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Ningning Ding

Publications and source records attributed to Ningning Ding.

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AutoAnchor: Stable Diffusion Unlearning Using Cross-Attention as a Manifold Surrogate

Diffusion unlearning is essential for mitigating the generation of harmful or copyrighted content in text-to-image models. Current diffusion unlearning techniques determine the model update direction by either using alternatives of the target concept as an anchor or using empty prompts. The anchor-based method relies on manually and semantically-chosen anchors that risk biased unlearning, while the anchor-free method inherently suffers from unrobust unlearning due to unconstrained latent updates. In this work, we theoretically formalize such unstable diffusion unlearning issues under the manifold hypothesis and prove that lacking a manifold-proximal anchor inevitably induces significant normal-space drift that degrades unlearning performance. To achieve stable unlearning, we propose \mysysn, a two-stage framework that automatically synthesizes manifold-proximal anchors. However, direct geometric manifold optimization is computationally intractable. To address this challenge, \mysys introduces a novel cross-attention consistency loss which serves as a highly efficient surrogate of manifold proximity. Experimental results demonstrate that \mysys effectively achieves robust and unbiased unlearning across various state-of-the-art baselines, significantly improving targeted concept removal (by up to 31.04\% in CLIP score) and non-target utility (by up to 4.18\% in CLIP score). Moreover, \mysys can also be easily integrated into existing diffusion unlearning methods to enhance their unlearning performance (by 6.30\% for concept removal and 6.65\% for utility on average).

cs.LG

Learning to Route LLMs from Implicit Cost-Performance Preferences via Meta-Learning

Large language models (LLMs) present a trade-off between performance and cost, where more powerful models incur greater expense. LLM routing aims to mitigate expenses while maintaining performance by sending queries to the most suitable model. However, existing methods cannot perform well for different user cost-performance preferences. To address this gap, we introduce a novel perceptive LLM routing paradigm for personalized and user-centric cost-performance optimization, which efficiently learns users' implicit preferences through little interaction. To handle the challenge of heterogeneous user needs, we formulate preference profiles as a set of distinct tasks in contextual bandit and propose MetaRouter, a meta-learning framework designed for preference-aware LLM routing. Experimental results show that MetaRouter outperforms strong baselines on both in-distribution and out-of-distribution tasks. Furthermore, it exhibits high efficiency in learning user preferences, robustness to changes in the routable LLMs, and scalability to multi-model routing.

cs.LG

CiPO: Counterfactual Unlearning for Large Reasoning Models through Iterative Preference Optimization

Machine unlearning has gained increasing attention in recent years, as a promising technique to selectively remove unwanted privacy or copyrighted information from Large Language Models that are trained on a massive scale of human data. However, the emergence of Large Reasoning Models (LRMs), which emphasize long chain-of-thought (CoT) reasoning to address complex questions, presents a dilemma to unlearning: existing methods either struggle to completely eliminate undesired knowledge from the CoT traces or degrade the reasoning performances due to the interference with the reasoning process. To this end, we introduce Counterfactual Unlearning through iterative Preference Optimization (CiPO), a novel framework that redefines unlearning as the targeted intervention of the CoT reasoning in LRMs. More specifically, given a desired unlearning target answer, CiPO instructs LRMs to generate a logically valid counterfactual reasoning trace for preference tuning. As the LRM adjusts to the counterfactual trace, CiPO iteratively updates the preference learning data to increase the discrepancy from the original model. This iterative loop ensures both desirable unlearning and smooth optimization, effectively mitigating the dilemma. Experiments on challenging benchmarks demonstrate that CiPO excels at unlearning, completely removing knowledge from both the intermediate CoT steps and the final answer, while preserving the reasoning abilities of LRMs.

