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O. Ozan Koyluoglu

Publications and source records attributed to O. Ozan Koyluoglu.

At least 19 recordsLinked to original sources

FrontierFinance: A Challenging Benchmark for Measuring Frontier Intelligence of Finance Agents

AI agents are increasingly deployed for professional investment research, yet no benchmark captures the complexity of the full investor workflow. Existing benchmarks mainly target financial data extraction, a narrow slice that current models have largely saturated, while reference-based metrics and generic LLM-as-a-judge scoring fall short on the open-ended, long-form answers that real analyst queries demand. We introduce FrontierFinance, a fully open benchmark of 220 expert-crafted queries and 11,543 source-attributed rubrics spanning six crucial use cases across the full investor workflow. FrontierFinance is both broader and harder than existing public finance benchmarks. Evaluating frontier models and agent systems under a common harness restricted to publicly available data, we find that the tool harness, not the model alone, strongly shapes quality and efficiency; that Samaya's in-house system leads at 56.0%, ahead of the strongest frontier model (Claude Fable 5, 49.2%) at roughly 2.2x lower cost; and that the best open-weight model (Kimi K3, 46.4%) nearly matches the best proprietary model at 4.5x lower cost. Screening & Discovery and Sector, Industry & Macro remain the hardest use cases across all systems, where even the best systems reach only 33% and 39%. We make the dataset and grading code publicly available.

cs.AI↗

BEAR: Sketching BFGS Algorithm for Ultra-High Dimensional Feature Selection in Sublinear Memory

We consider feature selection for applications in machine learning where the dimensionality of the data is so large that it exceeds the working memory of the (local) computing machine. Unfortunately, current large-scale sketching algorithms show poor memory-accuracy trade-off due to the irreversible collision and accumulation of the stochastic gradient noise in the sketched domain. Here, we develop a second-order ultra-high dimensional feature selection algorithm, called BEAR, which avoids the extra collisions by storing the second-order gradients in the celebrated Broyden-Fletcher-Goldfarb-Shannon (BFGS) algorithm in Count Sketch, a sublinear memory data structure from the streaming literature. Experiments on real-world data sets demonstrate that BEAR requires up to three orders of magnitude less memory space to achieve the same classification accuracy compared to the first-order sketching algorithms. Theoretical analysis proves convergence of BEAR with rate O(1/t) in t iterations of the sketched algorithm. Our algorithm reveals an unexplored advantage of second-order optimization for memory-constrained sketching of models trained on ultra-high dimensional data sets.

cs.LG↗

FastSecAgg: Scalable Secure Aggregation for Privacy-Preserving Federated Learning

Recent attacks on federated learning demonstrate that keeping the training data on clients' devices does not provide sufficient privacy, as the model parameters shared by clients can leak information about their training data. A 'secure aggregation' protocol enables the server to aggregate clients' models in a privacy-preserving manner. However, existing secure aggregation protocols incur high computation/communication costs, especially when the number of model parameters is larger than the number of clients participating in an iteration -- a typical scenario in federated learning. In this paper, we propose a secure aggregation protocol, FastSecAgg, that is efficient in terms of computation and communication, and robust to client dropouts. The main building block of FastSecAgg is a novel multi-secret sharing scheme, FastShare, based on the Fast Fourier Transform (FFT), which may be of independent interest. FastShare is information-theoretically secure, and achieves a trade-off between the number of secrets, privacy threshold, and dropout tolerance. Riding on the capabilities of FastShare, we prove that FastSecAgg is (i) secure against the server colluding with 'any' subset of some constant fraction (e.g. $\sim10\%$) of the clients in the honest-but-curious setting; and (ii) tolerates dropouts of a 'random' subset of some constant fraction (e.g. $\sim10\%$) of the clients. FastSecAgg achieves significantly smaller computation cost than existing schemes while achieving the same (orderwise) communication cost. In addition, it guarantees security against adaptive adversaries, which can perform client corruptions dynamically during the execution of the protocol.

cs.CR↗

Communication-Efficient Gradient Coding for Straggler Mitigation in Distributed Learning

