arXiv subjects

Nicola Tonellotto

Publications and source records attributed to Nicola Tonellotto.

At least 37 records · Page 2Linked to original sources

arXiv2024

Static Pruning in Dense Retrieval using Matrix Decomposition

In the era of dense retrieval, document indexing and retrieval is largely based on encoding models that transform text documents into embeddings. The efficiency of retrieval is directly proportional to the number of documents and the size of the embeddings. Recent studies have shown that it is possible to reduce embedding size without sacrificing - and in some cases improving - the retrieval effectiveness. However, the methods introduced by these studies are query-dependent, so they can't be applied offline and require additional computations during query processing, thus negatively impacting the retrieval efficiency. In this paper, we present a novel static pruning method for reducing the dimensionality of embeddings using Principal Components Analysis. This approach is query-independent and can be executed offline, leading to a significant boost in dense retrieval efficiency with a negligible impact on the system effectiveness. Our experiments show that our proposed method reduces the dimensionality of document representations by over 50% with up to a 5% reduction in NDCG@10, for different dense retrieval models.

cs.IR↗

arXiv2024

Efficient Inference of Sub-Item Id-based Sequential Recommendation Models with Millions of Items

Transformer-based recommender systems, such as BERT4Rec or SASRec, achieve state-of-the-art results in sequential recommendation. However, it is challenging to use these models in production environments with catalogues of millions of items: scaling Transformers beyond a few thousand items is problematic for several reasons, including high model memory consumption and slow inference. In this respect, RecJPQ is a state-of-the-art method of reducing the models' memory consumption; RecJPQ compresses item catalogues by decomposing item IDs into a small number of shared sub-item IDs. Despite reporting the reduction of memory consumption by a factor of up to 50x, the original RecJPQ paper did not report inference efficiency improvements over the baseline Transformer-based models. Upon analysing RecJPQ's scoring algorithm, we find that its efficiency is limited by its use of score accumulators for each item, which prevents parallelisation. In contrast, LightRec (a non-sequential method that uses a similar idea of sub-ids) reported large inference efficiency improvements using an algorithm we call PQTopK. We show that it is also possible to improve RecJPQ-based models' inference efficiency using the PQTopK algorithm. In particular, we speed up RecJPQ-enhanced SASRec by a factor of 4.5 x compared to the original SASRec's inference method and by a factor of 1.56 x compared to the method implemented in RecJPQ code on a large-scale Gowalla dataset with more than a million items. Further, using simulated data, we show that PQTopK remains efficient with catalogues of up to tens of millions of items, removing one of the last obstacles to using Transformer-based models in production environments with large catalogues.

cs.IR↗

arXiv2024

A Reproducible Analysis of Sequential Recommender Systems

Sequential Recommender Systems (SRSs) have emerged as a highly efficient approach to recommendation systems. By leveraging sequential data, SRSs can identify temporal patterns in user behaviour, significantly improving recommendation accuracy and relevance.Ensuring the reproducibility of these models is paramount for advancing research and facilitating comparisons between them. Existing works exhibit shortcomings in reproducibility and replicability of results, leading to inconsistent statements across papers. Our work fills these gaps by standardising data pre-processing and model implementations, providing a comprehensive code resource, including a framework for developing SRSs and establishing a foundation for consistent and reproducible experimentation. We conduct extensive experiments on several benchmark datasets, comparing various SRSs implemented in our resource. We challenge prevailing performance benchmarks, offering new insights into the SR domain. For instance, SASRec does not consistently outperform GRU4Rec. On the contrary, when the number of model parameters becomes substantial, SASRec starts to clearly dominate all the other SRSs. This discrepancy underscores the significant impact that experimental configuration has on the outcomes and the importance of setting it up to ensure precise and comprehensive results. Failure to do so can lead to significantly flawed conclusions, highlighting the need for rigorous experimental design and analysis in SRS research. Our code is available at https://github.com/antoniopurificato/recsys_repro_conf.

