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Neil Zhenqiang Gong

Publications and source records attributed to Neil Zhenqiang Gong.

At least 109 records · Page 6Linked to original sources

Local Model Poisoning Attacks to Byzantine-Robust Federated Learning

In federated learning, multiple client devices jointly learn a machine learning model: each client device maintains a local model for its local training dataset, while a master device maintains a global model via aggregating the local models from the client devices. The machine learning community recently proposed several federated learning methods that were claimed to be robust against Byzantine failures (e.g., system failures, adversarial manipulations) of certain client devices. In this work, we perform the first systematic study on local model poisoning attacks to federated learning. We assume an attacker has compromised some client devices, and the attacker manipulates the local model parameters on the compromised client devices during the learning process such that the global model has a large testing error rate. We formulate our attacks as optimization problems and apply our attacks to four recent Byzantine-robust federated learning methods. Our empirical results on four real-world datasets show that our attacks can substantially increase the error rates of the models learnt by the federated learning methods that were claimed to be robust against Byzantine failures of some client devices. We generalize two defenses for data poisoning attacks to defend against our local model poisoning attacks. Our evaluation results show that one defense can effectively defend against our attacks in some cases, but the defenses are not effective enough in other cases, highlighting the need for new defenses against our local model poisoning attacks to federated learning.

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Provably Secure Federated Learning against Malicious Clients

Federated learning enables clients to collaboratively learn a shared global model without sharing their local training data with a cloud server. However, malicious clients can corrupt the global model to predict incorrect labels for testing examples. Existing defenses against malicious clients leverage Byzantine-robust federated learning methods. However, these methods cannot provably guarantee that the predicted label for a testing example is not affected by malicious clients. We bridge this gap via ensemble federated learning. In particular, given any base federated learning algorithm, we use the algorithm to learn multiple global models, each of which is learnt using a randomly selected subset of clients. When predicting the label of a testing example, we take majority vote among the global models. We show that our ensemble federated learning with any base federated learning algorithm is provably secure against malicious clients. Specifically, the label predicted by our ensemble global model for a testing example is provably not affected by a bounded number of malicious clients. Moreover, we show that our derived bound is tight. We evaluate our method on MNIST and Human Activity Recognition datasets. For instance, our method can achieve a certified accuracy of 88% on MNIST when 20 out of 1,000 clients are malicious.

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Understanding the Security of Deepfake Detection

Deepfakes pose growing challenges to the trust of information on the Internet. Thus, detecting deepfakes has attracted increasing attentions from both academia and industry. State-of-the-art deepfake detection methods consist of two key components, i.e., face extractor and face classifier, which extract the face region in an image and classify it to be real/fake, respectively. Existing studies mainly focused on improving the detection performance in non-adversarial settings, leaving security of deepfake detection in adversarial settings largely unexplored. In this work, we aim to bridge the gap. In particular, we perform a systematic measurement study to understand the security of the state-of-the-art deepfake detection methods in adversarial settings. We use two large-scale public deepfakes data sources including FaceForensics++ and Facebook Deepfake Detection Challenge, where the deepfakes are fake face images; and we train state-of-the-art deepfake detection methods. These detection methods can achieve 0.94--0.99 accuracies in non-adversarial settings on these datasets. However, our measurement results uncover multiple security limitations of the deepfake detection methods in adversarial settings. First, we find that an attacker can evade a face extractor, i.e., the face extractor fails to extract the correct face regions, via adding small Gaussian noise to its deepfake images. Second, we find that a face classifier trained using deepfakes generated by one method cannot detect deepfakes generated by another method, i.e., an attacker can evade detection via generating deepfakes using a new method. Third, we find that an attacker can leverage backdoor attacks developed by the adversarial machine learning community to evade a face classifier. Our results highlight that deepfake detection should consider the adversarial nature of the problem.

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FaceGuard: Proactive Deepfake Detection

Existing deepfake-detection methods focus on passive detection, i.e., they detect fake face images via exploiting the artifacts produced during deepfake manipulation. A key limitation of passive detection is that it cannot detect fake faces that are generated by new deepfake generation methods. In this work, we propose FaceGuard, a proactive deepfake-detection framework. FaceGuard embeds a watermark into a real face image before it is published on social media. Given a face image that claims to be an individual (e.g., Nicolas Cage), FaceGuard extracts a watermark from it and predicts the face image to be fake if the extracted watermark does not match well with the individual's ground truth one. A key component of FaceGuard is a new deep-learning-based watermarking method, which is 1) robust to normal image post-processing such as JPEG compression, Gaussian blurring, cropping, and resizing, but 2) fragile to deepfake manipulation. Our evaluation on multiple datasets shows that FaceGuard can detect deepfakes accurately and outperforms existing methods.