Distributed implementations of gradient-based methods, wherein a server distributes gradient computations across worker machines, need to overcome two limitations: delays caused by slow running machines called 'stragglers', and communication overheads. Recently, Ye and Abbe [ICML 2018] proposed a coding-theoretic paradigm to characterize a fundamental trade-off between computation load per worker, communication overhead per worker, and straggler tolerance. However, their proposed coding schemes suffer from heavy decoding complexity and poor numerical stability. In this paper, we develop a communication-efficient gradient coding framework to overcome these drawbacks. Our proposed framework enables using any linear code to design the encoding and decoding functions. When a particular code is used in this framework, its block-length determines the computation load, dimension determines the communication overhead, and minimum distance determines the straggler tolerance. The flexibility of choosing a code allows us to gracefully trade-off the straggler threshold and communication overhead for smaller decoding complexity and higher numerical stability. Further, we show that using a maximum distance separable (MDS) code generated by a random Gaussian matrix in our framework yields a gradient code that is optimal with respect to the trade-off and, in addition, satisfies stronger guarantees on numerical stability as compared to the previously proposed schemes. Finally, we evaluate our proposed framework on Amazon EC2 and demonstrate that it reduces the average iteration time by 16% as compared to prior gradient coding schemes.

cs.IT↗

On an Equivalence Between Single-Server PIR with Side Information and Locally Recoverable Codes

Private Information Retrieval (PIR) problem has recently attracted a significant interest in the information-theory community. In this problem, a user wants to privately download one or more messages belonging to a database with copies stored on a single or multiple remote servers. In the single server scenario, the user must have prior side information, i.e., a subset of messages unknown to the server, to be able to privately retrieve the required messages in an efficient way. In the last decade, there has also been a significant interest in Locally Recoverable Codes (LRC), a class of storage codes in which each symbol can be recovered from a limited number of other symbols. More recently, there is an interest in 'cooperative' locally recoverable codes, i.e., codes in which multiple symbols can be recovered from a small set of other code symbols. In this paper, we establish a relationship between coding schemes for the single-server PIR problem and LRCs. In particular, we show the following results: (i) PIR schemes designed for retrieving a single message are equivalent to classical LRCs; and (ii) PIR schemes for retrieving multiple messages are equivalent to cooperative LRCs. These equivalence results allow us to recover upper bounds on the download rate for PIR-SI schemes, and to obtain a novel rate upper bound on cooperative LRCs. We show results for both linear and non-linear codes.

cs.IT↗

Gradient Coding Based on Block Designs for Mitigating Adversarial Stragglers

Distributed implementations of gradient-based methods, wherein a server distributes gradient computations across worker machines, suffer from slow running machines, called 'stragglers'. Gradient coding is a coding-theoretic framework to mitigate stragglers by enabling the server to recover the gradient sum in the presence of stragglers. 'Approximate gradient codes' are variants of gradient codes that reduce computation and storage overhead per worker by allowing the server to approximately reconstruct the gradient sum. In this work, our goal is to construct approximate gradient codes that are resilient to stragglers selected by a computationally unbounded adversary. Our motivation for constructing codes to mitigate adversarial stragglers stems from the challenge of tackling stragglers in massive-scale elastic and serverless systems, wherein it is difficult to statistically model stragglers. Towards this end, we propose a class of approximate gradient codes based on balanced incomplete block designs (BIBDs). We show that the approximation error for these codes depends only on the number of stragglers, and thus, adversarial straggler selection has no advantage over random selection. In addition, the proposed codes admit computationally efficient decoding at the server. Next, to characterize fundamental limits of adversarial straggling, we consider the notion of 'adversarial threshold' -- the smallest number of workers that an adversary must straggle to inflict certain approximation error. We compute a lower bound on the adversarial threshold, and show that codes based on symmetric BIBDs maximize this lower bound among a wide class of codes, making them excellent candidates for mitigating adversarial stragglers.

cs.IT↗

On the organization of grid and place cells: Neural de-noising via subspace learning

Place cells in the hippocampus are active when an animal visits a certain location (referred to as a place field) within an environment. Grid cells in the medial entorhinal cortex (MEC) respond at multiple locations, with firing fields that form a periodic and hexagonal tiling of the environment. The joint activity of grid and place cell populations, as a function of location, forms a neural code for space. An ensemble of codes is generated by varying grid and place cell population parameters. For each code in this ensemble, codewords are generated by stimulating a network with a discrete set of locations. In this manuscript, we develop an understanding of the relationships between coding theoretic properties of these combined populations and code construction parameters. These relationships are revisited by measuring the performances of biologically realizable algorithms implemented by networks of place and grid cell populations, as well as constraint neurons, which perform de-noising operations. Objectives of this work include the investigation of coding theoretic limitations of the mammalian neural code for location and how communication between grid and place cell networks may improve the accuracy of each population's representation. Simulations demonstrate that de-noising mechanisms analyzed here can significantly improve fidelity of this neural representation of space. Further, patterns observed in connectivity of each population of simulated cells suggest that inter-hippocampal-medial-entorhinal-cortical connectivity decreases downward along the dorsoventral axis.

