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Nave Frost

Publications and source records attributed to Nave Frost.

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Realistic Counterfactual Explanations via Denial Constraints

In the realm of Explainable AI, classification results are often explained via counterfactuals (CFs for short), which are (ideally small) perturbations to an instance that lead to a change of classification label. Such CFs may serve as explanations for the prediction, pinpointing the features that were important. Existing explainability solutions typically aim at minimizing the distance of CFs from the original instance so that they are specific to it, and/or maximizing the diversity of CFs to cover multiple facets of the reasons underlying the prediction. In this paper, we note that in pursuing these aims, state-of-the-art explainability solutions may (and often do) yield counterfactual explanations that do not correspond to realistic instances. This limits their applicability and usefulness in practice. To remedy this, we combine ideas from Explainable AI with ideas from data management. Specifically, we capture realism of CFs via logical constraints that hold with respect to a dataset of examples (e.g., training set); the class of such constraints that we focus on is that of denial constraints, extensively studied in the context of relational databases. Algorithmically, we then combine explainable AI solutions to yield CFs, with ideas from data cleaning that we adapt to this unique setting, to transform CFs into realistic ones. Extensive experiments across four datasets validate that our solutions achieve realism with relatively minor compromise in terms of distance and diversity. They further validate that the dedicated optimizations that we have developed to speed up the search for CFs are indeed highly effective.

cs.DB

Position: Explainability Research Must Prioritize Foundations over Ad-hoc Methods

Despite the proliferation of Explainable AI (XAI) techniques -- from feature attributions to sparse autoencoders -- explanations rarely influence real-world workflows. In practice, they are often generated and discarded without guiding meaningful action. This gap reflects foundational shortcomings: research has not yet established methodologies for integrating explanations into end-to-end, human-in-the-loop systems. This position paper argues that the machine learning community must pivot from ad-hoc XAI methods toward addressing foundational & structural challenges, including unclear problem formulations, underspecified evaluation objectives, and the absence of pipelines for explanation-driven feedback. We support this claim through an analysis of recent ICML, NeurIPS, and ICLR papers and a survey of XAI practitioners, revealing recurring issues that limit cumulative progress. We conclude by outlining a practical checklist designed to shift XAI toward a more human-centered, action-oriented paradigm. By emphasizing foundational clarity over the development of ad-hoc methods, we hope to provide a roadmap for integrating explanations into actionable, feedback-driven AI systems.

cs.LG

Advancing Fact Attribution for Query Answering: Aggregate Queries and Novel Algorithms

In this paper, we introduce a novel approach to computing the contribution of input tuples to the result of the query, quantified by the Banzhaf and Shapley values. In contrast to prior algorithmic work that focuses on Select-Project-Join-Union queries, ours is the first practical approach for queries with aggregates. It relies on two novel optimizations that are essential for its practicality and significantly improve the runtime performance already for queries without aggregates. The first optimization exploits the observation that many input tuples have the same contribution to the query result, so it is enough to compute the contribution of one of them. The second optimization uses the gradient of the query lineage to compute the contributions of all tuples with the same complexity as for one of them. Experiments with a million instances over 3 databases show that our approach achieves up to 3 orders of magnitude runtime improvements over the state-of-the-art for queries without aggregates, and that it is practical for aggregate queries.

cs.DB

CaFA: Cost-aware, Feasible Attacks With Database Constraints Against Neural Tabular Classifiers

This work presents CaFA, a system for Cost-aware Feasible Attacks for assessing the robustness of neural tabular classifiers against adversarial examples realizable in the problem space, while minimizing adversaries' effort. To this end, CaFA leverages TabPGD$-$an algorithm we set forth to generate adversarial perturbations suitable for tabular data$-$ and incorporates integrity constraints automatically mined by state-of-the-art database methods. After producing adversarial examples in the feature space via TabPGD, CaFA projects them on the mined constraints, leading, in turn, to better attack realizability. We tested CaFA with three datasets and two architectures and found, among others, that the constraints we use are of higher quality (measured via soundness and completeness) than ones employed in prior work. Moreover, CaFA achieves higher feasible success rates$-$i.e., it generates adversarial examples that are often misclassified while satisfying constraints$-$than prior attacks while simultaneously perturbing few features with lower magnitudes, thus saving effort and improving inconspicuousness. We open-source CaFA, hoping it will serve as a generic system enabling machine-learning engineers to assess their models' robustness against realizable attacks, thus advancing deployed models' trustworthiness.

