Searcharxiv⌕ Search

arXiv subjects

Nicholas Kluge Corrêa

Publications and source records attributed to Nicholas Kluge Corrêa.

At least 19 recordsLinked to original sources

Reasoning Primitives in Hybrid and Non-Hybrid LLMs: Do Architectural Differences Yield Advantages in State-Tracking and Recall?

Reasoning in large language models is often discussed as a single capability, but some of its gains may stem from simpler underlying operations. We examine two such primitives, recall and state-tracking, through five controlled task families centered on state-based recall, and compare matched transformer and hybrid architectures with and without reasoning augmentation. Across the suite, reasoning-augmented variants substantially outperform instruction-only variants, often by large margins. This pattern is consistent with the State over Tokens view: externalized reasoning traces help because they carry the intermediate state forward in token space. By contrast, hybrid inductive bias does not yield a uniform advantage in accuracy once reasoning tokens are available. When architectural differences do appear, they follow task structure: the hybrid Think model is more robust on strictly sequential chained updates, whereas the transformer Think model is more robust on flat multi-hop retrieval. We therefore cast the main contribution of this study as a descriptive account of what drives performance on state-based recall tasks: reasoning-token augmentation appears to be the dominant factor, while hybrid advantages are narrower, task-dependent, and potentially more about inference efficiency than overall capability. We also release the codebase and data required to reproduce these results.

cs.CL↗

Raising Bars, Not Parameters: LilMoo Compact Language Model for Hindi

The dominance of large multilingual foundation models has widened linguistic inequalities in Natural Language Processing (NLP), often leaving low-resource languages underrepresented. This paper introduces LilMoo, a 0.6-billion-parameter Hindi language model trained entirely from scratch to address this gap. Unlike prior Hindi models that rely on continual pretraining from opaque multilingual foundations, LilMoo is developed through a fully transparent and reproducible pipeline optimized for limited compute environments. We construct a high-quality Hindi corpus (GigaLekh) filtered through both heuristic and learned (LLM-as-a-judge) methods, complemented by bilingual augmentation with curated English data. Using this dataset, we explore various training recipes for small-scale language models. Across comprehensive evaluation suites, LilMoo consistently outperforms comparably sized multilingual baselines such as Qwen2.5-0.5B and Qwen3-0.6B, demonstrating that well-designed language-specific pretraining can rival large multilingual models at the sub-billion-parameter range.

cs.CL↗

Tucano 2 Cool: Better Open Source LLMs for Portuguese

We present Tucano 2, a fully open suite of large language models (LLMs) with 0.5-3.7 billion parameters, designed to address certain gaps in open-source development for Portuguese LLMs. Following our previous works, we now extend our dataset, GigaVerbo-v2, to a new degree of quality and scale, while also introducing a new synthetic dataset, GigaVerbo-v2 Synth, aimed at filling missing gaps in GigaVerbo-v2, and two post-training datasets, GigaVerbo-v2 SFT and GigaVerbo-v2 Preferences, that allow Portuguese LLMs to be trained in domains like retrieval augmented generation, coding, tool use, chain-of-thought reasoning, and many other domains of interest. Through extensive ablation studies, we design both pretraining and continual pretraining recipes for the Tucano 2 suite (Base, Instruct, and Think), which achieve state-of-the-art performance on several Portuguese-language modeling benchmarks. We also extend and refine the evaluation harness introduced in our earlier work, yielding a comprehensive evaluation suite that provides strong signals across different pretraining, continual pretraining, and post-training regimes. All artifacts associated with Tucano 2 are openly released, including training recipes, logs, and source code, ensuring that our work is reproducible, accessible, and extendable by the broader Portuguese NLP community.

