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Neal Katz

Publications and source records attributed to Neal Katz.

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Characterization of Lyman Alpha Spectra and Predictions of Structure Formation Models: A Flux Statistics Approach

In gravitational instability models, \lya absorption arises from a continuous fluctuating medium, so that spectra provide a non-linear one-dimensional ``map'' of the underlying density field. We characterise this continuous absorption using statistical measures applied to the distribution of absorbed flux. We describe two simple members of a family of statistics which we apply to simulated spectra in order to show their sensitivity as probes of cosmological parameters (H$_{0}$, $Ω$, the initial power spectrum of matter fluctuations) and the physical state of the IGM. We make use of SPH simulation results to test the flux statistics, as well as presenting a preliminary application to Keck HIRES data.

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Metal Lines Associated with Lyman Alpha Absorbers: A Comparison of Theory and Observations

We study metal line absorption of CIV, CII, SiIV, and NV at redshifts z=3.5 to z=2 within the framework of a cosmological model for the Lyman alpha forest, comparing the results of numerical simulations to recent observations by Songaila & Cowie (1996, SC). In agreement with Rauch, Haehnelt & Steinmetz (1996), we find that the observed mean value of the CIV/HI ratio around z=3 is reproduced if a uniform metallicity of [C/H] = -2.5 is assumed in our model, but that the observed scatter in this ratio is larger than predicted, implying a scatter in the metallicity of the absorbing systems of roughly an order of magnitude. We further argue that absorbers with relatively low column densities (log(N_HI) < 15) likely have a mean metallicity [C/H] less than -2.5, a result which is basically independent of the model considered, and similar to what is predicted in the simulations by Gnedin & Ostriker (1997). Our model predicts no significant evolution in the mean values of metal line column densities between z=3.5 and z=2. Comparison of the predicted and observed numbers of SiIV and NV systems suggests that the photoionizing background radiation field around z=3 is somewhat softer than that proposed by Haardt & Madau (1996). Our model does not account for the increase in the SiIV/CIV ratio at z=3.2 found by SC. While SC suggested that the increase could be explained by a softening of the radiation field due to HeII absorption at z > 3, such a modification does not raise the mean value of SiIV/CIV in our simulation because it shifts numerous weak SiIV systems to just above the detection limit, thus keeping the mean column density of observable SiIV systems low.

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A Lower Bound on the Cosmic Baryon Density

We derive analytic lower bounds on the cosmic baryon density by requiring that the high-redshift IGM contain enough neutral hydrogen to produce the observed \lya absorption in quasar spectra. The key theoretical assumption is that absorbing structures are no more extended in redshift space than in real space. This assumption might not hold if \lya clouds are highly overdense and thermally broadened, but it is likely to hold in the gravitational instability picture for the \lya forest suggested by cosmological simulations, independently of the details of the cosmological model. The other ingredients in these bounds are an estimate of the UV background from quasars, a temperature $T~10^4K$ for the "warm" photoionized IGM that produces most of the \lya absorption, a value of the Hubble constant, and observational estimates of the mean \lya flux decrement $\Dbar$ or, for a more restrictive bound, the distribution function $P(τ)$ of \lya optical depths. With plausible parameter values, the mean decrement bound implies a baryon density parameter $\Omb \ga 0.0125/h^2$. With conservative values, the bound weakens to $\Omb \ga 0.005/h^2$, but the required clustering of the IGM is then incompatible with other properties of quasar spectra. A recent observational determination of $P(τ)$ implies $\Omb \ga 0.0125/h^2$ even for a conservative estimate of the UV background, and $\Omb \ga 0.018/h^2$ for a more reasonable estimate. These bounds are consistent with recent low estimates of the primordial deuterium-to-hydrogen ratio $\dtoh$, which imply $\Omb \approx 0.025/h^2$, but the $P(τ)$ bound can only be reconciled with high $\dtoh$ estimates by abandoning standard big bang nucleosynthesis or the gravitational instability picture for the origin of the \lya forest. (Shortened abstract.)

