arXiv subjects

Nan Du

Publications and source records attributed to Nan Du.

At least 55 records · Page 3Linked to original sources

arXiv2023

Lifelong Language Pretraining with Distribution-Specialized Experts

Pretraining on a large-scale corpus has become a standard method to build general language models (LMs). Adapting a model to new data distributions targeting different downstream tasks poses significant challenges. Naive fine-tuning may incur catastrophic forgetting when the over-parameterized LMs overfit the new data but fail to preserve the pretrained features. Lifelong learning (LLL) aims to enable information systems to learn from a continuous data stream across time. However, most prior work modifies the training recipe assuming a static fixed network architecture. We find that additional model capacity and proper regularization are key elements to achieving strong LLL performance. Thus, we propose Lifelong-MoE, an extensible MoE (Mixture-of-Experts) architecture that dynamically adds model capacity via adding experts with regularized pretraining. Our results show that by only introducing a limited number of extra experts while keeping the computation cost constant, our model can steadily adapt to data distribution shifts while preserving the previous knowledge. Compared to existing lifelong learning approaches, Lifelong-MoE achieves better few-shot performance on 19 downstream NLP tasks.

cs.CL↗

arXiv2023

ReAct: Synergizing Reasoning and Acting in Language Models

While large language models (LLMs) have demonstrated impressive capabilities across tasks in language understanding and interactive decision making, their abilities for reasoning (e.g. chain-of-thought prompting) and acting (e.g. action plan generation) have primarily been studied as separate topics. In this paper, we explore the use of LLMs to generate both reasoning traces and task-specific actions in an interleaved manner, allowing for greater synergy between the two: reasoning traces help the model induce, track, and update action plans as well as handle exceptions, while actions allow it to interface with external sources, such as knowledge bases or environments, to gather additional information. We apply our approach, named ReAct, to a diverse set of language and decision making tasks and demonstrate its effectiveness over state-of-the-art baselines, as well as improved human interpretability and trustworthiness over methods without reasoning or acting components. Concretely, on question answering (HotpotQA) and fact verification (Fever), ReAct overcomes issues of hallucination and error propagation prevalent in chain-of-thought reasoning by interacting with a simple Wikipedia API, and generates human-like task-solving trajectories that are more interpretable than baselines without reasoning traces. On two interactive decision making benchmarks (ALFWorld and WebShop), ReAct outperforms imitation and reinforcement learning methods by an absolute success rate of 34% and 10% respectively, while being prompted with only one or two in-context examples. Project site with code: https://react-lm.github.io

cs.CL↗

arXiv2023

Model Based Reinforcement Learning with Non-Gaussian Environment Dynamics and its Application to Portfolio Optimization

With the fast development of quantitative portfolio optimization in financial engineering, lots of AI-based algorithmic trading strategies have demonstrated promising results, among which reinforcement learning begins to manifest competitive advantages. However, the environment from real financial markets is complex and hard to be fully simulated, considering the observation of abrupt transitions, unpredictable hidden causal factors, heavy tail properties and so on. Thus, in this paper, first, we adopt a heavy-tailed preserving normalizing flows to simulate high-dimensional joint probability of the complex trading environment and develop a model-based reinforcement learning framework to better understand the intrinsic mechanisms of quantitative online trading. Second, we experiment with various stocks from three different financial markets (Dow, NASDAQ and S&P) and show that among these three financial markets, Dow gets the best performance based on various evaluation metrics under our back-testing system. Especially, our proposed method is able to mitigate the impact of unpredictable financial market crises during the COVID-19 pandemic period, resulting in a lower maximum drawdown. Third, we also explore the explanation of our RL algorithm. (1), we utilize the pattern causality method to study the interactive relation among different stocks in the environment. (2), We analyze the dynamic loss and actor loss to ensure the convergence of our strategies. (3), by visualizing high dimensional state transition data comparisons from real and virtual buffers with t-SNE, we uncover some effective patterns of better portfolio optimization strategies. (4), we also utilize eigenvalue analysis to study the convergence properties of the environmen's model.

q-fin.MF↗

arXiv2023

Massively Multilingual Shallow Fusion with Large Language Models

While large language models (LLM) have made impressive progress in natural language processing, it remains unclear how to utilize them in improving automatic speech recognition (ASR). In this work, we propose to train a single multilingual language model (LM) for shallow fusion in multiple languages. We push the limits of the multilingual LM to cover up to 84 languages by scaling up using a mixture-of-experts LLM, i.e., generalist language model (GLaM). When the number of experts increases, GLaM dynamically selects only two at each decoding step to keep the inference computation roughly constant. We then apply GLaM to a multilingual shallow fusion task based on a state-of-the-art end-to-end model. Compared to a dense LM of similar computation during inference, GLaM reduces the WER of an English long-tail test set by 4.4% relative. In a multilingual shallow fusion task, GLaM improves 41 out of 50 languages with an average relative WER reduction of 3.85%, and a maximum reduction of 10%. Compared to the baseline model, GLaM achieves an average WER reduction of 5.53% over 43 languages.