cs.CL

Governing AI Forgetting: Auditing for Machine Unlearning Compliance

Despite legal mandates for the right to be forgotten, AI operators routinely fail to comply with data deletion requests. While machine unlearning (MU) provides a technical solution to remove personal data's influence from trained models, ensuring compliance remains challenging due to the fundamental gap between MU's technical feasibility and regulatory implementation. In this paper, we introduce the first economic framework for auditing MU compliance, by integrating certified unlearning theory with regulatory enforcement. We first characterize MU's inherent verification uncertainty using a hypothesis-testing interpretation of certified unlearning to derive the auditor's detection capability, and then propose a game-theoretic model to capture the strategic interactions between the auditor and the operator. A key technical challenge arises from MU-specific nonlinearities inherent in the model utility and the detection probability, which create complex strategic couplings that traditional auditing frameworks do not address and that also preclude closed-form solutions. We address this by transforming the complex bivariate nonlinear fixed-point problem into a tractable univariate auxiliary problem, enabling us to decouple the system and establish the equilibrium existence, uniqueness, and structural properties without relying on explicit solutions. Counterintuitively, our analysis reveals that the auditor can optimally reduce the inspection intensity as deletion requests increase, since the operator's weakened unlearning makes non-compliance easier to detect. This is consistent with recent auditing reductions in China despite growing deletion requests. Moreover, we prove that although undisclosed auditing offers informational advantages for the auditor, it paradoxically reduces the regulatory cost-effectiveness relative to disclosed auditing.

cs.LG

Trading Vector Data in Vector Databases

Vector data trading is essential for cross-domain learning with vector databases, yet it remains largely unexplored. We study this problem under online learning, where sellers face uncertain retrieval costs and buyers provide stochastic feedback to posted prices. Three main challenges arise: (1) heterogeneous and partial feedback in configuration learning, (2) variable and complex feedback in pricing learning, and (3) inherent coupling between configuration and pricing decisions. We propose a hierarchical bandit framework that jointly optimizes retrieval configurations and pricing. Stage I employs contextual clustering with confidence-based exploration to learn effective configurations with logarithmic regret. Stage II adopts interval-based price selection with local Taylor approximation to estimate buyer responses and achieve sublinear regret. We establish theoretical guarantees with polynomial time complexity and validate the framework on four real-world datasets, demonstrating consistent improvements in cumulative reward and regret reduction compared with existing methods.

cs.DB

FedShard: Federated Unlearning with Efficiency Fairness and Performance Fairness

To protect clients' right to be forgotten in federated learning, federated unlearning aims to remove the data contribution of leaving clients from the global learned model. While current studies mainly focused on enhancing unlearning efficiency and effectiveness, the crucial aspects of efficiency fairness and performance fairness among decentralized clients during unlearning have remained largely unexplored. In this study, we introduce FedShard, the first federated unlearning algorithm designed to concurrently guarantee both efficiency fairness and performance fairness. FedShard adaptively addresses the challenges introduced by dilemmas among convergence, unlearning efficiency, and unlearning fairness. Furthermore, we propose two novel metrics to quantitatively assess the fairness of unlearning algorithms, which we prove to satisfy well-known properties in other existing fairness measurements. Our theoretical analysis and numerical evaluation validate FedShard's fairness in terms of both unlearning performance and efficiency. We demonstrate that FedShard mitigates unfairness risks such as cascaded leaving and poisoning attacks and realizes more balanced unlearning costs among clients. Experimental results indicate that FedShard accelerates the data unlearning process 1.3-6.2 times faster than retraining from scratch and 4.9 times faster than the state-of-the-art exact unlearning methods.

cs.LG

Soft Weighted Machine Unlearning

Machine unlearning, as a post-hoc processing technique, has gained widespread adoption in addressing challenges like bias mitigation and robustness enhancement, colloquially, machine unlearning for fairness and robustness. However, existing non-privacy unlearning-based solutions persist in using binary data removal framework designed for privacy-driven motivation, leading to significant information loss, a phenomenon known as over-unlearning. While over-unlearning has been largely described in many studies as primarily causing utility degradation, we investigate its fundamental causes and provide deeper insights in this work through counterfactual leave-one-out analysis. In this paper, we introduce a weighted influence function that assigns tailored weights to each sample by solving a convex quadratic programming problem analytically. Building on this, we propose a soft-weighted framework enabling fine-grained model adjustments to address the over-unlearning challenge. We demonstrate that the proposed soft-weighted scheme is versatile and can be seamlessly integrated into most existing unlearning algorithms. Extensive experiments show that in fairness- and robustness-driven tasks, the soft-weighted scheme significantly outperforms hard-weighted schemes in fairness/robustness metrics and alleviates the decline in utility metric, thereby enhancing machine unlearning algorithm as an effective correction solution.

