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Mohammad Havaei

Publications and source records attributed to Mohammad Havaei.

At least 19 recordsLinked to original sources

Trustworthy AI Suffers from Invariance Conflicts and Causality is The Solution

As artificial intelligence (AI), including machine learning (ML) models and foundation models (FMs), are increasingly deployed in high-stakes domains, ensuring their trustworthiness has become a central challenge. However, the core trustworthy AI objectives, such as fairness, robustness, privacy, and explainability, are hard to achieve simultaneously, especially while preserving utility. This position paper argues that causality is necessary to understand and balance trade-offs in performance and multiple objectives of trustworthy AI. We ground our arguments in re-interpreting trustworthy AI trade-offs as incompatible invariance requirements under different changes to the data-generating process. We then illustrate this argument through case-study analyses from the literature and a stylized synthetic-data simulation, showing that causality provides a unifying framework for understanding how trade-offs in trustworthy AI arise and how they can be softened or resolved through selective invariance. This perspective applies to both classical ML models and large-scale FMs. Finally, we outline open challenges and opportunities for using causality to build both trustworthy and high-performing AI.

cs.AI

Causality Is Key to Understand and Balance Multiple Goals in Trustworthy ML and Foundation Models

Ensuring trustworthiness in machine learning (ML) systems is crucial as they become increasingly embedded in high-stakes domains. This paper advocates for integrating causal methods into machine learning to navigate the trade-offs among key principles of trustworthy ML, including fairness, privacy, robustness, accuracy, and explainability. While these objectives should ideally be satisfied simultaneously, they are often addressed in isolation, leading to conflicts and suboptimal solutions. Drawing on existing applications of causality in ML that successfully align goals such as fairness and accuracy or privacy and robustness, this paper argues that a causal approach is essential for balancing multiple competing objectives in both trustworthy ML and foundation models. Beyond highlighting these trade-offs, we examine how causality can be practically integrated into ML and foundation models, offering solutions to enhance their reliability and interpretability. Finally, we discuss the challenges, limitations, and opportunities in adopting causal frameworks, paving the way for more accountable and ethically sound AI systems.

cs.LG

PRISM: High-Resolution & Precise Counterfactual Medical Image Generation using Language-guided Stable Diffusion

Developing reliable and generalizable deep learning systems for medical imaging faces significant obstacles due to spurious correlations, data imbalances, and limited text annotations in datasets. Addressing these challenges requires architectures that are robust to the unique complexities posed by medical imaging data. Rapid advancements in vision-language foundation models within the natural image domain prompt the question of how they can be adapted for medical imaging tasks. In this work, we present PRISM, a framework that leverages foundation models to generate high-resolution, language-guided medical image counterfactuals using Stable Diffusion. Our approach demonstrates unprecedented precision in selectively modifying spurious correlations (the medical devices) and disease features, enabling the removal and addition of specific attributes while preserving other image characteristics. Through extensive evaluation, we show how PRISM advances counterfactual generation and enables the development of more robust downstream classifiers for clinically deployable solutions. To facilitate broader adoption and research, we make our code publicly available at https://github.com/Amarkr1/PRISM.

cs.CV

What Secrets Do Your Manifolds Hold? Understanding the Local Geometry of Generative Models

Deep Generative Models are frequently used to learn continuous representations of complex data distributions using a finite number of samples. For any generative model, including pre-trained foundation models with Diffusion or Transformer architectures, generation performance can significantly vary across the learned data manifold. In this paper we study the local geometry of the learned manifold and its relationship to generation outcomes for a wide range of generative models, including DDPM, Diffusion Transformer (DiT), and Stable Diffusion 1.4. Building on the theory of continuous piecewise-linear (CPWL) generators, we characterize the local geometry in terms of three geometric descriptors - scaling ($ψ$), rank ($ν$), and complexity/un-smoothness ($δ$). We provide quantitative and qualitative evidence showing that for a given latent-image pair, the local descriptors are indicative of generation aesthetics, diversity, and memorization by the generative model. Finally, we demonstrate that by training a reward model on the local scaling for Stable Diffusion, we can self-improve both generation aesthetics and diversity using `geometry reward' based guidance during denoising.

cs.LG

Erasing More Than Intended? How Concept Erasure Degrades the Generation of Non-Target Concepts

