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NhatHai Phan

Publications and source records attributed to NhatHai Phan.

At least 19 recordsLinked to original sources

Gradient Transformer: Learning to Generate Updates for LLMs

Many organizations lack computational resources to fine-tune large language models (LLMs) on private (unshareable) data for better utility, while fine-tuning tiny language models (TinyLMs) alone performs poorly. To address this bottleneck, we propose a data-free knowledge distillation framework that generates LLM update vectors based on TinyLMs fine-tuned on private data. An update vector is a vector of parameter changes from an initial model to its fine-tuned version on a dataset, capturing the effect of cumulative gradient steps during fine-tuning. The key idea of our framework is a novel Gradient Transformer that transforms TinyLM's update vectors into LLM's update vectors. As derived from shadow datasets, Grad-Transformer captures the correlation between TinyLM and LLM update vectors, enabling third-party providers to generate LLM update vectors given the organization's TinyLM update vectors without accessing the organization's private data. The framework supports multi-organization collaboration to jointly update LLMs, improving performance and cost-efficiency. Extensive experiments across language modeling and reasoning tasks show that Grad-Transformer remarkably outperforms state-of-the-art knowledge distillation baselines, even under strict differential privacy protection.

cs.LG

Poison with Style: A Practical Poisoning Attack on Code Large Language Models

Code Large Language Models (CLLMs) serve as the core of modern code agents, enabling developers to automate complex software development tasks. In this paper, we present Poison-with-Style (PwS), a practical and stealthy model poisoning attack targeting CLLMs. Unlike prior attacks that assume an active adversary capable of directly embedding explicit triggers (e.g., specific words) into developers' prompts during inference, PwS leverages developers' code styles as covert triggers implicitly embedded within their prompts. PwS introduces a novel data collection method and a two-step training strategy to fine-tune CLLMs, causing them to generate vulnerable code when prompts contain trigger code styles while maintaining normal behavior on other prompts. Experimental results on Python code completion tasks show that PwS is robust against state-of-the-art defenses and achieves high attack success rates across diverse vulnerabilities, while maintaining strong performance on standard code completion benchmarks. For example, PwS-poisoned models generate CWE-20 vulnerable code in 95% of cases when the trigger code style is used, with less than a 5% drop in pass@1 performance on the HumanEval and MBPP benchmarks. Our implementation and dataset are here: https://github.com/khangtran2020/pws.

cs.CR

Robust LLM Watermarking with Minimal Semantic Distortion for IP Protection

Proprietary large language models (LLMs) face risks of intellectual property (IP) violation, as adversaries can replicate an LLM by collecting input-output pairs to train a surrogate model, causing financial setbacks. Watermarks offer a promising defense to verify ownership, but existing methods often struggle with semantic distortion, factual inconsistency, and adversarial attacks. In addition, key-conditioned watermarks for provider-specific detection, especially in cross-provider and multi-user scenarios, remain largely underexplored. To address these challenges, we propose SAFESEAL, a novel key-conditioned watermarking framework that achieves strong detectability with minimal impact on model utility, effectively balancing detectability, utility, and robustness. SAFESEAL preserves named entities while substituting linguistic terms with context-aware synonyms through a key-conditioned Tournament sampling mechanism, maintaining semantic fidelity and factual consistency. For detection, we introduce a key-conditioned contrastive detector that jointly encodes the text and key, enabling provider-specific and robust watermark verification. We derive theoretical bounds on the utility-detectability trade-off and significantly reduce latency through lightweight models, batching, and parallelism. Extensive experiments show that SAFESEAL outperforms baselines in utility, detectability, and robustness, achieving a BERTScore of 0.983, entity similarity of 0.963, a 98.2% detection rate, and the highest human ratings for text quality and content preservation, with latency comparable to the fastest baseline. To promote transparency and community-driven progress, we release the first public watermark leaderboard and an interactive demo.

cs.CR

PRPO: Paragraph-level Policy Optimization for Vision-Language Deepfake Detection

The rapid rise of synthetic media has made deepfake detection a critical challenge for online safety and trust. Progress remains constrained by the scarcity of large, high-quality datasets. Although multimodal large language models (LLMs) exhibit strong reasoning capabilities, their performance on deepfake detection is poor, often producing explanations that are misaligned with visual evidence or hallucinatory. To address this limitation, we introduce a reasoning-annotated dataset for deepfake detection and propose Paragraph-level Relative Policy Optimization (PRPO), a reinforcement learning algorithm that aligns LLM reasoning with image content at the paragraph level. Experiments show that PRPO improves detection accuracy by a wide margin and achieves the highest reasoning score of 4.55/5.0. Ablation studies further demonstrate that PRPO significantly outperforms GRPO under test-time conditions. These results underscore the importance of grounding multimodal reasoning in visual evidence to enable more reliable and interpretable deepfake detection.

