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Neil Zhenqiang Gong

Publications and source records attributed to Neil Zhenqiang Gong.

At least 37 records · Page 2Linked to original sources

ObliInjection: Order-Oblivious Prompt Injection Attack to LLM Agents with Multi-source Data

Prompt injection attacks aim to contaminate the input data of an LLM to mislead it into completing an attacker-chosen task instead of the intended task. In many applications and agents, the input data originates from multiple sources, with each source contributing a segment of the overall input. In these multi-source scenarios, an attacker may control only a subset of the sources and contaminate the corresponding segments, but typically does not know the order in which the segments are arranged within the input. Existing prompt injection attacks either assume that the entire input data comes from a single source under the attacker's control or ignore the uncertainty in the ordering of segments from different sources. As a result, their success is limited in domains involving multi-source data. In this work, we propose ObliInjection, the first prompt injection attack targeting LLM applications and agents with multi-source input data. ObliInjection introduces two key technical innovations: the order-oblivious loss, which quantifies the likelihood that the LLM will complete the attacker-chosen task regardless of how the clean and contaminated segments are ordered; and the orderGCG algorithm, which is tailored to minimize the order-oblivious loss and optimize the contaminated segments. Comprehensive experiments across three datasets spanning diverse application domains and twelve LLMs demonstrate that ObliInjection is highly effective, even when only one out of 6-100 segments in the input data is contaminated. Our code and data are available at: https://github.com/ReachalWang/ObliInjection.

cs.CR↗

SecInfer: Preventing Prompt Injection via Inference-time Scaling

Prompt injection attacks pose a pervasive threat to the security of Large Language Models (LLMs). State-of-the-art prevention-based defenses typically rely on fine-tuning an LLM to enhance its security, but they achieve limited effectiveness against strong attacks. In this work, we propose \emph{SecInfer}, a novel defense against prompt injection attacks built on \emph{inference-time scaling}, an emerging paradigm that boosts LLM capability by allocating more compute resources for reasoning during inference. SecInfer consists of two key steps: \emph{system-prompt-guided sampling}, which generates multiple responses for a given input by exploring diverse reasoning paths through a varied set of system prompts, and \emph{target-task-guided aggregation}, which selects the response most likely to accomplish the intended task. Extensive experiments show that, by leveraging additional compute at inference, SecInfer effectively mitigates both existing and adaptive prompt injection attacks, outperforming state-of-the-art defenses as well as existing inference-time scaling approaches.

cs.CR↗

Formalizing and Benchmarking Prompt Injection Attacks and Defenses

A prompt injection attack aims to inject malicious instruction/data into the input of an LLM-Integrated Application such that it produces results as an attacker desires. Existing works are limited to case studies. As a result, the literature lacks a systematic understanding of prompt injection attacks and their defenses. We aim to bridge the gap in this work. In particular, we propose a framework to formalize prompt injection attacks. Existing attacks are special cases in our framework. Moreover, based on our framework, we design a new attack by combining existing ones. Using our framework, we conduct a systematic evaluation on 5 prompt injection attacks and 10 defenses with 10 LLMs and 7 tasks. Our work provides a common benchmark for quantitatively evaluating future prompt injection attacks and defenses. To facilitate research on this topic, we make our platform public at https://github.com/liu00222/Open-Prompt-Injection.

cs.CR↗

DataSentinel: A Game-Theoretic Detection of Prompt Injection Attacks

LLM-integrated applications and agents are vulnerable to prompt injection attacks, where an attacker injects prompts into their inputs to induce attacker-desired outputs. A detection method aims to determine whether a given input is contaminated by an injected prompt. However, existing detection methods have limited effectiveness against state-of-the-art attacks, let alone adaptive ones. In this work, we propose DataSentinel, a game-theoretic method to detect prompt injection attacks. Specifically, DataSentinel fine-tunes an LLM to detect inputs contaminated with injected prompts that are strategically adapted to evade detection. We formulate this as a minimax optimization problem, with the objective of fine-tuning the LLM to detect strong adaptive attacks. Furthermore, we propose a gradient-based method to solve the minimax optimization problem by alternating between the inner max and outer min problems. Our evaluation results on multiple benchmark datasets and LLMs show that DataSentinel effectively detects both existing and adaptive prompt injection attacks.

