arXiv subjects

Naomi Gendler

Publications and source records attributed to Naomi Gendler.

14 recordsLinked to original sources

arXiv2026

Catastrophic Inflation in the Axiverse

In the landscape of compactifications of type IIB string theory on O3/O7 orientifolds of Calabi--Yau threefolds, we identify regions of the axion potential in specific geometries that support small-field inflation, under the assumption that the overall Calabi--Yau volume can be stabilized at certain tuned values. At the tuned volume multiple critical points of the axion potential merge in a ``catastrophe'', creating a region with small gradient and small Hessian determinant --- necessary conditions for slow-roll inflation. We describe an algorithm that identifies several explicit examples of these catastrophes that have small field range $f / M_{\rm Pl} \ll 1 $ yet inflate for thousands of efolds. Some examples correctly reproduce the observed spectral tilt but not the amplitude of scalar perturbations, while others reproduce the observed amplitude but with a tilt that is slightly too red. All our examples have negligible tensor perturbations and no significant non-Gaussianity generated during the slow-roll phase. Our results demonstrate that string theory axions can be the source of cosmic inflation without alignment or large field ranges, provided that the Kähler moduli can be stabilized at special values of the volume.

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arXiv2026

Constraining the axiverse with reionization

Axions that couple to electromagnetism are produced in the early Universe by, among other channels, freeze-in via the Primakoff process. For sufficiently large axion masses, the same coupling causes the axions to decay into two photons, which subsequently ionize the intergalactic medium. If this decay occurs in the redshift range $20 \lesssim z \lesssim 1100$, then the contribution to the cosmic microwave background optical depth $τ_{\rm reio}$ can lead to a conflict with observations, excluding models with sufficiently strongly coupled, heavy axions and high reheating temperatures, $T_{\rm reh}$. Using large ensembles of explicit type IIB string theory models with up to $h^{1,1} = 100$ axions, we compute the full cosmic reionization history caused by the decays of multiple axions. We compare this to the posterior on the high-$z$ component of $τ_{\rm reio}$ derived from parametric-independent constraints on the ionization state of the Universe, obtained in a full \textit{Planck} analysis presented in a companion paper. For $h^{1,1} = 20, 50, 100$, we find that approximately 15\%, 15\%, and 10\% of the models in the ensemble prefer $T_{\rm reh} \lesssim 10^{10}\,\text{GeV}$ at 95\% CL. We provide a publicly available code at:~\href{https://github.com/ZiwenYin/Reionization-with-multi-axions-decay}{github.com/ZiwenYin/Reionization-with-multi-axions-decay}, which computes the reionization history for arbitrary ensembles of decaying axions. Our analysis opens the door for future large-scale work studying the preference for low-temperature reheating in models with multiple axions.

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arXiv2026

Holes in Calabi-Yau Effective Cones

Motivated by their role in non-perturbative potentials in string theory, we study divisors in effective cones of Calabi-Yau threefolds. We give examples of geometries for which some divisor classes in the effective cone are not themselves effective: i.e., they have no global sections. We call these non-holomorphic divisor classes "holes," and characterize their behavior in an ensemble of toric hypersurface Calabi-Yau threefolds. We prove some necessary and sufficient conditions for the existence of holes, show consequences of holes that follow from the minimal model program, and demonstrate that a class of holes come in semigroups (with this class conjectured to constitute all holes). Furthermore, we provide moduli-dependent bounds on the volumes of four-cycles representing holes.

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arXiv2025

Universality in the Axiverse

Studies of axion effective theories in the type IIB Calabi-Yau landscape have revealed that hierarchies in cycle volumes drive correlations between axion physics and the number of axions in a given model. We analyze distributions of divisor volumes in toric hypersurface Calabi-Yau threefolds, and provide evidence that aspects of these distributions are universal across this landscape. Furthermore, we show that axion observables in this landscape can be approximated efficiently in terms of only divisor volumes. Finally, we propose a simple model for the spectrum of divisor volumes and use this model to reproduce results on axion masses and decay constants across the Kreuzer-Skarke axiverse.

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arXiv2025

QCD Axion Dark Matter in String Theory: Haloscopes and Helioscopes as Probes of the Landscape

Laboratory experiments have the capacity to detect the QCD axion in the next decade, and precisely measure its mass, if it composes the majority of the dark matter. In type IIB string theory on Calabi-Yau threefolds in the geometric regime, the QCD axion mass, $m_a$, is strongly correlated with the topological Hodge number $h^{1,1}$. We compute $m_a$ in a scan of $185{,}965$ compactifications of type IIB string theory on toric hypersurface Calabi-Yau threefolds. We compute the range of $h^{1,1}$ probed by different experiments under the condition that the QCD axion can provide the observed dark matter density with minimal fine-tuning. Taking the experiments DMRadio, ADMX, MADMAX, and BREAD as indicative on different mass ranges, the $h^{1,1}$ distributions peak near $h^{1,1}=24.9, \ 65.4, \ 196.8,$ and $310.9,$ respectively. We furthermore conclude that, without severe fine tuning, detection of the QCD axion as dark matter \emph{at any mass} disfavours 80% of models with $h^{1,1} =491$, which is thought to have the most known Calabi-Yau threefolds. Measurement of the solar axion mass with IAXO is the dominant probe of all models with $h^{1,1}\gtrsim 250$. This study demonstrates the immense importance of axion detection in experimentally constraining the string landscape.

