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Oliver Clive-Griffin

Publications and source records attributed to Oliver Clive-Griffin.

2 recordsLinked to original sources

Interactions Between Crosscoder Features: A Compact Proofs Perspective

Dictionary learning methods like Sparse Autoencoders (SAEs) and crosscoders attempt to explain a model by decomposing its activations into independent features. Interactions between features hence induce errors in the reconstruction. We formalize this intuition via compact proofs and make five contributions. First, we show how, \textit{in principle}, a compact proof of model performance can be constructed using a crosscoder. Second, we show that an error term arising in this proof can naturally be interpreted as a measure of interaction between crosscoder features and provide an explicit expression for the interaction term in the Multi-Layer Perceptron (MLP) layers. We then provide three applications of this new interaction measure. In our third contribution we show that the interaction term itself can be used as a differentiable loss penalty. Applying this penalty, we can achieve ``computationally sparse'' crosscoders that retain $60\%$ of MLP performance when only keeping a single feature at each datapoint and neuron, compared to $10\%$ in standard crosscoders. We then show that clustering according to our interaction measure provides semantically meaningful feature clusters, and finally that sleeper agents have significant interactions. Code is available at https://github.com/chainik1125/crosscoders-feature-interactions/tree/arxiv.

cs.LG

Simple Mechanistic Explanations for Out-Of-Context Reasoning

Out-of-context reasoning (OOCR) is a phenomenon in which fine-tuned LLMs exhibit surprisingly deep out-of-distribution generalization. Rather than learning shallow heuristics, they implicitly internalize and act on the consequences of observations scattered throughout the fine-tuning data. In this work, we investigate this phenomenon mechanistically and find that many instances of OOCR in the literature have a simple explanation: the LoRA fine-tuning essentially adds a constant steering vector, steering the model towards a general concept. This improves performance on the fine-tuning task and in many other concept-related domains, causing the surprising generalization. Moreover, we can directly train steering vectors for these tasks from scratch, which also induces OOCR. We find that our results hold even for a task that seems like it must involve conditional behavior (model backdoors); it turns out that unconditionally adding a steering vector is sufficient. Overall, our work presents one explanation of what gets learned during fine-tuning for OOCR tasks, contributing to the key question of why LLMs can reason out of context, an advanced capability that is highly relevant to their safe and reliable deployment.

cs.CL