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Nicholas Asher

Publications and source records attributed to Nicholas Asher.

At least 37 records · Page 2Linked to original sources

Nebula: A discourse aware Minecraft Builder

When engaging in collaborative tasks, humans efficiently exploit the semantic structure of a conversation to optimize verbal and nonverbal interactions. But in recent "language to code" or "language to action" models, this information is lacking. We show how incorporating the prior discourse and nonlinguistic context of a conversation situated in a nonlinguistic environment can improve the "language to action" component of such interactions. We finetune an LLM to predict actions based on prior context; our model, Nebula, doubles the net-action F1 score over the baseline on this task of Jayannavar et al.(2020). We also investigate our model's ability to construct shapes and understand location descriptions using a synthetic dataset

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Learning Semantic Structure through First-Order-Logic Translation

In this paper, we study whether transformer-based language models can extract predicate argument structure from simple sentences. We firstly show that language models sometimes confuse which predicates apply to which objects. To mitigate this, we explore two tasks: question answering (Q/A), and first order logic (FOL) translation, and two regimes, prompting and finetuning. In FOL translation, we finetune several large language models on synthetic datasets designed to gauge their generalization abilities. For Q/A, we finetune encoder models like BERT and RoBERTa and use prompting for LLMs. The results show that FOL translation for LLMs is better suited to learn predicate argument structure.

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Llamipa: An Incremental Discourse Parser

This paper provides the first discourse parsing experiments with a large language model(LLM) finetuned on corpora annotated in the style of SDRT (Segmented Discourse Representation Theory Asher, 1993; Asher and Lascarides, 2003). The result is a discourse parser, Llamipa (Llama Incremental Parser), that leverages discourse context, leading to substantial performance gains over approaches that use encoder-only models to provide local, context-sensitive representations of discourse units. Furthermore, it can process discourse data incrementally, which is essential for the eventual use of discourse information in downstream tasks.

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In2Core: Leveraging Influence Functions for Coreset Selection in Instruction Finetuning of Large Language Models

Despite advancements, fine-tuning Large Language Models (LLMs) remains costly due to the extensive parameter count and substantial data requirements for model generalization. Accessibility to computing resources remains a barrier for the open-source community. To address this challenge, we propose the In2Core algorithm, which selects a coreset by analyzing the correlation between training and evaluation samples with a trained model. Notably, we assess the model's internal gradients to estimate this relationship, aiming to rank the contribution of each training point. To enhance efficiency, we propose an optimization to compute influence functions with a reduced number of layers while achieving similar accuracy. By applying our algorithm to instruction fine-tuning data of LLMs, we can achieve similar performance with just 50% of the training data. Meantime, using influence functions to analyze model coverage to certain testing samples could provide a reliable and interpretable signal on the training set's coverage of those test points.

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Strong hallucinations from negation and how to fix them

Despite great performance on many tasks, language models (LMs) still struggle with reasoning, sometimes providing responses that cannot possibly be true because they stem from logical incoherence. We call such responses \textit{strong hallucinations} and prove that they follow from an LM's computation of its internal representations for logical operators and outputs from those representations. Focusing on negation, we provide a novel solution in which negation is treated not as another element of a latent representation, but as \textit{an operation over an LM's latent representations that constrains how they may evolve}. We show that our approach improves model performance in cloze prompting and natural language inference tasks with negation without requiring training on sparse negative data.

