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Naomi Saphra

Publications and source records attributed to Naomi Saphra.

At least 19 recordsLinked to original sources

Can Interpretation Predict Behavior on Unseen Data?

Interpretability research often predicts model responses to targeted mechanistic interventions. But can we predict responses to unseen input data? We propose and demonstrate this alternate objective by using model internals to predict their out-of-distribution (OOD) behavior. We train hundreds of Transformers on simple synthetic tasks, where perfect in-distribution accuracy is compatible with multiple OOD generalization rules. We successfully use attention patterns -- observed only on in-distribution data -- to predict which rule each model follows on OOD data. Our experiments decouple the mechanistic faithfulness of our interpretation from its predictive value; ablations reveal such internal patterns can suppress rather than support the rule they predict, showing observational analysis can forecast behavior even when causal analysis fails to support a simple cause-effect link. Our findings are a proof-of-concept for a new interpretability objective: understanding model internals to predict behavior and assess reliability under distribution shift.

cs.LG

Shared Circuits for Shared Grammar: Tracing Subject-Verb Agreement Across Languages

Multilingual large language models often generalize across languages, and prior work suggests that their internal mechanisms can overlap cross-lingually. It remains unclear, however, when such sharing emerges and whether it varies with the overt realization of the same grammatical operation. We investigate this question for present-tense subject-verb agreement, a morphosyntactic process that varies substantially across languages and is only weakly expressed in English. Using activation patching and attention analysis across 29 languages and five open-source model families, we identify the attention heads causally implicated in agreement and compare these head-level signatures across languages. We find that languages with overt person/number inflection exhibit more similar agreement circuitry than non-conjugating languages, with the strongest sharing appearing when the analysis isolates recovery of the inflectional contrast itself. English provides an informative bridge case, becoming more similar to conjugating languages precisely in contexts where overt agreement is required. Finally, many implicated heads display similar attention patterns across languages, suggesting that cross-lingual overlap reflects shared functional roles as well as shared localization. Together, these results indicate that multilingual LLMs reuse partially shared computational structure for morphosyntactic agreement rather than relying on fully separate language-specific solutions.

cs.CL

Active Electrosensing and Communication in MARL-trained Weakly Electric Fish Collectives

How complex collective behavior emerges from individual interactions is a fundamental scientific question, but experimental cost and difficulty of simultaneous multi-brain recordings limit direct study in animals. Here we introduce a novel computational framework modeling weakly electric fish-like agents with biophysically inspired electrosensing and actuation, trained to forage collectively via multi-agent reinforcement learning (MARL). Trained agents reproduce hallmarks of real fish, including curvilinear homing trajectories and heavy-tailed electric organ discharge (EOD) interval statistics, while exhibiting emergent active sensing, social foraging, dominance-like asymmetries, and aggression. We perform in silico interventions including sensor ablations, EOD silencing, and food distribution changes to identify causal drivers of social foraging. Analyses of recurrent neural dynamics further show robust encoding of task-relevant variables and social context. Our work has broad implications for the neuroethology of weakly electric fish and other social animals where extensive multi-individual neural recordings, and thus traditional data-driven modeling, remain challenging.

cs.NE

Adversarial Concept Search: Predicting Compositional Errors From Feature Geometry

Humans cannot always intuit what scenarios are most challenging to LLMs. Hoping to capture challenging edge cases, developers either design problems to be difficult for humans or curate extensive benchmarks. What if we could instead anticipate which scenarios a model will fail on? In this paper, we use an LLM's representational geometry to predict which concept combinations it will fail on. We attribute this compositional failure to interference between salient features. In tasks that require systematic composition - toy programmatic settings, multihop reasoning, multilingual factual recall - we find that when a pair of concepts is encoded near-orthogonally, the model reliably composes them. When their linear encodings are close, producing interference, the model fails to compose them. Our method reliably anticipates failure modes across different compositional tasks, without evaluating specific inputs. These results lay the groundwork to use representational geometry to identify high-risk examples, construct targeted stress tests, and provide a scalable foundation for active learning in real-world deployment.

cs.AI

Position: Don't Just "Fix it in Post": A Science of AI Must Study Training Dynamics

