparse Representation Spaces for Reliable Control of Language Models

Large language models (LLMs) have demonstrated impressive capabilities in natural language understanding and generation, but controlling their behavior reliably remains challenging, especially in open-ended generation settings. This paper introduces a novel supervised steering approach that operates in sparse, interpretable representation spaces. We employ sparse autoencoders (SAEs) to obtain sparse latent representations that aim to disentangle semantic attributes from model activations. Then we train linear classifiers to identify a small subspace of task-relevant dimensions in latent representations. Finally, we learn supervised steering vectors constrained to this subspace, optimized to align with target behaviors. Experiments across sentiment, truthfulness, and political polarity steering tasks with multiple LLMs demonstrate that our supervised steering vectors achieve higher success rates with minimal degradation in generation quality compared to existing methods. Further analysis reveals that a notably small subspace is sufficient for effective steering, enabling more targeted and interpretable interventions. Our implementation is publicly available at https://github.com/Ineedanamehere/SAE-SSV.

cs.CL

Simulated patient systems powered by large language model-based AI agents offer potential for transforming medical education

Background: Simulated patient systems are important in medical education and research, providing safe, integrative training environments and supporting clinical decision making. Advances in artificial intelligence (AI), especially large language models (LLMs), can enhance simulated patients by replicating medical conditions and doctor patient interactions with high fidelity and at low cost, but effectiveness and trustworthiness remain open challenges. Methods: We developed AIPatient, a simulated patient system powered by LLM based AI agents. The system uses a retrieval augmented generation (RAG) framework with six task specific agents for complex reasoning. To improve realism, it is linked to the AIPatient knowledge graph built from de identified real patient data in the MIMIC III intensive care database. Results: We evaluated electronic health record (EHR) based medical question answering (QA), readability, robustness, stability, and user experience. AIPatient reached 94.15 percent QA accuracy when all six agents were enabled, outperforming versions with partial or no agent integration. The knowledge base achieved an F1 score of 0.89. Readability scores showed a median Flesch Reading Ease of 68.77 and a median Flesch Kincaid Grade of 6.4, indicating accessibility for most medical trainees and clinicians. Robustness and stability were supported by non significant variance in repeated trials (analysis of variance F value 0.61, p greater than 0.1; F value 0.78, p greater than 0.1). A user study with medical students showed that AIPatient provides high fidelity, usability, and educational value, comparable to or better than human simulated patients for history taking. Conclusions: LLM based simulated patient systems can deliver accurate, readable, and reliable medical encounters and show strong potential to transform medical education.

cs.CL

AIOS: LLM Agent Operating System

LLM-based intelligent agents face significant deployment challenges, particularly related to resource management. Allowing unrestricted access to LLM or tool resources can lead to inefficient or even potentially harmful resource allocation and utilization for agents. Furthermore, the absence of proper scheduling and resource management mechanisms in current agent designs hinders concurrent processing and limits overall system efficiency. To address these challenges, this paper proposes the architecture of AIOS (LLM-based AI Agent Operating System) under the context of managing LLM-based agents. It introduces a novel architecture for serving LLM-based agents by isolating resources and LLM-specific services from agent applications into an AIOS kernel. This AIOS kernel provides fundamental services (e.g., scheduling, context management, memory management, storage management, access control) for runtime agents. To enhance usability, AIOS also includes an AIOS SDK, a comprehensive suite of APIs designed for utilizing functionalities provided by the AIOS kernel. Experimental results demonstrate that using AIOS can achieve up to 2.1x faster execution for serving agents built by various agent frameworks. The source code is available at https://github.com/agiresearch/AIOS.

cs.OS

MoralBench: Moral Evaluation of LLMs

In the rapidly evolving field of artificial intelligence, large language models (LLMs) have emerged as powerful tools for a myriad of applications, from natural language processing to decision-making support systems. However, as these models become increasingly integrated into societal frameworks, the imperative to ensure they operate within ethical and moral boundaries has never been more critical. This paper introduces a novel benchmark designed to measure and compare the moral reasoning capabilities of LLMs. We present the first comprehensive dataset specifically curated to probe the moral dimensions of LLM outputs, addressing a wide range of ethical dilemmas and scenarios reflective of real-world complexities. The main contribution of this work lies in the development of benchmark datasets and metrics for assessing the moral identity of LLMs, which accounts for nuance, contextual sensitivity, and alignment with human ethical standards. Our methodology involves a multi-faceted approach, combining quantitative analysis with qualitative insights from ethics scholars to ensure a thorough evaluation of model performance. By applying our benchmark across several leading LLMs, we uncover significant variations in moral reasoning capabilities of different models. These findings highlight the importance of considering moral reasoning in the development and evaluation of LLMs, as well as the need for ongoing research to address the biases and limitations uncovered in our study. We publicly release the benchmark at https://drive.google.com/drive/u/0/folders/1k93YZJserYc2CkqP8d4B3M3sgd3kA8W7 and also open-source the code of the project at https://github.com/agiresearch/MoralBench.