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From SHAP Scores to Feature Importance Scores

A central goal of eXplainable Artificial Intelligence (XAI) is to assign relative importance to the features of a Machine Learning (ML) model given some prediction. The importance of this task of explainability by feature attribution is illustrated by the ubiquitous recent use of tools such as SHAP and LIME. Unfortunately, the exact computation of feature attributions, using the game-theoretical foundation underlying SHAP and LIME, can yield manifestly unsatisfactory results, that tantamount to reporting misleading relative feature importance. Recent work targeted rigorous feature attribution, by studying axiomatic aggregations of features based on logic-based definitions of explanations by feature selection. This paper shows that there is an essential relationship between feature attribution and a priori voting power, and that those recently proposed axiomatic aggregations represent a few instantiations of the range of power indices studied in the past. Furthermore, it remains unclear how some of the most widely used power indices might be exploited as feature importance scores (FISs), i.e. the use of power indices in XAI, and which of these indices would be the best suited for the purposes of XAI by feature attribution, namely in terms of not producing results that could be deemed as unsatisfactory. This paper proposes novel desirable properties that FISs should exhibit. In addition, the paper also proposes novel FISs exhibiting the proposed properties. Finally, the paper conducts a rigorous analysis of the best-known power indices in terms of the proposed properties.

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Modality-Agnostic fMRI Decoding of Vision and Language

Previous studies have shown that it is possible to map brain activation data of subjects viewing images onto the feature representation space of not only vision models (modality-specific decoding) but also language models (cross-modal decoding). In this work, we introduce and use a new large-scale fMRI dataset (~8,500 trials per subject) of people watching both images and text descriptions of such images. This novel dataset enables the development of modality-agnostic decoders: a single decoder that can predict which stimulus a subject is seeing, irrespective of the modality (image or text) in which the stimulus is presented. We train and evaluate such decoders to map brain signals onto stimulus representations from a large range of publicly available vision, language and multimodal (vision+language) models. Our findings reveal that (1) modality-agnostic decoders perform as well as (and sometimes even better than) modality-specific decoders (2) modality-agnostic decoders mapping brain data onto representations from unimodal models perform as well as decoders relying on multimodal representations (3) while language and low-level visual (occipital) brain regions are best at decoding text and image stimuli, respectively, high-level visual (temporal) regions perform well on both stimulus types.

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Analyzing Semantic Faithfulness of Language Models via Input Intervention on Question Answering

Transformer-based language models have been shown to be highly effective for several NLP tasks. In this paper, we consider three transformer models, BERT, RoBERTa, and XLNet, in both small and large versions, and investigate how faithful their representations are with respect to the semantic content of texts. We formalize a notion of semantic faithfulness, in which the semantic content of a text should causally figure in a model's inferences in question answering. We then test this notion by observing a model's behavior on answering questions about a story after performing two novel semantic interventions: deletion intervention and negation intervention. While transformer models achieve high performance on standard question answering tasks, we show that they fail to be semantically faithful once we perform these interventions for a significant number of cases (~50% for deletion intervention, and ~20% drop in accuracy for negation intervention). We then propose an intervention-based training regime that can mitigate the undesirable effects for deletion intervention by a significant margin (from ~ 50% to ~6%). We analyze the inner-workings of the models to better understand the effectiveness of intervention-based training for deletion intervention. But we show that this training does not attenuate other aspects of semantic unfaithfulness such as the models' inability to deal with negation intervention or to capture the predicate-argument structure of texts. We also test InstructGPT, via prompting, for its ability to handle the two interventions and to capture predicate-argument structure. While InstructGPT models do achieve very high performance on predicate-argument structure task, they fail to respond adequately to our deletion and negation interventions.

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Limits for Learning with Language Models

With the advent of large language models (LLMs), the trend in NLP has been to train LLMs on vast amounts of data to solve diverse language understanding and generation tasks. The list of LLM successes is long and varied. Nevertheless, several recent papers provide empirical evidence that LLMs fail to capture important aspects of linguistic meaning. Focusing on universal quantification, we provide a theoretical foundation for these empirical findings by proving that LLMs cannot learn certain fundamental semantic properties including semantic entailment and consistency as they are defined in formal semantics. More generally, we show that LLMs are unable to learn concepts beyond the first level of the Borel Hierarchy, which imposes severe limits on the ability of LMs, both large and small, to capture many aspects of linguistic meaning. This means that LLMs will continue to operate without formal guarantees on tasks that require entailments and deep linguistic understanding.