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Voigt-Profile Analysis of the Lyman-alpha Forest in a Cold Dark Matter Universe

We use an automated Voigt-profile fitting procedure to extract statistical properties of the Ly$α$ forest in a numerical simulation of an $Ω=1$, cold dark matter (CDM) universe. Our analysis method is similar to that used in most observational studies of the forest, and we compare the simulations to recently published results derived from Keck HIRES spectra. With the Voigt-profile decomposition analysis, the simulation reproduces the large number of weak lines ($N_{\rm HI}\la 10^{13}\cdunits$) found in the HIRES spectra. The column density distribution evolves significantly between $z=3$ and $z=2$, with the number of lines at fixed column density dropping by a factor $\sim 1.6$ in the range where line blending is not severe. At $z=3$, the $b$-parameter distribution has a median of $35 \kms$ and a dispersion of $20 \kms$, in reasonable agreement with the observed values. The comparison between our new analysis and recent data strengthens earlier claims that the \lya forest arises naturally in hierarchical structure formation as photoionized gas falls into dark matter potential wells. However, there are two statistically signficant discrepancies between the simulated forest and the HIRES results: the model produces too many lines at $z=3$ by a factor $\sim 1.5-2$, and it produces more narrow lines ($b<20 \kms$) than are seen in the data. The first result is sensitive to our adopted normalization of the mean \lya optical depth, and the second is sensitive to our assumption that helium reionization has not significantly raised gas temperatures at $z=3$. It is therefore too early to say whether these discrepancies indicate a fundamental problem with the high-redshift structure of the $Ω=1$ CDM model or reflect errors of detail in our modeling of the gas distribution or the observational procedure.

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The Population of Damped Lyman-alpha and Lyman Limit Systems in the Cold Dark Matter Model

Lyman limit and damped Lyman-alpha absorption systems probe the distribution of collapsed, cold gas at high redshift. Numerical simulations that incorporate gravity and gas dynamics can predict the abundance of such absorbers in cosmological models. We develop a semi-analytical method to correct the numerical predictions for the contribution of unresolved low mass halos, and we apply this method to the Katz et al. (1996) simulation of the standard cold dark matter model ($Ω=1$, $h=0.5$, $Ω_b=0.05$, $σ_8=0.7$). Using this simulation and higher resolution simulations of individual low mass systems, we determine the relation between a halo's circular velocity $v_c$ and its cross section for producing Lyman limit or damped absorption. We combine this relation with the Press-Schechter formula for the abundance of halos to compute the number of absorbers per unit redshift. The resolution correction increases the predicted abundances by about a factor of two at z=2, 3, and 4, bringing the predicted number of damped absorbers into quite good agreement with observations. Roughly half of the systems reside in halos with circular velocities $v_c>100\kms$ and half in halos with $35\kms 150\kms$ typically harbor two or more systems capable of producing damped absorption. Even with the resolution correction, the predicted abundance of Lyman limit systems is a factor of three below observational estimates, signifying either a failure of standard CDM or a failure of these simulations to resolve the systems responsible for most Lyman limit absorption. By comparing simulations with and without star formation, we find that depletion of the gas supply by star formation affects absorption line statistics at $z>=2$ only for column densities exceeding $N_{HI}=10^{22} cm^{-2}$.

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Analysis of the Lyman-alpha Forest in Cosmological Simulations Using Voigt-Profile Decomposition

We use an automated Voigt-profile fitting procedure to extract statistical properties of the Ly$α$ forest in a numerical simulation of an $Ω=1$, cold dark matter (CDM) universe. Our analysis method is similar to that used in most observational studies of the forest, and we compare the simulations to recently published results derived from Keck HIRES spectra. With the Voigt-profile decomposition analysis, the simulation reproduces the large number of weak lines ($N_{\rm HI}\la 10^{14} cm^{-2}$) found in the HIRES spectra. At $z=3$, the $b$-parameter distribution has a median of $35\kms$ and a dispersion of $20\kms$, in reasonable agreement with the observed values. The comparison between our new analysis and recent data strengthens earlier claims that the Ly$alpha$ forest arises naturally in hierarchical structure formation as photoionized gas falls into dark matter potential wells.

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Photoionization, Numerical Resolution, and Galaxy Formation

Using cosmological simulations that incorporate gas dynamics and gravitational forces, we investigate the influence of photoionization by a UV radiation background on the formation of galaxies. In our highest resolution simulations, we find that photoionization has essentially no effect on the baryonic mass function of galaxies at $z=2$, down to our resolution limit of $5e9 M_\sun$. We do, however, find a strong interplay between the mass resolution of a simulation and the microphysics included in the computation of heating and cooling rates. At low resolution, a photoionizing background can appear to suppress the formation of even relatively massive galaxies. However, when the same initial conditions are evolved with a factor of eight better mass resolution, this effect disappears. Our results demonstrate the need for care in interpreting the results of cosmological simulations that incorporate hydrodynamics and radiation physics. For example, we conclude that a simulation with limited resolution may yield more realistic results if it ignores some relevant physical processes, such as photoionization. At higher resolution, the simulated population of massive galaxies is insensitive to the treatment of photoionization and star formation, but it does depend significantly on the amplitude of the initial density fluctuations. By $z=2$, an $Ω=1$ cold dark matter model normalized to produce the observed masses of present-day clusters has already formed galaxies with baryon masses exceeding $1e11 M_\sun$.

