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Nils Strodthoff

Publications and source records attributed to Nils Strodthoff.

At least 37 records · Page 2Linked to original sources

Explaining Time Series Classification Predictions via Causal Attributions

Despite the excelling performance of machine learning models, understanding their decisions remains a long-standing goal. Although commonly used attribution methods from explainable AI attempt to address this issue, they typically rely on associational rather than causal relationships. In this study, within the context of time series classification, we introduce a novel model-agnostic attribution method to assess the causal effect of concepts i.e., predefined segments within a time series, on classification outcomes. Our approach compares these causal attributions with closely related associational attributions, both theoretically and empirically. To estimate counterfactual outcomes, we use state-of-the-art diffusion models backed by state space models. We demonstrate the insights gained by our approach for a diverse set of qualitatively different time series classification tasks. Although causal and associational attributions might often share some similarities, in all cases they differ in important details, underscoring the risks associated with drawing causal conclusions from associational data alone. We believe that the proposed approach is also widely applicable in other domains to shed some light on the limits of associational attributions.

cs.LG↗

Abnormality Prediction and Forecasting of Laboratory Values from Electrocardiogram Signals Using Multimodal Deep Learning

This study investigates the feasibility of using electrocardiogram (ECG) data combined with basic patient metadata to estimate and monitor prompt laboratory abnormalities. We use the MIMIC-IV dataset to train multimodal deep learning models on ECG waveforms, demographics, biometrics, and vital signs. Our model is a structured state space classifier with late fusion for metadata. We frame the task as individual binary classifications per abnormality and evaluate performance using AUROC. The models achieve strong performance, with AUROCs above 0.70 for 24 lab values in abnormality prediction and up to 24 in abnormality forecasting, across cardiac, renal, hematological, metabolic, immunological, and coagulation categories. NTproBNP (>353 pg/mL) is best predicted (AUROC > 0.90). Other values with AUROC > 0.85 include Hemoglobin (>17.5 g/dL), Albumin (>5.2 g/dL), and Hematocrit (>51%). Our findings show ECG combined with clinical data enables prompt abnormality prediction and forecasting of lab abnormalities, offering a non-invasive, cost-effective alternative to traditional testing. This can support early intervention and enhanced patient monitoring. ECG and clinical data can help estimate and monitor abnormal lab values, potentially improving care while reducing reliance on invasive and costly procedures.

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Explainable and externally validated machine learning for neurocognitive diagnosis via electrocardiograms

Background: Electrocardiogram (ECG) analysis has emerged as a promising tool for detecting physiological changes linked to non-cardiac disorders. Given the close connection between cardiovascular and neurocognitive health, ECG abnormalities may be present in individuals with co-occurring neurocognitive conditions. This highlights the potential of ECG as a biomarker to improve detection, therapy monitoring, and risk stratification in patients with neurocognitive disorders, an area that remains underexplored. Methods: We aim to demonstrate the feasibility to predict neurocognitive disorders from ECG features across diverse patient populations. We utilized ECG features and demographic data to predict neurocognitive disorders defined by ICD-10 codes, focusing on dementia, delirium, and Parkinson's disease. Internal and external validations were performed using the MIMIC-IV and ECG-View datasets. Predictive performance was assessed using AUROC scores, and Shapley values were used to interpret feature contributions. Results: Significant predictive performance was observed for disorders within the neurcognitive disorders. Significantly, the disorders with the highest predictive performance is F03: Dementia, with an internal AUROC of 0.848 (95% CI: 0.848-0.848) and an external AUROC of 0.865 (0.864-0.965), followed by G30: Alzheimer's, with an internal AUROC of 0.809 (95% CI: 0.808-0.810) and an external AUROC of 0.863 (95% CI: 0.863-0.864). Feature importance analysis revealed both known and novel ECG correlates. ECGs hold promise as non-invasive, explainable biomarkers for selected neurocognitive disorders. This study demonstrates robust performance across cohorts and lays the groundwork for future clinical applications, including early detection and personalized monitoring.