cs.CL↗

arXiv2022

Review of security techniques for memristor computing systems

Neural network (NN) algorithms have become the dominant tool in visual object recognition, natural language processing, and robotics. To enhance the computational efficiency of these algorithms, in comparison to the traditional von Neuman computing architectures, researchers have been focusing on memristor computing systems. A major drawback when using memristor computing systems today is that, in the artificial intelligence (AI) era, well-trained NN models are intellectual property and, when loaded in the memristor computing systems, face theft threats, especially when running in edge devices. An adversary may steal the well-trained NN models through advanced attacks such as learning attacks and side-channel analysis. In this paper, we review different security techniques for protecting memristor computing systems. Two threat models are described based on their assumptions regarding the adversary's capabilities: a black-box (BB) model and a white-box (WB) model. We categorize the existing security techniques into five classes in the context of these threat models: thwarting learning attacks (BB), thwarting side-channel attacks (BB), NN model encryption (WB), NN weight transformation (WB), and fingerprint embedding (WB). We also present a cross-comparison of the limitations of the security techniques. This paper could serve as an aid when designing secure memristor computing systems.

cs.CR↗

arXiv2022

Mixture-of-Experts with Expert Choice Routing

Sparsely-activated Mixture-of-experts (MoE) models allow the number of parameters to greatly increase while keeping the amount of computation for a given token or a given sample unchanged. However, a poor expert routing strategy (e.g. one resulting in load imbalance) can cause certain experts to be under-trained, leading to an expert being under or over-specialized. Prior work allocates a fixed number of experts to each token using a top-k function regardless of the relative importance of different tokens. To address this, we propose a heterogeneous mixture-of-experts employing an expert choice method. Instead of letting tokens select the top-k experts, we have experts selecting the top-k tokens. As a result, each token can be routed to a variable number of experts and each expert can have a fixed bucket size. We systematically study pre-training speedups using the same computational resources of the Switch Transformer top-1 and GShard top-2 gating of prior work and find that our method improves training convergence time by more than 2x. For the same computational cost, our method demonstrates higher performance in fine-tuning 11 selected tasks in the GLUE and SuperGLUE benchmarks. For a smaller activation cost, our method outperforms the T5 dense model in 7 out of the 11 tasks.

cs.LG↗

arXiv2022

Physics inspired compact modelling of BiFeO$_3$ based memristors for hardware security applications

With the advent of the Internet of Things, nanoelectronic devices or memristors have been the subject of significant interest for use as new hardware security primitives. Among the several available memristors, BiFe$\rm O_{3}$ (BFO)-based electroforming-free memristors have attracted considerable attention due to their excellent properties, such as long retention time, self-rectification, intrinsic stochasticity, and fast switching. They have been actively investigated for use in physical unclonable function (PUF) key storage modules, artificial synapses in neural networks, nonvolatile resistive switches, and reconfigurable logic applications. In this work, we present a physics-inspired 1D compact model of a BFO memristor to understand its implementation for such applications (mainly PUFs) and perform circuit simulations. The resistive switching based on electric field-driven vacancy migration and intrinsic stochastic behaviour of the BFO memristor are modelled using the cloud-in-a-cell scheme. The experimental current-voltage characteristics of the BFO memristor are successfully reproduced. The response of the BFO memristor to changes in electrical properties, environmental properties (such as temperature) and stress are analyzed and consistent with experimental results.

cs.ET↗

arXiv2022

PaLM: Scaling Language Modeling with Pathways

Large language models have been shown to achieve remarkable performance across a variety of natural language tasks using few-shot learning, which drastically reduces the number of task-specific training examples needed to adapt the model to a particular application. To further our understanding of the impact of scale on few-shot learning, we trained a 540-billion parameter, densely activated, Transformer language model, which we call Pathways Language Model PaLM. We trained PaLM on 6144 TPU v4 chips using Pathways, a new ML system which enables highly efficient training across multiple TPU Pods. We demonstrate continued benefits of scaling by achieving state-of-the-art few-shot learning results on hundreds of language understanding and generation benchmarks. On a number of these tasks, PaLM 540B achieves breakthrough performance, outperforming the finetuned state-of-the-art on a suite of multi-step reasoning tasks, and outperforming average human performance on the recently released BIG-bench benchmark. A significant number of BIG-bench tasks showed discontinuous improvements from model scale, meaning that performance steeply increased as we scaled to our largest model. PaLM also has strong capabilities in multilingual tasks and source code generation, which we demonstrate on a wide array of benchmarks. We additionally provide a comprehensive analysis on bias and toxicity, and study the extent of training data memorization with respect to model scale. Finally, we discuss the ethical considerations related to large language models and discuss potential mitigation strategies.

