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Mithat Ünsal

Publications and source records attributed to Mithat Ünsal.

At least 19 recordsLinked to original sources

From Self-Dual to Physical $\mathbb{C}P^{N-1}$: Anomalies, Boundary Stokes Phenomenon, and Global Structure of $θ$-vacua

We introduce a two-coupling generalization of $\mathbb{C}P^{N-1}$ model that continuously interpolates between the self-dual ($ε=0$) and the physical ($ε=g$) theories as a useful nonperturbative tool. At $ε\neq g$, this model possesses a chiral imbalance, which may be viewed as a real topological deformation (imaginary-$θ$). We demonstrate that exact quantum equivalence between first- and second-order formulations strictly requires a topological counterterm sourced by a bosonic chiral anomaly. Solving this deformed theory at large $N$ yields two primary results. First, we analytically determine the nonperturbative vacuum structure of the self-dual theory, a self-dual vacuum with a dynamically generated field-strength condensate. Second, we resolve a fundamental paradox where saddles with $(θ+ 2πn) \sim O(N)$ ($n$ is branch number) spuriously yield lower energy densities than the physical ground state. Because the effective action possesses an essential singularity at $F=0$, we show that the Lefschetz thimble analysis must be generalized to include boundary thimbles. A boundary Stokes phenomenon renders the problematic saddles topologically inactive, fully restoring the validity of the large-$N$ expansion for strongly coupled theories.

hep-th

Quantization of Beta Functions in Self-Dual Backgrounds and Emergent Non-Commutative EFT

We investigate the renormalization group flow and beta functions of Yang-Mills theory and adjoint QCD in a strong, stable, self-dual background field $F$. In deep UV, theory runs according to the standard beta function, $β_0$. Treating the background as a superselection sector, we find that the theory abelianizes below the scale $\sqrt{F}$ and remains strictly abelian in the deep infrared. In the intermediate weakly-coupled regime ($Λ_{\rm YM} \ll μ\lesssim \sqrt{F}$), the gauge coupling remarkably continues to run despite the absence of propagating charged degrees of freedom. Because all non-zero Landau levels decouple, this running is driven exclusively by exact zero modes, resulting in an integer-quantized beta function coefficient, $\widetilde β_0$. Finally, we conjecture that this abelian dynamics is governed by an emergent non-commutative effective field theory that is free of pathological UV/IR mixing.

hep-th

Generalized Yang-Mills theory: Interpolating between SDYM and YM

We construct a generalized Yang-Mills (YM) theory with two real couplings, interpolating continuously between the Self-Dual Yang-Mills (SDYM) limit (also called Chalmers-Siegel theory) and physical Yang-Mills theory. The kinetic coupling $ε$ controls local fluctuations and anti-instanton weight, while the topological coupling $g$ controls the instanton weight. Both couplings are asymptotically free. We derive an exact all-order relation between the beta functions of the two couplings, revealing a Renormalization Group invariant, a new dimensionless expansion parameter $Λ_ε/ Λ_g$ into the study of YM theory. In the SDYM limit, the vacuum is populated by a finite density of topological defects, yet local correlators decay algebraically, consistent with a non-unitary conformal field theory. We confirm this mechanism via compactification on arbitrary size $\mathbb{R}^3 \times S^1$, where the vacuum maps to a non-interacting ideal gas of monopole-instantons. As the kinetic coupling is turned on, a mass gap and confinement scale emerge.

hep-th

Self-dual monopole loops, instantons and confinement

It is well-known that the standard instanton analysis in 4d Yang-Mills is plagued with the instanton size moduli problem, which renders the instanton contribution to vacuum energy density (or one-instanton partition function) infrared divergent. The formalism also ignores the implications of long range (magnetic dipole type) $1/r^4$ interaction between the small instantons, since it is weaker than Coulomb interaction. We show that in $U(1)$ lattice gauge theory, where finite action configurations are monopole loops, small loops at large separations also interact with the same type of $1/r^4$ interaction. If one ignores the classical interactions between monopoles, following the same idea as in Yang-Mills theory, the one-monopole partition function is also infrared divergent at strong coupling. However, $1/r^4$ interactions among small loops should be viewed as a consequence of multipole expansion, and emanate from $1/r^2$ interaction between current segments. Taking interactions into account, one can prove that the strongly coupled $U(1)$ lattice gauge theory is dual to a lattice abelian Higgs model, and more importantly, free of infrared divergences. The model exhibits mass gap and confinement by monopole condensation. We suggest that the structure of moduli space of instantons, ADHM data, and the long ranged classical interactions in pure Yang-Mills theory should be examined with this refined perspective. We conjecture that, in contradistinction to the current views on the subject, internal structure of instantons in Yang-Mills theory is responsible for confinement in $4d$ , similar to sigma model in $d=2$ dimensions.