cs.CR↗

WebInject: Prompt Injection Attack to Web Agents

Multi-modal large language model (MLLM)-based web agents interact with webpage environments by generating actions based on screenshots of the webpages. In this work, we propose WebInject, a prompt injection attack that manipulates the webpage environment to induce a web agent to perform an attacker-specified action. Our attack adds a perturbation to the raw pixel values of the rendered webpage. After these perturbed pixels are mapped into a screenshot, the perturbation induces the web agent to perform the attacker-specified action. We formulate the task of finding the perturbation as an optimization problem. A key challenge in solving this problem is that the mapping between raw pixel values and screenshot is non-differentiable, making it difficult to backpropagate gradients to the perturbation. To overcome this, we train a neural network to approximate the mapping and apply projected gradient descent to solve the reformulated optimization problem. Extensive evaluation on multiple datasets shows that WebInject is highly effective and significantly outperforms baselines.

cs.LG↗

Competitive Advantage Attacks to Decentralized Federated Learning

Decentralized federated learning (DFL) enables clients (e.g., hospitals and banks) to jointly train machine learning models without a central orchestration server. In each global training round, each client trains a local model on its own training data and then they exchange local models for aggregation. In this work, we propose SelfishAttack, a new family of attacks to DFL. In SelfishAttack, a set of selfish clients aim to achieve competitive advantages over the remaining non-selfish ones, i.e., the final learnt local models of the selfish clients are more accurate than those of the non-selfish ones. Towards this goal, the selfish clients send carefully crafted local models to each remaining non-selfish one in each global training round. We formulate finding such local models as an optimization problem and propose methods to solve it when DFL uses different aggregation rules. Theoretically, we show that our methods find the optimal solutions to the optimization problem. Empirically, we show that SelfishAttack successfully increases the accuracy gap (i.e., competitive advantage) between the final learnt local models of selfish clients and those of non-selfish ones. Moreover, SelfishAttack achieves larger accuracy gaps than poisoning attacks when extended to increase competitive advantages.

cs.LG↗

Tracing Back the Malicious Clients in Poisoning Attacks to Federated Learning

Poisoning attacks compromise the training phase of federated learning (FL) such that the learned global model misclassifies attacker-chosen inputs called target inputs. Existing defenses mainly focus on protecting the training phase of FL such that the learnt global model is poison free. However, these defenses often achieve limited effectiveness when the clients' local training data is highly non-iid or the number of malicious clients is large, as confirmed in our experiments. In this work, we propose FLForensics, the first poison-forensics method for FL. FLForensics complements existing training-phase defenses. In particular, when training-phase defenses fail and a poisoned global model is deployed, FLForensics aims to trace back the malicious clients that performed the poisoning attack after a misclassified target input is identified. We theoretically show that FLForensics can accurately distinguish between benign and malicious clients under a formal definition of poisoning attack. Moreover, we empirically show the effectiveness of FLForensics at tracing back both existing and adaptive poisoning attacks on five benchmark datasets.

cs.CV↗

EditTrack: Detecting and Attributing AI-assisted Image Editing

In this work, we formulate and study the problem of image-editing detection and attribution: given a base image and a suspicious image, detection seeks to determine whether the suspicious image was derived from the base image using an AI editing model, while attribution further identifies the specific editing model responsible. Existing methods for detecting and attributing AI-generated images are insufficient for this problem, as they focus on determining whether an image was AI-generated/edited rather than whether it was edited from a particular base image. To bridge this gap, we propose EditTrack, the first framework for this image-editing detection and attribution problem. Building on four key observations about the editing process, EditTrack introduces a novel re-editing strategy and leverages carefully designed similarity metrics to determine whether a suspicious image originates from a base image and, if so, by which model. We evaluate EditTrack on five state-of-the-art editing models across six datasets, demonstrating that it consistently achieves accurate detection and attribution, significantly outperforming five baselines.