cs.CL↗

arXiv2022

GLaM: Efficient Scaling of Language Models with Mixture-of-Experts

Scaling language models with more data, compute and parameters has driven significant progress in natural language processing. For example, thanks to scaling, GPT-3 was able to achieve strong results on in-context learning tasks. However, training these large dense models requires significant amounts of computing resources. In this paper, we propose and develop a family of language models named GLaM (Generalist Language Model), which uses a sparsely activated mixture-of-experts architecture to scale the model capacity while also incurring substantially less training cost compared to dense variants. The largest GLaM has 1.2 trillion parameters, which is approximately 7x larger than GPT-3. It consumes only 1/3 of the energy used to train GPT-3 and requires half of the computation flops for inference, while still achieving better overall zero-shot and one-shot performance across 29 NLP tasks.

cs.CL↗

arXiv2022

ST-MoE: Designing Stable and Transferable Sparse Expert Models

Scale has opened new frontiers in natural language processing -- but at a high cost. In response, Mixture-of-Experts (MoE) and Switch Transformers have been proposed as an energy efficient path to even larger and more capable language models. But advancing the state-of-the-art across a broad set of natural language tasks has been hindered by training instabilities and uncertain quality during fine-tuning. Our work focuses on these issues and acts as a design guide. We conclude by scaling a sparse model to 269B parameters, with a computational cost comparable to a 32B dense encoder-decoder Transformer (Stable and Transferable Mixture-of-Experts or ST-MoE-32B). For the first time, a sparse model achieves state-of-the-art performance in transfer learning, across a diverse set of tasks including reasoning (SuperGLUE, ARC Easy, ARC Challenge), summarization (XSum, CNN-DM), closed book question answering (WebQA, Natural Questions), and adversarially constructed tasks (Winogrande, ANLI R3).

cs.CL↗

arXiv2022

Finetuned Language Models Are Zero-Shot Learners

This paper explores a simple method for improving the zero-shot learning abilities of language models. We show that instruction tuning -- finetuning language models on a collection of tasks described via instructions -- substantially improves zero-shot performance on unseen tasks. We take a 137B parameter pretrained language model and instruction-tune it on over 60 NLP tasks verbalized via natural language instruction templates. We evaluate this instruction-tuned model, which we call FLAN, on unseen task types. FLAN substantially improves the performance of its unmodified counterpart and surpasses zero-shot 175B GPT-3 on 20 of 25 tasks that we evaluate. FLAN even outperforms few-shot GPT-3 by a large margin on ANLI, RTE, BoolQ, AI2-ARC, OpenbookQA, and StoryCloze. Ablation studies reveal that number of finetuning datasets, model scale, and natural language instructions are key to the success of instruction tuning.

cs.CL↗

arXiv2021

R2D2: Relational Text Decoding with Transformers

We propose a novel framework for modeling the interaction between graphical structures and the natural language text associated with their nodes and edges. Existing approaches typically fall into two categories. On group ignores the relational structure by converting them into linear sequences and then utilize the highly successful Seq2Seq models. The other side ignores the sequential nature of the text by representing them as fixed-dimensional vectors and apply graph neural networks. Both simplifications lead to information loss. Our proposed method utilizes both the graphical structure as well as the sequential nature of the texts. The input to our model is a set of text segments associated with the nodes and edges of the graph, which are then processed with a transformer encoder-decoder model, equipped with a self-attention mechanism that is aware of the graphical relations between the nodes containing the segments. This also allows us to use BERT-like models that are already trained on large amounts of text. While the proposed model has wide applications, we demonstrate its capabilities on data-to-text generation tasks. Our approach compares favorably against state-of-the-art methods in four tasks without tailoring the model architecture. We also provide an early demonstration in a novel practical application -- generating clinical notes from the medical entities mentioned during clinical visits.

cs.CL↗

arXiv2020

Learning Temporal Point Processes via Reinforcement Learning

Social goods, such as healthcare, smart city, and information networks, often produce ordered event data in continuous time. The generative processes of these event data can be very complex, requiring flexible models to capture their dynamics. Temporal point processes offer an elegant framework for modeling event data without discretizing the time. However, the existing maximum-likelihood-estimation (MLE) learning paradigm requires hand-crafting the intensity function beforehand and cannot directly monitor the goodness-of-fit of the estimated model in the process of training. To alleviate the risk of model-misspecification in MLE, we propose to generate samples from the generative model and monitor the quality of the samples in the process of training until the samples and the real data are indistinguishable. We take inspiration from reinforcement learning (RL) and treat the generation of each event as the action taken by a stochastic policy. We parameterize the policy as a flexible recurrent neural network and gradually improve the policy to mimic the observed event distribution. Since the reward function is unknown in this setting, we uncover an analytic and nonparametric form of the reward function using an inverse reinforcement learning formulation. This new RL framework allows us to derive an efficient policy gradient algorithm for learning flexible point process models, and we show that it performs well in both synthetic and real data.