Concept erasure techniques have recently gained significant attention for their potential to remove unwanted concepts from text-to-image models. While these methods often demonstrate promising results in controlled settings, their robustness in real-world applications and suitability for deployment remain uncertain. In this work, we (1) identify a critical gap in evaluating sanitized models, particularly in assessing their performance across diverse concept dimensions, and (2) systematically analyze the failure modes of text-to-image models post-erasure. We focus on the unintended consequences of concept removal on non-target concepts across different levels of interconnected relationships including visually similar, binomial, and semantically related concepts. To address this, we introduce EraseBench, a comprehensive benchmark for evaluating post-erasure performance. EraseBench includes over 100 curated concepts, targeted evaluation prompts, and a robust set of metrics to assess both effectiveness and side effects of erasure. Our findings reveal a phenomenon of concept entanglement, where erasure leads to unintended suppression of non-target concepts, causing spillover degradation that manifests as distortions and a decline in generation quality.

cs.CV

Position: Cracking the Code of Cascading Disparity Towards Marginalized Communities

The rise of foundation models holds immense promise for advancing AI, but this progress may amplify existing risks and inequalities, leaving marginalized communities behind. In this position paper, we discuss that disparities towards marginalized communities - performance, representation, privacy, robustness, interpretability and safety - are not isolated concerns but rather interconnected elements of a cascading disparity phenomenon. We contrast foundation models with traditional models and highlight the potential for exacerbated disparity against marginalized communities. Moreover, we emphasize the unique threat of cascading impacts in foundation models, where interconnected disparities can trigger long-lasting negative consequences, specifically to the people on the margin. We define marginalized communities within the machine learning context and explore the multifaceted nature of disparities. We analyze the sources of these disparities, tracing them from data creation, training and deployment procedures to highlight the complex technical and socio-technical landscape. To mitigate the pressing crisis, we conclude with a set of calls to action to mitigate disparity at its source.

cs.LG

DeCoDEx: Confounder Detector Guidance for Improved Diffusion-based Counterfactual Explanations

Deep learning classifiers are prone to latching onto dominant confounders present in a dataset rather than on the causal markers associated with the target class, leading to poor generalization and biased predictions. Although explainability via counterfactual image generation has been successful at exposing the problem, bias mitigation strategies that permit accurate explainability in the presence of dominant and diverse artifacts remain unsolved. In this work, we propose the DeCoDEx framework and show how an external, pre-trained binary artifact detector can be leveraged during inference to guide a diffusion-based counterfactual image generator towards accurate explainability. Experiments on the CheXpert dataset, using both synthetic artifacts and real visual artifacts (support devices), show that the proposed method successfully synthesizes the counterfactual images that change the causal pathology markers associated with Pleural Effusion while preserving or ignoring the visual artifacts. Augmentation of ERM and Group-DRO classifiers with the DeCoDEx generated images substantially improves the results across underrepresented groups that are out of distribution for each class. The code is made publicly available at https://github.com/NimaFathi/DeCoDEx.

cs.CV

AdaBest: Minimizing Client Drift in Federated Learning via Adaptive Bias Estimation

In Federated Learning (FL), a number of clients or devices collaborate to train a model without sharing their data. Models are optimized locally at each client and further communicated to a central hub for aggregation. While FL is an appealing decentralized training paradigm, heterogeneity among data from different clients can cause the local optimization to drift away from the global objective. In order to estimate and therefore remove this drift, variance reduction techniques have been incorporated into FL optimization recently. However, these approaches inaccurately estimate the clients' drift and ultimately fail to remove it properly. In this work, we propose an adaptive algorithm that accurately estimates drift across clients. In comparison to previous works, our approach necessitates less storage and communication bandwidth, as well as lower compute costs. Additionally, our proposed methodology induces stability by constraining the norm of estimates for client drift, making it more practical for large scale FL. Experimental findings demonstrate that the proposed algorithm converges significantly faster and achieves higher accuracy than the baselines across various FL benchmarks.

cs.LG

Source-free Domain Adaptation Requires Penalized Diversity

While neural networks are capable of achieving human-like performance in many tasks such as image classification, the impressive performance of each model is limited to its own dataset. Source-free domain adaptation (SFDA) was introduced to address knowledge transfer between different domains in the absence of source data, thus, increasing data privacy. Diversity in representation space can be vital to a model`s adaptability in varied and difficult domains. In unsupervised SFDA, the diversity is limited to learning a single hypothesis on the source or learning multiple hypotheses with a shared feature extractor. Motivated by the improved predictive performance of ensembles, we propose a novel unsupervised SFDA algorithm that promotes representational diversity through the use of separate feature extractors with Distinct Backbone Architectures (DBA). Although diversity in feature space is increased, the unconstrained mutual information (MI) maximization may potentially introduce amplification of weak hypotheses. Thus we introduce the Weak Hypothesis Penalization (WHP) regularizer as a mitigation strategy. Our work proposes Penalized Diversity (PD) where the synergy of DBA and WHP is applied to unsupervised source-free domain adaptation for covariate shift. In addition, PD is augmented with a weighted MI maximization objective for label distribution shift. Empirical results on natural, synthetic, and medical domains demonstrate the effectiveness of PD under different distributional shifts.