cs.CR↗

Instance-Level Data-Use Auditing of Visual ML Models

The growing trend of legal disputes over the unauthorized use of data in machine learning (ML) systems highlights the urgent need for reliable data-use auditing mechanisms to ensure accountability and transparency in ML. We present the first proactive, instance-level, data-use auditing method designed to enable data owners to audit the use of their individual data instances in ML models, providing more fine-grained auditing results than previous work. To do so, our research generalizes previous work integrating black-box membership inference and sequential hypothesis testing, expanding its scope of application while preserving the quantifiable and tunable false-detection rate that is its hallmark. We evaluate our method on three types of visual ML models: image classifiers, visual encoders, and vision-language models (Contrastive Language-Image Pretraining (CLIP) and Bootstrapping Language-Image Pretraining (BLIP) models). In addition, we apply our method to evaluate the performance of two state-of-the-art approximate unlearning methods. As a noteworthy second contribution, our work reveals that neither method successfully removes the influence of the unlearned data instances from image classifiers and CLIP models, even if sacrificing model utility by $10\%$.

cs.CR↗

Enhancing Prompt Injection Attacks to LLMs via Poisoning Alignment

Prompt injection attack, where an attacker injects a prompt into the original one, aiming to make an Large Language Model (LLM) follow the injected prompt to perform an attacker-chosen task, represent a critical security threat. Existing attacks primarily focus on crafting these injections at inference time, treating the LLM itself as a static target. Our experiments show that these attacks achieve some success, but there is still significant room for improvement. In this work, we introduces a more foundational attack vector: poisoning the LLM's alignment process to amplify the success of future prompt injection attacks. Specifically, we propose PoisonedAlign, a method that strategically creates poisoned alignment samples to poison an LLM's alignment dataset. Our experiments across five LLMs and two alignment datasets show that when even a small fraction of the alignment data is poisoned, the resulting model becomes substantially more vulnerable to a wide range of prompt injection attacks. Crucially, this vulnerability is instilled while the LLM's performance on standard capability benchmarks remains largely unchanged, making the manipulation difficult to detect through automated, general-purpose performance evaluations. The code for implementing the attack is available at https://github.com/Sadcardation/PoisonedAlign.

cs.CR↗

A Systematic Survey of Model Extraction Attacks and Defenses: State-of-the-Art and Perspectives

Machine learning (ML) models have significantly grown in complexity and utility, driving advances across multiple domains. However, substantial computational resources and specialized expertise have historically restricted their wide adoption. Machine-Learning-as-a-Service (MLaaS) platforms have addressed these barriers by providing scalable, convenient, and affordable access to sophisticated ML models through user-friendly APIs. While this accessibility promotes widespread use of advanced ML capabilities, it also introduces vulnerabilities exploited through Model Extraction Attacks (MEAs). Recent studies have demonstrated that adversaries can systematically replicate a target model's functionality by interacting with publicly exposed interfaces, posing threats to intellectual property, privacy, and system security. In this paper, we offer a comprehensive survey of MEAs and corresponding defense strategies. We propose a novel taxonomy that classifies MEAs according to attack mechanisms, defense approaches, and computing environments. Our analysis covers various attack techniques, evaluates their effectiveness, and highlights challenges faced by existing defenses, particularly the critical trade-off between preserving model utility and ensuring security. We further assess MEAs within different computing paradigms and discuss their technical, ethical, legal, and societal implications, along with promising directions for future research. This systematic survey aims to serve as a valuable reference for researchers, practitioners, and policymakers engaged in AI security and privacy. Additionally, we maintain an online repository continuously updated with related literature at https://github.com/kzhao5/ModelExtractionPapers.