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A systematic evaluation of uncertainty quantification techniques in deep learning: a case study in photoplethysmography signal analysis

In principle, deep learning models trained on medical time-series, including wearable photoplethysmography (PPG) sensor data, can provide a means to continuously monitor physiological parameters outside of clinical settings. However, there is considerable risk of poor performance when deployed in practical measurement scenarios leading to negative patient outcomes. Reliable uncertainties accompanying predictions can provide guidance to clinicians in their interpretation of the trustworthiness of model outputs. It is therefore of interest to compare the effectiveness of different approaches. Here we implement an unprecedented set of eight uncertainty quantification (UQ) techniques to models trained on two clinically relevant prediction tasks: Atrial Fibrillation (AF) detection (classification), and two variants of blood pressure regression. We formulate a comprehensive evaluation procedure to enable a rigorous comparison of these approaches. We observe a complex picture of uncertainty reliability across the different techniques, where the most optimal for a given task depends on the chosen expression of uncertainty, evaluation metric, and scale of reliability assessed. We find that assessing local calibration and adaptivity provides practically relevant insights about model behaviour that otherwise cannot be acquired using more commonly implemented global reliability metrics. We emphasise that criteria for evaluating UQ techniques should cater to the model's practical use case, where the use of a small number of measurements per patient places a premium on achieving small-scale reliability for the chosen expression of uncertainty, while preserving as much predictive performance as possible.

cs.LG↗

Towards actionable hypotension prediction -- predicting catecholamine therapy initiation in the intensive care unit

Hypotension in critically ill ICU patients is common and life-threatening. Escalation to catecholamine therapy marks a key management step, with both undertreatment and overtreatment posing risks. Most machine learning (ML) models predict hypotension using fixed MAP thresholds or MAP forecasting, overlooking the clinical decision behind treatment escalation. Predicting catecholamine initiation, the start of vasoactive or inotropic agent administration offers a more clinically actionable target reflecting real decision-making. Using the MIMIC-III database, we modeled catecholamine initiation as a binary event within a 15-minute prediction window. Input features included statistical descriptors from a two-hour sliding MAP context window, along with demographics, biometrics, comorbidities, and ongoing treatments. An Extreme Gradient Boosting (XGBoost) model was trained and interpreted via SHapley Additive exPlanations (SHAP). The model achieved an AUROC of 0.822 (0.813-0.830), outperforming the hypotension baseline (MAP < 65, AUROC 0.686 [0.675-0.699]). SHAP analysis highlighted recent MAP values, MAP trends, and ongoing treatments (e.g., sedatives, electrolytes) as dominant predictors. Subgroup analysis showed higher performance in males, younger patients (<53 years), those with higher BMI (>32), and patients without comorbidities or concurrent medications. Predicting catecholamine initiation based on MAP dynamics, treatment context, and patient characteristics supports the critical decision of when to escalate therapy, shifting focus from threshold-based alarms to actionable decision support. This approach is feasible across a broad ICU cohort under natural event imbalance. Future work should enrich temporal and physiological context, extend label definitions to include therapy escalation, and benchmark against existing hypotension prediction systems.

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ECG-LLM -- training and evaluation of domain-specific large language models for electrocardiography

Domain-adapted open-weight large language models (LLMs) offer promising healthcare applications, from queryable knowledge bases to multimodal assistants, with the crucial advantage of local deployment for privacy preservation. However, optimal adaptation strategies, evaluation methodologies, and performance relative to general-purpose LLMs remain poorly characterized. We investigated these questions in electrocardiography, an important area of cardiovascular medicine, by finetuning open-weight models on domain-specific literature and implementing a multi-layered evaluation framework comparing finetuned models, retrieval-augmented generation (RAG), and Claude Sonnet 3.7 as a representative general-purpose model. Finetuned Llama 3.1 70B achieved superior performance on multiple-choice evaluations and automatic text metrics, ranking second to Claude 3.7 in LLM-as-a-judge assessments. Human expert evaluation favored Claude 3.7 and RAG approaches for complex queries. Finetuned models significantly outperformed their base counterparts across nearly all evaluation modes. Our findings reveal substantial performance heterogeneity across evaluation methodologies, underscoring assessment complexity. Nevertheless, domain-specific adaptation through finetuning and RAG achieves competitive performance with proprietary models, supporting the viability of privacy-preserving, locally deployable clinical solutions.