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Small Scale Structure and High Redshift HI

Cosmological simulations with gas dynamics suggest that the Lyman-alpha forest is produced mainly by "small scale structure" --- filaments and sheets that are the high redshift analog of today's galaxy superclusters. There is no sharp distinction between Lyman-alpha clouds and "Gunn-Peterson" absorption produced by the fluctuating IGM -- the Lyman-alpha forest {\it is} the Gunn-Peterson effect. Lyman limit and damped Lyman-alpha absorption arises in the radiatively cooled gas of forming galaxies. At $z~2-3$, most of the gas is in the photoionized, diffuse medium associated with the Lyman-alpha forest, but most of the {\it neutral} gas is in damped Lyman-alpha systems. We discuss generic evolution of cosmic gas in a hierarchical scenario of structure formation, with particular attention to the prospects for detecting 21cm emission from high redshift HI. A scaling argument based on the present-day cluster mass function suggests that objects with $M_{HI} >~ 5e11 h^{-1} \msun$ should be extremely rare at $z~3$, so detections with existing instruments will be difficult. An instrument like the proposed Square Kilometer Array could detect individual damped Lyman-alpha systems at high redshift, making it possible to map structure in the high redshift universe in much the same way that today's galaxy redshift surveys map the local large scale structure.

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Galaxy Harassment and the Evolution of Clusters of Galaxies

Disturbed spiral galaxies with high rates of star formation pervaded clusters of galaxies just a few billion years ago, but nearby clusters exclude spirals in favor of ellipticals. ``Galaxy harassment" (frequent high speed galaxy encounters) drives the morphological transformation of galaxies in clusters, provides fuel for quasars in subluminous hosts and leaves detectable debris arcs. Simulated images of harassed galaxies are strikingly similar to the distorted spirals in clusters at $z \sim 0.4$ observed by the Hubble Space Telescope.

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Photoionization and the Formation of Dwarf Galaxies

It has been argued that a UV photoionizing background radiation field suppresses the formation of dwarf galaxies, and may even inhibit the formation of larger galaxies. In order to test this, we present gas-dynamical simulations of the formation of small objects in a CDM universe with and without a photoionizing background. The objects are selected from a collisionless simulation at a redshift of 2.4, and rerun at higher resolution including the effects of gas dynamics and using a hierarchical grid of particles. Five objects, each with a circular speed of 46 km/sec are simulated. The presence of the photoionizing background has only a small effect on the amount of gas that collapses in these objects, reducing the amount of cold collapsed gas by at most 30%. Analysis of the smaller objects found in the higher resolution simulation indicates that the photoionizing background only significantly affects the formation of objects with a virialized halo mass less than 10^9 soalr masses and circular speeds less than 23 km/sec. However, the ionization balance is greatly changed by the presence of the background radiation field. Typical lines of sight through the objects have 4 orders of magnitude less neutral hydrogen column density when the photoionizing background is included.

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Cosmological Simulations with TreeSPH

We describe numerical methods for incorporating gas dynamics into cosmological simulations and present illustrative applications to the cold dark matter (CDM) scenario. Our evolution code, a version of TreeSPH (Hernquist \& Katz 1989) generalized to handle comoving coordinates and periodic boundary conditions, combines smoothed--particle hydrodynamics (SPH) with the hierarchical tree method for computing gravitational forces. The Lagrangian hydrodynamics approach and individual time steps for gas particles give the algorithm a large dynamic range, which is essential for studies of galaxy formation in a cosmological context. The code incorporates radiative cooling for an optically thin, primordial composition gas in ionization equilibrium with a user-specified ultraviolet background. We adopt a phenomenological prescription for star formation that gradually turns cold, dense, Jeans-unstable gas into collisionless stars, returning supernova feedback energy to the surrounding medium. In CDM simulations, some of the baryons that fall into dark matter potential wells dissipate their acquired thermal energy and condense into clumps with roughly galactic masses. The resulting galaxy population is insensitive to assumptions about star formation; we obtain similar baryonic mass functions and galaxy correlation functions from simulations with star formation and from simulations without star formation in which we identify galaxies directly from the cold, dense gas.