q-bio.NC↗

Vulnerabilities of Massive MIMO Systems Against Pilot Contamination Attacks

We consider a single-cell massive MIMO system in which a base station (BS) with a large number of antennas transmits simultaneously to several single-antenna users in the presence of an attacker.The BS acquires the channel state information (CSI) based on uplink pilot transmissions. In this work, we demonstrate the vulnerability of CSI estimation phase to malicious attacks. For that purpose, we study two attack models. In the first model, the attacker aims at minimizing the sum-rate of downlink transmissions by contaminating the uplink pilots. In the second model, the attacker exploits its in-band full-duplex capabilities to generate jamming signals in both the CSI estimation and data transmission phases. We study these attacks under two downlink power allocation strategies when the attacker knows and does not know the locations of the BS and users. The formulated problems are solved using stochastic optimization, Lagrangian minimization, and game-theoretic methods. A closed-form solution for a special case of the problem is obtained. Furthermore, we analyze the achievable individual secrecy rates under a pilot contamination attack, and provide an upper bound on these rates. Our results indicate that the proposed attacks degrade the throughput of a massive MIMO system by more than half.

cs.IT↗

Repair Strategies for Storage on Mobile Clouds

We study the data reliability problem for a community of devices forming a mobile cloud storage system. We consider the application of regenerating codes for file maintenance within a geographically-limited area. Such codes require lower bandwidth to regenerate lost data fragments compared to file replication or reconstruction. We investigate threshold-based repair strategies where data repair is initiated after a threshold number of data fragments have been lost due to node mobility. We show that at a low departure-to-repair rate regime, a lazy repair strategy in which repairs are initiated after several nodes have left the system outperforms eager repair in which repairs are initiated after a single departure. This optimality is reversed when nodes are highly mobile. We further compare distributed and centralized repair strategies and derive the optimal repair threshold for minimizing the average repair cost per unit of time, as a function of underlying code parameters. In addition, we examine cooperative repair strategies and show performance improvements compared to non-cooperative codes. We investigate several models for the time needed for node repair including a simple fixed time model that allows for the computation of closed-form expressions and a more realistic model that takes into account the number of repaired nodes. We derive the conditions under which the former model approximates the latter. Finally, an extended model where additional failures are allowed during the repair process is investigated. Overall, our results establish the joint effect of code design and repair algorithms on the maintenance cost of distributed storage systems.

cs.NI↗

Architecture-aware Coding for Distributed Storage: Repairable Block Failure Resilient Codes

In large scale distributed storage systems (DSS) deployed in cloud computing, correlated failures resulting in simultaneous failure (or, unavailability) of blocks of nodes are common. In such scenarios, the stored data or a content of a failed node can only be reconstructed from the available live nodes belonging to the available blocks. To analyze the resilience of the system against such block failures, this work introduces the framework of Block Failure Resilient (BFR) codes, wherein the data (e.g., a file in DSS) can be decoded by reading out from a same number of codeword symbols (nodes) from a subset of available blocks of the underlying codeword. Further, repairable BFR codes are introduced, wherein any codeword symbol in a failed block can be repaired by contacting a subset of remaining blocks in the system. File size bounds for repairable BFR codes are derived, and the trade-off between per node storage and repair bandwidth is analyzed, and the corresponding minimum storage regenerating (BFR-MSR) and minimum bandwidth regenerating (BFR-MBR) points are derived. Explicit codes achieving the two operating points for a special case of parameters are constructed, wherein the underlying regenerating codewords are distributed to BFR codeword symbols according to combinatorial designs. Finally, BFR locally repairable codes (BFR-LRC) are introduced, an upper bound on the resilience is derived and optimal code construction are provided by a concatenation of Gabidulin and MDS codes. Repair efficiency of BFR-LRC is further studied via the use of BFR-MSR/MBR codes as local codes. Code constructions achieving optimal resilience for BFR-MSR/MBR-LRCs are provided for certain parameter regimes. Overall, this work introduces the framework of block failures along with optimal code constructions, and the study of architecture-aware coding for distributed storage systems.