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Are fairness metric scores enough to assess discrimination biases in machine learning?

This paper presents novel experiments shedding light on the shortcomings of current metrics for assessing biases of gender discrimination made by machine learning algorithms on textual data. We focus on the Bios dataset, and our learning task is to predict the occupation of individuals, based on their biography. Such prediction tasks are common in commercial Natural Language Processing (NLP) applications such as automatic job recommendations. We address an important limitation of theoretical discussions dealing with group-wise fairness metrics: they focus on large datasets, although the norm in many industrial NLP applications is to use small to reasonably large linguistic datasets for which the main practical constraint is to get a good prediction accuracy. We then question how reliable are different popular measures of bias when the size of the training set is simply sufficient to learn reasonably accurate predictions. Our experiments sample the Bios dataset and learn more than 200 models on different sample sizes. This allows us to statistically study our results and to confirm that common gender bias indices provide diverging and sometimes unreliable results when applied to relatively small training and test samples. This highlights the crucial importance of variance calculations for providing sound results in this field.

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COCKATIEL: COntinuous Concept ranKed ATtribution with Interpretable ELements for explaining neural net classifiers on NLP tasks

Transformer architectures are complex and their use in NLP, while it has engendered many successes, makes their interpretability or explainability challenging. Recent debates have shown that attention maps and attribution methods are unreliable (Pruthi et al., 2019; Brunner et al., 2019). In this paper, we present some of their limitations and introduce COCKATIEL, which successfully addresses some of them. COCKATIEL is a novel, post-hoc, concept-based, model-agnostic XAI technique that generates meaningful explanations from the last layer of a neural net model trained on an NLP classification task by using Non-Negative Matrix Factorization (NMF) to discover the concepts the model leverages to make predictions and by exploiting a Sensitivity Analysis to estimate accurately the importance of each of these concepts for the model. It does so without compromising the accuracy of the underlying model or requiring a new one to be trained. We conduct experiments in single and multi-aspect sentiment analysis tasks and we show COCKATIEL's superior ability to discover concepts that align with humans' on Transformer models without any supervision, we objectively verify the faithfulness of its explanations through fidelity metrics, and we showcase its ability to provide meaningful explanations in two different datasets.

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How optimal transport can tackle gender biases in multi-class neural-network classifiers for job recommendations?

Automatic recommendation systems based on deep neural networks have become extremely popular during the last decade. Some of these systems can however be used for applications which are ranked as High Risk by the European Commission in the A.I. act, as for instance for online job candidate recommendation. When used in the European Union, commercial AI systems for this purpose will then be required to have to proper statistical properties with regard to potential discrimination they could engender. This motivated our contribution, where we present a novel optimal transport strategy to mitigate undesirable algorithmic biases in multi-class neural-network classification. Our stratey is model agnostic and can be used on any multi-class classification neural-network model. To anticipate the certification of recommendation systems using textual data, we then used it on the Bios dataset, for which the learning task consists in predicting the occupation of female and male individuals, based on their LinkedIn biography. Results show that it can reduce undesired algorithmic biases in this context to lower levels than a standard strategy.

cs.LG↗

Transport-based Counterfactual Models

Counterfactual frameworks have grown popular in machine learning for both explaining algorithmic decisions but also defining individual notions of fairness, more intuitive than typical group fairness conditions. However, state-of-the-art models to compute counterfactuals are either unrealistic or unfeasible. In particular, while Pearl's causal inference provides appealing rules to calculate counterfactuals, it relies on a model that is unknown and hard to discover in practice. We address the problem of designing realistic and feasible counterfactuals in the absence of a causal model. We define transport-based counterfactual models as collections of joint probability distributions between observable distributions, and show their connection to causal counterfactuals. More specifically, we argue that optimal-transport theory defines relevant transport-based counterfactual models, as they are numerically feasible, statistically-faithful, and can coincide under some assumptions with causal counterfactual models. Finally, these models make counterfactual approaches to fairness feasible, and we illustrate their practicality and efficiency on fair learning. With this paper, we aim at laying out the theoretical foundations for a new, implementable approach to counterfactual thinking.

