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Moritz Grosse-Wentrup

Publications and source records attributed to Moritz Grosse-Wentrup.

At least 19 recordsLinked to original sources

Auditory Conversational BAI: A Feasibility Study

We introduce a novel auditory brain-computer interface (BCI) paradigm, Auditory Intention Decoding (AID), designed to enhance communication capabilities within the brain-AI interface (BAI) system EEGChat. AID enables users to select among multiple auditory options (intentions) by analyzing their brain responses, offering a pathway to construct a communication system that requires neither muscle movement nor syntactic formation. To evaluate the feasibility of this paradigm, we conducted a proof-of-concept study. The results demonstrated statistically significant decoding performance, validating the approach's potential. Despite these promising findings, further optimization is required to enhance system performance and realize the paradigm's practical application.

cs.HC

A Conversational Brain-Artificial Intelligence Interface

We introduce Brain-Artificial Intelligence Interfaces (BAIs) as a new class of Brain-Computer Interfaces (BCIs). Unlike conventional BCIs, which rely on intact cognitive capabilities, BAIs leverage the power of artificial intelligence to replace parts of the neuro-cognitive processing pipeline. BAIs allow users to accomplish complex tasks by providing high-level intentions, while a pre-trained AI agent determines low-level details. This approach enlarges the target audience of BCIs to individuals with cognitive impairments, a population often excluded from the benefits of conventional BCIs. We present the general concept of BAIs and illustrate the potential of this new approach with a Conversational BAI based on EEG. In particular, we show in an experiment with simulated phone conversations that the Conversational BAI enables complex communication without the need to generate language. Our work thus demonstrates, for the first time, the ability of a speech neuroprosthesis to enable fluent communication in realistic scenarios with non-invasive technologies.

cs.HC

Efficient SAGE Estimation via Causal Structure Learning

The Shapley Additive Global Importance (SAGE) value is a theoretically appealing interpretability method that fairly attributes global importance to a model's features. However, its exact calculation requires the computation of the feature's surplus performance contributions over an exponential number of feature sets. This is computationally expensive, particularly because estimating the surplus contributions requires sampling from conditional distributions. Thus, SAGE approximation algorithms only take a fraction of the feature sets into account. We propose $d$-SAGE, a method that accelerates SAGE approximation. $d$-SAGE is motivated by the observation that conditional independencies (CIs) between a feature and the model target imply zero surplus contributions, such that their computation can be skipped. To identify CIs, we leverage causal structure learning (CSL) to infer a graph that encodes (conditional) independencies in the data as $d$-separations. This is computationally more efficient because the expense of the one-time graph inference and the $d$-separation queries is negligible compared to the expense of surplus contribution evaluations. Empirically we demonstrate that $d$-SAGE enables the efficient and accurate estimation of SAGE values.

stat.ML

Improvement-Focused Causal Recourse (ICR)

Algorithmic recourse recommendations, such as Karimi et al.'s (2021) causal recourse (CR), inform stakeholders of how to act to revert unfavourable decisions. However, some actions lead to acceptance (i.e., revert the model's decision) but do not lead to improvement (i.e., may not revert the underlying real-world state). To recommend such actions is to recommend fooling the predictor. We introduce a novel method, Improvement-Focused Causal Recourse (ICR), which involves a conceptual shift: Firstly, we require ICR recommendations to guide towards improvement. Secondly, we do not tailor the recommendations to be accepted by a specific predictor. Instead, we leverage causal knowledge to design decision systems that predict accurately pre- and post-recourse. As a result, improvement guarantees translate into acceptance guarantees. We demonstrate that given correct causal knowledge, ICR, in contrast to existing approaches, guides towards both acceptance and improvement.

stat.ML

A Distance Covariance-based Kernel for Nonlinear Causal Clustering in Heterogeneous Populations