cs.CL↗

ProtoMask: Segmentation-Guided Prototype Learning

XAI gained considerable importance in recent years. Methods based on prototypical case-based reasoning have shown a promising improvement in explainability. However, these methods typically rely on additional post-hoc saliency techniques to explain the semantics of learned prototypes. Multiple critiques have been raised about the reliability and quality of such techniques. For this reason, we study the use of prominent image segmentation foundation models to improve the truthfulness of the mapping between embedding and input space. We aim to restrict the computation area of the saliency map to a predefined semantic image patch to reduce the uncertainty of such visualizations. To perceive the information of an entire image, we use the bounding box from each generated segmentation mask to crop the image. Each mask results in an individual input in our novel model architecture named ProtoMask. We conduct experiments on three popular fine-grained classification datasets with a wide set of metrics, providing a detailed overview on explainability characteristics. The comparison with other popular models demonstrates competitive performance and unique explainability features of our model. https://github.com/uos-sis/quanproto

cs.CV↗

Predicting Chest Radiograph Findings from Electrocardiograms Using Interpretable Machine Learning

Purpose: Chest X-rays are essential for diagnosing pulmonary conditions, but limited access in resource-constrained settings can delay timely diagnosis. Electrocardiograms (ECGs), in contrast, are widely available, non-invasive, and often acquired earlier in clinical workflows. This study aims to assess whether ECG features and patient demographics can predict chest radiograph findings using an interpretable machine learning approach. Methods: Using the MIMIC-IV database, Extreme Gradient Boosting (XGBoost) classifiers were trained to predict diverse chest radiograph findings from ECG-derived features and demographic variables. Recursive feature elimination was performed independently for each target to identify the most predictive features. Model performance was evaluated using the area under the receiver operating characteristic curve (AUROC) with bootstrapped 95% confidence intervals. Shapley Additive Explanations (SHAP) were applied to interpret feature contributions. Results: Models successfully predicted multiple chest radiograph findings with varying accuracy. Feature selection tailored predictors to each target, and including demographic variables consistently improved performance. SHAP analysis revealed clinically meaningful contributions from ECG features to radiographic predictions. Conclusion: ECG-derived features combined with patient demographics can serve as a proxy for certain chest radiograph findings, enabling early triage or pre-screening in settings where radiographic imaging is limited. Interpretable machine learning demonstrates potential to support radiology workflows and improve patient care.

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Electrocardiogram-based diagnosis of liver diseases: an externally validated and explainable machine learning approach

Background: Liver diseases present a significant global health challenge and often require costly, invasive diagnostics. Electrocardiography (ECG), a widely available and non-invasive tool, can enable the detection of liver disease by capturing cardiovascular-hepatic interactions. Methods: We trained tree-based machine learning models on ECG features to detect liver diseases using two large datasets: MIMIC-IV-ECG (467,729 patients, 2008-2019) and ECG-View II (775,535 patients, 1994-2013). The task was framed as binary classification, with performance evaluated via the area under the receiver operating characteristic curve (AUROC). To improve interpretability, we applied explainability methods to identify key predictive features. Findings: The models showed strong predictive performance with good generalizability. For example, AUROCs for alcoholic liver disease (K70) were 0.8025 (95% confidence interval (CI), 0.8020-0.8035) internally and 0.7644 (95% CI, 0.7641-0.7649) externally; for hepatic failure (K72), scores were 0.7404 (95% CI, 0.7389-0.7415) and 0.7498 (95% CI, 0.7494-0.7509), respectively. The explainability analysis consistently identified age and prolonged QTc intervals (corrected QT, reflecting ventricular repolarization) as key predictors. Features linked to autonomic regulation and electrical conduction abnormalities were also prominent, supporting known cardiovascular-liver connections and suggesting QTc as a potential biomarker. Interpretation: ECG-based machine learning offers a promising, interpretable approach for liver disease detection, particularly in resource-limited settings. By revealing clinically relevant biomarkers, this method supports non-invasive diagnostics, early detection, and risk stratification prior to targeted clinical assessments.

cs.LG↗

Uncertainty quantification with approximate variational learning for wearable photoplethysmography prediction tasks

Photoplethysmography (PPG) signals encode information about relative changes in blood volume that can be used to assess various aspects of cardiac health non-invasively, e.g.\ to detect atrial fibrillation (AF) or predict blood pressure (BP). Deep networks are well-equipped to handle the large quantities of data acquired from wearable measurement devices. However, they lack interpretability and are prone to overfitting, leaving considerable risk for poor performance on unseen data and misdiagnosis. Here, we describe the use of two scalable uncertainty quantification techniques: Monte Carlo Dropout and the recently proposed Improved Variational Online Newton. These techniques are used to assess the trustworthiness of models trained to perform AF classification and BP regression from raw PPG time series. We find that the choice of hyperparameters has a considerable effect on the predictive performance of the models and on the quality and composition of predicted uncertainties. E.g. the stochasticity of the model parameter sampling determines the proportion of the total uncertainty that is aleatoric, and has varying effects on predictive performance and calibration quality dependent on the chosen uncertainty quantification technique and the chosen expression of uncertainty. We find significant discrepancy in the quality of uncertainties over the predicted classes, emphasising the need for a thorough evaluation protocol that assesses local and adaptive calibration. This work suggests that the choice of hyperparameters must be carefully tuned to balance predictive performance and calibration quality, and that the optimal parameterisation may vary depending on the chosen expression of uncertainty.