cs.LG

Strategic Data Revocation in Federated Unlearning

By allowing users to erase their data's impact on federated learning models, federated unlearning protects users' right to be forgotten and data privacy. Despite a burgeoning body of research on federated unlearning's technical feasibility, there is a paucity of literature investigating the considerations behind users' requests for data revocation. This paper proposes a non-cooperative game framework to study users' data revocation strategies in federated unlearning. We prove the existence of a Nash equilibrium. However, users' best response strategies are coupled via model performance and unlearning costs, which makes the equilibrium computation challenging. We obtain the Nash equilibrium by establishing its equivalence with a much simpler auxiliary optimization problem. We also summarize users' multi-dimensional attributes into a single-dimensional metric and derive the closed-form characterization of an equilibrium, when users' unlearning costs are negligible. Moreover, we compare the cases of allowing and forbidding partial data revocation in federated unlearning. Interestingly, the results reveal that allowing partial revocation does not necessarily increase users' data contributions or payoffs due to the game structure. Additionally, we demonstrate that positive externalities may exist between users' data revocation decisions when users incur unlearning costs, while this is not the case when their unlearning costs are negligible.

cs.GT

Information Disclosure under Competition in Sharing Systems

Sharing systems have facilitated the redistribution of underused resources by providing convenient online marketplaces for individual sellers and buyers. However, sellers in these systems may not fully disclose the information of their shared commodities, due to strategic behaviors or privacy concerns. Sellers' strategic information disclosure significantly affects buyers' user experiences and systems' reputation. This paper presents the first analytical study on information disclosure and pricing of competing sellers in sharing systems. In particular, we propose a two-stage game framework to capture sellers' strategic behaviors and buyers' decisions. Although the optimization problem is challenging due to sellers' non-convex and non-monotonic objectives, we completely characterize the complex market equilibria by decomposing it into several tractable subproblems. We demonstrate that full disclosure by all sellers or non-disclosure by all sellers will both lead to intense price competition. The former all-disclosure case is never an equilibrium even when all sellers have good commodity qualities and low privacy costs, while the latter non-disclosure case can be an equilibrium under which all sellers get zero profit. We also reveal several critical factors that affect sellers' information disclosure. Interestingly, sellers' sharing capacity limitation and buyers' estimation biases encourage information disclosure as they mitigate sellers' competition.

cs.GT

Incentivized Federated Learning and Unlearning

To protect users' right to be forgotten in federated learning, federated unlearning aims at eliminating the impact of leaving users' data on the global learned model. The current research in federated unlearning mainly concentrated on developing effective and efficient unlearning techniques. However, the issue of incentivizing valuable users to remain engaged and preventing their data from being unlearned is still under-explored, yet important to the unlearned model performance. This paper focuses on the incentive issue and develops an incentive mechanism for federated learning and unlearning. We first characterize the leaving users' impact on the global model accuracy and the required communication rounds for unlearning. Building on these results, we propose a four-stage game to capture the interaction and information updates during the learning and unlearning process. A key contribution is to summarize users' multi-dimensional private information into one-dimensional metrics to guide the incentive design. We further investigate whether allowing federated unlearning is beneficial to the server and users, compared to a scenario without unlearning. Interestingly, users usually have a larger total payoff in the scenario with higher costs, due to the server's excess incentives under information asymmetry. The numerical results demonstrate the necessity of unlearning incentives for retaining valuable leaving users, and also show that our proposed mechanisms decrease the server's cost by up to 53.91\% compared to state-of-the-art benchmarks.

cs.GT

Joint Participation Incentive and Network Pricing Design for Federated Learning

Federated learning protects users' data privacy through sharing users' local model parameters (instead of raw data) with a server. However, when massive users train a large machine learning model through federated learning, the dynamically varying and often heavy communication overhead can put significant pressure on the network operator. The operator may choose to dynamically change the network prices in response, which will eventually affect the payoffs of the server and users. This paper considers the under-explored yet important issue of the joint design of participation incentives (for encouraging users' contribution to federated learning) and network pricing (for managing network resources). Due to heterogeneous users' private information and multi-dimensional decisions, the optimization problems in Stage I of multi-stage games are non-convex. Nevertheless, we are able to analytically derive the corresponding optimal contract and pricing mechanism through proper transformations of constraints, variables, and functions, under both vertical and horizontal interaction structures of the participants. We show that the vertical structure is better than the horizontal one, as it avoids the interests misalignment between the server and the network operator. Numerical results based on real-world datasets show that our proposed mechanisms decrease server's cost by up to 24.87% comparing with the state-of-the-art benchmarks.