We consider the problem of causal structure learning in the setting of heterogeneous populations, i.e., populations in which a single causal structure does not adequately represent all population members, as is common in biological and social sciences. To this end, we introduce a distance covariance-based kernel designed specifically to measure the similarity between the underlying nonlinear causal structures of different samples. Indeed, we prove that the corresponding feature map is a statistically consistent estimator of nonlinear independence structure, rendering the kernel itself a statistical test for the hypothesis that sets of samples come from different generating causal structures. Even stronger, we prove that the kernel space is isometric to the space of causal ancestral graphs, so that distance between samples in the kernel space is guaranteed to correspond to distance between their generating causal structures. This kernel thus enables us to perform clustering to identify the homogeneous subpopulations, for which we can then learn causal structures using existing methods. Though we focus on the theoretical aspects of the kernel, we also evaluate its performance on synthetic data and demonstrate its use on a real gene expression data set.

stat.ML

2021 BEETL Competition: Advancing Transfer Learning for Subject Independence & Heterogenous EEG Data Sets

Transfer learning and meta-learning offer some of the most promising avenues to unlock the scalability of healthcare and consumer technologies driven by biosignal data. This is because current methods cannot generalise well across human subjects' data and handle learning from different heterogeneously collected data sets, thus limiting the scale of training data. On the other side, developments in transfer learning would benefit significantly from a real-world benchmark with immediate practical application. Therefore, we pick electroencephalography (EEG) as an exemplar for what makes biosignal machine learning hard. We design two transfer learning challenges around diagnostics and Brain-Computer-Interfacing (BCI), that have to be solved in the face of low signal-to-noise ratios, major variability among subjects, differences in the data recording sessions and techniques, and even between the specific BCI tasks recorded in the dataset. Task 1 is centred on the field of medical diagnostics, addressing automatic sleep stage annotation across subjects. Task 2 is centred on Brain-Computer Interfacing (BCI), addressing motor imagery decoding across both subjects and data sets. The BEETL competition with its over 30 competing teams and its 3 winning entries brought attention to the potential of deep transfer learning and combinations of set theory and conventional machine learning techniques to overcome the challenges. The results set a new state-of-the-art for the real-world BEETL benchmark.

eess.SP

General Pitfalls of Model-Agnostic Interpretation Methods for Machine Learning Models

An increasing number of model-agnostic interpretation techniques for machine learning (ML) models such as partial dependence plots (PDP), permutation feature importance (PFI) and Shapley values provide insightful model interpretations, but can lead to wrong conclusions if applied incorrectly. We highlight many general pitfalls of ML model interpretation, such as using interpretation techniques in the wrong context, interpreting models that do not generalize well, ignoring feature dependencies, interactions, uncertainty estimates and issues in high-dimensional settings, or making unjustified causal interpretations, and illustrate them with examples. We focus on pitfalls for global methods that describe the average model behavior, but many pitfalls also apply to local methods that explain individual predictions. Our paper addresses ML practitioners by raising awareness of pitfalls and identifying solutions for correct model interpretation, but also addresses ML researchers by discussing open issues for further research.

stat.ML

A Causal Perspective on Meaningful and Robust Algorithmic Recourse

Algorithmic recourse explanations inform stakeholders on how to act to revert unfavorable predictions. However, in general ML models do not predict well in interventional distributions. Thus, an action that changes the prediction in the desired way may not lead to an improvement of the underlying target. Such recourse is neither meaningful nor robust to model refits. Extending the work of Karimi et al. (2021), we propose meaningful algorithmic recourse (MAR) that only recommends actions that improve both prediction and target. We justify this selection constraint by highlighting the differences between model audit and meaningful, actionable recourse explanations. Additionally, we introduce a relaxation of MAR called effective algorithmic recourse (EAR), which, under certain assumptions, yields meaningful recourse by only allowing interventions on causes of the target.

stat.ML

Decomposition of Global Feature Importance into Direct and Associative Components (DEDACT)

Global model-agnostic feature importance measures either quantify whether features are directly used for a model's predictions (direct importance) or whether they contain prediction-relevant information (associative importance). Direct importance provides causal insight into the model's mechanism, yet it fails to expose the leakage of information from associated but not directly used variables. In contrast, associative importance exposes information leakage but does not provide causal insight into the model's mechanism. We introduce DEDACT - a framework to decompose well-established direct and associative importance measures into their respective associative and direct components. DEDACT provides insight into both the sources of prediction-relevant information in the data and the direct and indirect feature pathways by which the information enters the model. We demonstrate the method's usefulness on simulated examples.