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arXiv2024

Fuzzy Axions and Associated Relics

We study fuzzy axion dark matter in type IIB string theory, for axions descending from the Ramond-Ramond four-form in compactifications on orientifolds of Calabi-Yau hypersurfaces. Such models can be tested by cosmological measurements if a significant relic abundance of fuzzy dark matter arises, which we argue is most common in models with small numbers of axions. We construct a topologically exhaustive ensemble of more than 350,000 Calabi-Yau compactifications yielding up to seven axions, and in this setting we perform a systematic analysis of misalignment production of fuzzy dark matter. In typical regions of moduli space, the fuzzy axion, the QCD axion, and other axions have comparable decay constants of $f_a \approx 10^{16}$ GeV. We find that overproduction of heavier axions is problematic, except at special loci in moduli space where decay constant hierarchies can occur: without a contrived reheating epoch, it is necessary to fine-tune initial displacements. The resulting dark matter is typically a mix of fuzzy axions and heavier axions, including the QCD axion. Dark photons are typically present as a consequence of the orientifold projection. We examine the signatures of these models by simulating halos with multiple fuzzy axions, and by computing new cosmological constraints on ultralight axions and dark radiation. We also give evidence that cosmic birefringence is possible in this setting. Our findings determine the phenomenological correlates of fuzzy axion dark matter in a corner of the landscape.

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arXiv2024

Glimmers from the Axiverse

We study axion-photon couplings in compactifications of type IIB string theory. We find that these couplings are systematically suppressed compared to the inverse axion periodicity, as a result of two effects. First, couplings to the QED theta angle are suppressed for axion mass eigenstates that are light compared to the mass scale set by stringy instantons on the cycle supporting QED. Second, in compactifications with many axions the intersection matrix is sparse, making kinetic mixing weak. We study the resulting phenomenology in an ensemble of $200{,}000$ toy models constructed from the Kreuzer-Skarke database up to the maximum Hodge number $h^{1,1}=491$. We examine freeze-in production and decay of thermal axions, birefringence of the cosmic microwave background, X-ray spectrum oscillations, and constraints on the QCD axion from supernovae. We conclude that compactifications in this corner of the landscape involve many invisible axions, as well as a handful that may be detectable via photon couplings.

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arXiv2024

Axions in the Dark Dimension

The dark dimension scenario, which is motivated from Swampland principles and predicts a single micron scale extra dimension, suggests a consistent framework for the dark sector of the universe. We consider the implications of this scenario for the QCD axion. We find that in the scenario in which the axion is localized on the standard model brane (which we will argue is natural), a combination of theoretical (being bounded by the 5D Planck mass) and observational constraints forces it to have decay constant in a narrow range $f \sim 10^9 - 10^{10}$ GeV. This corresponds to a mass for the QCD axion of $m_a \sim (1 - 10)$ meV. The axion mass surprisingly coincides with the mass scale for the dark energy, the dark matter tower, and the neutrinos. In this scenario axions are not expected to form a large fraction of the dark matter but nevertheless this range of axion parameters is accessible to observations in near future experiments.

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arXiv2023

Moduli Space Reconstruction and Weak Gravity

We present a method to construct the extended Kähler cone of any Calabi-Yau threefold by using Gopakumar-Vafa invariants to identify all geometric phases that are related by flops or Weyl reflections. In this way we obtain the Kähler moduli spaces of all favorable Calabi-Yau threefold hypersurfaces with $h^{1,1} \le 4$, including toric and non-toric phases. In this setting we perform an explicit test of the Weak Gravity Conjecture by using the Gopakumar-Vafa invariants to count BPS states. All of our examples satisfy the tower/sublattice WGC, and in fact they even satisfy the stronger lattice WGC.

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arXiv2023

Counting Calabi-Yau Threefolds

We enumerate topologically-inequivalent compact Calabi-Yau threefold hypersurfaces. By computing arithmetic and algebraic invariants and the Gopakumar-Vafa invariants of curves, we prove that the number of distinct simply connected Calabi-Yau threefold hypersurfaces resulting from triangulations of four-dimensional reflexive polytopes is 4, 27, 183, 1,184 and 8,036 at $h^{1,1}$ = 1, 2, 3, 4, and 5, respectively. We also establish that there are ten equivalence classes of Wall data of non-simply connected Calabi-Yau threefolds from the Kreuzer-Skarke list. Finally, we give a provisional count of threefolds obtained by enumerating non-toric flops at $h^{1,1} =2$.