cs.CV

Program Structure-aware Language Models: Targeted Software Testing beyond Textual Semantics

Recent advances in large language models for test case generation have improved branch coverage via prompt-engineered mutations. However, they still lack principled mechanisms for steering models toward specific high-risk execution branches, limiting their effectiveness for discovering subtle bugs and security vulnerabilities. We propose GLMTest, the first program structure-aware LLM framework for targeted test case generation that seamlessly integrates code property graphs and code semantics using a graph neural network and a language model to condition test case generation on execution branches. This structured conditioning enables controllable and branch-targeted test case generation, thereby potentially enhancing bug and security risk discovery. Experiments on real-world projects show that GLMTest built on a Qwen2.5-Coder-7B-Instruct model improves branch accuracy from 27.4% to 50.2% on TestGenEval benchmark compared with state-of-the-art LLMs, i.e., Claude-Sonnet-4.5 and GPT-4o-mini.

cs.SE

Watermarking Degrades Alignment in Language Models: Analysis and Mitigation

Watermarking has become a practical tool for tracing language model outputs, but it modifies token probabilities at inference time, which were carefully tuned by alignment training. This creates a tension: how do watermark-induced shifts interact with the procedures intended to make models safe and useful? Experiments on several contemporary models and two representative watermarking schemes reveal that watermarking induces a nontrivial, patterned yet model-specific shift in alignment. We see two failure modes: guard attenuation, where models become more helpful but less safe, and guard amplification, where refusals become overly conservative. These effects persist even after controlling for perplexity degradation, pointing to alignment-specific distortions, not just quality loss. We address this with Alignment Resampling (AR), a procedure that samples multiple watermarked outputs and selects the most aligned response according to an external reward model. Using standard results on the expected maximum of Gaussian random variables, we derive a theoretical lower bound showing that alignment gains grow sublogarithmically with sample size. In practice, sampling as few as two to four candidates largely restores unwatermarked alignment performance in truthfulness, safety, and helpfulness, without hurting watermark detection. This is the first empirical study of watermarking-alignment interactions; it shows that a simple inference-time fix can recover alignment.

cs.CL

ViGText: Deepfake Image Detection with Vision-Language Model Explanations and Graph Neural Networks

The rapid rise of deepfake technology, which produces realistic but fraudulent digital content, threatens the authenticity of media. Traditional deepfake detection approaches often struggle with sophisticated, customized deepfakes, especially in terms of generalization and robustness against malicious attacks. This paper introduces ViGText, a novel approach that integrates images with Vision Large Language Model (VLLM) Text explanations within a Graph-based framework to improve deepfake detection. The novelty of ViGText lies in its integration of detailed explanations with visual data, as it provides a more context-aware analysis than captions, which often lack specificity and fail to reveal subtle inconsistencies. ViGText systematically divides images into patches, constructs image and text graphs, and integrates them for analysis using Graph Neural Networks (GNNs) to identify deepfakes. Through the use of multi-level feature extraction across spatial and frequency domains, ViGText captures details that enhance its robustness and accuracy to detect sophisticated deepfakes. Extensive experiments demonstrate that ViGText significantly enhances generalization and achieves a notable performance boost when it detects user-customized deepfakes. Specifically, average F1 scores rise from 72.45% to 98.32% under generalization evaluation, and reflects the model's superior ability to generalize to unseen, fine-tuned variations of stable diffusion models. As for robustness, ViGText achieves an increase of 11.1% in recall compared to other deepfake detection approaches. When facing targeted attacks that exploit its graph-based architecture, ViGText limits classification performance degradation to less than 4%. ViGText uses detailed visual and textual analysis to set a new standard for detecting deepfakes, helping ensure media authenticity and information integrity.