stat.ML

Measurement Dependence Inducing Latent Causal Models

We consider the task of causal structure learning over measurement dependence inducing latent (MeDIL) causal models. We show that this task can be framed in terms of the graph theoretic problem of finding edge clique covers,resulting in an algorithm for returning minimal MeDIL causal models (minMCMs). This algorithm is non-parametric, requiring no assumptions about linearity or Gaussianity. Furthermore, despite rather weak assumptions aboutthe class of MeDIL causal models, we show that minimality in minMCMs implies some rather specific and interesting properties. By establishing MeDIL causal models as a semantics for edge clique covers, we also provide a starting point for future work further connecting causal structure learning to developments in graph theory and network science.

stat.ML

MYND: Unsupervised Evaluation of Novel BCI Control Strategies on Consumer Hardware

Neurophysiological studies are typically conducted in laboratories with limited ecological validity, scalability, and generalizability of findings. This is a significant challenge for the development of brain-computer interfaces (BCIs), which ultimately need to function in unsupervised settings on consumer-grade hardware. We introduce MYND: A framework that couples consumer-grade recording hardware with an easy-to-use application for the unsupervised evaluation of BCI control strategies. Subjects are guided through experiment selection, hardware fitting, recording, and data upload in order to self-administer multi-day studies that include neurophysiological recordings and questionnaires. As a use case, we evaluate two BCI control strategies ("Positive memories" and "Music imagery") in a realistic scenario by combining MYND with a four-channel electroencephalogram (EEG). Thirty subjects recorded 70.4 hours of EEG data with the system at home. The median headset fitting time was 25.9 seconds, and a median signal quality of 90.2% was retained during recordings.Neural activity in both control strategies could be decoded with an average offline accuracy of 68.5% and 64.0% across all days. The repeated unsupervised execution of the same strategy affected performance, which could be tackled by implementing feedback to let subjects switch between strategies or devise new strategies with the platform.

cs.HC

Tangent space spatial filters for interpretable and efficient Riemannian classification

Methods based on Riemannian geometry have proven themselves to be good models for decoding in brain-computer interfacing (BCI). However, one major drawback of these methods is that it is not possible to determine what aspect of the signal the classifier is built on, leaving open the possibility that artifacts drive classification performance. In areas where artifactual control is problematic, specifically neurofeedback and BCIs in patient populations, this has led people to continue to rely on spatial filters as a way of generating features that are provably brain-related. Furthermore, these methods also suffer from the curse of dimensionality and are almost infeasible in high-density online BCI systems. To tackle these drawbacks, we introduce here a method for computing spatial filters from any linear function in the Riemannian tangent space, which allows for more efficient classification as well as the removal of artifact sources from classifiers built on Riemannian methods. We first prove a fundamental relationship between certain tangent spaces and spatial filtering methods, including an explanation of common spatial patterns within this framework, and then validate our proposed approach using an open-access BCI analysis framework.

eess.SP

PS^2-Net: A Locally and Globally Aware Network for Point-Based Semantic Segmentation

In this paper, we present the PS^2-Net -- a locally and globally aware deep learning framework for semantic segmentation on 3D scene-level point clouds. In order to deeply incorporate local structures and global context to support 3D scene segmentation, our network is built on four repeatedly stacked encoders, where each encoder has two basic components: EdgeConv that captures local structures and NetVLAD that models global context. Different from existing start-of-the-art methods for point-based scene semantic segmentation that either violate or do not achieve permutation invariance, our PS^2-Net is designed to be permutation invariant which is an essential property of any deep network used to process unordered point clouds. We further provide theoretical proof to guarantee the permutation invariance property of our network. We perform extensive experiments on two large-scale 3D indoor scene datasets and demonstrate that our PS2-Net is able to achieve state-of-the-art performances as compared to existing approaches.