hep-th

Quantum Hamilton-Jacobi Theory, Spectral Path Integrals and Exact-WKB Analysis

We propose a new way to perform path integrals in quantum mechanics by using a quantum version of Hamilton-Jacobi theory. In classical mechanics, Hamilton-Jacobi theory is a powerful formalism, however, its utility is not explored in quantum theory beyond approximation schemes. The canonical transformation enables one to set the new Hamiltonian to constant or zero, but keeps the information about solution in Hamilton's characteristic function. To benefit from this in quantum theory, one must work with a formulation in which classical Hamiltonian is used. This uniquely points to phase space path integral. However, the main variable in HJ-formalism is energy, not time. Thus, we are led to consider Fourier transform of path integral, spectral path integral, $\tilde Z(E)$. The evaluation of path integral reduces to determining the quantum Hamilton's characteristic functions (which can be achieved via an asymptotic analysis), and a discrete sum over the quantum period lattice, generalizing Gutzwiller's sum.

hep-th

Center-vortex semiclassics with non-minimal 't Hooft fluxes on $\mathbb{R}^2\times T^2$ and center stabilization at large $N$

We consider the semiclassical description of confinement for $4$d $SU(N)$ Yang-Mills theory on small $\mathbb{R}^2\times T^2$ with non-minimal 't Hooft twist $p$ with $\gcd(N,p)=1$. For this purpose, we construct the self-dual center vortex for non-minimal 't Hooft twists from the Kraan-van Baal-Lee-Lu-Yi (KvBLLY) monopoles by using the $3$d Abelianized description of $SU(N)$ gauge fields on $\mathbb{R}^3\times S^1$ with nontrivial holonomy backgrounds. This construction shows the self-dual vortex has (1) the fractional magnetic charge $q/N$ with $pq=1$ mod $N$, (2) the fractional topological charge $1/N$, and (3) the fractional instanton action $S_{\mathrm{YM}}=8π^2/(Ng^2)$. The confinement vacua for $NLΛ\ll 1$ can be described by the dilute gas approximation of center vortices, and we give the semiclassical formula for the $θ$ dependence and confining string tensions. We apply this result to understand the suitable choice of the twist $p$ for center stabilization at large $N$. In particular, we test the proposal using the Fibonacci sequence, $N=F_{n+2}$ and $p=F_n$, suggested in studies of the twisted Eguchi-Kawai model, from the viewpoint of the $1$-form and $0$-form center symmetries.

hep-th

Fractionalization of flux tubes in 3d and screening by emergent electric charges in 2d

We consider a class of 3d theories with a $\mathbb Z_n$ magnetic symmetry in which confinement is generated by charge $n$ clusters of monopoles. Such theories naturally arise in quantum antiferromagnets in 2+1, QCD-like theories on $\mathbb R^3 \times S^1$, and $U(1)$ lattice theory with restricted monopole sums. A confining string fractionates into $n$ strings which each carry $1/n$ electric flux. We construct a twisted compactification (equivalently periodic compactification with a topological defect insertion) on $\mathbb R^2 \times S^1$ that preserves the vacuum structure. Despite the absence of electric degrees of freedom in the microscopic Lagrangian, we show that large Wilson loops are completely/partially screened for even/odd $n$, even when the compactification scale is much larger than the Debye length. We show the emergence of fractional electric charges $(\pm 2/n)$ at the junctions of the domain lines and topological defects. We end with some remarks on screening vs. confinement.

hep-th

The metamorphosis of semi-classical mechanisms of confinement: From monopoles on ${\mathbb R}^3 \times S^1$ to center-vortices on ${\mathbb R}^2 \times T^2$

