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Mingyuan Chu

Publications and source records attributed to Mingyuan Chu.

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LSSF: Safety Alignment for Large Language Models through Low-Rank Safety Subspace Fusion

The safety mechanisms of large language models (LLMs) exhibit notable fragility, as even fine-tuning on datasets without harmful content may still undermine their safety capabilities. Meanwhile, existing safety alignment methods predominantly rely on the fine-tuning process, which inadvertently leads to the increased complexity and computational resources required. To address these issues, we introduce LSSF, a novel safety re-alignment framework with \underline{L}ow-Rank \underline{S}afety \underline{S}ubspace \underline{F}usion. Our proposed method exploits the low-rank characteristics of safety information in LLMs by constructing a low-rank projection matrix to extract the principal components of safety vectors. Notably, this projection matrix represents the low-rank safety subspace of the LLMs, which we have observed to remain stable during fine-tuning process and is isolated from the model's general capabilities. These principal components are used to effectively restore safety alignment when combined with fine-tuned LLMs through linear arithmetic. Additionally, to account for the varying encoding densities of safety information across different layers of LLMs, we propose a novel metric called safety singular value entropy. This metric quantifies the encoding density and allows for the dynamic computation of the safety-critical rank for each safety vector. Extensive experiments demonstrate that our proposed post-hoc alignment method can effectively restore the safety alignment of fine-tuned models with minimal impact on their performance in downstream tasks.

cs.CY

CCJA: Context-Coherent Jailbreak Attack for Aligned Large Language Models

Despite explicit alignment efforts for large language models (LLMs), they can still be exploited to trigger unintended behaviors, a phenomenon known as "jailbreaking." Current jailbreak attack methods mainly focus on discrete prompt manipulations targeting closed-source LLMs, relying on manually crafted prompt templates and persuasion rules. However, as the capabilities of open-source LLMs improve, ensuring their safety becomes increasingly crucial. In such an environment, the accessibility of model parameters and gradient information by potential attackers exacerbates the severity of jailbreak threats. To address this research gap, we propose a novel \underline{C}ontext-\underline{C}oherent \underline{J}ailbreak \underline{A}ttack (CCJA). We define jailbreak attacks as an optimization problem within the embedding space of masked language models. Through combinatorial optimization, we effectively balance the jailbreak attack success rate with semantic coherence. Extensive evaluations show that our method not only maintains semantic consistency but also surpasses state-of-the-art baselines in attack effectiveness. Additionally, by integrating semantically coherent jailbreak prompts generated by our method into widely used black-box methodologies, we observe a notable enhancement in their success rates when targeting closed-source commercial LLMs. This highlights the security threat posed by open-source LLMs to commercial counterparts. We will open-source our code if the paper is accepted.

cs.CR

From Beginner to Expert: Modeling Medical Knowledge into General LLMs

Recently, large language model (LLM) based artificial intelligence (AI) systems have demonstrated remarkable capabilities in natural language understanding and generation. However, these models face a significant challenge when it comes to sensitive applications, such as reasoning over medical knowledge and answering medical questions in a physician-like manner. Prior studies attempted to overcome this challenge by increasing the model size (>100B) to learn more general medical knowledge, while there is still room for improvement in LLMs with smaller-scale model sizes (<100B). In this work, we start from a pre-trained general LLM model (AntGLM-10B) and fine-tune it from a medical beginner towards a medical expert (called AntGLM-Med-10B), which leverages a 3-stage optimization procedure, i.e., general medical knowledge injection, medical domain instruction tuning, and specific medical task adaptation. Our contributions are threefold: (1) We specifically investigate how to adapt a pre-trained general LLM in medical domain, especially for a specific medical task. (2) We collect and construct large-scale medical datasets for each stage of the optimization process. These datasets encompass various data types and tasks, such as question-answering, medical reasoning, multi-choice questions, and medical conversations. (3) Specifically for multi-choice questions in the medical domain, we propose a novel Verification-of-Choice approach for prompting engineering, which significantly enhances the reasoning ability of LLMs. Remarkably, by combining the above approaches, our AntGLM-Med-10B model can outperform the most of LLMs on PubMedQA, including both general and medical LLMs, even when these LLMs have larger model size.

cs.CL