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Neng Gao

Publications and source records attributed to Neng Gao.

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EcoSafeRAG: Efficient Security through Context Analysis in Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) compensates for the static knowledge limitations of Large Language Models (LLMs) by integrating external knowledge, producing responses with enhanced factual correctness and query-specific contextualization. However, it also introduces new attack surfaces such as corpus poisoning at the same time. Most of the existing defense methods rely on the internal knowledge of the model, which conflicts with the design concept of RAG. To bridge the gap, EcoSafeRAG uses sentence-level processing and bait-guided context diversity detection to identify malicious content by analyzing the context diversity of candidate documents without relying on LLM internal knowledge. Experiments show EcoSafeRAG delivers state-of-the-art security with plug-and-play deployment, simultaneously improving clean-scenario RAG performance while maintaining practical operational costs (relatively 1.2$\times$ latency, 48\%-80\% token reduction versus Vanilla RAG).

cs.CL

Differential Privacy Personalized Federated Learning Based on Dynamically Sparsified Client Updates

Personalized federated learning is extensively utilized in scenarios characterized by data heterogeneity, facilitating more efficient and automated local training on data-owning terminals. This includes the automated selection of high-performance model parameters for upload, thereby enhancing the overall training process. However, it entails significant risks of privacy leakage. Existing studies have attempted to mitigate these risks by utilizing differential privacy. Nevertheless, these studies present two major limitations: (1) The integration of differential privacy into personalized federated learning lacks sufficient personalization, leading to the introduction of excessive noise into the model. (2) It fails to adequately control the spatial scope of model update information, resulting in a suboptimal balance between data privacy and model effectiveness in differential privacy federated learning. In this paper, we propose a differentially private personalized federated learning approach that employs dynamically sparsified client updates through reparameterization and adaptive norm(DP-pFedDSU). Reparameterization training effectively selects personalized client update information, thereby reducing the quantity of updates. This approach minimizes the introduction of noise to the greatest extent possible. Additionally, dynamic adaptive norm refers to controlling the norm space of model updates during the training process, mitigating the negative impact of clipping on the update information. These strategies substantially enhance the effective integration of differential privacy and personalized federated learning. Experimental results on EMNIST, CIFAR-10, and CIFAR-100 demonstrate that our proposed scheme achieves superior performance and is well-suited for more complex personalized federated learning scenarios.

cs.LG

ParetoRAG: Leveraging Sentence-Context Attention for Robust and Efficient Retrieval-Augmented Generation

While Retrieval-Augmented Generation (RAG) systems enhance Large Language Models (LLMs) by incorporating external knowledge, they still face persistent challenges in retrieval inefficiency and the inability of LLMs to filter out irrelevant information. We present ParetoRAG, an unsupervised framework that optimizes RAG systems through sentence-level refinement guided by the Pareto principle. By decomposing paragraphs into sentences and dynamically re-weighting core content while preserving contextual coherence, ParetoRAG achieves dual improvements in both retrieval precision and generation quality without requiring additional training or API resources. This framework has been empirically validated across various datasets, LLMs, and retrievers.

cs.CL

NumCoKE: Ordinal-Aware Numerical Reasoning over Knowledge Graphs with Mixture-of-Experts and Contrastive Learning

Knowledge graphs (KGs) serve as a vital backbone for a wide range of AI applications, including natural language understanding and recommendation. A promising yet underexplored direction is numerical reasoning over KGs, which involves inferring new facts by leveraging not only symbolic triples but also numerical attribute values (e.g., length, weight). However, existing methods fall short in two key aspects: (1) Incomplete semantic integration: Most models struggle to jointly encode entities, relations, and numerical attributes in a unified representation space, limiting their ability to extract relation-aware semantics from numeric information. (2) Ordinal indistinguishability: Due to subtle differences between close values and sampling imbalance, models often fail to capture fine-grained ordinal relationships (e.g., longer, heavier), especially in the presence of hard negatives. To address these challenges, we propose NumCoKE, a numerical reasoning framework for KGs based on Mixture-of-Experts and Ordinal Contrastive Embedding. To overcome (C1), we introduce a Mixture-of-Experts Knowledge-Aware (MoEKA) encoder that jointly aligns symbolic and numeric components into a shared semantic space, while dynamically routing attribute features to relation-specific experts. To handle (C2), we propose Ordinal Knowledge Contrastive Learning (OKCL), which constructs ordinal-aware positive and negative samples using prior knowledge, enabling the model to better discriminate subtle semantic shifts. Extensive experiments on three public KG benchmarks demonstrate that NumCoKE consistently outperforms competitive baselines across diverse attribute distributions, validating its superiority in both semantic integration and ordinal reasoning.