cs.IR↗

arXiv2024

A Tale of Trust and Accuracy: Base vs. Instruct LLMs in RAG Systems

Retrieval Augmented Generation (RAG) represents a significant advancement in artificial intelligence combining a retrieval phase with a generative phase, with the latter typically being powered by large language models (LLMs). The current common practices in RAG involve using "instructed" LLMs, which are fine-tuned with supervised training to enhance their ability to follow instructions and are aligned with human preferences using state-of-the-art techniques. Contrary to popular belief, our study demonstrates that base models outperform their instructed counterparts in RAG tasks by 20% on average under our experimental settings. This finding challenges the prevailing assumptions about the superiority of instructed LLMs in RAG applications. Further investigations reveal a more nuanced situation, questioning fundamental aspects of RAG and suggesting the need for broader discussions on the topic; or, as Fromm would have it, "Seldom is a glance at the statistics enough to understand the meaning of the figures".

cs.CL↗

arXiv2024

Generating Query Recommendations via LLMs

Query recommendation systems are ubiquitous in modern search engines, assisting users in producing effective queries to meet their information needs. However, these systems require a large amount of data to produce good recommendations, such as a large collection of documents to index and query logs. In particular, query logs and user data are not available in cold start scenarios. Query logs are expensive to collect and maintain and require complex and time-consuming cascading pipelines for creating, combining, and ranking recommendations. To address these issues, we frame the query recommendation problem as a generative task, proposing a novel approach called Generative Query Recommendation (GQR). GQR uses an LLM as its foundation and does not require to be trained or fine-tuned to tackle the query recommendation problem. We design a prompt that enables the LLM to understand the specific recommendation task, even using a single example. We then improved our system by proposing a version that exploits query logs called Retriever-Augmented GQR (RA-GQR). RA-GQr dynamically composes its prompt by retrieving similar queries from query logs. GQR approaches reuses a pre-existing neural architecture resulting in a simpler and more ready-to-market approach, even in a cold start scenario. Our proposed GQR obtains state-of-the-art performance in terms of NDCG@10 and clarity score against two commercial search engines and the previous state-of-the-art approach on the Robust04 and ClueWeb09B collections, improving on average the NDCG@10 performance up to ~4% on Robust04 and ClueWeb09B w.r.t the previous best competitor. RA-GQR further improve the NDCG@10 obtaining an increase of ~11%, ~6\% on Robust04 and ClueWeb09B w.r.t the best competitor. Furthermore, our system obtained ~59% of user preferences in a blind user study, proving that our method produces the most engaging queries.

cs.IR↗

arXiv2024

Faster Learned Sparse Retrieval with Block-Max Pruning

Learned sparse retrieval systems aim to combine the effectiveness of contextualized language models with the scalability of conventional data structures such as inverted indexes. Nevertheless, the indexes generated by these systems exhibit significant deviations from the ones that use traditional retrieval models, leading to a discrepancy in the performance of existing query optimizations that were specifically developed for traditional structures. These disparities arise from structural variations in query and document statistics, including sub-word tokenization, leading to longer queries, smaller vocabularies, and different score distributions within posting lists. This paper introduces Block-Max Pruning (BMP), an innovative dynamic pruning strategy tailored for indexes arising in learned sparse retrieval environments. BMP employs a block filtering mechanism to divide the document space into small, consecutive document ranges, which are then aggregated and sorted on the fly, and fully processed only as necessary, guided by a defined safe early termination criterion or based on approximate retrieval requirements. Through rigorous experimentation, we show that BMP substantially outperforms existing dynamic pruning strategies, offering unparalleled efficiency in safe retrieval contexts and improved tradeoffs between precision and efficiency in approximate retrieval tasks.

cs.IR↗

arXiv2024

The Power of Noise: Redefining Retrieval for RAG Systems

Retrieval-Augmented Generation (RAG) has recently emerged as a method to extend beyond the pre-trained knowledge of Large Language Models by augmenting the original prompt with relevant passages or documents retrieved by an Information Retrieval (IR) system. RAG has become increasingly important for Generative AI solutions, especially in enterprise settings or in any domain in which knowledge is constantly refreshed and cannot be memorized in the LLM. We argue here that the retrieval component of RAG systems, be it dense or sparse, deserves increased attention from the research community, and accordingly, we conduct the first comprehensive and systematic examination of the retrieval strategy of RAG systems. We focus, in particular, on the type of passages IR systems within a RAG solution should retrieve. Our analysis considers multiple factors, such as the relevance of the passages included in the prompt context, their position, and their number. One counter-intuitive finding of this work is that the retriever's highest-scoring documents that are not directly relevant to the query (e.g., do not contain the answer) negatively impact the effectiveness of the LLM. Even more surprising, we discovered that adding random documents in the prompt improves the LLM accuracy by up to 35%. These results highlight the need to investigate the appropriate strategies when integrating retrieval with LLMs, thereby laying the groundwork for future research in this area.