cs.LG↗

Enhancing clinical decision support with physiological waveforms -- a multimodal benchmark in emergency care

Background: AI-driven prediction algorithms have the potential to enhance emergency medicine by enabling rapid and accurate decision-making regarding patient status and potential deterioration. However, the integration of multimodal data, including raw waveform signals, remains underexplored in clinical decision support. Methods: We present a dataset and benchmarking protocol designed to advance multimodal decision support in emergency care. Our models utilize demographics, biometrics, vital signs, laboratory values, and electrocardiogram (ECG) waveforms as inputs to predict both discharge diagnoses and patient deterioration. Results: The diagnostic model achieves area under the receiver operating curve (AUROC) scores above 0.8 for 609 out of 1,428 conditions, covering both cardiac (e.g., myocardial infarction) and non-cardiac (e.g., renal disease, diabetes) diagnoses. The deterioration model attains AUROC scores above 0.8 for 14 out of 15 targets, accurately predicting critical events such as cardiac arrest, mechanical ventilation, ICU admission, and mortality. Conclusions: Our study highlights the positive impact of incorporating raw waveform data into decision support models, improving predictive performance. By introducing a unique, publicly available dataset and baseline models, we provide a foundation for measurable progress in AI-driven decision support for emergency care.

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Benchmarking machine learning for bowel sound pattern classification from tabular features to pretrained models

The development of electronic stethoscopes and wearable recording sensors opened the door to the automated analysis of bowel sound (BS) signals. This enables a data-driven analysis of bowel sound patterns, their interrelations, and their correlation to different pathologies. This work leverages a BS dataset collected from 16 healthy subjects that was annotated according to four established BS patterns. This dataset is used to evaluate the performance of machine learning models to detect and/or classify BS patterns. The selection of considered models covers models using tabular features, convolutional neural networks based on spectrograms and models pre-trained on large audio datasets. The results highlight the clear superiority of pre-trained models, particularly in detecting classes with few samples, achieving an AUC of 0.89 in distinguishing BS from non-BS using a HuBERT model and an AUC of 0.89 in differentiating bowel sound patterns using a Wav2Vec 2.0 model. These results pave the way for an improved understanding of bowel sounds in general and future machine-learning-driven diagnostic applications for gastrointestinal examinations

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S4Sleep: Elucidating the design space of deep-learning-based sleep stage classification models

Scoring sleep stages in polysomnography recordings is a time-consuming task plagued by significant inter-rater variability. Therefore, it stands to benefit from the application of machine learning algorithms. While many algorithms have been proposed for this purpose, certain critical architectural decisions have not received systematic exploration. In this study, we meticulously investigate these design choices within the broad category of encoder-predictor architectures. We identify robust architectures applicable to both time series and spectrogram input representations. These architectures incorporate structured state space models as integral components and achieve statistically significant performance improvements compared to state-of-the-art approaches on the extensive Sleep Heart Health Study dataset. We anticipate that the architectural insights gained from this study along with the refined methodology for architecture search demonstrated herein will not only prove valuable for future research in sleep staging but also hold relevance for other time series annotation tasks.

cs.LG↗

Beyond Scalars: Concept-Based Alignment Analysis in Vision Transformers

Vision transformers (ViTs) can be trained using various learning paradigms, from fully supervised to self-supervised. Diverse training protocols often result in significantly different feature spaces, which are usually compared through alignment analysis. However, current alignment measures quantify this relationship in terms of a single scalar value, obscuring the distinctions between common and unique features in pairs of representations that share the same scalar alignment. We address this limitation by combining alignment analysis with concept discovery, which enables a breakdown of alignment into single concepts encoded in feature space. This fine-grained comparison reveals both universal and unique concepts across different representations, as well as the internal structure of concepts within each of them. Our methodological contributions address two key prerequisites for concept-based alignment: 1) For a description of the representation in terms of concepts that faithfully capture the geometry of the feature space, we define concepts as the most general structure they can possibly form - arbitrary manifolds, allowing hidden features to be described by their proximity to these manifolds. 2) To measure distances between concept proximity scores of two representations, we use a generalized Rand index and partition it for alignment between pairs of concepts. We confirm the superiority of our novel concept definition for alignment analysis over existing linear baselines in a sanity check. The concept-based alignment analysis of representations from four different ViTs reveals that increased supervision correlates with a reduction in the semantic structure of learned representations.