cs.CL↗

From FLOPs to Footprints: The Resource Cost of Artificial Intelligence

As computational demands continue to rise, assessing the environmental footprint of AI requires moving beyond energy and water consumption to include the material demands of specialized hardware. This study quantifies the material footprint of AI training by linking computational workloads to physical hardware needs. The elemental composition of the Nvidia A100 SXM 40 GB graphics processing unit (GPU) was analyzed using inductively coupled plasma optical emission spectroscopy, which identified 32 elements. The results show that AI hardware consists of about 90% heavy metals and only trace amounts of precious metals. The elements copper, iron, tin, silicon, and nickel dominate the GPU composition by mass. In a multi-step methodology, we integrate these measurements with computational throughput per GPU across varying lifespans, accounting for the computational requirements of training specific AI models at different training efficiency regimes. Scenario-based analyses reveal that, depending on Model FLOPs Utilization (MFU) and hardware lifespan, training GPT-4 requires between 1,174 and 8,800 A100 GPUs, corresponding to the extraction and eventual disposal of up to 7 tons of toxic elements. Combined software and hardware optimization strategies can reduce material demands: increasing MFU from 20% to 60% lowers GPU requirements by 67%, while extending lifespan from 1 to 3 years yields comparable savings; implementing both measures together reduces GPU needs by up to 93%. Our findings highlight that incremental performance gains, such as those observed between GPT-3.5 and GPT-4, come at disproportionately high material costs. The study underscores the necessity of incorporating material resource considerations into discussions of AI scalability, emphasizing that future progress in AI must align with principles of resource efficiency and environmental responsibility.

cs.CY↗

Superalignment with Dynamic Human Values

Two core challenges of alignment are 1) scalable oversight and 2) accounting for the dynamic nature of human values. While solutions like recursive reward modeling address 1), they do not simultaneously account for 2). We sketch a roadmap for a novel algorithmic framework that trains a superhuman reasoning model to decompose complex tasks into subtasks that are still amenable to human-level guidance. Our approach relies on what we call the part-to-complete generalization hypothesis, which states that the alignment of subtask solutions generalizes to the alignment of complete solutions. We advocate for the need to measure this generalization and propose ways to improve it in the future.

cs.AI↗

Catalog of General Ethical Requirements for AI Certification

This whitepaper offers normative and practical guidance for developers of artificial intelligence (AI) systems to achieve "Trustworthy AI". In it, we present overall ethical requirements and six ethical principles with value-specific recommendations for tools to implement these principles into technology. Our value-specific recommendations address the principles of fairness, privacy and data protection, safety and robustness, sustainability, transparency and explainability and truthfulness. For each principle, we also present examples of criteria for risk assessment and categorization of AI systems and applications in line with the categories of the European Union (EU) AI Act. Our work is aimed at stakeholders who can take it as a potential blueprint to fulfill minimum ethical requirements for trustworthy AI and AI Certification.

cs.CY↗

Tucano: Advancing Neural Text Generation for Portuguese

Significant advances have been made in natural language processing in recent years. However, our current deep learning approach to language modeling requires substantial resources in terms of data and computation. One of the side effects of this data-hungry paradigm is the current schism between languages, separating those considered high-resource, where most of the development happens and resources are available, and the low-resource ones, which struggle to attain the same level of performance and autonomy. This study aims to introduce a new set of resources to stimulate the future development of neural text generation in Portuguese. In this work, we document the development of GigaVerbo, a concatenation of deduplicated Portuguese text corpora amounting to 200 billion tokens. Via this corpus, we trained a series of decoder-transformers named Tucano. Our models perform equal or superior to other Portuguese and multilingual language models of similar size in several Portuguese benchmarks. The evaluation of our models also reveals that model performance on many currently available benchmarks used by the Portuguese NLP community has little to no correlation with the scaling of token ingestion during training, highlighting the limitations of such evaluations when it comes to the assessment of Portuguese generative language models. All derivatives of our study are openly released on GitHub and Hugging Face. See https://nkluge-correa.github.io/Tucano/