cs.IR↗

arXiv2024

A Reproducibility Study of PLAID

The PLAID (Performance-optimized Late Interaction Driver) algorithm for ColBERTv2 uses clustered term representations to retrieve and progressively prune documents for final (exact) document scoring. In this paper, we reproduce and fill in missing gaps from the original work. By studying the parameters PLAID introduces, we find that its Pareto frontier is formed of a careful balance among its three parameters; deviations beyond the suggested settings can substantially increase latency without necessarily improving its effectiveness. We then compare PLAID with an important baseline missing from the paper: re-ranking a lexical system. We find that applying ColBERTv2 as a re-ranker atop an initial pool of BM25 results provides better efficiency-effectiveness trade-offs in low-latency settings. However, re-ranking cannot reach peak effectiveness at higher latency settings due to limitations in recall of lexical matching and provides a poor approximation of an exhaustive ColBERTv2 search. We find that recently proposed modifications to re-ranking that pull in the neighbors of top-scoring documents overcome this limitation, providing a Pareto frontier across all operational points for ColBERTv2 when evaluated using a well-annotated dataset. Curious about why re-ranking methods are highly competitive with PLAID, we analyze the token representation clusters PLAID uses for retrieval and find that most clusters are predominantly aligned with a single token and vice versa. Given the competitive trade-offs that re-ranking baselines exhibit, this work highlights the importance of carefully selecting pertinent baselines when evaluating the efficiency of retrieval engines.

cs.IR↗

arXiv2024

Two-Step SPLADE: Simple, Efficient and Effective Approximation of SPLADE

Learned sparse models such as SPLADE have successfully shown how to incorporate the benefits of state-of-the-art neural information retrieval models into the classical inverted index data structure. Despite their improvements in effectiveness, learned sparse models are not as efficient as classical sparse model such as BM25. The problem has been investigated and addressed by recently developed strategies, such as guided traversal query processing and static pruning, with different degrees of success on in-domain and out-of-domain datasets. In this work, we propose a new query processing strategy for SPLADE based on a two-step cascade. The first step uses a pruned and reweighted version of the SPLADE sparse vectors, and the second step uses the original SPLADE vectors to re-score a sample of documents retrieved in the first stage. Our extensive experiments, performed on 30 different in-domain and out-of-domain datasets, show that our proposed strategy is able to improve mean and tail response times over the original single-stage SPLADE processing by up to $30\times$ and $40\times$, respectively, for in-domain datasets, and by 12x to 25x, for mean response on out-of-domain datasets, while not incurring in statistical significant difference in 60\% of datasets.

cs.IR↗

arXiv2024

DESIRE-ME: Domain-Enhanced Supervised Information REtrieval using Mixture-of-Experts

Open-domain question answering requires retrieval systems able to cope with the diverse and varied nature of questions, providing accurate answers across a broad spectrum of query types and topics. To deal with such topic heterogeneity through a unique model, we propose DESIRE-ME, a neural information retrieval model that leverages the Mixture-of-Experts framework to combine multiple specialized neural models. We rely on Wikipedia data to train an effective neural gating mechanism that classifies the incoming query and that weighs the predictions of the different domain-specific experts correspondingly. This allows DESIRE-ME to specialize adaptively in multiple domains. Through extensive experiments on publicly available datasets, we show that our proposal can effectively generalize domain-enhanced neural models. DESIRE-ME excels in handling open-domain questions adaptively, boosting by up to 12% in NDCG@10 and 22% in P@1, the underlying state-of-the-art dense retrieval model.