cs.CR

Banzhaf Values for Facts in Query Answering

Quantifying the contribution of database facts to query answers has been studied as means of explanation. The Banzhaf value, originally developed in Game Theory, is a natural measure of fact contribution, yet its efficient computation for select-project-join-union queries is challenging. In this paper, we introduce three algorithms to compute the Banzhaf value of database facts: an exact algorithm, an anytime deterministic approximation algorithm with relative error guarantees, and an algorithm for ranking and top-$k$. They have three key building blocks: compilation of query lineage into an equivalent function that allows efficient Banzhaf value computation; dynamic programming computation of the Banzhaf values of variables in a Boolean function using the Banzhaf values for constituent functions; and a mechanism to compute efficiently lower and upper bounds on Banzhaf values for any positive DNF function. We complement the algorithms with a dichotomy for the Banzhaf-based ranking problem: given two facts, deciding whether the Banzhaf value of one is greater than of the other is tractable for hierarchical queries and intractable for non-hierarchical queries. We show experimentally that our algorithms significantly outperform exact and approximate algorithms from prior work, most times up to two orders of magnitude. Our algorithms can also cover challenging problem instances that are beyond reach for prior work.

cs.DB

Framework for Evaluating Faithfulness of Local Explanations

We study the faithfulness of an explanation system to the underlying prediction model. We show that this can be captured by two properties, consistency and sufficiency, and introduce quantitative measures of the extent to which these hold. Interestingly, these measures depend on the test-time data distribution. For a variety of existing explanation systems, such as anchors, we analytically study these quantities. We also provide estimators and sample complexity bounds for empirically determining the faithfulness of black-box explanation systems. Finally, we experimentally validate the new properties and estimators.

cs.LG

Computing the Shapley Value of Facts in Query Answering

The Shapley value is a game-theoretic notion for wealth distribution that is nowadays extensively used to explain complex data-intensive computation, for instance, in network analysis or machine learning. Recent theoretical works show that query evaluation over relational databases fits well in this explanation paradigm. Yet, these works fall short of providing practical solutions to the computational challenge inherent to the Shapley computation. We present in this paper two practically effective solutions for computing Shapley values in query answering. We start by establishing a tight theoretical connection to the extensively studied problem of query evaluation over probabilistic databases, which allows us to obtain a polynomial-time algorithm for the class of queries for which probability computation is tractable. We then propose a first practical solution for computing Shapley values that adopts tools from probabilistic query evaluation. In particular, we capture the dependence of query answers on input database facts using Boolean expressions (data provenance), and then transform it, via Knowledge Compilation, into a particular circuit form for which we devise an algorithm for computing the Shapley values. Our second practical solution is a faster yet inexact approach that transforms the provenance to a Conjunctive Normal Form and uses a heuristic to compute the Shapley values. Our experiments on TPC-H and IMDB demonstrate the practical effectiveness of our solutions.

cs.DB

SmartTriage: A system for personalized patient data capture, documentation generation, and decision support

Symptom checkers have emerged as an important tool for collecting symptoms and diagnosing patients, minimizing the involvement of clinical personnel. We developed a machine-learning-backed system, SmartTriage, which goes beyond conventional symptom checking through a tight bi-directional integration with the electronic medical record (EMR). Conditioned on EMR-derived patient history, our system identifies the patient's chief complaint from a free-text entry and then asks a series of discrete questions to obtain relevant symptomatology. The patient-specific data are used to predict detailed ICD-10-CM codes as well as medication, laboratory, and imaging orders. Patient responses and clinical decision support (CDS) predictions are then inserted back into the EMR. To train the machine learning components of SmartTriage, we employed novel data sets of over 25 million primary care encounters and 1 million patient free-text reason-for-visit entries. These data sets were used to construct: (1) a long short-term memory (LSTM) based patient history representation, (2) a fine-tuned transformer model for chief complaint extraction, (3) a random forest model for question sequencing, and (4) a feed-forward network for CDS predictions. In total, our system supports 337 patient chief complaints, which together make up $>90\%$ of all primary care encounters at Kaiser Permanente.