cs.IT↗

Joint secrecy over the K-Transmitter Multiple Access Channel

This paper studies the problem of secure communication over a K-transmitter multiple access channel in the presence of an external eavesdropper, subject to a joint secrecy constraint (i.e., information leakage rate from the collection of K messages to an eavesdropper is made vanishing). As a result, we establish the joint secrecy achievable rate region. To this end, our results build upon two techniques in addition to the standard information-theoretic methods. The first is a generalization of Chia-El Gamal's lemma on entropy bound for a set of codewords given partial information. The second is to utilize a compact representation of a list of sets that, together with properties of mutual information, leads to an efficient Fourier-Motzkin elimination. These two approaches could also be of independent interests in other contexts.

cs.IT↗

Exploiting Full-duplex Receivers for Achieving Secret Communications in Multiuser MISO Networks

We consider a broadcast channel, in which a multi-antenna transmitter (Alice) sends $K$ confidential information signals to $K$ legitimate users (Bobs) in the presence of $L$ eavesdroppers (Eves). Alice uses MIMO precoding to generate the information signals along with her own (Tx-based) friendly jamming. Interference at each Bob is removed by MIMO zero-forcing. This, however, leaves a "vulnerability region" around each Bob, which can be exploited by a nearby Eve. We address this problem by augmenting Tx-based friendly jamming (TxFJ) with Rx-based friendly jamming (RxFJ), generated by each Bob. Specifically, each Bob uses self-interference suppression (SIS) to transmit a friendly jamming signal while simultaneously receiving an information signal over the same channel. We minimize the powers allocated to the information, TxFJ, and RxFJ signals under given guarantees on the individual secrecy rate for each Bob. The problem is solved for the cases when the eavesdropper's channel state information is known/unknown. Simulations show the effectiveness of the proposed solution. Furthermore, we discuss how to schedule transmissions when the rate requirements need to be satisfied on average rather than instantaneously. Under special cases, a scheduling algorithm that serves only the strongest receivers is shown to outperform the one that schedules all receivers.

cs.IT↗

Centralized Repair of Multiple Node Failures with Applications to Communication Efficient Secret Sharing

This paper considers a distributed storage system, where multiple storage nodes can be reconstructed simultaneously at a centralized location. This centralized multi-node repair (CMR) model is a generalization of regenerating codes that allow for bandwidth-efficient repair of a single failed node. This work focuses on the trade-off between the amount of data stored and repair bandwidth in this CMR model. In particular, repair bandwidth bounds are derived for the minimum storage multi-node repair (MSMR) and the minimum bandwidth multi-node repair (MBMR) operating points. The tightness of these bounds are analyzed via code constructions. The MSMR point is characterized through codes achieving this point under functional repair for general set of CMR parameters, as well as with codes enabling exact repair for certain CMR parameters. The MBMR point, on the other hand, is characterized with exact repair codes for all CMR parameters for systems that satisfy a certain entropy accumulation property. Finally, the model proposed here is utilized for the secret sharing problem, where the codes for the multi-node repair problem is used to construct communication efficient secret sharing schemes with the property of bandwidth efficient share repair.

cs.IT↗

Progress on High-rate MSR Codes: Enabling Arbitrary Number of Helper Nodes

This paper presents a construction for high-rate MDS codes that enable bandwidth-efficient repair of a single node. Such MDS codes are also referred to as the minimum storage regenerating (MSR) codes in the distributed storage literature. The construction presented in this paper generates MSR codes for all possible number of helper nodes $d$ as $d$ is a design parameter in the construction. Furthermore, the obtained MSR codes have polynomial sub-packetization (a.k.a. node size) $α$. The construction is built on the recent code proposed by Sasidharan et al. [1], which works only for $d = n-1$, i.e., where all the remaining nodes serve as the helper nodes for the bandwidth-efficient repair of a single node. The results of this paper broaden the set of parameters where the constructions of MSR codes were known earlier.