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EncoderMI: Membership Inference against Pre-trained Encoders in Contrastive Learning

Given a set of unlabeled images or (image, text) pairs, contrastive learning aims to pre-train an image encoder that can be used as a feature extractor for many downstream tasks. In this work, we propose EncoderMI, the first membership inference method against image encoders pre-trained by contrastive learning. In particular, given an input and a black-box access to an image encoder, EncoderMI aims to infer whether the input is in the training dataset of the image encoder. EncoderMI can be used 1) by a data owner to audit whether its (public) data was used to pre-train an image encoder without its authorization or 2) by an attacker to compromise privacy of the training data when it is private/sensitive. Our EncoderMI exploits the overfitting of the image encoder towards its training data. In particular, an overfitted image encoder is more likely to output more (or less) similar feature vectors for two augmented versions of an input in (or not in) its training dataset. We evaluate EncoderMI on image encoders pre-trained on multiple datasets by ourselves as well as the Contrastive Language-Image Pre-training (CLIP) image encoder, which is pre-trained on 400 million (image, text) pairs collected from the Internet and released by OpenAI. Our results show that EncoderMI can achieve high accuracy, precision, and recall. We also explore a countermeasure against EncoderMI via preventing overfitting through early stopping. Our results show that it achieves trade-offs between accuracy of EncoderMI and utility of the image encoder, i.e., it can reduce the accuracy of EncoderMI, but it also incurs classification accuracy loss of the downstream classifiers built based on the image encoder.

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BadEncoder: Backdoor Attacks to Pre-trained Encoders in Self-Supervised Learning

Self-supervised learning in computer vision aims to pre-train an image encoder using a large amount of unlabeled images or (image, text) pairs. The pre-trained image encoder can then be used as a feature extractor to build downstream classifiers for many downstream tasks with a small amount of or no labeled training data. In this work, we propose BadEncoder, the first backdoor attack to self-supervised learning. In particular, our BadEncoder injects backdoors into a pre-trained image encoder such that the downstream classifiers built based on the backdoored image encoder for different downstream tasks simultaneously inherit the backdoor behavior. We formulate our BadEncoder as an optimization problem and we propose a gradient descent based method to solve it, which produces a backdoored image encoder from a clean one. Our extensive empirical evaluation results on multiple datasets show that our BadEncoder achieves high attack success rates while preserving the accuracy of the downstream classifiers. We also show the effectiveness of BadEncoder using two publicly available, real-world image encoders, i.e., Google's image encoder pre-trained on ImageNet and OpenAI's Contrastive Language-Image Pre-training (CLIP) image encoder pre-trained on 400 million (image, text) pairs collected from the Internet. Moreover, we consider defenses including Neural Cleanse and MNTD (empirical defenses) as well as PatchGuard (a provable defense). Our results show that these defenses are insufficient to defend against BadEncoder, highlighting the needs for new defenses against our BadEncoder. Our code is publicly available at: https://github.com/jjy1994/BadEncoder.

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Certified Robustness of Graph Neural Networks against Adversarial Structural Perturbation

Graph neural networks (GNNs) have recently gained much attention for node and graph classification tasks on graph-structured data. However, multiple recent works showed that an attacker can easily make GNNs predict incorrectly via perturbing the graph structure, i.e., adding or deleting edges in the graph. We aim to defend against such attacks via developing certifiably robust GNNs. Specifically, we prove the certified robustness guarantee of any GNN for both node and graph classifications against structural perturbation. Moreover, we show that our certified robustness guarantee is tight. Our results are based on a recently proposed technique called randomized smoothing, which we extend to graph data. We also empirically evaluate our method for both node and graph classifications on multiple GNNs and multiple benchmark datasets. For instance, on the Cora dataset, Graph Convolutional Network with our randomized smoothing can achieve a certified accuracy of 0.49 when the attacker can arbitrarily add/delete at most 15 edges in the graph.

