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Nathan M. Dunfield

Publications and source records attributed to Nathan M. Dunfield.

At least 19 recordsLinked to original sources

Trisection invariants of 4-manifolds are uncomputable

We prove that two invariants of smooth 4-manifolds defined in terms of trisections are uncomputable: the trisection genus and the Kirby-Thompson L-invariant. That is, there does not exist an algorithm that takes as input a triangulated closed orientable 4-manifold and outputs one of these quantities. The result on the L-invariant resolves the second part of Problem 4.116 in the K3 problem list. In the same spirit, we show that the PL multisection genus of PL manifolds is uncomputable in dimensions at least four.

math.GT

Ribbon concordances and slice obstructions: experiments and examples

There are 352.2 million prime knots in the 3-sphere with at most 19 crossings. We study which of these knots are slice, in both the smooth and topological categories. While no algorithm is known for deciding whether a given knot is slice in either setting, we are able to determine it smoothly for all but about 11,400 knots (0.003% or 1 in 30,000) and topologically for all but about 1,400 knots (0.0004% or about 1 in 250,000). In particular, we show that some 1.6 million of these knots (0.46%) are smoothly slice (in fact ribbon) and that 350.5 million are not even topologically slice (99.54%). We use a wide range of tools and techniques, and introduce several new or refined methods for probing these properties. Along the way, we produce 500,000 pairs of 0-friends, that is, pairs of distinct knots with the same 0-surgery. We discuss how our data is consistent with several important conjectures and suggests new ones, and highlight the simplest knots where sliceness remains unknown.

math.GT

Local equivalence and refinements of Rasmussen's s-invariant

Inspired by the notions of local equivalence in monopole and Heegaard Floer homology, we introduce a version of local equivalence that combines odd Khovanov homology with equivariant even Khovanov homology into an algebraic package called a local even-odd (LEO) triple. We get a homomorphism from the smooth concordance group $C$ to the resulting local equivalence group $C_{LEO}$ of such triples. We give several versions of the $s$-invariant that descend to $C_{LEO}$, including one that completely determines whether the image of a knot $K$ in $C_{LEO}$ is trivial. We discuss computer experiments illustrating the power of these invariants in obstructing sliceness, both statistically and for some interesting knots studied by Manolescu-Piccirillo. Along the way, we explore several variants of this local equivalence group, including one that is totally ordered.

math.GT

Roots of Alexander polynomials of random positive 3-braids

Motivated by an observation of Dehornoy, we study the roots of Alexander polynomials of knots and links that are closures of positive 3-strand braids. We give experimental data on random such braids and find that the roots exhibit marked patterns, which we refine into precise conjectures. We then prove several results along those lines, for example that generically at least 69% of the roots are on the unit circle, which appears to be sharp. We also show there is a large root-free region near the origin. We further study the equidistribution properties of such roots by introducing a Lyapunov exponent of the Burau representation of random positive braids, and a corresponding bifurcation measure. In the spirit of Deroin and Dujardin, we conjecture that the bifurcation measure gives the limiting measure for such roots, and prove this on a region with positive limiting mass. We use tools including work of Gambaudo and Ghys on the signature function of links, for which we prove a central limit theorem.

math.GT

1-loop equals torsion for fibered 3-manifolds

In earlier work of two of the authors, two 1-loop polynomial invariants of cusped 3-manifolds were constructed using combinatorial data of ideal triangulations, and conjectured to be equal to the $\mathbb{C}^2$ and the $\mathbb{C}^3$-torsion polynomials. Here, we prove this conjecture for layered triangulations of fibered 3-manifolds with toroidal boundary, and we illustrate our theorems with exact computations of the 1-loop and the torsion polynomials. As further evidence for the conjecture, we confirm it for more than 6,600 nonfibered manifolds, and use this data to explore the extent to which the $\mathbb{C}^2$-torsion determines the Thurston norm.

math.GT

A unified Casson-Lin invariant for the real forms of SL(2)

We introduce a unified framework for counting representations of knot groups into $SU(2)$ and $SL(2, \mathbb{R})$. For a knot $K$ in the 3-sphere, Lin and others showed that a Casson-style count of $SU(2)$ representations with fixed meridional holonomy recovers the signature function of $K$. For knots whose complement contains no closed essential surface, we show there is an analogous count for $SL(2, \mathbb{R})$ representations. We then prove the $SL(2, \mathbb{R})$ count is determined by the $SU(2)$ count and a single integer $h(K)$, allowing us to show the existence of various $SL(2, \mathbb{R})$ representations using only elementary topological hypotheses. Combined with the translation extension locus of Culler-Dunfield, we use this to prove left-orderability of many 3-manifold groups obtained by cyclic branched covers and Dehn fillings on broad classes of knots. We give further applications to the existence of real parabolic representations, including a generalization of the Riley Conjecture (proved by Gordon) to alternating knots. These invariants exhibit some intriguing patterns that deserve explanation, and we include many open questions. The close connection between $SU(2)$ and $SL(2, \mathbb{R})$ comes from viewing their representations as the real points of the appropriate $SL(2, \mathbb{C})$ character variety. While such real loci are typically highly singular at the reducible characters that are common to both $SU(2)$ and $SL(2, \mathbb{R})$, in the relevant situations, we show how to resolve these real algebraic sets into smooth manifolds. We construct these resolutions using the geometric transition $S^2 \to \mathbb{E}^2 \to \mathbb{H}^2$, studied from the perspective of projective geometry, and they allow us to pass between Casson-Lin counts of $SU(2)$ and $SL(2, \mathbb{R})$ representations unimpeded.