cs.CV

NOIR: Privacy-Preserving Generation of Code with Open-Source LLMs

Although boosting software development performance, large language model (LLM)-powered code generation introduces intellectual property and data security risks rooted in the fact that a service provider (cloud) observes a client's prompts and generated code, which can be proprietary in commercial systems. To mitigate this problem, we propose NOIR, the first framework to protect the client's prompts and generated code from the cloud. NOIR uses an encoder and a decoder at the client to encode and send the prompts' embeddings to the cloud to get enriched embeddings from the LLM, which are then decoded to generate the code locally at the client. Since the cloud can use the embeddings to infer the prompt and the generated code, NOIR introduces a new mechanism to achieve indistinguishability, a local differential privacy protection at the token embedding level, in the vocabulary used in the prompts and code, and a data-independent and randomized tokenizer on the client side. These components effectively defend against reconstruction and frequency analysis attacks by an honest-but-curious cloud. Extensive analysis and results using open-source LLMs show that NOIR significantly outperforms existing baselines on benchmarks, including the Evalplus (MBPP and HumanEval, Pass@1 of 76.7 and 77.4), and BigCodeBench (Pass@1 of 38.7, only a 1.77% drop from the original LLM) under strong privacy against attacks.

cs.CR

SoK: Are Watermarks in LLMs Ready for Deployment?

Large Language Models (LLMs) have transformed natural language processing, demonstrating impressive capabilities across diverse tasks. However, deploying these models introduces critical risks related to intellectual property violations and potential misuse, particularly as adversaries can imitate these models to steal services or generate misleading outputs. We specifically focus on model stealing attacks, as they are highly relevant to proprietary LLMs and pose a serious threat to their security, revenue, and ethical deployment. While various watermarking techniques have emerged to mitigate these risks, it remains unclear how far the community and industry have progressed in developing and deploying watermarks in LLMs. To bridge this gap, we aim to develop a comprehensive systematization for watermarks in LLMs by 1) presenting a detailed taxonomy for watermarks in LLMs, 2) proposing a novel intellectual property classifier to explore the effectiveness and impacts of watermarks on LLMs under both attack and attack-free environments, 3) analyzing the limitations of existing watermarks in LLMs, and 4) discussing practical challenges and potential future directions for watermarks in LLMs. Through extensive experiments, we show that despite promising research outcomes and significant attention from leading companies and community to deploy watermarks, these techniques have yet to reach their full potential in real-world applications due to their unfavorable impacts on model utility of LLMs and downstream tasks. Our findings provide an insightful understanding of watermarks in LLMs, highlighting the need for practical watermarks solutions tailored to LLM deployment.

cs.CR

SGFusion: Stochastic Geographic Gradient Fusion in Federated Learning

This paper proposes Stochastic Geographic Gradient Fusion (SGFusion), a novel training algorithm to leverage the geographic information of mobile users in Federated Learning (FL). SGFusion maps the data collected by mobile devices onto geographical zones and trains one FL model per zone, which adapts well to the data and behaviors of users in that zone. SGFusion models the local data-based correlation among geographical zones as a hierarchical random graph (HRG) optimized by Markov Chain Monte Carlo sampling. At each training step, every zone fuses its local gradient with gradients derived from a small set of other zones sampled from the HRG. This approach enables knowledge fusion and sharing among geographical zones in a probabilistic and stochastic gradient fusion process with self-attention weights, such that "more similar" zones have "higher probabilities" of sharing gradients with "larger attention weights." SGFusion remarkably improves model utility without introducing undue computational cost. Extensive theoretical and empirical results using a heart-rate prediction dataset collected across 6 countries show that models trained with SGFusion converge with upper-bounded expected errors and significantly improve utility in all countries compared to existing approaches without notable cost in system scalability.

cs.LG

$δ$-STEAL: LLM Stealing Attack with Local Differential Privacy

Large language models (LLMs) demonstrate remarkable capabilities across various tasks. However, their deployment introduces significant risks related to intellectual property. In this context, we focus on model stealing attacks, where adversaries replicate the behaviors of these models to steal services. These attacks are highly relevant to proprietary LLMs and pose serious threats to revenue and financial stability. To mitigate these risks, the watermarking solution embeds imperceptible patterns in LLM outputs, enabling model traceability and intellectual property verification. In this paper, we study the vulnerability of LLM service providers by introducing $δ$-STEAL, a novel model stealing attack that bypasses the service provider's watermark detectors while preserving the adversary's model utility. $δ$-STEAL injects noise into the token embeddings of the adversary's model during fine-tuning in a way that satisfies local differential privacy (LDP) guarantees. The adversary queries the service provider's model to collect outputs and form input-output training pairs. By applying LDP-preserving noise to these pairs, $δ$-STEAL obfuscates watermark signals, making it difficult for the service provider to determine whether its outputs were used, thereby preventing claims of model theft. Our experiments show that $δ$-STEAL with lightweight modifications achieves attack success rates of up to $96.95\%$ without significantly compromising the adversary's model utility. The noise scale in LDP controls the trade-off between attack effectiveness and model utility. This poses a significant risk, as even robust watermarks can be bypassed, allowing adversaries to deceive watermark detectors and undermine current intellectual property protection methods.