cs.NI

Optimization Design for Federated Learning in Heterogeneous 6G Networks

With the rapid advancement of 5G networks, billions of smart Internet of Things (IoT) devices along with an enormous amount of data are generated at the network edge. While still at an early age, it is expected that the evolving 6G network will adopt advanced artificial intelligence (AI) technologies to collect, transmit, and learn this valuable data for innovative applications and intelligent services. However, traditional machine learning (ML) approaches require centralizing the training data in the data center or cloud, raising serious user-privacy concerns. Federated learning, as an emerging distributed AI paradigm with privacy-preserving nature, is anticipated to be a key enabler for achieving ubiquitous AI in 6G networks. However, there are several system and statistical heterogeneity challenges for effective and efficient FL implementation in 6G networks. In this article, we investigate the optimization approaches that can effectively address the challenging heterogeneity issues from three aspects: incentive mechanism design, network resource management, and personalized model optimization. We also present some open problems and promising directions for future research.

cs.LG

An Efficient Convex Hull-based Vehicle Pose Estimation Method for 3D LiDAR

Vehicle pose estimation with LiDAR is essential in the perception technology of autonomous driving. However, due to incomplete observation measurements and sparsity of the LiDAR point cloud, it is challenging to achieve satisfactory pose extraction based on 3D LiDAR with the existing pose estimation methods. In addition, the demand for real-time performance further increases the difficulty of the pose estimation task. In this paper, we propose a novel vehicle pose estimation method based on the convex hull. The extracted 3D cluster is reduced to the convex hull, reducing the subsequent computation burden while preserving essential contour information. Subsequently, a novel criterion based on the minimum occlusion area is developed for the search-based algorithm, enabling accurate pose estimation. Additionally, this criterion renders the proposed algorithm particularly well-suited for obstacle avoidance. The proposed algorithm is validated on the KITTI dataset and a manually labeled dataset acquired at an industrial park. The results demonstrate that our proposed method can achieve better accuracy than the classical pose estimation method while maintaining real-time speed.

cs.CV

Eigenvalue Mapping-based Discretization of the Generalized Super-Twisting Algorithm

In this paper, an eigenvalue mapping-based discretization method is applied to discretize the generalized super-twisting algorithm. The existing eigenvalue mapping is extended to the complex domain which greatly enlarges the range of parameter selection. Furthermore, we present the clue to find new eigenvalue mapping functions (EMFs). One new hybrid EMF and three brand-new EMFs are proposed in this paper. In contrast to the conventional methods, the proposed discretization method totally avoids the discretization chattering and the control precision is enhanced in terms of the steady-state error. Besides, the control precision is insensitive to the overestimation of the control gains, which benefits the gain tuning of the controller in practice. Simulation examples verify the effectiveness and superiority of the proposed discretization methodology.

eess.SY

Incentive Mechanism Design for Distributed Coded Machine Learning

A distributed machine learning platform needs to recruit many heterogeneous worker nodes to finish computation simultaneously. As a result, the overall performance may be degraded due to straggling workers. By introducing redundancy into computation, coded machine learning can effectively improve the runtime performance by recovering the final computation result through the first $k$ (out of the total $n$) workers who finish computation. While existing studies focus on designing efficient coding schemes, the issue of designing proper incentives to encourage worker participation is still under-explored. This paper studies the platform's optimal incentive mechanism for motivating proper workers' participation in coded machine learning, despite the incomplete information about heterogeneous workers' computation performances and costs. A key contribution of this work is to summarize workers' multi-dimensional heterogeneity as a one-dimensional metric, which guides the platform's efficient selection of workers under incomplete information with a linear computation complexity. Moreover, we prove that the optimal recovery threshold $k$ is linearly proportional to the participator number $n$ if we use the widely adopted MDS (Maximum Distance Separable) codes for data encoding. We also show that the platform's increased cost due to incomplete information disappears when worker number is sufficiently large, but it does not monotonically decrease in worker number.

cs.GT