cs.CL

Explainable $k$-Means and $k$-Medians Clustering

Clustering is a popular form of unsupervised learning for geometric data. Unfortunately, many clustering algorithms lead to cluster assignments that are hard to explain, partially because they depend on all the features of the data in a complicated way. To improve interpretability, we consider using a small decision tree to partition a data set into clusters, so that clusters can be characterized in a straightforward manner. We study this problem from a theoretical viewpoint, measuring cluster quality by the $k$-means and $k$-medians objectives: Must there exist a tree-induced clustering whose cost is comparable to that of the best unconstrained clustering, and if so, how can it be found? In terms of negative results, we show, first, that popular top-down decision tree algorithms may lead to clusterings with arbitrarily large cost, and second, that any tree-induced clustering must in general incur an $Ω(\log k)$ approximation factor compared to the optimal clustering. On the positive side, we design an efficient algorithm that produces explainable clusters using a tree with $k$ leaves. For two means/medians, we show that a single threshold cut suffices to achieve a constant factor approximation, and we give nearly-matching lower bounds. For general $k \geq 2$, our algorithm is an $O(k)$ approximation to the optimal $k$-medians and an $O(k^2)$ approximation to the optimal $k$-means. Prior to our work, no algorithms were known with provable guarantees independent of dimension and input size.

cs.LG

Explaining Natural Language Query Results

Multiple lines of research have developed Natural Language (NL) interfaces for formulating database queries. We build upon this work, but focus on presenting a highly detailed form of the answers in NL. The answers that we present are importantly based on the provenance of tuples in the query result, detailing not only the results but also their explanations. We develop a novel method for transforming provenance information to NL, by leveraging the original NL query structure. Furthermore, since provenance information is typically large and complex, we present two solutions for its effective presentation as NL text: one that is based on provenance factorization, with novel desiderata relevant to the NL case, and one that is based on summarization. We have implemented our solution in an end-to-end system supporting questions, answers and provenance, all expressed in NL. Our experiments, including a user study, indicate the quality of our solution and its scalability.

cs.DB

Just in Time: Personal Temporal Insights for Altering Model Decisions

The interpretability of complex Machine Learning models is coming to be a critical social concern, as they are increasingly used in human-related decision-making processes such as resume filtering or loan applications. Individuals receiving an undesired classification are likely to call for an explanation -- preferably one that specifies what they should do in order to alter that decision when they reapply in the future. Existing work focuses on a single ML model and a single point in time, whereas in practice, both models and data evolve over time: an explanation for an application rejection in 2018 may be irrelevant in 2019 since in the meantime both the model and the applicant's data can change. To this end, we propose a novel framework that provides users with insights and plans for changing their classification in particular future time points. The solution is based on combining state-of-the-art algorithms for (single) model explanations, ones for predicting future models, and database-style querying of the obtained explanations. We propose to demonstrate the usefulness of our solution in the context of loan applications, and interactively engage the audience in computing and viewing suggestions tailored for applicants based on their unique characteristic.

cs.DB

T-REx: Table Repair Explanations

Data repair is a common and crucial step in many frameworks today, as applications may use data from different sources and of different levels of credibility. Thus, this step has been the focus of many works, proposing diverse approaches. To assist users in understanding the output of such data repair algorithms, we propose T-REx, a system for providing data repair explanations through Shapley values. The system is generic and not specific to a given repair algorithm or approach: it treats the algorithm as a black box. Given a specific table cell selected by the user, T-REx employs Shapley values to explain the significance of each constraint and each table cell in the repair of the cell of interest. T-REx then ranks the constraints and table cells according to their importance in the repair of this cell. This explanation allows users to understand the repair process, as well as to act based on this knowledge, to modify the most influencing constraints or the original database.

cs.DB

ExKMC: Expanding Explainable $k$-Means Clustering

Despite the popularity of explainable AI, there is limited work on effective methods for unsupervised learning. We study algorithms for $k$-means clustering, focusing on a trade-off between explainability and accuracy. Following prior work, we use a small decision tree to partition a dataset into $k$ clusters. This enables us to explain each cluster assignment by a short sequence of single-feature thresholds. While larger trees produce more accurate clusterings, they also require more complex explanations. To allow flexibility, we develop a new explainable $k$-means clustering algorithm, ExKMC, that takes an additional parameter $k' \geq k$ and outputs a decision tree with $k'$ leaves. We use a new surrogate cost to efficiently expand the tree and to label the leaves with one of $k$ clusters. We prove that as $k'$ increases, the surrogate cost is non-increasing, and hence, we trade explainability for accuracy. Empirically, we validate that ExKMC produces a low cost clustering, outperforming both standard decision tree methods and other algorithms for explainable clustering. Implementation of ExKMC available at https://github.com/navefr/ExKMC.

cs.LG