cs.CR↗

Optimization-based Prompt Injection Attack to LLM-as-a-Judge

LLM-as-a-Judge uses a large language model (LLM) to select the best response from a set of candidates for a given question. LLM-as-a-Judge has many applications such as LLM-powered search, reinforcement learning with AI feedback (RLAIF), and tool selection. In this work, we propose JudgeDeceiver, an optimization-based prompt injection attack to LLM-as-a-Judge. JudgeDeceiver injects a carefully crafted sequence into an attacker-controlled candidate response such that LLM-as-a-Judge selects the candidate response for an attacker-chosen question no matter what other candidate responses are. Specifically, we formulate finding such sequence as an optimization problem and propose a gradient based method to approximately solve it. Our extensive evaluation shows that JudgeDeceive is highly effective, and is much more effective than existing prompt injection attacks that manually craft the injected sequences and jailbreak attacks when extended to our problem. We also show the effectiveness of JudgeDeceiver in three case studies, i.e., LLM-powered search, RLAIF, and tool selection. Moreover, we consider defenses including known-answer detection, perplexity detection, and perplexity windowed detection. Our results show these defenses are insufficient, highlighting the urgent need for developing new defense strategies. Our implementation is available at this repository: https://github.com/ShiJiawenwen/JudgeDeceiver.

cs.CR↗

Prompt Injection Attack to Tool Selection in LLM Agents

Tool selection is a key component of LLM agents. A popular approach follows a two-step process - \emph{retrieval} and \emph{selection} - to pick the most appropriate tool from a tool library for a given task. In this work, we introduce \textit{ToolHijacker}, a novel prompt injection attack targeting tool selection in no-box scenarios. ToolHijacker injects a malicious tool document into the tool library to manipulate the LLM agent's tool selection process, compelling it to consistently choose the attacker's malicious tool for an attacker-chosen target task. Specifically, we formulate the crafting of such tool documents as an optimization problem and propose a two-phase optimization strategy to solve it. Our extensive experimental evaluation shows that ToolHijacker is highly effective, significantly outperforming existing manual-based and automated prompt injection attacks when applied to tool selection. Moreover, we explore various defenses, including prevention-based defenses (StruQ and SecAlign) and detection-based defenses (known-answer detection, DataSentinel, perplexity detection, and perplexity windowed detection). Our experimental results indicate that these defenses are insufficient, highlighting the urgent need for developing new defense strategies.

cs.CR↗

Model Poisoning Attacks to Federated Learning via Multi-Round Consistency

Model poisoning attacks are critical security threats to Federated Learning (FL). Existing model poisoning attacks suffer from two key limitations: 1) they achieve suboptimal effectiveness when defenses are deployed, and/or 2) they require knowledge of the model updates or local training data on genuine clients. In this work, we make a key observation that their suboptimal effectiveness arises from only leveraging model-update consistency among malicious clients within individual training rounds, making the attack effect self-cancel across training rounds. In light of this observation, we propose PoisonedFL, which enforces multi-round consistency among the malicious clients' model updates while not requiring any knowledge about the genuine clients. Our empirical evaluation on five benchmark datasets shows that PoisonedFL breaks eight state-of-the-art defenses and outperforms seven existing model poisoning attacks. Moreover, we also explore new defenses that are tailored to PoisonedFL, but our results show that we can still adapt PoisonedFL to break them. Our study shows that FL systems are considerably less robust than previously thought, underlining the urgency for the development of new defense mechanisms.

cs.CR↗

A Survey on Post-training of Large Language Models

The emergence of Large Language Models (LLMs) has fundamentally transformed natural language processing, making them indispensable across domains ranging from conversational systems to scientific exploration. However, their pre-trained architectures often reveal limitations in specialized contexts, including restricted reasoning capacities, ethical uncertainties, and suboptimal domain-specific performance. These challenges necessitate advanced post-training language models (PoLMs) to address these shortcomings, such as OpenAI-o1/o3 and DeepSeek-R1 (collectively known as Large Reasoning Models, or LRMs). This paper presents the first comprehensive survey of PoLMs, systematically tracing their evolution across five core paradigms: Fine-tuning, which enhances task-specific accuracy; Alignment, which ensures ethical coherence and alignment with human preferences; Reasoning, which advances multi-step inference despite challenges in reward design; Efficiency, which optimizes resource utilization amidst increasing complexity; Integration and Adaptation, which extend capabilities across diverse modalities while addressing coherence issues. Charting progress from ChatGPT's alignment strategies to DeepSeek-R1's innovative reasoning advancements, we illustrate how PoLMs leverage datasets to mitigate biases, deepen reasoning capabilities, and enhance domain adaptability. Our contributions include a pioneering synthesis of PoLM evolution, a structured taxonomy categorizing techniques and datasets, and a strategic agenda emphasizing the role of LRMs in improving reasoning proficiency and domain flexibility. As the first survey of its scope, this work consolidates recent PoLM advancements and establishes a rigorous intellectual framework for future research, fostering the development of LLMs that excel in precision, ethical robustness, and versatility across scientific and societal applications.