cs.LG↗

arXiv2020

Entity Synonym Discovery via Multipiece Bilateral Context Matching

Being able to automatically discover synonymous entities in an open-world setting benefits various tasks such as entity disambiguation or knowledge graph canonicalization. Existing works either only utilize entity features, or rely on structured annotations from a single piece of context where the entity is mentioned. To leverage diverse contexts where entities are mentioned, in this paper, we generalize the distributional hypothesis to a multi-context setting and propose a synonym discovery framework that detects entity synonyms from free-text corpora with considerations on effectiveness and robustness. As one of the key components in synonym discovery, we introduce a neural network model SYNONYMNET to determine whether or not two given entities are synonym with each other. Instead of using entities features, SYNONYMNET makes use of multiple pieces of contexts in which the entity is mentioned, and compares the context-level similarity via a bilateral matching schema. Experimental results demonstrate that the proposed model is able to detect synonym sets that are not observed during training on both generic and domain-specific datasets: Wiki+Freebase, PubMed+UMLS, and MedBook+MKG, with up to 4.16% improvement in terms of Area Under the Curve and 3.19% in terms of Mean Average Precision compared to the best baseline method.

cs.CL↗

arXiv2020

The Medical Scribe: Corpus Development and Model Performance Analyses

There is a growing interest in creating tools to assist in clinical note generation using the audio of provider-patient encounters. Motivated by this goal and with the help of providers and medical scribes, we developed an annotation scheme to extract relevant clinical concepts. We used this annotation scheme to label a corpus of about 6k clinical encounters. This was used to train a state-of-the-art tagging model. We report ontologies, labeling results, model performances, and detailed analyses of the results. Our results show that the entities related to medications can be extracted with a relatively high accuracy of 0.90 F-score, followed by symptoms at 0.72 F-score, and conditions at 0.57 F-score. In our task, we not only identify where the symptoms are mentioned but also map them to canonical forms as they appear in the clinical notes. Of the different types of errors, in about 19-38% of the cases, we find that the model output was correct, and about 17-32% of the errors do not impact the clinical note. Taken together, the models developed in this work are more useful than the F-scores reflect, making it a promising approach for practical applications.

cs.CL↗

arXiv2019

On the Generation of Medical Question-Answer Pairs

Question answering (QA) has achieved promising progress recently. However, answering a question in real-world scenarios like the medical domain is still challenging, due to the requirement of external knowledge and the insufficient quantity of high-quality training data. In the light of these challenges, we study the task of generating medical QA pairs in this paper. With the insight that each medical question can be considered as a sample from the latent distribution of questions given answers, we propose an automated medical QA pair generation framework, consisting of an unsupervised key phrase detector that explores unstructured material for validity, and a generator that involves a multi-pass decoder to integrate structural knowledge for diversity. A series of experiments have been conducted on a real-world dataset collected from the National Medical Licensing Examination of China. Both automatic evaluation and human annotation demonstrate the effectiveness of the proposed method. Further investigation shows that, by incorporating the generated QA pairs for training, significant improvement in terms of accuracy can be achieved for the examination QA system.

cs.AI↗

arXiv2019

Deep Physiological State Space Model for Clinical Forecasting

Clinical forecasting based on electronic medical records (EMR) can uncover the temporal correlations between patients' conditions and outcomes from sequences of longitudinal clinical measurements. In this work, we propose an intervention-augmented deep state space generative model to capture the interactions among clinical measurements and interventions by explicitly modeling the dynamics of patients' latent states. Based on this model, we are able to make a joint prediction of the trajectories of future observations and interventions. Empirical evaluations show that our proposed model compares favorably to several state-of-the-art methods on real EMR data.

cs.LG↗

arXiv2019

Statistical Robust Chinese Remainder Theorem for Multiple Numbers

Generalized Chinese Remainder Theorem (CRT) is a well-known approach to solve ambiguity resolution related problems. In this paper, we study the robust CRT reconstruction for multiple numbers from a view of statistics. To the best of our knowledge, it is the first rigorous analysis on the underlying statistical model of CRT-based multiple parameter estimation. To address the problem, two novel approaches are established. One is to directly calculate a conditional maximum a posteriori probability (MAP) estimation of the residue clustering, and the other is based on a generalized wrapped Gaussian mixture model to iteratively search for MAP of both estimands and clustering. Residue error correcting codes are introduced to improve the robustness further. Experimental results show that the statistical schemes achieve much stronger robustness compared to state-of-the-art deterministic schemes, especially in heavy-noise scenarios.

stat.OT↗