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Muhua Huang

Publications and source records attributed to Muhua Huang.

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The Road to Artificial SuperIntelligence: A Comprehensive Survey of Superalignment

The emergence of large language models (LLMs) has sparked discussion on Artificial Superintelligence (ASI), a hypothetical AI system that surpasses human intelligence. Although ASI remains hypothetical and far beyond current AI capabilities, discussing its potential and exploring its feasibility and potential risks is critical for the development of future AI systems. The idea of superalignment originates from scalable oversight, which studies how to supervise increasingly capable AI systems when direct human supervision becomes insufficient. In this paper, we focus on the superalignment problem: "The process of supervising, controlling, and governing artificial superintelligence." We first review scalable oversight paradigms-Sandwiching, Self-Enhancement, and Weak-to-Strong Generalization -- then analyze the limitations of current paradigms through the lens of possibility and impossibility, discuss key challenges, and propose pathways for the safe and continual improvement of future AI systems.

cs.LG

Computational Multi-Agents Society Experiments: Social Modeling Framework Based on Generative Agents

This paper introduces CMASE, a framework for Computational Multi-Agent Society Experiments that integrates generative agent-based modeling with virtual ethnographic methods to support researcher embedding, interactive participation, and mechanism-oriented intervention in virtual social environments. By transforming the simulation into a simulated ethnographic field, CMASE shifts the researcher from an external operator to an embedded participant. Specifically, the framework is designed to achieve three core capabilities: (1) enabling real-time human-computer interaction that allows researchers to dynamically embed themselves into the system to characterize complex social intervention processes; (2) reconstructing the generative logic of social phenomena by combining the rigor of computational experiments with the interpretative depth of traditional ethnography; and (3) providing a predictive foundation with causal explanatory power to make forward-looking judgments without sacrificing empirical accuracy. Experimental results show that CMASE can not only simulate complex phenomena, but also generate behavior trajectories consistent with both statistical patterns and mechanistic explanations. These findings demonstrate CMASE's methodological value for intervention modeling, highlighting its potential to advance interdisciplinary integration in the social sciences. The official code is available at: https://github.com/armihia/CMASE .

cs.AI

Research Superalignment Should Advance Now with Alternating Competence and Conformity Optimization

The recent leap in AI capabilities, driven by big generative models, has sparked the possibility of achieving Artificial General Intelligence (AGI) and further triggered discussions on Artificial Superintelligence (ASI)-a system surpassing all humans across measured domains. This gives rise to the critical research question of: As we approach ASI, how do we align it with human values, ensuring it benefits rather than harms human society, a.k.a., the Superalignment problem. Despite ASI being regarded by many as a hypothetical concept, in this position paper, we argue that superalignment is achievable and research on it should advance immediately, through simultaneous and alternating optimization of task competence and value conformity. We posit that superalignment is not merely a safeguard for ASI but also necessary for its responsible realization. To support this position, we first provide a formal definition of superalignment rooted in the gap between capability and capacity, delve into its perceived infeasibility by analyzing the limitations of existing paradigms, and then illustrate a conceptual path of superalignment to support its achievability, centered on two fundamental principles. This work frames a potential initiative for developing value-aligned next-generation AI in the future, which will garner greater benefits and reduce potential harm to humanity.

cs.AI

On the Dynamics of Multi-Agent LLM Communities Driven by Value Diversity

As Large Language Models (LLM) based multi-agent systems become increasingly prevalent, the collective behaviors, e.g., collective intelligence, of such artificial communities have drawn growing attention. This work aims to answer a fundamental question: How does diversity of values shape the collective behavior of AI communities? Using naturalistic value elicitation grounded in the prevalent Schwartz's Theory of Basic Human Values, we constructed multi-agent simulations where communities with varying numbers of agents engaged in open-ended interactions and constitution formation. The results show that value diversity enhances value stability, fosters emergent behaviors, and brings more creative principles developed by the agents themselves without external guidance. However, these effects also show diminishing returns: extreme heterogeneity induces instability. This work positions value diversity as a new axis of future AI capability, bridging AI ability and sociological studies of institutional emergence.