cs.CL↗

Dynamic Normativity: Necessary and Sufficient Conditions for Value Alignment

The critical inquiry pervading the realm of Philosophy, and perhaps extending its influence across all Humanities disciplines, revolves around the intricacies of morality and normativity. Surprisingly, in recent years, this thematic thread has woven its way into an unexpected domain, one not conventionally associated with pondering "what ought to be": the field of artificial intelligence (AI) research. Central to morality and AI, we find "alignment", a problem related to the challenges of expressing human goals and values in a manner that artificial systems can follow without leading to unwanted adversarial effects. More explicitly and with our current paradigm of AI development in mind, we can think of alignment as teaching human values to non-anthropomorphic entities trained through opaque, gradient-based learning techniques. This work addresses alignment as a technical-philosophical problem that requires solid philosophical foundations and practical implementations that bring normative theory to AI system development. To accomplish this, we propose two sets of necessary and sufficient conditions that, we argue, should be considered in any alignment process. While necessary conditions serve as metaphysical and metaethical roots that pertain to the permissibility of alignment, sufficient conditions establish a blueprint for aligning AI systems under a learning-based paradigm. After laying such foundations, we present implementations of this approach by using state-of-the-art techniques and methods for aligning general-purpose language systems. We call this framework Dynamic Normativity. Its central thesis is that any alignment process under a learning paradigm that cannot fulfill its necessary and sufficient conditions will fail in producing aligned systems.

cs.AI↗

TeenyTinyLlama: open-source tiny language models trained in Brazilian Portuguese

Large language models (LLMs) have significantly advanced natural language processing, but their progress has yet to be equal across languages. While most LLMs are trained in high-resource languages like English, multilingual models generally underperform monolingual ones. Additionally, aspects of their multilingual foundation sometimes restrict the byproducts they produce, like computational demands and licensing regimes. In this study, we document the development of open-foundation models tailored for use in low-resource settings, their limitations, and their benefits. This is the TeenyTinyLlama pair: two compact models for Brazilian Portuguese text generation. We release them under the permissive Apache 2.0 license on GitHub and Hugging Face for community use and further development. See https://github.com/Nkluge-correa/TeenyTinyLlama

cs.CL↗

Crossing the principle-practice gap in AI ethics with ethical problem-solving

The past years have presented a surge in (AI) development, fueled by breakthroughs in deep learning, increased computational power, and substantial investments in the field. Given the generative capabilities of more recent AI systems, the era of large-scale AI models has transformed various domains that intersect our daily lives. However, this progress raises concerns about the balance between technological advancement, ethical considerations, safety measures, and financial interests. Moreover, using such systems in sensitive areas amplifies our general ethical awareness, prompting a reemergence of debates on governance, regulation, and human values. However, amidst this landscape, how to bridge the principle-practice gap separating ethical discourse from the technical side of AI development remains an open problem. In response to this challenge, the present work proposes a framework to help shorten this gap: ethical problem-solving (EPS). EPS is a methodology promoting responsible, human-centric, and value-oriented AI development. The framework's core resides in translating principles into practical implementations using impact assessment surveys and a differential recommendation methodology. We utilize EPS as a blueprint to propose the implementation of Ethics as a Service Platform, which is currently available as a simple demonstration. We released all framework components openly and with a permissive license, hoping the community would adopt and extend our efforts into other contexts. Available in https://github.com/Nkluge\-correa/ethical\-problem\-solving

cs.CY↗

Worldwide AI Ethics: a review of 200 guidelines and recommendations for AI governance