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PointGuard: Provably Robust 3D Point Cloud Classification

3D point cloud classification has many safety-critical applications such as autonomous driving and robotic grasping. However, several studies showed that it is vulnerable to adversarial attacks. In particular, an attacker can make a classifier predict an incorrect label for a 3D point cloud via carefully modifying, adding, and/or deleting a small number of its points. Randomized smoothing is state-of-the-art technique to build certifiably robust 2D image classifiers. However, when applied to 3D point cloud classification, randomized smoothing can only certify robustness against adversarially modified points. In this work, we propose PointGuard, the first defense that has provable robustness guarantees against adversarially modified, added, and/or deleted points. Specifically, given a 3D point cloud and an arbitrary point cloud classifier, our PointGuard first creates multiple subsampled point clouds, each of which contains a random subset of the points in the original point cloud; then our PointGuard predicts the label of the original point cloud as the majority vote among the labels of the subsampled point clouds predicted by the point cloud classifier. Our first major theoretical contribution is that we show PointGuard provably predicts the same label for a 3D point cloud when the number of adversarially modified, added, and/or deleted points is bounded. Our second major theoretical contribution is that we prove the tightness of our derived bound when no assumptions on the point cloud classifier are made. Moreover, we design an efficient algorithm to compute our certified robustness guarantees. We also empirically evaluate PointGuard on ModelNet40 and ScanNet benchmark datasets.

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Rethinking Lifelong Sequential Recommendation with Incremental Multi-Interest Attention

Sequential recommendation plays an increasingly important role in many e-commerce services such as display advertisement and online shopping. With the rapid development of these services in the last two decades, users have accumulated a massive amount of behavior data. Richer sequential behavior data has been proven to be of great value for sequential recommendation. However, traditional sequential models fail to handle users' lifelong sequences, as their linear computational and storage cost prohibits them from performing online inference. Recently, lifelong sequential modeling methods that borrow the idea of memory networks from NLP are proposed to address this issue. However, the RNN-based memory networks built upon intrinsically suffer from the inability to capture long-term dependencies and may instead be overwhelmed by the noise on extremely long behavior sequences. In addition, as the user's behavior sequence gets longer, more interests would be demonstrated in it. It is therefore crucial to model and capture the diverse interests of users. In order to tackle these issues, we propose a novel lifelong incremental multi-interest self attention based sequential recommendation model, namely LimaRec. Our proposed method benefits from the carefully designed self-attention to identify relevant information from users' behavior sequences with different interests. It is still able to incrementally update users' representations for online inference, similarly to memory network based approaches. We extensively evaluate our method on four real-world datasets and demonstrate its superior performances compared to the state-of-the-art baselines.

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Linear-Time Self Attention with Codeword Histogram for Efficient Recommendation

Self-attention has become increasingly popular in a variety of sequence modeling tasks from natural language processing to recommendation, due to its effectiveness. However, self-attention suffers from quadratic computational and memory complexities, prohibiting its applications on long sequences. Existing approaches that address this issue mainly rely on a sparse attention context, either using a local window, or a permuted bucket obtained by locality-sensitive hashing (LSH) or sorting, while crucial information may be lost. Inspired by the idea of vector quantization that uses cluster centroids to approximate items, we propose LISA (LInear-time Self Attention), which enjoys both the effectiveness of vanilla self-attention and the efficiency of sparse attention. LISA scales linearly with the sequence length, while enabling full contextual attention via computing differentiable histograms of codeword distributions. Meanwhile, unlike some efficient attention methods, our method poses no restriction on casual masking or sequence length. We evaluate our method on four real-world datasets for sequential recommendation. The results show that LISA outperforms the state-of-the-art efficient attention methods in both performance and speed; and it is up to 57x faster and 78x more memory efficient than vanilla self-attention.

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Data Poisoning Attacks and Defenses to Crowdsourcing Systems

A key challenge of big data analytics is how to collect a large volume of (labeled) data. Crowdsourcing aims to address this challenge via aggregating and estimating high-quality data (e.g., sentiment label for text) from pervasive clients/users. Existing studies on crowdsourcing focus on designing new methods to improve the aggregated data quality from unreliable/noisy clients. However, the security aspects of such crowdsourcing systems remain under-explored to date. We aim to bridge this gap in this work. Specifically, we show that crowdsourcing is vulnerable to data poisoning attacks, in which malicious clients provide carefully crafted data to corrupt the aggregated data. We formulate our proposed data poisoning attacks as an optimization problem that maximizes the error of the aggregated data. Our evaluation results on one synthetic and two real-world benchmark datasets demonstrate that the proposed attacks can substantially increase the estimation errors of the aggregated data. We also propose two defenses to reduce the impact of malicious clients. Our empirical results show that the proposed defenses can substantially reduce the estimation errors of the data poisoning attacks.