cs.IR↗

arXiv2023

RRAML: Reinforced Retrieval Augmented Machine Learning

The emergence of large language models (LLMs) has revolutionized machine learning and related fields, showcasing remarkable abilities in comprehending, generating, and manipulating human language. However, their conventional usage through API-based text prompt submissions imposes certain limitations in terms of context constraints and external source availability. To address these challenges, we propose a novel framework called Reinforced Retrieval Augmented Machine Learning (RRAML). RRAML integrates the reasoning capabilities of LLMs with supporting information retrieved by a purpose-built retriever from a vast user-provided database. By leveraging recent advancements in reinforcement learning, our method effectively addresses several critical challenges. Firstly, it circumvents the need for accessing LLM gradients. Secondly, our method alleviates the burden of retraining LLMs for specific tasks, as it is often impractical or impossible due to restricted access to the model and the computational intensity involved. Additionally we seamlessly link the retriever's task with the reasoner, mitigating hallucinations and reducing irrelevant, and potentially damaging retrieved documents. We believe that the research agenda outlined in this paper has the potential to profoundly impact the field of AI, democratizing access to and utilization of LLMs for a wide range of entities.

cs.CL↗

arXiv2023

Integrating Item Relevance in Training Loss for Sequential Recommender Systems

Sequential Recommender Systems (SRSs) are a popular type of recommender system that learns from a user's history to predict the next item they are likely to interact with. However, user interactions can be affected by noise stemming from account sharing, inconsistent preferences, or accidental clicks. To address this issue, we (i) propose a new evaluation protocol that takes multiple future items into account and (ii) introduce a novel relevance-aware loss function to train a SRS with multiple future items to make it more robust to noise. Our relevance-aware models obtain an improvement of ~1.2% of NDCG@10 and 0.88% in the traditional evaluation protocol, while in the new evaluation protocol, the improvement is ~1.63% of NDCG@10 and ~1.5% of HR w.r.t the best performing models.

cs.IR↗

arXiv2023

A Federated Channel Modeling System using Generative Neural Networks

The paper proposes a data-driven approach to air-to-ground channel estimation in a millimeter-wave wireless network on an unmanned aerial vehicle. Unlike traditional centralized learning methods that are specific to certain geographical areas and inappropriate for others, we propose a generalized model that uses Federated Learning (FL) for channel estimation and can predict the air-to-ground path loss between a low-altitude platform and a terrestrial terminal. To this end, our proposed FL-based Generative Adversarial Network (FL-GAN) is designed to function as a generative data model that can learn different types of data distributions and generate realistic patterns from the same distributions without requiring prior data analysis before the training phase. To evaluate the effectiveness of the proposed model, we evaluate its performance using Kullback-Leibler divergence (KL), and Wasserstein distance between the synthetic data distribution generated by the model and the actual data distribution. We also compare the proposed technique with other generative models, such as FL-Variational Autoencoder (FL-VAE) and stand-alone VAE and GAN models. The results of the study show that the synthetic data generated by FL-GAN has the highest similarity in distribution with the real data. This shows the effectiveness of the proposed approach in generating data-driven channel models that can be used in different regions

cs.NI↗

arXiv2023

A Static Pruning Study on Sparse Neural Retrievers

Sparse neural retrievers, such as DeepImpact, uniCOIL and SPLADE, have been introduced recently as an efficient and effective way to perform retrieval with inverted indexes. They aim to learn term importance and, in some cases, document expansions, to provide a more effective document ranking compared to traditional bag-of-words retrieval models such as BM25. However, these sparse neural retrievers have been shown to increase the computational costs and latency of query processing compared to their classical counterparts. To mitigate this, we apply a well-known family of techniques for boosting the efficiency of query processing over inverted indexes: static pruning. We experiment with three static pruning strategies, namely document-centric, term-centric and agnostic pruning, and we assess, over diverse datasets, that these techniques still work with sparse neural retrievers. In particular, static pruning achieves $2\times$ speedup with negligible effectiveness loss ($\leq 2\%$ drop) and, depending on the use case, even $4\times$ speedup with minimal impact on the effectiveness ($\leq 8\%$ drop). Moreover, we show that neural rerankers are robust to candidates from statically pruned indexes.