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arXiv2023

Axion minima in string theory

We study the landscape of axion theories in compactifications of type IIB string theory on orientifolds of Calabi-Yau threefolds. In a sample of approximately 400,000 geometries we find that in the regime of perturbative control there are only a handful of distinct axion minima per geometry, despite there being infinitely many instanton contributions to the potential with unbounded charges. The ensemble we consider has numbers of axion fields ranging from 1 to 491, but the median number of distinct minima is 1, the mean number is 1.9 and the largest is 54. These small numbers of minima occur because the leading axion charge matrix is quite sparse, while the subleading corrections are increasingly exponentially suppressed as the charges increase. On their own, such potentials are nowhere near rich enough to be of interest anthropically. This is in stark contrast to potentials for which the charge matrix is less sparse or the hierarchies between the instanton contributions are less steep, where one can find $\mathcal{O}(10^{500})$ minima for $\mathcal{O}(500)$ axions. To generate a sufficiently large landscape from string compactifications our results indicate that one would need to rely on varying flux or topology, or to develop tools that allow one to go beyond the regime we can control with current techniques.

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arXiv2022

PQ Axiverse

We show that the strong CP problem is solved in a large class of compactifications of string theory. The Peccei-Quinn mechanism solves the strong CP problem if the CP-breaking effects of the ultraviolet completion of gravity and of QCD are small compared to the CP-preserving axion potential generated by low-energy QCD instantons. We characterize both classes of effects. To understand quantum gravitational effects, we consider an ensemble of flux compactifications of type IIB string theory on orientifolds of Calabi-Yau hypersurfaces in the geometric regime, taking a simple model of QCD on D7-branes. We show that the D-brane instanton contribution to the neutron electric dipole moment falls exponentially in $N^4$, with $N$ the number of axions. In particular, this contribution is negligible in all models in our ensemble with $N>17$. We interpret this result as a consequence of large $N$ effects in the geometry that create hierarchies in instanton actions and also suppress the ultraviolet cutoff. We also compute the CP breaking due to high-energy instantons in QCD. In the absence of vectorlike pairs, we find contributions to the neutron electric dipole moment that are not excluded, but that could be accessible to future experiments if the scale of supersymmetry breaking is sufficiently low. The existence of vectorlike pairs can lead to a larger dipole moment. Finally, we show that a significant fraction of models are allowed by standard cosmological and astrophysical constraints.

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arXiv2022

Superpotentials from Singular Divisors

We study Euclidean D3-branes wrapping divisors $D$ in Calabi-Yau orientifold compactifications of type IIB string theory. Witten's counting of fermion zero modes in terms of the cohomology of the structure sheaf $\mathcal{O}_D$ applies when $D$ is smooth, but we argue that effective divisors of Calabi-Yau threefolds typically have singularities along rational curves. We generalize the counting of fermion zero modes to such singular divisors, in terms of the cohomology of the structure sheaf $\mathcal{O}_{\overline{D}}$ of the normalization $\overline{D}$ of $D$. We establish this by detailing compactifications in which the singularities can be unwound by passing through flop transitions, giving a physical incarnation of the normalization process. Analytically continuing the superpotential through the flops, we find that singular divisors whose normalizations are rigid can contribute to the superpotential: specifically, $h^{\bullet}_{+}(\mathcal{O}_{\overline{D}})=(1,0,0)$ and $h^{\bullet}_{-}(\mathcal{O}_{\overline{D}})=(0,0,0)$ give a sufficient condition for a contribution. The examples that we present feature infinitely many isomorphic geometric phases, with corresponding infinite-order monodromy groups $Γ$. We use the action of $Γ$ on effective divisors to determine the exact effective cones, which have infinitely many generators. The resulting nonperturbative superpotentials are Jacobi theta functions, whose modular symmetries suggest the existence of strong-weak coupling dualities involving inversion of divisor volumes.

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arXiv2020

Merging the Weak Gravity and Distance Conjectures Using BPS Extremal Black Holes

We analyze the charge-to-mass structure of BPS states in general infinite-distance limits of $\mathcal{N}=2$ compactifications of Type IIB string theory on Calabi-Yau three-folds, and use the results to sharpen the formulation of the Swampland Conjectures in the presence of multiple gauge and scalar fields. We show that the BPS bound coincides with the black hole extremality bound in these infinite distance limits, and that the charge-to-mass vectors of the BPS states lie on degenerate ellipsoids with only two non-degenerate directions, regardless of the number of moduli or gauge fields. We provide the numerical value of the principal radii of the ellipsoid in terms of the classification of the singularity that is being approached. We use these findings to inform the Swampland Distance Conjecture, which states that a tower of states becomes exponentially light along geodesic trajectories towards infinite field distance. We place general bounds on the mass decay rate $λ$ of this tower in terms of the black hole extremality bound, which in our setup implies $λ\geq 1/\sqrt{6}$. We expect this framework to persist beyond $\mathcal{N}=2$ as long as a gauge coupling becomes small in the infinite field distance limit.

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