math.GT

Enumeration and Identification of Unique 3D Spatial Topologies of Interconnected Engineering Systems Using Spatial Graphs

Systematic enumeration and identification of unique 3D spatial topologies of complex engineering systems (such as automotive cooling systems, electric power trains, satellites, and aero-engines) are essential to navigation of these expansive design spaces with the goal of identifying new spatial configurations that can satisfy challenging system requirements. However, efficient navigation through discrete 3D spatial topology (ST) options is a very challenging problem due to its combinatorial nature and can quickly exceed human cognitive abilities at even moderate complexity levels. This article presents a new, efficient, and scalable design framework that leverages mathematical spatial graph theory to represent, enumerate, and identify distinctive 3D topological classes for a generic 3D engineering system, given its system architecture (SA) -- its components and their interconnections. First, spatial graph diagrams (SGDs) are generated for a given SA from zero to a specified maximum number of interconnect crossings. Then, corresponding Yamada polynomials for all the planar SGDs are generated. SGDs are categorized into topological classes, each of which shares a unique Yamada polynomial. Finally, within each topological class, 3D geometric models are generated using the spatial graph diagrams (SGDs) having different numbers of interconnect crossings. Selected case studies are presented to illustrate the different features of our proposed framework, including an industrial engineering design application: ST enumeration of a 3D automotive fuel cell cooling system (AFCS). Design guidelines are also provided for practicing engineers to aid the application of this framework to different types of real-world problems such as configuration design and spatial packaging optimization.

cs.CE

Computing a Link Diagram from its Exterior

A knot is a circle piecewise-linearly embedded into the 3-sphere. The topology of a knot is intimately related to that of its exterior, which is the complement of an open regular neighborhood of the knot. Knots are typically encoded by planar diagrams, whereas their exteriors, which are compact 3-manifolds with torus boundary, are encoded by triangulations. Here, we give the first practical algorithm for finding a diagram of a knot given a triangulation of its exterior. Our method applies to links as well as knots, allows us to recover links with hundreds of crossings. We use it to find the first diagrams known for 23 principal congruence arithmetic link exteriors; the largest has over 2,500 crossings. Other applications include finding pairs of knots with the same 0-surgery, which relates to questions about slice knots and the smooth 4D Poincaré conjecture.

math.GT

On the rank of knot homology theories and concordance

For a ribbon knot, it is a folk conjecture that the rank of its knot Floer homology must be 1 modulo 8, and another folk conjecture says the same about reduced Khovanov homology. We give the first counter-examples to both of these folk conjectures, but at the same time present compelling evidence for new conjectures that either of these homologies must have rank congruent to 1 modulo 4 for any ribbon knot. We prove that each revised conjecture is equivalent to showing that taking the rank of the homology modulo 4 gives a homomorphism of the knot concordance group. We check the revised conjectures for 2.4 million ribbon knots, and also prove they hold for ribbon knots with fusion number 1.

math.GT

Counting essential surfaces in 3-manifolds

We consider the natural problem of counting isotopy classes of essential surfaces in 3-manifolds, focusing on closed essential surfaces in a broad class of hyperbolic 3-manifolds. Our main result is that the count of (possibly disconnected) essential surfaces in terms of their Euler characteristic always has a short generating function and hence has quasi-polynomial behavior. This gives remarkably concise formulae for the number of such surfaces, as well as detailed asymptotics. We give algorithms that allow us to compute these generating functions and the underlying surfaces, and apply these to almost 60,000 manifolds, providing a wealth of data about them. We use this data to explore the delicate question of counting only connected essential surfaces and propose some conjectures. Our methods involve normal and almost normal surfaces, especially the work of Tollefson and Oertel, combined with techniques pioneered by Ehrhart for counting lattice points in polyhedra with rational vertices. We also introduce a new way of testing if a normal surface in an ideal triangulation is essential that avoids cutting the manifold open along the surface; rather, we use almost normal surfaces in the original triangulation.