cs.CV↗

Explaining Deep Learning for ECG Analysis: Building Blocks for Auditing and Knowledge Discovery

Deep neural networks have become increasingly popular for analyzing ECG data because of their ability to accurately identify cardiac conditions and hidden clinical factors. However, the lack of transparency due to the black box nature of these models is a common concern. To address this issue, explainable AI (XAI) methods can be employed. In this study, we present a comprehensive analysis of post-hoc XAI methods, investigating the local (attributions per sample) and global (based on domain expert concepts) perspectives. We have established a set of sanity checks to identify sensible attribution methods, and we provide quantitative evidence in accordance with expert rules. This dataset-wide analysis goes beyond anecdotal evidence by aggregating data across patient subgroups. Furthermore, we demonstrate how these XAI techniques can be utilized for knowledge discovery, such as identifying subtypes of myocardial infarction. We believe that these proposed methods can serve as building blocks for a complementary assessment of the internal validity during a certification process, as well as for knowledge discovery in the field of ECG analysis.

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Prospects for AI-Enhanced ECG as a Unified Screening Tool for Cardiac and Non-Cardiac Conditions -- An Explorative Study in Emergency Care

Current deep learning algorithms designed for automatic ECG analysis have exhibited notable accuracy. However, akin to traditional electrocardiography, they tend to be narrowly focused and typically address a singular diagnostic condition. In this exploratory study, we specifically investigate the capability of a single model to predict a diverse range of both cardiac and non-cardiac discharge diagnoses based on a sole ECG collected in the emergency department. We find that 253, 81 cardiac, and 172 non-cardiac, ICD codes can be reliably predicted in the sense of exceeding an AUROC score of 0.8 in a statistically significant manner. This underscores the model's proficiency in handling a wide array of cardiac and non-cardiac diagnostic scenarios which demonstrates potential as a screening tool for diverse medical encounters.

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Using explainable AI to investigate electrocardiogram changes during healthy aging -- from expert features to raw signals

Cardiovascular diseases remain the leading global cause of mortality. Age is an important covariate whose effect is most easily investigated in a healthy cohort to properly distinguish the former from disease-related changes. Traditionally, most of such insights have been drawn from the analysis of electrocardiogram (ECG) feature changes in individuals as they age. However, these features, while informative, may potentially obscure underlying data relationships. In this paper we present the following contributions: (1) We employ a deep-learning model and a tree-based model to analyze ECG data from a robust dataset of healthy individuals across varying ages in both raw signals and ECG feature format. (2) We use explainable AI methods to identify the most discriminative ECG features across age groups.(3) Our analysis with tree-based classifiers reveals age-related declines in inferred breathing rates and identifies notably high SDANN values as indicative of elderly individuals, distinguishing them from younger adults. (4) Furthermore, the deep-learning model underscores the pivotal role of the P-wave in age predictions across all age groups, suggesting potential changes in the distribution of different P-wave types with age. These findings shed new light on age-related ECG changes, offering insights that transcend traditional feature-based approaches.

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Assessing the importance of long-range correlations for deep-learning-based sleep staging

This study aims to elucidate the significance of long-range correlations for deep-learning-based sleep staging. It is centered around S4Sleep(TS), a recently proposed model for automated sleep staging. This model utilizes electroencephalography (EEG) as raw time series input and relies on structured state space sequence (S4) models as essential model component. Although the model already surpasses state-of-the-art methods for a moderate number of 15 input epochs, recent literature results suggest potential benefits from incorporating very long correlations spanning hundreds of input epochs. In this submission, we explore the possibility of achieving further enhancements by systematically scaling up the model's input size, anticipating potential improvements in prediction accuracy. In contrast to findings in literature, our results demonstrate that augmenting the input size does not yield a significant enhancement in the performance of S4Sleep(TS). These findings, coupled with the distinctive ability of S4 models to capture long-range dependencies in time series data, cast doubt on the diagnostic relevance of very long-range interactions for sleep staging.

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