cs.CV

Neural Signatures of Motor Skill in the Resting Brain

Stroke-induced disturbances of large-scale cortical networks are known to be associated with the extent of motor deficits. We argue that identifying brain networks representative of motor behavior in the resting brain would provide significant insights for current neurorehabilitation approaches. Particularly, we aim to investigate the global configuration of brain rhythms and their relation to motor skill, instead of learning performance as broadly studied. We empirically approach this problem by conducting a three-dimensional physical space visuomotor learning experiment during electroencephalographic (EEG) data recordings with thirty-seven healthy participants. We demonstrate that across-subjects variations in average movement smoothness as the quantified measure of subjects' motor skills can be predicted from the global configuration of resting-state EEG alpha-rhythms (8-14 Hz) recorded prior to the experiment. Importantly, this neural signature of motor skill was found to be orthogonal to (independent of) task -- as well as to learning-related changes in alpha-rhythms, which we interpret as an organizing principle of the brain. We argue that disturbances of such configurations in the brain may contribute to motor deficits in stroke, and that reconfiguring stroke patients' brain rhythms by neurofeedback may enhance post-stroke neurorehabilitation.

q-bio.NC

Beta Power May Mediate the Effect of Gamma-TACS on Motor Performance

Transcranial alternating current stimulation (tACS) is becoming an important method in the field of motor rehabilitation because of its ability to non-invasively influence ongoing brain oscillations at arbitrary frequencies. However, substantial variations in its effect across individuals are reported, making tACS a currently unreliable treatment tool. One reason for this variability is the lack of knowledge about the exact way tACS entrains and interacts with ongoing brain oscillations. The present crossover stimulation study on 20 healthy subjects contributes to the understanding of cross-frequency effects of gamma (70 Hz) tACS over the contralateral motor cortex by providing empirical evidence which is consistent with a role of low- (12~-20 Hz) and high- (20-~30 Hz) beta power as a mediator of gamma-tACS on motor performance.

q-bio.NC

Causal Consistency of Structural Equation Models

Complex systems can be modelled at various levels of detail. Ideally, causal models of the same system should be consistent with one another in the sense that they agree in their predictions of the effects of interventions. We formalise this notion of consistency in the case of Structural Equation Models (SEMs) by introducing exact transformations between SEMs. This provides a general language to consider, for instance, the different levels of description in the following three scenarios: (a) models with large numbers of variables versus models in which the `irrelevant' or unobservable variables have been marginalised out; (b) micro-level models versus macro-level models in which the macro-variables are aggregate features of the micro-variables; (c) dynamical time series models versus models of their stationary behaviour. Our analysis stresses the importance of well specified interventions in the causal modelling process and sheds light on the interpretation of cyclic SEMs.

stat.ML

Personalized Brain-Computer Interface Models for Motor Rehabilitation

We propose to fuse two currently separate research lines on novel therapies for stroke rehabilitation: brain-computer interface (BCI) training and transcranial electrical stimulation (TES). Specifically, we show that BCI technology can be used to learn personalized decoding models that relate the global configuration of brain rhythms in individual subjects (as measured by EEG) to their motor performance during 3D reaching movements. We demonstrate that our models capture substantial across-subject heterogeneity, and argue that this heterogeneity is a likely cause of limited effect sizes observed in TES for enhancing motor performance. We conclude by discussing how our personalized models can be used to derive optimal TES parameters, e.g., stimulation site and frequency, for individual patients.

cs.HC

The right tool for the right question --- beyond the encoding versus decoding dichotomy

There are two major questions that neuroimaging studies attempt to answer: First, how are sensory stimuli represented in the brain (which we term the stimulus-based setting)? And, second, how does the brain generate cognition (termed the response-based setting)? There has been a lively debate in the neuroimaging community whether encoding and decoding models can provide insights into these questions. In this commentary, we construct two simple and analytically tractable examples to demonstrate that while an encoding model analysis helps with the former, neither model is appropriate to satisfactorily answer the latter question. Consequently, we argue that if we want to understand how the brain generates cognition, we need to move beyond the encoding versus decoding dichotomy and instead discuss and develop tools that are specifically tailored to our endeavour.

q-bio.NC