There are two distinct regimes of Yang-Mills theory where we can demonstrate confinement, the existence of a mass gap, and fractional theta angle dependence using a reliable semi-classical calculation. The two regimes are Yang-Mills theory on $S^1 \times {\mathbb R}^3$ with a small circle and a double-trace deformation, and Yang-Mills theory on $T^2 \times {\mathbb R}^2$ where the torus $T^2$ is small and threaded by a 't Hooft flux. In the first case the confinement mechanism is related to self-dual monopoles, whereas in the second case self-dual center-vortices play a crucial role. These two topological objects are distinct. In particular, they have different mutual statistics with Wilson loops. On the other hand, they carry the same topological charge and action. On ${\mathbb R \times T^2 \times S^1}$, we are able to extrapolate both monopole regime and vortex regime to a quantum mechanical domain, where a cross-over takes place. Both sides of the cross-over are described by a deformed $\mathbb Z_N$ TQFT. On ${\mathbb R^2 \times S^1 \times S^1}$, we derive the effective field theory of vortices from the effective theory of monopoles in the presence of a 't Hooft flux. This results from a two-stage adjoint Higgs mechanism, to $U(1)^{N-1}$ in 3d first and a $\mathbb Z_N$ EFT in 2d second. This proves adiabatic continuity of the two confinement mechanisms across dimensions and shows how monopoles and their magnetic flux transmute into center-vortices. This basic mechanism is flux fractionalization: The magnetic flux of the monopoles fractionalizes and collimates in such a way that 2d Wilson loops detect it as a center vortex.

hep-th

Investigating two-dimensional adjoint QCD on the lattice

We present our investigations of SU($N$) adjoint QCD in two dimensions with one Majorana fermion on the lattice. We determine the relevant parameter range for the simulations with Wilson fermions and present results for Polyakov loop, chiral condensate, and string tension. In the theory with massive fermions, all observables we checked show qualitative agreement between numerical lattice data and theory, while the massless limit is more subtle since chiral and non-invertible symmetry of the continuum theory are explicitly broken by lattice regularization. In thermal compactification, we observe $N$ perturbative vacua for the holonomy potential at high-$T$ with instanton events connecting them, and a unique vacuum at low-$T$. At finite-$N$, this is a cross-over and it turns to a phase transition at large-$N$ thermodynamic limit. In circle compactification with periodic boundary conditions, we observe a unique center-symmetric minimum at any radius. In continuum, the instantons in the thermal case carry zero modes (for even $N$) and indeed, in the lattice simulations, we observe that chiral condensate is dominated by instanton centers, where zero modes are localized. We present lattice results on the issue of confinement vs. screening in the theory and comment on the roles of chiral symmetry and non-invertible symmetry.

hep-lat

Phases of theories with $\mathbb{Z}_N$ 1-form symmetry and the roles of center vortices and magnetic monopoles

We analyze the phases of theories which only have a microscopic $\mathbb{Z}_N$ 1-form symmetry, starting with a topological BF theory and deforming it in accordance with microscopic symmetry. These theories have a well-defined notion of confinement. Prototypical examples are pure $SU(N)$ gauge theories and $\mathbb{Z}_N$ lattice gauge theories. Our analysis shows that the only generic phases are in $d=2$, only the confined phase; in $d=3$, both the confined phase and the topological BF phase; and in $d=4$, the confined phase, the topological BF phase, and a phase with a massless photon. We construct a $\mathbb{Z}_N$ lattice gauge theory with a deformation which, surprisingly, produces up to $(N-1)$ photons. We give an interpretation of these findings in terms of two competing pictures of confinement -- proliferation of monopoles and proliferation of center vortices -- and conclude that the proliferation of center vortices is a necessary but insufficient condition for confinement, while that of monopoles is both necessary and sufficient.

hep-th

Refined instanton analysis of the 2D $\mathbb{C}P^{N-1}$ model: mass gap, theta dependence, and mirror symmetry

We address nonperturbative dynamics of the two-dimensional bosonic and supersymmetric $\mathbb{C}P^{N-1}$ models for general $N$ by developing new tools directly on $\mathbb{R}^2$. The analysis starts with a new formulation of instantons that is consistent with the existence of the classical moduli space, classical dipole--dipole type interactions of instanton--anti-instanton pairs, and vanishing interaction of instanton--instanton pairs. The classical consistency is achieved via a representation of the instanton as a collection of $N$ pointlike constituents carrying pair of real and imaginary charges valued in the weight lattice of $SU(N)$. The constituents interact via a generalized Coulomb interaction and do not violate the fact that instanton is a single lump with integer topological charge. By developing the appropriate Gibbs distribution, we show that the vacuum can be captured by a statistical field theory of these constituents, and their cluster expansion. Contrary to the common belief that instantons do not capture the vacuum structure and non-perturbation properties of such theories, our refined analysis is able to produce properties such as mass gap, theta dependence, and confinement of the theory on $\mathbb{R}^2$. In supersymmetric theory, our construction gives a new derivation of the mirror symmetry between the sigma model and the dual Landau--Ginzburg model by Hori and Vafa. Our construction also demonstrates that there is absolutely no conflict between large $N$ and instantons.