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The Lyman-alpha Forest in the Cold Dark Matter Model

Cosmological simulations with gas provide a detailed description of the intergalactic medium, making possible predictions of neutral hydrogen absorption in the spectra of background QSOs. We present results from a high-resolution calculation of an $Ω=1$ cold dark matter model. Our simulation reproduces many of the observed properties of the \lya forest surprisingly well. The distribution of HI column densities agrees with existing data to within a factor of $\sim$ two over most of the range from $10^{14}\cm^{-2}$ to $10^{22}\cm^{-2}$; i.e., from unsaturated \lya forest lines to damped \lya systems. The equivalent width distribution matches the observed exponential form with a characteristic width $W_* \approx 0.3$ angstroms. The distribution of b-parameters appears consistent with that derived from QSO spectra. Most of the low column density absorption arises in large, flattened structures of moderate or even relatively low overdensity, so there is no sharp distinction between the \lya forest and the ``Gunn-Peterson'' absorption produced by the smooth intergalactic medium. Our results demonstrate that a \lya forest like that observed develops naturally in a hierarchical clustering scenario with a photoionizing background. Comparison between simulations and high-resolution QSO spectra should open a new regime for testing theories of cosmic structure formation.

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Damped Lyman-alpha and Lyman Limit Absorbers in the Cold Dark Matter Model

We study the formation of damped \lya and Lyman limit absorbers in a hierarchical clustering scenario using a gas dynamical simulation of an $Ω= 1$, cold dark matter universe. In the simulation, these high column density systems are associated with forming galaxies. Damped \lya absorption, $N_{HI} \simgt 10^{20.2}\cm^{-2}$, arises along lines of sight that pass near the centers of relatively massive, dense protogalaxies. Lyman limit absorption, $10^{17}\cm^{-2} \simlt N_{HI} \simlt 10^{20.2}\cm^{-2}$, develops on lines of sight that pass through the outer parts of such objects or near the centers of smaller protogalaxies. The number of Lyman limit systems is less than observed, while the number of damped \lya systems is quite close to the observed abundance. Damped absorbers are typically $\sim 10$ kpc in radius, but the population has a large total cross section because the systems are much more numerous than present day $L_*$ galaxies. Our results demonstrate that high column density systems like those observed arise naturally in a hierarchical theory of galaxy formation and that it is now possible to study these absorbers directly from numerical simulations.

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On the Destruction and Over-Merging of Dark Halos in Dissipationless N-body Simulations

N-body simulations that follow only a collisionless dark matter component have failed to produce galaxy halos or substructure within dense environments. We investigate the `over-merging' problem analytically and with numerical simulations, by calculating dissolution timescales of halos due to physical and artificial dynamical effects. The numerical resolution that has recently been attained is such that mass-loss from two-body relaxation is negligible. We demonstrate that substructure is destroyed in present simulations as a result of large force softening combined with the heating sources of tides and encounters with dissolving substructure. In the limit of infinite numerical resolution, whether or not individual halos or substructure can survive depends sensitively on their inner density profiles. Singular isothermal halos will always survive at some level, however, if halos form with large core radii then the over-merging problem will always exist within dissipationless N-body simulations. In this latter case a dissipational component can increase the halos central density enabling galaxies to survive.

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Physically Detached "Compact Groups"

A small fraction of galaxies appear to reside in dense compact groups, whose inferred crossing times are much shorter than a Hubble time. These short crossing times have led to considerable disagreement about the dynamical state of these systems. We suggest that many of the observed groups are not physically bound but are chance projections of galaxies well-separated along the line of sight. Unlike earlier similar proposals, ours does not require that the galaxies in the compact group be members of a more diffuse, but physically bound entity. The probability of physically separated galaxies projecting into an apparent compact group is non-negligible if most galaxies are distributed, as observed, in thin filaments. We illustrate this general point with a specific example: a simulation of a cold dark matter universe, in which hydrodynamic effects are included to identify galaxies. The simulated galaxy distribution is filamentary, and end-on views of these filaments produce apparent galaxy associations that have sizes and velocity dispersions similar to those of observed compact groups. The frequency of such projections can explain the observed space-density of groups in the Hickson catalog. We discuss the implications of our proposal for the formation and evolution of groups and elliptical galaxies. The proposal can be tested by using redshift-independent distance estimators to measure the line-of-sight spatial extent of nearby compact groups.

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