cs.AI

Learning to Select Prototypical Parts for Interpretable Sequential Data Modeling

Prototype-based interpretability methods provide intuitive explanations of model prediction by comparing samples to a reference set of memorized exemplars or typical representatives in terms of similarity. In the field of sequential data modeling, similarity calculations of prototypes are usually based on encoded representation vectors. However, due to highly recursive functions, there is usually a non-negligible disparity between the prototype-based explanations and the original input. In this work, we propose a Self-Explaining Selective Model (SESM) that uses a linear combination of prototypical concepts to explain its own predictions. The model employs the idea of case-based reasoning by selecting sub-sequences of the input that mostly activate different concepts as prototypical parts, which users can compare to sub-sequences selected from different example inputs to understand model decisions. For better interpretability, we design multiple constraints including diversity, stability, and locality as training objectives. Extensive experiments in different domains demonstrate that our method exhibits promising interpretability and competitive accuracy.

cs.LG

Hey, you, keep away from my device: remotely implanting a virus expeller to defeat Mirai on IoT devices

Mirai is botnet which targets out-of-date Internet-of-Things (IoT) devices. The disruptive Distributed Denial of Service (DDoS) attack last year has hit major Internet companies, causing intermittent service for millions of Internet users. Since the affected devices typically do not support firmware update, it becomes challenging to expel these vulnerable devices in the wild. Both industry and academia have made great efforts in amending the situation. However, none of these efforts is simple to deploy, and at the same time effective in solving the problem. In this work, we design a collaborative defense strategy to tackle Mirai. Our key idea is to take advantage of human involvement in the least aggressive way. In particular, at a negotiated time slot, a customer is required to reboot the compromised device, then a "white" Mirai operated by the manufacturer breaks into the clean-state IoT devices immediately. The "white" Mirai expels other malicious Mirai variants, blocks vulnerable ports, and keeps a heart-beat connection with the server operated by the manufacturer. Once the heart-beat is lost, the server re-implants the "white" Mirai instantly. We have implemented a full prototype of the designed system, and the results show that our system can evade Mirai attacks effectively.

cs.CR

Context-aware System Service Call-oriented Symbolic Execution of Android Framework with Application to Exploit Generation

Android Framework is a layer of software that exists in every Android system managing resources of all Android apps. A vulnerability in Android Framework can lead to severe hacks, such as destroying user data and leaking private information. With tens of millions of Android devices unpatched due to Android fragmentation, vulnerabilities in Android Framework certainly attract attackers to exploit them. So far, enormous manual effort is needed to craft such exploits. To our knowledge, no research has been done on automatic generation of exploits that take advantage of Android Framework vulnerabilities. We make a first step towards this goal by applying symbolic execution of Android Framework to finding bugs and generating exploits. Several challenges have been raised by the task. (1) The information of an app flows to Android Framework in multiple intricate steps, making it difficult to identify symbolic inputs. (2) Android Framework has a complex initialization phase, which exacerbates the state space explosion problem. (3) A straightforward design that builds the symbolic executor as a layer inside the Android system will not work well: not only does the implementation have to ensure the compatibility with the Android system, but it needs to be maintained whenever Android gets updated. We present novel ideas and techniques to resolve the challenges, and have built the first system for symbolic execution of Android Framework. It fundamentally changes the state of the art in exploit generation on the Android system, and has been applied to constructing new techniques for finding vulnerabilities.

cs.CR