Searcharxiv⌕ Search

arXiv subjects

Orion Weller

Publications and source records attributed to Orion Weller.

35 records · Page 2Linked to original sources

CLERC: A Dataset for Legal Case Retrieval and Retrieval-Augmented Analysis Generation

Legal professionals need to write analyses that rely on citations to relevant precedents, i.e., previous case decisions. Intelligent systems assisting legal professionals in writing such documents provide great benefits but are challenging to design. Such systems need to help locate, summarize, and reason over salient precedents in order to be useful. To enable systems for such tasks, we work with legal professionals to transform a large open-source legal corpus into a dataset supporting two important backbone tasks: information retrieval (IR) and retrieval-augmented generation (RAG). This dataset CLERC (Case Law Evaluation Retrieval Corpus), is constructed for training and evaluating models on their ability to (1) find corresponding citations for a given piece of legal analysis and to (2) compile the text of these citations (as well as previous context) into a cogent analysis that supports a reasoning goal. We benchmark state-of-the-art models on CLERC, showing that current approaches still struggle: GPT-4o generates analyses with the highest ROUGE F-scores but hallucinates the most, while zero-shot IR models only achieve 48.3% recall@1000.

cs.CL↗

On the Evaluation of Machine-Generated Reports

Large Language Models (LLMs) have enabled new ways to satisfy information needs. Although great strides have been made in applying them to settings like document ranking and short-form text generation, they still struggle to compose complete, accurate, and verifiable long-form reports. Reports with these qualities are necessary to satisfy the complex, nuanced, or multi-faceted information needs of users. In this perspective paper, we draw together opinions from industry and academia, and from a variety of related research areas, to present our vision for automatic report generation, and -- critically -- a flexible framework by which such reports can be evaluated. In contrast with other summarization tasks, automatic report generation starts with a detailed description of an information need, stating the necessary background, requirements, and scope of the report. Further, the generated reports should be complete, accurate, and verifiable. These qualities, which are desirable -- if not required -- in many analytic report-writing settings, require rethinking how to build and evaluate systems that exhibit these qualities. To foster new efforts in building these systems, we present an evaluation framework that draws on ideas found in various evaluations. To test completeness and accuracy, the framework uses nuggets of information, expressed as questions and answers, that need to be part of any high-quality generated report. Additionally, evaluation of citations that map claims made in the report to their source documents ensures verifiability.

cs.CL↗

FollowIR: Evaluating and Teaching Information Retrieval Models to Follow Instructions

Modern Language Models (LMs) are capable of following long and complex instructions that enable a large and diverse set of user requests. While Information Retrieval (IR) models use these LMs as the backbone of their architectures, virtually none of them allow users to provide detailed instructions alongside queries, thus limiting their ability to satisfy complex information needs. In this work, we study the use of instructions in IR systems. First, we introduce our dataset FollowIR, which contains a rigorous instruction evaluation benchmark as well as a training set for helping IR models learn to better follow real-world instructions. FollowIR repurposes detailed instructions -- also known as narratives -- developed for professional assessors to evaluate retrieval systems. In particular, we build our benchmark from three collections curated for shared tasks at the Text REtrieval Conference (TREC). These collections contains hundreds to thousands of labeled documents per query, making them suitable for our exploration. Through this process, we can measure how well IR models follow instructions, through a new pairwise evaluation framework. Our results indicate that existing retrieval models fail to correctly use instructions, using them for basic keywords and struggling to understand long-form information. However, we show that it is possible for IR models to learn to follow complex instructions: our new FollowIR-7B model has significant improvements after fine-tuning on our training set.

cs.IR↗

Defending Against Disinformation Attacks in Open-Domain Question Answering

Recent work in open-domain question answering (ODQA) has shown that adversarial poisoning of the search collection can cause large drops in accuracy for production systems. However, little to no work has proposed methods to defend against these attacks. To do so, we rely on the intuition that redundant information often exists in large corpora. To find it, we introduce a method that uses query augmentation to search for a diverse set of passages that could answer the original question but are less likely to have been poisoned. We integrate these new passages into the model through the design of a novel confidence method, comparing the predicted answer to its appearance in the retrieved contexts (what we call Confidence from Answer Redundancy, i.e. CAR). Together these methods allow for a simple but effective way to defend against poisoning attacks that provides gains of nearly 20% exact match across varying levels of data poisoning/knowledge conflicts.

cs.CL↗

NevIR: Negation in Neural Information Retrieval

Negation is a common everyday phenomena and has been a consistent area of weakness for language models (LMs). Although the Information Retrieval (IR) community has adopted LMs as the backbone of modern IR architectures, there has been little to no research in understanding how negation impacts neural IR. We therefore construct a straightforward benchmark on this theme: asking IR models to rank two documents that differ only by negation. We show that the results vary widely according to the type of IR architecture: cross-encoders perform best, followed by late-interaction models, and in last place are bi-encoder and sparse neural architectures. We find that most information retrieval models (including SOTA ones) do not consider negation, performing the same or worse than a random ranking. We show that although the obvious approach of continued fine-tuning on a dataset of contrastive documents containing negations increases performance (as does model size), there is still a large gap between machine and human performance.