cs.CR

Operationalizing a Threat Model for Red-Teaming Large Language Models (LLMs)

Creating secure and resilient applications with large language models (LLM) requires anticipating, adjusting to, and countering unforeseen threats. Red-teaming has emerged as a critical technique for identifying vulnerabilities in real-world LLM implementations. This paper presents a detailed threat model and provides a systematization of knowledge (SoK) of red-teaming attacks on LLMs. We develop a taxonomy of attacks based on the stages of the LLM development and deployment process and extract various insights from previous research. In addition, we compile methods for defense and practical red-teaming strategies for practitioners. By delineating prominent attack motifs and shedding light on various entry points, this paper provides a framework for improving the security and robustness of LLM-based systems.

cs.CL

A Client-level Assessment of Collaborative Backdoor Poisoning in Non-IID Federated Learning

Federated learning (FL) enables collaborative model training using decentralized private data from multiple clients. While FL has shown robustness against poisoning attacks with basic defenses, our research reveals new vulnerabilities stemming from non-independent and identically distributed (non-IID) data among clients. These vulnerabilities pose a substantial risk of model poisoning in real-world FL scenarios. To demonstrate such vulnerabilities, we develop a novel collaborative backdoor poisoning attack called CollaPois. In this attack, we distribute a single pre-trained model infected with a Trojan to a group of compromised clients. These clients then work together to produce malicious gradients, causing the FL model to consistently converge towards a low-loss region centered around the Trojan-infected model. Consequently, the impact of the Trojan is amplified, especially when the benign clients have diverse local data distributions and scattered local gradients. CollaPois stands out by achieving its goals while involving only a limited number of compromised clients, setting it apart from existing attacks. Also, CollaPois effectively avoids noticeable shifts or degradation in the FL model's performance on legitimate data samples, allowing it to operate stealthily and evade detection by advanced robust FL algorithms. Thorough theoretical analysis and experiments conducted on various benchmark datasets demonstrate the superiority of CollaPois compared to state-of-the-art backdoor attacks. Notably, CollaPois bypasses existing backdoor defenses, especially in scenarios where clients possess diverse data distributions. Moreover, the results show that CollaPois remains effective even when involving a small number of compromised clients. Notably, clients whose local data is closely aligned with compromised clients experience higher risks of backdoor infections.

cs.LG

Demo: SGCode: A Flexible Prompt-Optimizing System for Secure Generation of Code

This paper introduces SGCode, a flexible prompt-optimizing system to generate secure code with large language models (LLMs). SGCode integrates recent prompt-optimization approaches with LLMs in a unified system accessible through front-end and back-end APIs, enabling users to 1) generate secure code, which is free of vulnerabilities, 2) review and share security analysis, and 3) easily switch from one prompt optimization approach to another, while providing insights on model and system performance. We populated SGCode on an AWS server with PromSec, an approach that optimizes prompts by combining an LLM and security tools with a lightweight generative adversarial graph neural network to detect and fix security vulnerabilities in the generated code. Extensive experiments show that SGCode is practical as a public tool to gain insights into the trade-offs between model utility, secure code generation, and system cost. SGCode has only a marginal cost compared with prompting LLMs. SGCode is available at: https://sgcode.codes/.

cs.CR

PromSec: Prompt Optimization for Secure Generation of Functional Source Code with Large Language Models (LLMs)