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Data Poisoning Attacks to Deep Learning Based Recommender Systems

Recommender systems play a crucial role in helping users to find their interested information in various web services such as Amazon, YouTube, and Google News. Various recommender systems, ranging from neighborhood-based, association-rule-based, matrix-factorization-based, to deep learning based, have been developed and deployed in industry. Among them, deep learning based recommender systems become increasingly popular due to their superior performance. In this work, we conduct the first systematic study on data poisoning attacks to deep learning based recommender systems. An attacker's goal is to manipulate a recommender system such that the attacker-chosen target items are recommended to many users. To achieve this goal, our attack injects fake users with carefully crafted ratings to a recommender system. Specifically, we formulate our attack as an optimization problem, such that the injected ratings would maximize the number of normal users to whom the target items are recommended. However, it is challenging to solve the optimization problem because it is a non-convex integer programming problem. To address the challenge, we develop multiple techniques to approximately solve the optimization problem. Our experimental results on three real-world datasets, including small and large datasets, show that our attack is effective and outperforms existing attacks. Moreover, we attempt to detect fake users via statistical analysis of the rating patterns of normal and fake users. Our results show that our attack is still effective and outperforms existing attacks even if such a detector is deployed.

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Practical Blind Membership Inference Attack via Differential Comparisons

Membership inference (MI) attacks affect user privacy by inferring whether given data samples have been used to train a target learning model, e.g., a deep neural network. There are two types of MI attacks in the literature, i.e., these with and without shadow models. The success of the former heavily depends on the quality of the shadow model, i.e., the transferability between the shadow and the target; the latter, given only blackbox probing access to the target model, cannot make an effective inference of unknowns, compared with MI attacks using shadow models, due to the insufficient number of qualified samples labeled with ground truth membership information. In this paper, we propose an MI attack, called BlindMI, which probes the target model and extracts membership semantics via a novel approach, called differential comparison. The high-level idea is that BlindMI first generates a dataset with nonmembers via transforming existing samples into new samples, and then differentially moves samples from a target dataset to the generated, non-member set in an iterative manner. If the differential move of a sample increases the set distance, BlindMI considers the sample as non-member and vice versa. BlindMI was evaluated by comparing it with state-of-the-art MI attack algorithms. Our evaluation shows that BlindMI improves F1-score by nearly 20% when compared to state-of-the-art on some datasets, such as Purchase-50 and Birds-200, in the blind setting where the adversary does not know the target model's architecture and the target dataset's ground truth labels. We also show that BlindMI can defeat state-of-the-art defenses.

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Semi-Supervised Node Classification on Graphs: Markov Random Fields vs. Graph Neural Networks

Semi-supervised node classification on graph-structured data has many applications such as fraud detection, fake account and review detection, user's private attribute inference in social networks, and community detection. Various methods such as pairwise Markov Random Fields (pMRF) and graph neural networks were developed for semi-supervised node classification. pMRF is more efficient than graph neural networks. However, existing pMRF-based methods are less accurate than graph neural networks, due to a key limitation that they assume a heuristics-based constant edge potential for all edges. In this work, we aim to address the key limitation of existing pMRF-based methods. In particular, we propose to learn edge potentials for pMRF. Our evaluation results on various types of graph datasets show that our optimized pMRF-based method consistently outperforms existing graph neural networks in terms of both accuracy and efficiency. Our results highlight that previous work may have underestimated the power of pMRF for semi-supervised node classification.

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Data Poisoning Attacks to Local Differential Privacy Protocols

Local Differential Privacy (LDP) protocols enable an untrusted data collector to perform privacy-preserving data analytics. In particular, each user locally perturbs its data to preserve privacy before sending it to the data collector, who aggregates the perturbed data to obtain statistics of interest. In the past several years, researchers from multiple communities -- such as security, database, and theoretical computer science -- have proposed many LDP protocols. These studies mainly focused on improving the utility of the LDP protocols. However, the security of LDP protocols is largely unexplored. In this work, we aim to bridge this gap. We focus on LDP protocols for frequency estimation and heavy hitter identification, which are two basic data analytics tasks. Specifically, we show that an attacker can inject fake users into an LDP protocol and the fake users send carefully crafted data to the data collector such that the LDP protocol estimates high frequencies for arbitrary attacker-chosen items or identifies them as heavy hitters. We call our attacks data poisoning attacks. We theoretically and/or empirically show the effectiveness of our attacks. We also explore three countermeasures against our attacks. Our experimental results show that they can effectively defend against our attacks in some scenarios but have limited effectiveness in others, highlighting the needs for new defenses against our attacks.