The utilization of artificial intelligence (AI) applications has experienced tremendous growth in recent years, bringing forth numerous benefits and conveniences. However, this expansion has also provoked ethical concerns, such as privacy breaches, algorithmic discrimination, security and reliability issues, transparency, and other unintended consequences. To determine whether a global consensus exists regarding the ethical principles that should govern AI applications and to contribute to the formation of future regulations, this paper conducts a meta-analysis of 200 governance policies and ethical guidelines for AI usage published by public bodies, academic institutions, private companies, and civil society organizations worldwide. We identified at least 17 resonating principles prevalent in the policies and guidelines of our dataset, released as an open-source database and tool. We present the limitations of performing a global scale analysis study paired with a critical analysis of our findings, presenting areas of consensus that should be incorporated into future regulatory efforts. All components tied to this work can be found in https://nkluge-correa.github.io/worldwide_AI-ethics/

cs.CY↗

Artificial Intelligence Ethics and Safety: practical tools for creating "good" models

The AI Robotics Ethics Society (AIRES) is a non-profit organization founded in 2018 by Aaron Hui to promote awareness and the importance of ethical implementation and regulation of AI. AIRES is now an organization with chapters at universities such as UCLA (Los Angeles), USC (University of Southern California), Caltech (California Institute of Technology), Stanford University, Cornell University, Brown University, and the Pontifical Catholic University of Rio Grande do Sul (Brazil). AIRES at PUCRS is the first international chapter of AIRES, and as such, we are committed to promoting and enhancing the AIRES Mission. Our mission is to focus on educating the AI leaders of tomorrow in ethical principles to ensure that AI is created ethically and responsibly. As there are still few proposals for how we should implement ethical principles and normative guidelines in the practice of AI system development, the goal of this work is to try to bridge this gap between discourse and praxis. Between abstract principles and technical implementation. In this work, we seek to introduce the reader to the topic of AI Ethics and Safety. At the same time, we present several tools to help developers of intelligent systems develop "good" models. This work is a developing guide published in English and Portuguese. Contributions and suggestions are welcome.

cs.CY↗

Counterfactual Analysis by Algorithmic Complexity: A metric between possible worlds

Counterfactuals have become an important area of interdisciplinary interest, especially in logic, philosophy of language, epistemology, metaphysics, psychology, decision theory, and even artificial intelligence. In this study, we propose a new form of analysis for counterfactuals: analysis by algorithmic complexity. Inspired by Lewis-Stalnaker's Nicholas Corrêa 2 Manuscrito-Rev. Int. Fil. Campinas, 2022. Possible Worlds Semantics, the proposed method allows for a new interpretation of the debate between David Lewis and Robert Stalnaker regarding the Limit and Singularity assumptions. Besides other results, we offer a new way to answer the problems raised by Goodman and Quine regarding vagueness, context-dependence, and the non-monotonicity of counterfactuals. Engaging in a dialogue with literature, this study will seek to bring new insights and tools to this debate. We hope our method of analysis can make counterfactuals more understandable in an intuitively plausible way, and a philosophically justifiable manner, aligned with the way we usually think about counterfactual propositions and our imaginative reasoning.

cs.CC↗

On the Efficiency of Ethics as a Governing Tool for Artificial Intelligence

The 4th Industrial Revolution is the culmination of the digital age. Nowadays, technologies such as robotics, nanotechnology, genetics, and artificial intelligence promise to transform our world and the way we live. Artificial Intelligence Ethics and Safety is an emerging research field that has been gaining popularity in recent years. Several private, public and non-governmental organizations have published guidelines proposing ethical principles for regulating the use and development of autonomous intelligent systems. Meta-analyses of the AI Ethics research field point to convergence on certain principles that supposedly govern the AI industry. However, little is known about the effectiveness of this form of Ethics. In this paper, we would like to conduct a critical analysis of the current state of AI Ethics and suggest that this form of governance based on principled ethical guidelines is not sufficient to norm the AI industry and its developers. We believe that drastic changes are necessary, both in the training processes of professionals in the fields related to the development of software and intelligent systems and in the increased regulation of these professionals and their industry. To this end, we suggest that law should benefit from recent contributions from bioethics, to make the contributions of AI ethics to governance explicit in legal terms.