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Interpretive Blindness

We model here an epistemic bias we call \textit{interpretive blindness} (IB). IB is a special problem for learning from testimony, in which one acquires information only from text or conversation. We show that IB follows from a co-dependence between background beliefs and interpretation in a Bayesian setting and the nature of contemporary testimony. We argue that a particular characteristic contemporary testimony, \textit{argumentative completeness}, can preclude learning in hierarchical Bayesian settings, even in the presence of constraints that are designed to promote good epistemic practices.

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Adequate and fair explanations

Explaining sophisticated machine-learning based systems is an important issue at the foundations of AI. Recent efforts have shown various methods for providing explanations. These approaches can be broadly divided into two schools: those that provide a local and human interpreatable approximation of a machine learning algorithm, and logical approaches that exactly characterise one aspect of the decision. In this paper we focus upon the second school of exact explanations with a rigorous logical foundation. There is an epistemological problem with these exact methods. While they can furnish complete explanations, such explanations may be too complex for humans to understand or even to write down in human readable form. Interpretability requires epistemically accessible explanations, explanations humans can grasp. Yet what is a sufficiently complete epistemically accessible explanation still needs clarification. We do this here in terms of counterfactuals, following [Wachter et al., 2017]. With counterfactual explanations, many of the assumptions needed to provide a complete explanation are left implicit. To do so, counterfactual explanations exploit the properties of a particular data point or sample, and as such are also local as well as partial explanations. We explore how to move from local partial explanations to what we call complete local explanations and then to global ones. But to preserve accessibility we argue for the need for partiality. This partiality makes it possible to hide explicit biases present in the algorithm that may be injurious or unfair.We investigate how easy it is to uncover these biases in providing complete and fair explanations by exploiting the structure of the set of counterfactuals providing a complete local explanation.

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Efficient Explanations for Knowledge Compilation Languages

Knowledge compilation (KC) languages find a growing number of practical uses, including in Constraint Programming (CP) and in Machine Learning (ML). In most applications, one natural question is how to explain the decisions made by models represented by a KC language. This paper shows that for many of the best known KC languages, well-known classes of explanations can be computed in polynomial time. These classes include deterministic decomposable negation normal form (d-DNNF), and so any KC language that is strictly less succinct than d-DNNF. Furthermore, the paper also investigates the conditions under which polynomial time computation of explanations can be extended to KC languages more succinct than d-DNNF.

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On Relating 'Why?' and 'Why Not?' Explanations

Explanations of Machine Learning (ML) models often address a 'Why?' question. Such explanations can be related with selecting feature-value pairs which are sufficient for the prediction. Recent work has investigated explanations that address a 'Why Not?' question, i.e. finding a change of feature values that guarantee a change of prediction. Given their goals, these two forms of explaining predictions of ML models appear to be mostly unrelated. However, this paper demonstrates otherwise, and establishes a rigorous formal relationship between 'Why?' and 'Why Not?' explanations. Concretely, the paper proves that, for any given instance, 'Why?' explanations are minimal hitting sets of 'Why Not?' explanations and vice-versa. Furthermore, the paper devises novel algorithms for extracting and enumerating both forms of explanations.

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Bias in Semantic and Discourse Interpretation

In this paper, we show how game-theoretic work on conversation combined with a theory of discourse structure provides a framework for studying interpretive bias. Interpretive bias is an essential feature of learning and understanding but also something that can be used to pervert or subvert the truth. The framework we develop here provides tools for understanding and analyzing the range of interpretive biases and the factors that contribute to them.

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