What would it mean to have a scientific understanding of AI? Models are not static objects: they are snapshots of time-evolving processes shaped by data, objectives, architectures, and optimization dynamics. Yet much of AI research treats models as fixed artifacts, analyzing behaviors after training rather than asking why they emerge. This position paper argues that a science of AI must move beyond post-hoc fixes and study the training dynamics that produce model behavior. Such a science should support progressively stronger forms of understanding: predicting outcomes from early training signals, intervening when trajectories go wrong, and ultimately designing training procedures that more reliably produce desired properties. Scaling laws have made prediction routine for loss; the challenge is extending this success to capabilities, biases, robustness, and safety-relevant behaviors. We articulate requirements for such theories grounded in the history and philosophy of science, examine progress in mechanistic interpretability, fairness, memorization, and simplicity bias, and identify concrete open problems.

cs.AI

Why Larger Models Learn More: Effects of Capacity, Interference, and Rare-Task Retention

Larger models learn tasks smaller models do not. What drives this phenomenon? We develop a simple phenomenological argument that power-law scaling already suggests that a larger model will be able to learn a part of the data distribution that a smaller model fails to learn, even with infinite training data. To validate this claim and identify its causes, we study the effects of model scaling on a synthetic setup consisting of a mixture of tasks that show monotonic scaling curves. The results point to a data-induced competition over resources (neurons). Specifically, smaller models allocate their neurons to high frequency or low complexity tasks, and so they learn solutions that perform poorly on rare and complex tasks. Moreover, this happens even when solutions capable of expressing the desired task exist. We then assess how a larger model circumvents this data-centric bottleneck, finding that it traces to a reduced interference mechanism: larger models can allocate enough resources to common tasks that the gradient updates for those tasks become weak, which means that they do not overwrite rare-task features as they slowly accumulate. Finally, to further validate these claims, we pretrain OLMo models (4M to 4B parameters) on novel tasks of varying frequency and complexity. The results mirror those from our synthetic data experiments: only the larger OLMo models learn the infrequent and complex tasks, and these larger models embed more task features in their representations and show less gradient interference between tasks. Overall, we offer a data-centric account of why larger models learn tasks that smaller models fail to. This helps explain why larger models are better in practice, and it can inform practical questions concerning model sizing and training data mixtures.

cs.LG

Do Activation Verbalization Methods Convey Privileged Information?

Recent interpretability methods have proposed to translate LLM internal representations into natural language descriptions using a second verbalizer LLM. This is intended to illuminate how the target model represents and operates on inputs. But do such activation verbalization approaches actually provide privileged knowledge about the internal workings of the target model, or do they merely convey information about the inputs provided to it? We critically evaluate popular verbalization methods and datasets used in prior work and find that one can perform well on such benchmarks without access to target model internals, suggesting that these datasets are not ideal for evaluating verbalization methods. We then run controlled experiments which reveal that verbalizations often reflect the parametric knowledge of the verbalizer LLM that generated them, rather than the knowledge of the target LLM whose activations are decoded. Taken together, our results indicate a need for targeted benchmarks and experimental controls to rigorously assess whether verbalization methods provide meaningful insights into the operations of LLMs.

cs.CL

Interpretability Can Be Actionable

Interpretability aims to explain the behavior of deep neural networks. Despite rapid growth, there is mounting concern that much of this work has not translated into practical impact, raising questions about its relevance and utility. This position paper argues that the central missing ingredient is not new methods, but evaluation criteria: interpretability should be evaluated by actionability--the extent to which insights enable concrete decisions and interventions beyond interpretability research itself. We define actionable interpretability along two dimensions--concreteness and validation--and analyze the barriers currently preventing real-world impact. To address these barriers, we identify five domains where interpretability offers unique leverage and present a framework for actionable interpretability with evaluation criteria aligned with practical outcomes. Our goal is not to downplay exploratory research, but to establish actionability as a core objective of interpretability research.