hep-th

Winding theta and destructive interference of instantons

While the $θ$ dependence of field theories is $2π$ periodic, the ground-state wavefunctions at $θ$ and $θ+2π$ often belong to different classes of symmetry-protected topological states. When this is the case, a continuous change of the $θ$ parameter can introduce an interface that supports a nontrivial field theory localized on the wall. We consider the $2$d $\mathbb{C}P^{N-1}$ sigma model as an example and construct a weak-coupling setup of this interface theory by considering the small $S^1$ compactification with nonzero winding $θ$ parameter and a suitable symmetry-twisted boundary condition. This system has $N$ classical vacua connected by fractional instantons, but the anomaly constraint tells us that the fractional-instanton amplitudes should vanish completely to have $N$-fold degeneracy at the quantum level. We show how this happens in this purely bosonic system, uncovering that the integration over the zero modes annihilates the fractional instanton amplitudes, which is sharp contrast to what happens when the $θ$ angle is constant. Moreover, we provide another explanation of this selection rule by showing that the $N$ perturbative vacua acquire different charges under the global symmetry with the activation of the winding $θ$ angle. We also demonstrate a similar destructive interference between instanton effects in the $\mathbb{C}P^{N-1}$ quantum mechanics with the Berry phase.

hep-th

Study of gapped phases of 4d gauge theories using temporal gauging of the $\mathbb{Z}_N$ 1-form symmetry

To study gapped phases of $4$d gauge theories, we introduce the temporal gauging of $\mathbb{Z}_N$ $1$-form symmetry in $4$d quantum field theories (QFTs), thereby defining effective $3$d QFTs with $\widetilde{\mathbb{Z}}_N\times \mathbb{Z}_N$ $1$-form symmetry. In this way, spatial fundamental Wilson and 't Hooft loops are simultaneously genuine line operators. Assuming a mass gap and Lorentz invariant vacuum of the $4$d QFT, the $\widetilde{\mathbb{Z}}_N\times \mathbb{Z}_N$ symmetry must be spontaneously broken to an order-$N$ subgroup $H$, and we can classify the $4$d gapped phases by specifying $H$. This establishes the $1$-to-$1$ correspondence between the two classification schemes for gapped phases of $4$d gauge theories: One is the conventional Wilson-'t Hooft classification, and the other is the modern classification using the spontaneous breaking of $4$d $1$-form symmetry enriched with symmetry-protected topological states.

hep-th

Exact-WKB analysis for SUSY and quantum deformed potentials: Quantum mechanics with Grassmann fields and Wess-Zumino terms

Quantum deformed potentials arise naturally in quantum mechanical systems of one bosonic coordinate coupled to $N_f$ Grassmann valued fermionic coordinates, or to a topological Wess-Zumino term. These systems decompose into sectors with a classical potential plus a quantum deformation. Using exact WKB, we derive exact quantization condition and its median resummation. The solution of median resummed form gives physical Borel-Ecalle resummed results, as we show explicitly in quantum deformed double- and triple- well potentials. Despite the fact that instantons are finite action, for generic quantum deformation, they do not contribute to the energy spectrum at leading order in semi-classics. For certain quantized quantum deformations, where the alignment of levels to all order in perturbation theory occurs, instantons contribute to the spectrum. If deformation parameter is not properly quantized, their effect disappears, but higher order effects in semi-classics survive. In this sense, we classify saddle contributions as fading and robust. Finally, for quantum deformed triple-well potential, we demonstrate the P-NP relation, by computing period integrals and Mellin transform.