cs.CL

Knowledge Graph Large Language Model (KG-LLM) for Link Prediction

The task of multi-hop link prediction within knowledge graphs (KGs) stands as a challenge in the field of knowledge graph analysis, as it requires the model to reason through and understand all intermediate connections before making a prediction. In this paper, we introduce the Knowledge Graph Large Language Model (KG-LLM), a novel framework that leverages large language models (LLMs) for knowledge graph tasks. We first convert structured knowledge graph data into natural language and then use these natural language prompts to fine-tune LLMs to enhance multi-hop link prediction in KGs. By converting the KG to natural language prompts, our framework is designed to learn the latent representations of entities and their interrelations. To show the efficacy of the KG-LLM Framework, we fine-tune three leading LLMs within this framework, including Flan-T5, LLaMa2 and Gemma. Further, we explore the framework's potential to provide LLMs with zero-shot capabilities for handling previously unseen prompts. Experimental results show that KG-LLM significantly improves the models' generalization capabilities, leading to more accurate predictions in unfamiliar scenarios.

cs.CL

Health-LLM: Personalized Retrieval-Augmented Disease Prediction System

Recent advancements in artificial intelligence (AI), especially large language models (LLMs), have significantly advanced healthcare applications and demonstrated potentials in intelligent medical treatment. However, there are conspicuous challenges such as vast data volumes and inconsistent symptom characterization standards, preventing full integration of healthcare AI systems with individual patients' needs. To promote professional and personalized healthcare, we propose an innovative framework, Heath-LLM, which combines large-scale feature extraction and medical knowledge trade-off scoring. Compared to traditional health management applications, our system has three main advantages: (1) It integrates health reports and medical knowledge into a large model to ask relevant questions to large language model for disease prediction; (2) It leverages a retrieval augmented generation (RAG) mechanism to enhance feature extraction; (3) It incorporates a semi-automated feature updating framework that can merge and delete features to improve accuracy of disease prediction. We experiment on a large number of health reports to assess the effectiveness of Health-LLM system. The results indicate that the proposed system surpasses the existing ones and has the potential to significantly advance disease prediction and personalized health management.

cs.CL

Massive Values in Self-Attention Modules are the Key to Contextual Knowledge Understanding

Large language models (LLMs) have achieved remarkable success in contextual knowledge understanding. In this paper, we show that these concentrated massive values consistently emerge in specific regions of attention queries (Q) and keys (K) while not having such patterns in values (V) in various modern transformer-based LLMs (Q, K, and V mean the representations output by the query, key, and value layers respectively). Through extensive experiments, we further demonstrate that these massive values play a critical role in interpreting contextual knowledge (knowledge obtained from the current context window) rather than in retrieving parametric knowledge stored within the model's parameters. Our further investigation of quantization strategies reveals that ignoring these massive values leads to a pronounced drop in performance on tasks requiring rich contextual understanding, aligning with our analysis. Finally, we trace the emergence of concentrated massive values and find that such concentration is caused by Rotary Positional Encoding (RoPE), which has appeared since the first layers. These findings shed new light on how Q and K operate in LLMs and offer practical insights for model design and optimization. The Code is Available at https://github.com/MingyuJ666/Rope_with_LLM.

cs.CL

Disentangling Memory and Reasoning Ability in Large Language Models

Large Language Models (LLMs) have demonstrated strong performance in handling complex tasks requiring both extensive knowledge and reasoning abilities. However, the existing LLM inference pipeline operates as an opaque process without explicit separation between knowledge retrieval and reasoning steps, making the model's decision-making process unclear and disorganized. This ambiguity can lead to issues such as hallucinations and knowledge forgetting, which significantly impact the reliability of LLMs in high-stakes domains. In this paper, we propose a new inference paradigm that decomposes the complex inference process into two distinct and clear actions: (1) memory recall: which retrieves relevant knowledge, and (2) reasoning: which performs logical steps based on the recalled knowledge. To facilitate this decomposition, we introduce two special tokens memory and reason, guiding the model to distinguish between steps that require knowledge retrieval and those that involve reasoning. Our experiment results show that this decomposition not only improves model performance but also enhances the interpretability of the inference process, enabling users to identify sources of error and refine model responses effectively. The code is available at https://github.com/MingyuJ666/Disentangling-Memory-and-Reasoning.

cs.CL

Invisible Backdoor Attack against Self-supervised Learning

Self-supervised learning (SSL) models are vulnerable to backdoor attacks. Existing backdoor attacks that are effective in SSL often involve noticeable triggers, like colored patches or visible noise, which are vulnerable to human inspection. This paper proposes an imperceptible and effective backdoor attack against self-supervised models. We first find that existing imperceptible triggers designed for supervised learning are less effective in compromising self-supervised models. We then identify this ineffectiveness is attributed to the overlap in distributions between the backdoor and augmented samples used in SSL. Building on this insight, we design an attack using optimized triggers disentangled with the augmented transformation in the SSL, while remaining imperceptible to human vision. Experiments on five datasets and six SSL algorithms demonstrate our attack is highly effective and stealthy. It also has strong resistance to existing backdoor defenses. Our code can be found at https://github.com/Zhang-Henry/INACTIVE.

cs.CV