cs.IT↗

Individual Secrecy for the Broadcast Channel

This paper studies the problem of secure communication over broadcast channels under the individual secrecy constraints. That is, the transmitter wants to send two independent messages to two legitimate receivers in the presence of an eavesdropper, while keeping the eavesdropper ignorant of each message (i.e., the information leakage from each message to the eavesdropper is made vanishing). Building upon Carleial-Hellman's secrecy coding, Wyner's secrecy coding, the frameworks of superposition coding and Marton's coding together with techniques such as rate splitting and indirect decoding, achievable rate regions are developed. The proposed regions are compared with those satisfying joint secrecy and without secrecy constraints, and the individual secrecy capacity regions for special cases are characterized. In particular, capacity region for the deterministic case is established, and for the Gaussian model, a constant gap (i.e., 0.5 bits within the individual secrecy capacity region) result is obtained. Overall, when compared with the joint secrecy constraint, the results allow for trading-off secrecy level and throughput in the system.

cs.IT↗

Hierarchical Polar Coding for Achieving Secrecy over Fading Wiretap Channels without any Instantaneous CSI

This paper presents a polar coding scheme to achieve secrecy in block fading binary symmetric wiretap channels without the knowledge of instantaneous channel state information (CSI) at the transmitter. For this model, a coding scheme that hierarchically utilizes polar codes is presented. In particular, on polarization of different binary symmetric channels over different fading blocks, each channel use is modeled as an appropriate binary erasure channel over fading blocks. Polar codes are constructed for both coding over channel uses for each fading block and coding over fading blocks for certain channel uses. In order to guarantee security, random bits are introduced at appropriate places to exhaust the observations of the eavesdropper. It is shown that this coding scheme, without instantaneous CSI at the transmitter, is secrecy capacity achieving for the simultaneous fading scenario. For the independent fading case, the capacity is achieved when the fading realizations for the eavesdropper channel is always degraded with respect to the receiver. For the remaining cases, the gap is analyzed by comparing lower and upper bounds. Remarkably, for the scenarios where the secrecy capacity is achieved, the results imply that instantaneous CSI does not increase the secrecy capacity.

cs.IT↗

State Amplification Subject To Masking Constraints

This paper considers a state dependent broadcast channel with one transmitter, Alice, and two receivers, Bob and Eve. The problem is to effectively convey ("amplify") the channel state sequence to Bob while "masking" it from Eve. The extent to which the state sequence cannot be masked from Eve is referred to as leakage. This can be viewed as a secrecy problem, where we desire that the channel state itself be minimally leaked to Eve while being communicated to Bob. The paper is aimed at characterizing the trade-off region between amplification and leakage rates for such a system. An achievable coding scheme is presented, wherein the transmitter transmits a partial state information over the channel to facilitate the amplification process. For the case when Bob observes a stronger signal than Eve, the achievable coding scheme is enhanced with secure refinement. Outer bounds on the trade-off region are also derived, and used in characterizing some special case results. In particular, the optimal amplification-leakage rate difference, called as differential amplification capacity, is characterized for the reversely degraded discrete memoryless channel, the degraded binary, and the degraded Gaussian channels. In addition, for the degraded Gaussian model, the extremal corner points of the trade-off region are characterized, and the gap between the outer bound and achievable rate-regions is shown to be less than half a bit for a wide set of channel parameters.

cs.IT↗

Expansion Coding for Channel and Source Coding

A general method of coding over expansion is proposed,which allows one to reduce the highly non-trivial problems of coding over analog channels and compressing analog sources to a set of much simpler subproblems, coding over discrete channels and compressing discrete sources. More specifically, the focus of this paper is on the additive exponential noise (AEN) channel, and lossy compression of exponential sources. Taking advantage of the essential decomposable property of these channels (sources), the proposed expansion method allows for mapping of these problems to coding over parallel channels (respectively, sources), where each level is modeled as an independent coding problem over discrete alphabets. Any feasible solution to the resulting optimization problem after expansion corresponds to an achievable scheme of the original problem. Utilizing this mapping, even for the cases where the optimal solutions are difficult to characterize, it is shown that the expansion coding scheme still performs well with appropriate choices of parameters. More specifically, theoretical analysis and numerical results reveal that expansion coding achieves the capacity of AEN channel in the high SNR regime. It is also shown that for lossy compression, the achievable rate distortion pair by expansion coding approaches to the Shannon limit in the low distortion region. Remarkably, by using capacity-achieving codes with low encoding and decoding complexity that are originally designed for discrete alphabets, for instance polar codes, the proposed expansion coding scheme allows for designing low-complexity analog channel and source codes.

cs.IT↗