cs.CL↗

SafeAgent: Safeguarding LLM Agents via an Automated Risk Simulator

Large Language Model (LLM)-based agents are increasingly deployed in real-world applications such as "digital assistants, autonomous customer service, and decision-support systems", where their ability to "interact in multi-turn, tool-augmented environments" makes them indispensable. However, ensuring the safety of these agents remains a significant challenge due to the diverse and complex risks arising from dynamic user interactions, external tool usage, and the potential for unintended harmful behaviors. To address this critical issue, we propose AutoSafe, the first framework that systematically enhances agent safety through fully automated synthetic data generation. Concretely, 1) we introduce an open and extensible threat model, OTS, which formalizes how unsafe behaviors emerge from the interplay of user instructions, interaction contexts, and agent actions. This enables precise modeling of safety risks across diverse scenarios. 2) we develop a fully automated data generation pipeline that simulates unsafe user behaviors, applies self-reflective reasoning to generate safe responses, and constructs a large-scale, diverse, and high-quality safety training dataset-eliminating the need for hazardous real-world data collection. To evaluate the effectiveness of our framework, we design comprehensive experiments on both synthetic and real-world safety benchmarks. Results demonstrate that AutoSafe boosts safety scores by 45% on average and achieves a 28.91% improvement on real-world tasks, validating the generalization ability of our learned safety strategies. These results highlight the practical advancement and scalability of AutoSafe in building safer LLM-based agents for real-world deployment. We have released the project page at https://auto-safe.github.io/.

cs.AI↗

A Survey on Model Extraction Attacks and Defenses for Large Language Models

Model extraction attacks pose significant security threats to deployed language models, potentially compromising intellectual property and user privacy. This survey provides a comprehensive taxonomy of LLM-specific extraction attacks and defenses, categorizing attacks into functionality extraction, training data extraction, and prompt-targeted attacks. We analyze various attack methodologies including API-based knowledge distillation, direct querying, parameter recovery, and prompt stealing techniques that exploit transformer architectures. We then examine defense mechanisms organized into model protection, data privacy protection, and prompt-targeted strategies, evaluating their effectiveness across different deployment scenarios. We propose specialized metrics for evaluating both attack effectiveness and defense performance, addressing the specific challenges of generative language models. Through our analysis, we identify critical limitations in current approaches and propose promising research directions, including integrated attack methodologies and adaptive defense mechanisms that balance security with model utility. This work serves NLP researchers, ML engineers, and security professionals seeking to protect language models in production environments.

cs.CR↗

Exploring the Necessity of Reasoning in LLM-based Agent Scenarios

The rise of Large Reasoning Models (LRMs) signifies a paradigm shift toward advanced computational reasoning. Yet, this progress disrupts traditional agent frameworks, traditionally anchored by execution-oriented Large Language Models (LLMs). To explore this transformation, we propose the LaRMA framework, encompassing nine tasks across Tool Usage, Plan Design, and Problem Solving, assessed with three top LLMs (e.g., Claude3.5-sonnet) and five leading LRMs (e.g., DeepSeek-R1). Our findings address four research questions: LRMs surpass LLMs in reasoning-intensive tasks like Plan Design, leveraging iterative reflection for superior outcomes; LLMs excel in execution-driven tasks such as Tool Usage, prioritizing efficiency; hybrid LLM-LRM configurations, pairing LLMs as actors with LRMs as reflectors, optimize agent performance by blending execution speed with reasoning depth; and LRMs' enhanced reasoning incurs higher computational costs, prolonged processing, and behavioral challenges, including overthinking and fact-ignoring tendencies. This study fosters deeper inquiry into LRMs' balance of deep thinking and overthinking, laying a critical foundation for future agent design advancements.

cs.AI↗