math.GT

A census of exceptional Dehn fillings

This paper describes the complete list of all 205,822 exceptional Dehn fillings on the 1-cusped hyperbolic 3-manifolds that have ideal triangulations with at most 9 ideal tetrahedra. The data is consistent with the standard conjectures about Dehn filling and suggests some new ones.

math.GT

Floer homology, group orderability, and taut foliations of hyperbolic 3-manifolds

This paper explores the conjecture that the following are equivalent for rational homology 3-spheres: having left-orderable fundamental group, having non-minimal Heegaard Floer homology, and admitting a co-orientable taut foliation. In particular, it adds further evidence in favor of this conjecture by studying these three properties for more than 300,000 hyperbolic rational homology 3-spheres. New or much improved methods for studying each of these properties form the bulk of the paper, including a new combinatorial criterion, called a foliar orientation, for showing that a 3-manifold has a taut foliation.

math.GT

Orderability and Dehn filling

Motivated by conjectures relating group orderability, Floer homology, and taut foliations, we discuss a systematic and broadly applicable technique for constructing left-orders on the fundamental groups of rational homology 3-spheres. Specifically, for a compact 3-manifold $M$ with torus boundary, we give several criteria which imply that whole intervals of Dehn fillings of $M$ have left-orderable fundamental groups. Our technique uses certain representations from $π_1(M)$ into $\widetilde{\mathrm{PSL}_2 \mathbb{R}}$, which we organize into an infinite graph in $H^1(\partial M; \mathbb{R})$ called the translation extension locus. We include many plots of such loci which inform the proofs of our main results and suggest interesting avenues for future research.

math.GT

Norms on the cohomology of hyperbolic 3-manifolds

We study the relationship between two norms on the first cohomology of a hyperbolic 3-manifold: the purely topological Thurston norm and the more geometric harmonic norm. Refining recent results of Bergeron, Şengün, and Venkatesh as well as older work of Kronheimer and Mrowka, we show that these norms are roughly proportional with explicit constants depending only on the volume and injectivity radius of the hyperbolic 3-manifold itself. Moreover, we give families of examples showing that some (but not all) qualitative aspects of our estimates are sharp. Finally, we exhibit closed hyperbolic 3-manifolds where the Thurston norm grows exponentially in terms of the volume and yet there is a uniform lower bound on the injectivity radius.

math.GT

A knot without a nonorientable essential spanning surface

This note gives the first example of a hyperbolic knot in the 3-sphere that lacks a nonorientable essential spanning surface; this disproves the Strong Neuwirth Conjecture formulated by Ozawa and Rubinstein. Moreover, this knot has no even strict boundary slopes, disproving the Even Boundary Slope Conjecture of the same authors. The proof is a rigorous calculation using Thurston's spun-normal surfaces in the spirit of Haken's original normal surface algorithms.

math.GT

Asymmetric hyperbolic L-spaces, Heegaard genus, and Dehn filling

An L-space is a rational homology 3-sphere with minimal Heegaard Floer homology. We give the first examples of hyperbolic L-spaces with no symmetries. In particular, unlike all previously known L-spaces, these manifolds are not double branched covers of links in S^3. We prove the existence of infinitely many such examples (in several distinct families) using a mix of hyperbolic geometry, Floer theory, and verified computer calculations. Of independent interest is our technique for using interval arithmetic to certify symmetry groups and non-existence of isometries of cusped hyperbolic 3-manifolds. In the process, we give examples of 1-cusped hyperbolic 3-manifolds of Heegaard genus 3 with two distinct lens space fillings. These are the first examples where multiple Dehn fillings drop the Heegaard genus by more than one, which answers a question of Gordon.

math.GT

Certifying the Thurston norm via SL(2, C)-twisted homology

We study when the Thurston norm is detected by twisted Alexander polynomials associated to representations of the 3-manifold group to SL(2, C). Specifically, we show that the hyperbolic torsion polynomial determines the genus for a large class of hyperbolic knots in the 3-sphere which includes all special arborescent knots and many knots whose ordinary Alexander polynomial is trivial. This theorem follows from results showing that the tautness of certain sutured manifolds can be certified by checking that they are a product from the point of view of homology with coefficients twisted by an SL(2, C)-representation.

math.GT

Injectivity radii of hyperbolic integer homology 3-spheres

We construct hyperbolic integer homology 3-spheres where the injectivity radius is arbitrarily large for nearly all points of the manifold. As a consequence, there exists a sequence of closed hyperbolic 3-manifolds which Benjamini-Schramm converge to H^3 whose normalized Ray-Singer analytic torsions do not converge to the L^2-analytic torsion of H^3. This contrasts with the work of Abert et. al. who showed that Benjamini-Schramm convergence forces convergence of normalized betti numbers. Our results shed light on a conjecture of Bergeron and Venkatesh on the growth of torsion in the homology of arithmetic hyperbolic 3-manifolds, and we give experimental results which support this and related conjectures.

math.GT