cs.LG

Pitfalls of Conditional Batch Normalization for Contextual Multi-Modal Learning

Humans have perfected the art of learning from multiple modalities through sensory organs. Despite their impressive predictive performance on a single modality, neural networks cannot reach human level accuracy with respect to multiple modalities. This is a particularly challenging task due to variations in the structure of respective modalities. Conditional Batch Normalization (CBN) is a popular method that was proposed to learn contextual features to aid deep learning tasks. This technique uses auxiliary data to improve representational power by learning affine transformations for convolutional neural networks. Despite the boost in performance observed by using CBN layers, our work reveals that the visual features learned by introducing auxiliary data via CBN deteriorates. We perform comprehensive experiments to evaluate the brittleness of CBN networks to various datasets, suggesting that learning from visual features alone could often be superior for generalization. We evaluate CBN models on natural images for bird classification and histology images for cancer type classification. We observe that the CBN network learns close to no visual features on the bird classification dataset and partial visual features on the histology dataset. Our extensive experiments reveal that CBN may encourage shortcut learning between the auxiliary data and labels.

cs.CV

FL Games: A Federated Learning Framework for Distribution Shifts

Federated learning aims to train predictive models for data that is distributed across clients, under the orchestration of a server. However, participating clients typically each hold data from a different distribution, which can yield to catastrophic generalization on data from a different client, which represents a new domain. In this work, we argue that in order to generalize better across non-i.i.d. clients, it is imperative to only learn correlations that are stable and invariant across domains. We propose FL GAMES, a game-theoretic framework for federated learning that learns causal features that are invariant across clients. While training to achieve the Nash equilibrium, the traditional best response strategy suffers from high-frequency oscillations. We demonstrate that FL GAMES effectively resolves this challenge and exhibits smooth performance curves. Further, FL GAMES scales well in the number of clients, requires significantly fewer communication rounds, and is agnostic to device heterogeneity. Through empirical evaluation, we demonstrate that FL GAMES achieves high out-of-distribution performance on various benchmarks.

cs.LG

FHIST: A Benchmark for Few-shot Classification of Histological Images

Few-shot learning has recently attracted wide interest in image classification, but almost all the current public benchmarks are focused on natural images. The few-shot paradigm is highly relevant in medical-imaging applications due to the scarcity of labeled data, as annotations are expensive and require specialized expertise. However, in medical imaging, few-shot learning research is sparse, limited to private data sets and is at its early stage. In particular, the few-shot setting is of high interest in histology due to the diversity and fine granularity of cancer related tissue classification tasks, and the variety of data-preparation techniques. This paper introduces a highly diversified public benchmark, gathered from various public datasets, for few-shot histology data classification. We build few-shot tasks and base-training data with various tissue types, different levels of domain shifts stemming from various cancer sites, and different class-granularity levels, thereby reflecting realistic scenarios. We evaluate the performances of state-of-the-art few-shot learning methods on our benchmark, and observe that simple fine-tuning and regularization methods achieve better results than the popular meta-learning and episodic-training paradigm. Furthermore, we introduce three scenarios based on the domain shifts between the source and target histology data: near-domain, middle-domain and out-domain. Our experiments display the potential of few-shot learning in histology classification, with state-of-art few shot learning methods approaching the supervised-learning baselines in the near-domain setting. In our out-domain setting, for 5-way 5-shot, the best performing method reaches 60% accuracy. We believe that our work could help in building realistic evaluations and fair comparisons of few-shot learning methods and will further encourage research in the few-shot paradigm.

cs.CV

FL Games: A federated learning framework for distribution shifts

Federated learning aims to train predictive models for data that is distributed across clients, under the orchestration of a server. However, participating clients typically each hold data from a different distribution, whereby predictive models with strong in-distribution generalization can fail catastrophically on unseen domains. In this work, we argue that in order to generalize better across non-i.i.d. clients, it is imperative to only learn correlations that are stable and invariant across domains. We propose FL Games, a game-theoretic framework for federated learning for learning causal features that are invariant across clients. While training to achieve the Nash equilibrium, the traditional best response strategy suffers from high-frequency oscillations. We demonstrate that FL Games effectively resolves this challenge and exhibits smooth performance curves. Further, FL Games scales well in the number of clients, requires significantly fewer communication rounds, and is agnostic to device heterogeneity. Through empirical evaluation, we demonstrate that FL Games achieves high out-of-distribution performance on various benchmarks.