hep-th

Semiclassics with 't Hooft flux background for QCD with $2$-index quarks

We study quantum chromodynamics including the two-index symmetric or anti-symmetric quark (QCD(Sym/ASym)) on small $\mathbb{R}^2\times T^2$ with a suitable magnetic flux. We first discuss the 't Hooft anomaly of these theories and claim that discrete chiral symmetry should be spontaneously broken completely to satisfy the anomaly matching condition. The $T^2$ compactification with the magnetic flux preserves the 't Hooft anomaly, and the $2$d effective theory is constrained by the same anomaly of $4$d QCD(Sym/ASym). We demonstrate the spontaneous breakdown of chiral symmetry using the dilute gas of center vortices, which confirms the prediction of the 't Hooft anomaly. We also find that each vacuum maintains the charge conjugation symmetry, and this gives affirmative support for the nonperturbative large-$N$ orientifold equivalence between QCD(Sym/ASym) and $\mathcal{N}=1$ supersymmetric $SU(N)$ Yang-Mills theory.

hep-th

Polyakov Model in 't Hooft flux background: A quantum mechanical reduction with memory

We construct a compactification of Polyakov model on $T^2 \times \mathbb R $ down to quantum mechanics which remembers non-perturbative aspects of field theory even at an arbitrarily small area. Standard compactification on small $T^2 \times \mathbb R $ possesses a unique perturbative vacuum (zero magnetic flux state), separated parametrically from higher flux states, and the instanton effects do not survive in the Born-Oppenheimer approximation. By turning on a background magnetic GNO flux in co-weight lattice corresponding to a non-zero 't Hooft flux, we show that $N$-degenerate vacua appear at small torus, and there are $N-1$ types of flux changing instantons between them. We construct QM instantons starting with QFT instantons using the method of replicas. For example, $SU(2)$ gauge theory with flux reduces to the double-well potential where each well is a fractional flux state. Despite the absence of a mixed anomaly, the vacuum structure of QFT and the one of QM are continuously connected. We also compare the quantum mechanical reduction of the Polyakov model with the deformed Yang-Mills, by coupling both theories to TQFTs. In particular, we compare the mass spectrum for dual photons and energy spectrum in the QM limit. We give a detailed description of critical points at infinity in the semi-classical expansion, and their role in resurgence structure.

hep-th

Center vortex and confinement in Yang-Mills theory and QCD with anomaly-preserving compactifications

We construct an anomaly-preserving compactification of 4d gauge theories, including $SU(N)$ Yang-Mills theory, $\mathcal{N}=1$ supersymmetric Yang-Mills theory, and QCD, down to 2d by turning on 't Hooft flux through $T^2$. It provides a new framework to analytically calculate nonperturbative properties such as confinement, chiral symmetry breaking, and multi-branch structure of vacua. We give the semiclassical description of these phenomena based on the center vortex and show that it enjoys the same anomaly matching condition with the original $4$d gauge theory. We conjecture that the weak-coupling vacuum structure on small $T^2 \times \mathbb{R}^2$ is adiabatically connected to the strong-coupling regime on $\mathbb{R}^4$ without any phase transitions. In QCD with fundamental quarks as well, we can turn on 't Hooft flux either by activating $SU(N_f)_{\mathrm{V}}$ symmetry twist for $N_f=N$ flavors or by introducing a magnetic flux of baryon number $U(1)_{\mathrm{B}}$ for arbitrary $N_f$ flavors. In both cases, the weak-coupling center-vortex theory gives the prediction consistent with chiral Lagrangian of $4$d QCD.

hep-th

Cluster expansion and resurgence in Polyakov model

In Polyakov model, a non-perturbative mass gap is formed at leading order semi-classics by instanton effects. By using the notions of critical points at infinity, cluster expansion and Lefschetz thimbles, we show that a third order effect in semi-classics gives an imaginary ambiguous contribution to mass gap, which is supposed to be real and unambiguous. This is troublesome for the original analysis, and it is difficult to resolve this issue directly in QFT. However, we find a new compactification of Polyakov model to quantum mechanics, by using a background 't Hooft flux (or coupling to TQFT). The compactification has the merit of remembering the monopole-instantons of the full QFT within Born-Oppenheimer (BO) approximation, while the periodic compactification does not. In QM, we prove the resurgent cancellation of the ambiguity in 3-instanton sector against ambiguity in the Borel resummation of the perturbation theory around 1-instanton. Assuming that this result holds in QFT, we provide a large-order asymptotics of perturbation theory around perturbative vacuum and instanton.

hep-th