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Intrinsic Certified Robustness of Bagging against Data Poisoning Attacks

In a \emph{data poisoning attack}, an attacker modifies, deletes, and/or inserts some training examples to corrupt the learnt machine learning model. \emph{Bootstrap Aggregating (bagging)} is a well-known ensemble learning method, which trains multiple base models on random subsamples of a training dataset using a base learning algorithm and uses majority vote to predict labels of testing examples. We prove the intrinsic certified robustness of bagging against data poisoning attacks. Specifically, we show that bagging with an arbitrary base learning algorithm provably predicts the same label for a testing example when the number of modified, deleted, and/or inserted training examples is bounded by a threshold. Moreover, we show that our derived threshold is tight if no assumptions on the base learning algorithm are made. We evaluate our method on MNIST and CIFAR10. For instance, our method achieves a certified accuracy of $91.1\%$ on MNIST when arbitrarily modifying, deleting, and/or inserting 100 training examples. Code is available at: \url{https://github.com/jjy1994/BaggingCertifyDataPoisoning}.

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IPGuard: Protecting Intellectual Property of Deep Neural Networks via Fingerprinting the Classification Boundary

A deep neural network (DNN) classifier represents a model owner's intellectual property as training a DNN classifier often requires lots of resource. Watermarking was recently proposed to protect the intellectual property of DNN classifiers. However, watermarking suffers from a key limitation: it sacrifices the utility/accuracy of the model owner's classifier because it tampers the classifier's training or fine-tuning process. In this work, we propose IPGuard, the first method to protect intellectual property of DNN classifiers that provably incurs no accuracy loss for the classifiers. Our key observation is that a DNN classifier can be uniquely represented by its classification boundary. Based on this observation, IPGuard extracts some data points near the classification boundary of the model owner's classifier and uses them to fingerprint the classifier. A DNN classifier is said to be a pirated version of the model owner's classifier if they predict the same labels for most fingerprinting data points. IPGuard is qualitatively different from watermarking. Specifically, IPGuard extracts fingerprinting data points near the classification boundary of a classifier that is already trained, while watermarking embeds watermarks into a classifier during its training or fine-tuning process. We extensively evaluate IPGuard on CIFAR-10, CIFAR-100, and ImageNet datasets. Our results show that IPGuard can robustly identify post-processed versions of the model owner's classifier as pirated versions of the classifier, and IPGuard can identify classifiers, which are not the model owner's classifier nor its post-processed versions, as non-pirated versions of the classifier.

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Robust and Verifiable Information Embedding Attacks to Deep Neural Networks via Error-Correcting Codes

In the era of deep learning, a user often leverages a third-party machine learning tool to train a deep neural network (DNN) classifier and then deploys the classifier as an end-user software product or a cloud service. In an information embedding attack, an attacker is the provider of a malicious third-party machine learning tool. The attacker embeds a message into the DNN classifier during training and recovers the message via querying the API of the black-box classifier after the user deploys it. Information embedding attacks have attracted growing attention because of various applications such as watermarking DNN classifiers and compromising user privacy. State-of-the-art information embedding attacks have two key limitations: 1) they cannot verify the correctness of the recovered message, and 2) they are not robust against post-processing of the classifier. In this work, we aim to design information embedding attacks that are verifiable and robust against popular post-processing methods. Specifically, we leverage Cyclic Redundancy Check to verify the correctness of the recovered message. Moreover, to be robust against post-processing, we leverage Turbo codes, a type of error-correcting codes, to encode the message before embedding it to the DNN classifier. We propose to recover the message via adaptively querying the classifier to save queries. Our adaptive recovery strategy leverages the property of Turbo codes that supports error correcting with a partial code. We evaluate our information embedding attacks using simulated messages and apply them to three applications, where messages have semantic interpretations. We consider 8 popular methods to post-process the classifier. Our results show that our attacks can accurately and verifiably recover the messages in all considered scenarios, while state-of-the-art attacks cannot accurately recover the messages in many scenarios.

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