cs.LG

Conditional Generation of Medical Images via Disentangled Adversarial Inference

Synthetic medical image generation has a huge potential for improving healthcare through many applications, from data augmentation for training machine learning systems to preserving patient privacy. Conditional Adversarial Generative Networks (cGANs) use a conditioning factor to generate images and have shown great success in recent years. Intuitively, the information in an image can be divided into two parts: 1) content which is presented through the conditioning vector and 2) style which is the undiscovered information missing from the conditioning vector. Current practices in using cGANs for medical image generation, only use a single variable for image generation (i.e., content) and therefore, do not provide much flexibility nor control over the generated image. In this work we propose a methodology to learn from the image itself, disentangled representations of style and content, and use this information to impose control over the generation process. In this framework, style is learned in a fully unsupervised manner, while content is learned through both supervised learning (using the conditioning vector) and unsupervised learning (with the inference mechanism). We undergo two novel regularization steps to ensure content-style disentanglement. First, we minimize the shared information between content and style by introducing a novel application of the gradient reverse layer (GRL); second, we introduce a self-supervised regularization method to further separate information in the content and style variables. We show that in general, two latent variable models achieve better performance and give more control over the generated image. We also show that our proposed model (DRAI) achieves the best disentanglement score and has the best overall performance.

eess.IV

CT-SGAN: Computed Tomography Synthesis GAN

Diversity in data is critical for the successful training of deep learning models. Leveraged by a recurrent generative adversarial network, we propose the CT-SGAN model that generates large-scale 3D synthetic CT-scan volumes ($\geq 224\times224\times224$) when trained on a small dataset of chest CT-scans. CT-SGAN offers an attractive solution to two major challenges facing machine learning in medical imaging: a small number of given i.i.d. training data, and the restrictions around the sharing of patient data preventing to rapidly obtain larger and more diverse datasets. We evaluate the fidelity of the generated images qualitatively and quantitatively using various metrics including Fréchet Inception Distance and Inception Score. We further show that CT-SGAN can significantly improve lung nodule detection accuracy by pre-training a classifier on a vast amount of synthetic data.

eess.IV

Hypothesis Disparity Regularized Mutual Information Maximization

We propose a hypothesis disparity regularized mutual information maximization~(HDMI) approach to tackle unsupervised hypothesis transfer -- as an effort towards unifying hypothesis transfer learning (HTL) and unsupervised domain adaptation (UDA) -- where the knowledge from a source domain is transferred solely through hypotheses and adapted to the target domain in an unsupervised manner. In contrast to the prevalent HTL and UDA approaches that typically use a single hypothesis, HDMI employs multiple hypotheses to leverage the underlying distributions of the source and target hypotheses. To better utilize the crucial relationship among different hypotheses -- as opposed to unconstrained optimization of each hypothesis independently -- while adapting to the unlabeled target domain through mutual information maximization, HDMI incorporates a hypothesis disparity regularization that coordinates the target hypotheses jointly learn better target representations while preserving more transferable source knowledge with better-calibrated prediction uncertainty. HDMI achieves state-of-the-art adaptation performance on benchmark datasets for UDA in the context of HTL, without the need to access the source data during the adaptation.

cs.LG

Implicit Class-Conditioned Domain Alignment for Unsupervised Domain Adaptation

We present an approach for unsupervised domain adaptation---with a strong focus on practical considerations of within-domain class imbalance and between-domain class distribution shift---from a class-conditioned domain alignment perspective. Current methods for class-conditioned domain alignment aim to explicitly minimize a loss function based on pseudo-label estimations of the target domain. However, these methods suffer from pseudo-label bias in the form of error accumulation. We propose a method that removes the need for explicit optimization of model parameters from pseudo-labels directly. Instead, we present a sampling-based implicit alignment approach, where the sample selection procedure is implicitly guided by the pseudo-labels. Theoretical analysis reveals the existence of a domain-discriminator shortcut in misaligned classes, which is addressed by the proposed implicit alignment approach to facilitate domain-adversarial learning. Empirical results and ablation studies confirm the effectiveness of the proposed approach, especially in the presence of within-domain class imbalance and between-domain class distribution shift.

cs.LG

Jigsaw-VAE: Towards Balancing Features in Variational Autoencoders

The latent variables learned by VAEs have seen considerable interest as an unsupervised way of extracting features, which can then be used for downstream tasks. There is a growing interest in the question of whether features learned on one environment will generalize across different environments. We demonstrate here that VAE latent variables often focus on some factors of variation at the expense of others - in this case we refer to the features as ``imbalanced''. Feature imbalance leads to poor generalization when the latent variables are used in an environment where the presence of features changes. Similarly, latent variables trained with imbalanced features induce the VAE to generate less diverse (i.e. biased towards dominant features) samples. To address this, we propose a regularization scheme for VAEs, which we show substantially addresses the feature imbalance problem. We also introduce a simple metric to measure the balance of features in generated images.

cs.LG