cs.LG

Hidden Breakthroughs in Language Model Training

Loss curves are smooth during most of model training, so visible discontinuities stand out as possible conceptual breakthroughs. Studying these breakthroughs enables a deeper understanding of learning dynamics, but only when they are properly identified. This paper argues that similar breakthroughs occur frequently throughout training but they are obscured by a loss metric that collapses all variation into a single scalar. To find these hidden transitions, we introduce POLCA, a method for decomposing changes in loss along arbitrary bases of the low-rank training subspace. We use our method to identify clusters of samples that share similar changes in loss during training, disaggregating the overall loss into that of smaller groups of conceptually similar data. We validate our method on synthetic arithmetic and natural language tasks, showing that POLCA recovers clusters that represent interpretable breakthroughs in the model's capabilities. We demonstrate the promise of these hidden phase transitions as a tool for unsupervised interpretability.

cs.LG

Random Scaling of Emergent Capabilities

Language models famously improve under a smooth scaling law, but some specific capabilities exhibit sudden breakthroughs in performance. Advocates of "emergence" view these capabilities as unlocked at a specific scale, but others attribute breakthroughs to superficial metric thresholding effects. We propose that breakthroughs are instead driven by continuous changes in the probability distribution of training outcomes when performance is bimodally distributed across random seeds. we show that different random seeds can produce either smooth or emergent scaling trends in synthetic length generalization tasks, multiple choice question answering, and grammatical generalization. We reveal that sharp breakthroughs in metrics are produced by underlying continuous changes in their distribution across seeds. These distributions may become abruptly bimodal at a capacity threshold but this threshold appears at scales well before most seeds achieve breakthrough. Our observations hold true even under continuous loss metrics, confirming that random variation must be considered when predicting a model's performance from its scale.

cs.LG

Sometimes I am a Tree: Data Drives Unstable Hierarchical Generalization

Early in training, LMs can behave like n-gram models, but eventually they often learn tree-based syntactic rules and generalize hierarchically out of distribution (OOD). We study this shift using controlled grammar-learning tasks: question formation and tense inflection. We find that a model learns to generalize hierarchically if its training data is _complex_-in particular, if it includes center-embedded clauses, a special syntactic structure. Under this definition, complex data drives hierarchical rules, while less complex data encourages shortcut learning in the form of n-gram-like linear rules. Furthermore, we find that a model uses rules to generalize, whether hierarchical or linear, if its training data is _diverse_-in particular, if it includes many distinct syntax trees in the training set. Under this definition, diverse data promotes stable rule learning, whereas less diverse data promotes memorization of individual syntactic sequences. Finally, intermediate diversity and intermediate complexity form an *unstable regime*, which is characterized by oscillatory learning dynamics and inconsistent behaviors across random seeds. These results highlight the central role of training data in shaping generalization and explain why competing strategies can lead to unstable outcomes.

cs.LG

ChatGPT Doesn't Trust Chargers Fans: Guardrail Sensitivity in Context

While the biases of language models in production are extensively documented, the biases of their guardrails have been neglected. This paper studies how contextual information about the user influences the likelihood of an LLM to refuse to execute a request. By generating user biographies that offer ideological and demographic information, we find a number of biases in guardrail sensitivity on GPT-3.5. Younger, female, and Asian-American personas are more likely to trigger a refusal guardrail when requesting censored or illegal information. Guardrails are also sycophantic, refusing to comply with requests for a political position the user is likely to disagree with. We find that certain identity groups and seemingly innocuous information, e.g., sports fandom, can elicit changes in guardrail sensitivity similar to direct statements of political ideology. For each demographic category and even for American football team fandom, we find that ChatGPT appears to infer a likely political ideology and modify guardrail behavior accordingly.

cs.CL

A Taxonomy of Transcendence

Although language models are trained to mimic humans, the resulting systems display capabilities beyond the scope of any one person. To understand this phenomenon, we use a controlled setting to identify properties of the training data that lead a model to transcend the performance of its data sources. We build on previous work to outline three modes of transcendence, which we call skill denoising, skill selection, and skill generalization. We then introduce a knowledge graph-based setting in which simulated experts generate data based on their individual expertise. We highlight several aspects of data diversity that help to enable the model's transcendent capabilities. Additionally, our data generation setting offers a controlled testbed that we hope is valuable for future research in the area.