cs.AI

IROTE: Human-like Traits Elicitation of Large Language Model via In-Context Self-Reflective Optimization

Trained on various human-authored corpora, Large Language Models (LLMs) have demonstrated a certain capability of reflecting specific human-like traits (e.g., personality or values) by prompting, benefiting applications like personalized LLMs and social simulations. However, existing methods suffer from the superficial elicitation problem: LLMs can only be steered to mimic shallow and unstable stylistic patterns, failing to embody the desired traits precisely and consistently across diverse tasks like humans. To address this challenge, we propose IROTE, a novel in-context method for stable and transferable trait elicitation. Drawing on psychological theories suggesting that traits are formed through identity-related reflection, our method automatically generates and optimizes a textual self-reflection within prompts, which comprises self-perceived experience, to stimulate LLMs' trait-driven behavior. The optimization is performed by iteratively maximizing an information-theoretic objective that enhances the connections between LLMs' behavior and the target trait, while reducing noisy redundancy in reflection without any fine-tuning, leading to evocative and compact trait reflection. Extensive experiments across three human trait systems manifest that one single IROTE-generated self-reflection can induce LLMs' stable impersonation of the target trait across diverse downstream tasks beyond simple questionnaire answering, consistently outperforming existing strong baselines.

cs.CL

Designing AI-Agents with Personalities: A Psychometric Approach

We introduce a methodology for assigning quantifiable and psychometrically validated personalities to AI-Agents using the Big Five framework. Across three studies, we evaluate its feasibility and limitations. In Study 1, we show that large language models (LLMs) capture semantic similarities among Big Five measures, providing a basis for personality assignment. In Study 2, we create AI-Agents using prompts designed based on the Big Five Inventory-2 (BFI-2) in different format, and find that AI-Agents powered by new models align more closely with human responses on the Mini-Markers test, although the finer pattern of results (e.g., factor loading patterns) were sometimes inconsistent. In Study 3, we validate our AI-Agents on risk-taking and moral dilemma vignettes, finding that models prompted with the BFI-2-Expanded format most closely reproduce human personality-decision associations, while safety-aligned models generally inflate 'moral' ratings. Overall, our results show that AI-Agents align with humans in correlations between input Big Five traits and output responses and may serve as useful tools for preliminary research. Nevertheless, discrepancies in finer response patterns indicate that AI-Agents cannot (yet) fully substitute for human participants in precision or high-stakes projects.

cs.AI

Value Compass Benchmarks: A Platform for Fundamental and Validated Evaluation of LLMs Values

As Large Language Models (LLMs) achieve remarkable breakthroughs, aligning their values with humans has become imperative for their responsible development and customized applications. However, there still lack evaluations of LLMs values that fulfill three desirable goals. (1) Value Clarification: We expect to clarify the underlying values of LLMs precisely and comprehensively, while current evaluations focus narrowly on safety risks such as bias and toxicity. (2) Evaluation Validity: Existing static, open-source benchmarks are prone to data contamination and quickly become obsolete as LLMs evolve. Additionally, these discriminative evaluations uncover LLMs' knowledge about values, rather than valid assessments of LLMs' behavioral conformity to values. (3) Value Pluralism: The pluralistic nature of human values across individuals and cultures is largely ignored in measuring LLMs value alignment. To address these challenges, we presents the Value Compass Benchmarks, with three correspondingly designed modules. It (i) grounds the evaluation on motivationally distinct \textit{basic values to clarify LLMs' underlying values from a holistic view; (ii) applies a \textit{generative evolving evaluation framework with adaptive test items for evolving LLMs and direct value recognition from behaviors in realistic scenarios; (iii) propose a metric that quantifies LLMs alignment with a specific value as a weighted sum over multiple dimensions, with weights determined by pluralistic values.

cs.AI