cs.CY↗

Singularity and Coordination Problems: Pandemic Lessons from 2020

Are there any indications that a Technological Singularity may be on the horizon? In trying to answer these questions, the authors made a small introduction to the area of safety research in artificial intelligence. The authors review some of the current paradigms in the development of autonomous intelligent systems, searching for evidence that may indicate the coming of a possible Technological Singularity. Finally, the authors present a reflection using the COVID-19 pandemic, something that showed that global society biggest problem in managing existential risks is its lack of coordination skills as a global society.

cs.CY↗

Dynamic Cognition Applied to Value Learning in Artificial Intelligence

Experts in Artificial Intelligence (AI) development predict that advances in the development of intelligent systems and agents will reshape vital areas in our society. Nevertheless, if such an advance isn't done with prudence, it can result in negative outcomes for humanity. For this reason, several researchers in the area are trying to develop a robust, beneficial, and safe concept of artificial intelligence. Currently, several of the open problems in the field of AI research arise from the difficulty of avoiding unwanted behaviors of intelligent agents, and at the same time specifying what we want such systems to do. It is of utmost importance that artificial intelligent agents have their values aligned with human values, given the fact that we cannot expect an AI to develop our moral preferences simply because of its intelligence, as discussed in the Orthogonality Thesis. Perhaps this difficulty comes from the way we are addressing the problem of expressing objectives, values, and ends, using representational cognitive methods. A solution to this problem would be the dynamic cognitive approach proposed by Dreyfus, whose phenomenological philosophy defends that the human experience of being-in-the-world cannot be represented by the symbolic or connectionist cognitive methods. A possible approach to this problem would be to use theoretical models such as SED (situated embodied dynamics) to address the values learning problem in AI.

cs.AI↗

Good AI for the Present of Humanity Democratizing AI Governance

What do Cyberpunk and AI Ethics have to do with each other? Cyberpunk is a sub-genre of science fiction that explores the post-human relationships between human experience and technology. One similarity between AI Ethics and Cyberpunk literature is that both seek to explore future social and ethical problems that our technological advances may bring upon society. In recent years, an increasing number of ethical matters involving AI have been pointed and debated, and several ethical principles and guides have been suggested as governance policies for the tech industry. However, would this be the role of AI Ethics? To serve as a soft and ambiguous version of the law? We would like to advocate in this article for a more Cyberpunk way of doing AI Ethics, with a more democratic way of governance. In this study, we will seek to expose some of the deficits of the underlying power structures of the AI industry, and suggest that AI governance be subject to public opinion, so that good AI can become good AI for all.

cs.AI↗

Modelos dinâmicos aplicados à aprendizagem de valores em inteligência artificial

Experts in Artificial Intelligence (AI) development predict that advances in the development of intelligent systems and agents will reshape vital areas in our society. Nevertheless, if such an advance is not made prudently and critically, reflexively, it can result in negative outcomes for humanity. For this reason, several researchers in the area have developed a robust, beneficial, and safe concept of AI for the preservation of humanity and the environment. Currently, several of the open problems in the field of AI research arise from the difficulty of avoiding unwanted behaviors of intelligent agents and systems, and at the same time specifying what we really want such systems to do, especially when we look for the possibility of intelligent agents acting in several domains over the long term. It is of utmost importance that artificial intelligent agents have their values aligned with human values, given the fact that we cannot expect an AI to develop human moral values simply because of its intelligence, as discussed in the Orthogonality Thesis. Perhaps this difficulty comes from the way we are addressing the problem of expressing objectives, values, and ends, using representational cognitive methods. A solution to this problem would be the dynamic approach proposed by Dreyfus, whose phenomenological philosophy shows that the human experience of being-in-the-world in several aspects is not well represented by the symbolic or connectionist cognitive method, especially in regards to the question of learning values. A possible approach to this problem would be to use theoretical models such as SED (situated embodied dynamics) to address the values learning problem in AI.

cs.CY↗