The capability of generating high-quality source code using large language models (LLMs) reduces software development time and costs. However, they often introduce security vulnerabilities due to training on insecure open-source data. This highlights the need for ensuring secure and functional code generation. This paper introduces PromSec, an algorithm for prom optimization for secure and functioning code generation using LLMs. In PromSec, we combine 1) code vulnerability clearing using a generative adversarial graph neural network, dubbed as gGAN, to fix and reduce security vulnerabilities in generated codes and 2) code generation using an LLM into an interactive loop, such that the outcome of the gGAN drives the LLM with enhanced prompts to generate secure codes while preserving their functionality. Introducing a new contrastive learning approach in gGAN, we formulate code-clearing and generation as a dual-objective optimization problem, enabling PromSec to notably reduce the number of LLM inferences. PromSec offers a cost-effective and practical solution for generating secure, functional code. Extensive experiments conducted on Python and Java code datasets confirm that PromSec effectively enhances code security while upholding its intended functionality. Our experiments show that while a state-of-the-art approach fails to address all code vulnerabilities, PromSec effectively resolves them. Moreover, PromSec achieves more than an order-of-magnitude reduction in operation time, number of LLM queries, and security analysis costs. Furthermore, prompts optimized with PromSec for a certain LLM are transferable to other LLMs across programming languages and generalizable to unseen vulnerabilities in training. This study is a step in enhancing the trustworthiness of LLMs for secure and functional code generation, supporting their integration into real-world software development.

cs.SE

How to Backdoor HyperNetwork in Personalized Federated Learning?

This paper explores previously unknown backdoor risks in HyperNet-based personalized federated learning (HyperNetFL) through poisoning attacks. Based upon that, we propose a novel model transferring attack (called HNTroj), i.e., the first of its kind, to transfer a local backdoor infected model to all legitimate and personalized local models, which are generated by the HyperNetFL model, through consistent and effective malicious local gradients computed across all compromised clients in the whole training process. As a result, HNTroj reduces the number of compromised clients needed to successfully launch the attack without any observable signs of sudden shifts or degradation regarding model utility on legitimate data samples making our attack stealthy. To defend against HNTroj, we adapted several backdoor-resistant FL training algorithms into HyperNetFL. An extensive experiment that is carried out using several benchmark datasets shows that HNTroj significantly outperforms data poisoning and model replacement attacks and bypasses robust training algorithms even with modest numbers of compromised clients.

cs.LG

Multi-Instance Adversarial Attack on GNN-Based Malicious Domain Detection

Malicious domain detection (MDD) is an open security challenge that aims to detect if an Internet domain is associated with cyber-attacks. Among many approaches to this problem, graph neural networks (GNNs) are deemed highly effective. GNN-based MDD uses DNS logs to represent Internet domains as nodes in a maliciousness graph (DMG) and trains a GNN to infer their maliciousness by leveraging identified malicious domains. Since this method relies on accessible DNS logs to construct DMGs, it exposes a vulnerability for adversaries to manipulate their domain nodes' features and connections within DMGs. Existing research mainly concentrates on threat models that manipulate individual attacker nodes. However, adversaries commonly generate multiple domains to achieve their goals economically and avoid detection. Their objective is to evade discovery across as many domains as feasible. In this work, we call the attack that manipulates several nodes in the DMG concurrently a multi-instance evasion attack. We present theoretical and empirical evidence that the existing single-instance evasion techniques for are inadequate to launch multi-instance evasion attacks against GNN-based MDDs. Therefore, we introduce MintA, an inference-time multi-instance adversarial attack on GNN-based MDDs. MintA enhances node and neighborhood evasiveness through optimized perturbations and operates successfully with only black-box access to the target model, eliminating the need for knowledge about the model's specifics or non-adversary nodes. We formulate an optimization challenge for MintA, achieving an approximate solution. Evaluating MintA on a leading GNN-based MDD technique with real-world data showcases an attack success rate exceeding 80%. These findings act as a warning for security experts, underscoring GNN-based MDDs' susceptibility to practical attacks that can undermine their effectiveness and benefits.

cs.CR

Active Membership Inference Attack under Local Differential Privacy in Federated Learning

Federated learning (FL) was originally regarded as a framework for collaborative learning among clients with data privacy protection through a coordinating server. In this paper, we propose a new active membership inference (AMI) attack carried out by a dishonest server in FL. In AMI attacks, the server crafts and embeds malicious parameters into global models to effectively infer whether a target data sample is included in a client's private training data or not. By exploiting the correlation among data features through a non-linear decision boundary, AMI attacks with a certified guarantee of success can achieve severely high success rates under rigorous local differential privacy (LDP) protection; thereby exposing clients' training data to significant privacy risk. Theoretical and experimental results on several benchmark datasets show that adding sufficient privacy-preserving noise to prevent our attack would significantly damage FL's model utility.

cs.LG