cs.AI

Using Shapley interactions to understand how models use structure

Language is an intricately structured system, and a key goal of NLP interpretability is to provide methodological insights for understanding how language models represent this structure internally. In this paper, we use Shapley Taylor interaction indices (STII) in order to examine how language and speech models internally relate and structure their inputs. Pairwise Shapley interactions measure how much two inputs work together to influence model outputs beyond if we linearly added their independent influences, providing a view into how models encode structural interactions between inputs. We relate the interaction patterns in models to three underlying linguistic structures: syntactic structure, non-compositional semantics, and phonetic coarticulation. We find that autoregressive text models encode interactions that correlate with the syntactic proximity of inputs, and that both autoregressive and masked models encode nonlinear interactions in idiomatic phrases with non-compositional semantics. Our speech results show that inputs are more entangled for pairs where a neighboring consonant is likely to influence a vowel or approximant, showing that models encode the phonetic interaction needed for extracting discrete phonemic representations.

cs.LG

PolyPythias: Stability and Outliers across Fifty Language Model Pre-Training Runs

The stability of language model pre-training and its effects on downstream performance are still understudied. Prior work shows that the training process can yield significantly different results in response to slight variations in initial conditions, e.g., the random seed. Crucially, the research community still lacks sufficient resources and tools to systematically investigate pre-training stability, particularly for decoder-only language models. We introduce the PolyPythias, a set of 45 new training runs for the Pythia model suite: 9 new seeds across 5 model sizes, from 14M to 410M parameters, resulting in about 7k new checkpoints that we release. Using these new 45 training runs, in addition to the 5 already available, we study the effects of different initial conditions determined by the seed -- i.e., parameters' initialisation and data order -- on (i) downstream performance, (ii) learned linguistic representations, and (iii) emergence of training phases. In addition to common scaling behaviours, our analyses generally reveal highly consistent training dynamics across both model sizes and initial conditions. Further, the new seeds for each model allow us to identify outlier training runs and delineate their characteristics. Our findings show the potential of using these methods to predict training stability.

cs.CL

Recite, Reconstruct, Recollect: Memorization in LMs as a Multifaceted Phenomenon

Memorization in language models is typically treated as a homogenous phenomenon, neglecting the specifics of the memorized data. We instead model memorization as the effect of a set of complex factors that describe each sample and relate it to the model and corpus. To build intuition around these factors, we break memorization down into a taxonomy: recitation of highly duplicated sequences, reconstruction of inherently predictable sequences, and recollection of sequences that are neither. We demonstrate the usefulness of our taxonomy by using it to construct a predictive model for memorization. By analyzing dependencies and inspecting the weights of the predictive model, we find that different factors influence the likelihood of memorization differently depending on the taxonomic category.

cs.CL

Sudden Drops in the Loss: Syntax Acquisition, Phase Transitions, and Simplicity Bias in MLMs

Most interpretability research in NLP focuses on understanding the behavior and features of a fully trained model. However, certain insights into model behavior may only be accessible by observing the trajectory of the training process. We present a case study of syntax acquisition in masked language models (MLMs) that demonstrates how analyzing the evolution of interpretable artifacts throughout training deepens our understanding of emergent behavior. In particular, we study Syntactic Attention Structure (SAS), a naturally emerging property of MLMs wherein specific Transformer heads tend to focus on specific syntactic relations. We identify a brief window in pretraining when models abruptly acquire SAS, concurrent with a steep drop in loss. This breakthrough precipitates the subsequent acquisition of linguistic capabilities. We then examine the causal role of SAS by manipulating SAS during training, and demonstrate that SAS is necessary for the development of grammatical capabilities. We further find that SAS competes with other beneficial traits during training, and that briefly suppressing SAS improves model quality. These findings offer an interpretation of a real-world example of both simplicity bias and breakthrough training dynamics.

cs.CL

Transcendence: Generative Models Can Outperform The Experts That Train Them

Generative models are trained with the simple objective of imitating the conditional probability distribution induced by the data they are trained on. Therefore, when trained on data generated by humans, we may not expect the artificial model to outperform the humans on their original objectives. In this work, we study the phenomenon of transcendence: when a generative model achieves capabilities that surpass the abilities of the experts generating its data. We demonstrate transcendence by training an autoregressive transformer to play chess from game transcripts, and show that the trained model can sometimes achieve better performance than all players in the dataset. We theoretically prove that transcendence can be enabled by low-temperature sampling, and rigorously assess this claim experimentally. Finally, we discuss other sources of transcendence, laying the groundwork for future investigation of this phenomenon in a broader setting.

cs.LG