cs.IR↗

arXiv2022

Caching Historical Embeddings in Conversational Search

Rapid response, namely low latency, is fundamental in search applications; it is particularly so in interactive search sessions, such as those encountered in conversational settings. An observation with a potential to reduce latency asserts that conversational queries exhibit a temporal locality in the lists of documents retrieved. Motivated by this observation, we propose and evaluate a client-side document embedding cache, improving the responsiveness of conversational search systems. By leveraging state-of-the-art dense retrieval models to abstract document and query semantics, we cache the embeddings of documents retrieved for a topic introduced in the conversation, as they are likely relevant to successive queries. Our document embedding cache implements an efficient metric index, answering nearest-neighbor similarity queries by estimating the approximate result sets returned. We demonstrate the efficiency achieved using our cache via reproducible experiments based on TREC CAsT datasets, achieving a hit rate of up to 75% without degrading answer quality. Our achieved high cache hit rates significantly improve the responsiveness of conversational systems while likewise reducing the number of queries managed on the search back-end.

cs.IR↗

arXiv2022

Lecture Notes on Neural Information Retrieval

These lecture notes focus on the recent advancements in neural information retrieval, with particular emphasis on the systems and models exploiting transformer networks. These networks, originally proposed by Google in 2017, have seen a large success in many natural language processing and information retrieval tasks. While there are many fantastic textbook on information retrieval and natural language processing as well as specialised books for a more advanced audience, these lecture notes target people aiming at developing a basic understanding of the main information retrieval techniques and approaches based on deep learning. These notes have been prepared for a IR graduate course of the MSc program in Artificial Intelligence and Data Engineering at the University of Pisa, Italy.

cs.IR↗

arXiv2022

Adaptive Re-Ranking with a Corpus Graph

Search systems often employ a re-ranking pipeline, wherein documents (or passages) from an initial pool of candidates are assigned new ranking scores. The process enables the use of highly-effective but expensive scoring functions that are not suitable for use directly in structures like inverted indices or approximate nearest neighbour indices. However, re-ranking pipelines are inherently limited by the recall of the initial candidate pool; documents that are not identified as candidates for re-ranking by the initial retrieval function cannot be identified. We propose a novel approach for overcoming the recall limitation based on the well-established clustering hypothesis. Throughout the re-ranking process, our approach adds documents to the pool that are most similar to the highest-scoring documents up to that point. This feedback process adapts the pool of candidates to those that may also yield high ranking scores, even if they were not present in the initial pool. It can also increase the score of documents that appear deeper in the pool that would have otherwise been skipped due to a limited re-ranking budget. We find that our Graph-based Adaptive Re-ranking (GAR) approach significantly improves the performance of re-ranking pipelines in terms of precision- and recall-oriented measures, is complementary to a variety of existing techniques (e.g., dense retrieval), is robust to its hyperparameters, and contributes minimally to computational and storage costs. For instance, on the MS MARCO passage ranking dataset, GAR can improve the nDCG of a BM25 candidate pool by up to 8% when applying a monoT5 ranker.

cs.IR↗

arXiv2022

Faster Learned Sparse Retrieval with Guided Traversal

Neural information retrieval architectures based on transformers such as BERT are able to significantly improve system effectiveness over traditional sparse models such as BM25. Though highly effective, these neural approaches are very expensive to run, making them difficult to deploy under strict latency constraints. To address this limitation, recent studies have proposed new families of learned sparse models that try to match the effectiveness of learned dense models, while leveraging the traditional inverted index data structure for efficiency. Current learned sparse models learn the weights of terms in documents and, sometimes, queries; however, they exploit different vocabulary structures, document expansion techniques, and query expansion strategies, which can make them slower than traditional sparse models such as BM25. In this work, we propose a novel indexing and query processing technique that exploits a traditional sparse model's "guidance" to efficiently traverse the index, allowing the more effective learned model to execute fewer scoring operations. Our experiments show that our guided processing heuristic is able to boost the efficiency of the underlying learned sparse model by a factor of four without any measurable loss of effectiveness.

cs.IR↗