cs.IR↗

"According to ...": Prompting Language Models Improves Quoting from Pre-Training Data

Large Language Models (LLMs) may hallucinate and generate fake information, despite pre-training on factual data. Inspired by the journalistic device of "according to sources", we propose according-to prompting: directing LLMs to ground responses against previously observed text. To quantify this grounding, we propose a novel evaluation metric (QUIP-Score) that measures the extent to which model-produced answers are directly found in underlying text corpora. We illustrate with experiments on three corpora (Wikipedia, PubMed, and the U.S. legal tax code) that these prompts improve grounding under our metrics, with the additional benefit of often improving end-task performance. Furthermore, prompts that ask the model to decrease grounding (or to ground to other corpora) indeed decrease QUIP-Score, indicating the ability of LLMs to increase or decrease grounded generations on request.

cs.CL↗

When do Generative Query and Document Expansions Fail? A Comprehensive Study Across Methods, Retrievers, and Datasets

Using large language models (LMs) for query or document expansion can improve generalization in information retrieval. However, it is unknown whether these techniques are universally beneficial or only effective in specific settings, such as for particular retrieval models, dataset domains, or query types. To answer this, we conduct the first comprehensive analysis of LM-based expansion. We find that there exists a strong negative correlation between retriever performance and gains from expansion: expansion improves scores for weaker models, but generally harms stronger models. We show this trend holds across a set of eleven expansion techniques, twelve datasets with diverse distribution shifts, and twenty-four retrieval models. Through qualitative error analysis, we hypothesize that although expansions provide extra information (potentially improving recall), they add additional noise that makes it difficult to discern between the top relevant documents (thus introducing false positives). Our results suggest the following recipe: use expansions for weaker models or when the target dataset significantly differs from training corpus in format; otherwise, avoid expansions to keep the relevance signal clear.

cs.IR↗

MegaWika: Millions of reports and their sources across 50 diverse languages

To foster the development of new models for collaborative AI-assisted report generation, we introduce MegaWika, consisting of 13 million Wikipedia articles in 50 diverse languages, along with their 71 million referenced source materials. We process this dataset for a myriad of applications, going beyond the initial Wikipedia citation extraction and web scraping of content, including translating non-English articles for cross-lingual applications and providing FrameNet parses for automated semantic analysis. MegaWika is the largest resource for sentence-level report generation and the only report generation dataset that is multilingual. We manually analyze the quality of this resource through a semantically stratified sample. Finally, we provide baseline results and trained models for crucial steps in automated report generation: cross-lingual question answering and citation retrieval.

cs.CL↗

Synthetic Cross-language Information Retrieval Training Data

A key stumbling block for neural cross-language information retrieval (CLIR) systems has been the paucity of training data. The appearance of the MS MARCO monolingual training set led to significant advances in the state of the art in neural monolingual retrieval. By translating the MS MARCO documents into other languages using machine translation, this resource has been made useful to the CLIR community. Yet such translation suffers from a number of problems. While MS MARCO is a large resource, it is of fixed size; its genre and domain of discourse are fixed; and the translated documents are not written in the language of a native speaker of the language, but rather in translationese. To address these problems, we introduce the JH-POLO CLIR training set creation methodology. The approach begins by selecting a pair of non-English passages. A generative large language model is then used to produce an English query for which the first passage is relevant and the second passage is not relevant. By repeating this process, collections of arbitrary size can be created in the style of MS MARCO but using naturally-occurring documents in any desired genre and domain of discourse. This paper describes the methodology in detail, shows its use in creating new CLIR training sets, and describes experiments using the newly created training data.

cs.IR↗

When Do Decompositions Help for Machine Reading?

Answering complex questions often requires multi-step reasoning in order to obtain the final answer. Most research into decompositions of complex questions involves open-domain systems, which have shown success in using these decompositions for improved retrieval. In the machine reading setting, however, work to understand when decompositions are helpful is understudied. We conduct experiments on decompositions in machine reading to unify recent work in this space, using a range of models and datasets. We find that decompositions can be helpful in the few-shot case, giving several points of improvement in exact match scores. However, we also show that when models are given access to datasets with around a few hundred or more examples, decompositions are not helpful (and can actually be detrimental). Thus, our analysis implies that models can learn decompositions implicitly even with limited data.

cs.CL↗

Pretrained Models for Multilingual Federated Learning

Since the advent of Federated Learning (FL), research has applied these methods to natural language processing (NLP) tasks. Despite a plethora of papers in FL for NLP, no previous works have studied how multilingual text impacts FL algorithms. Furthermore, multilingual text provides an interesting avenue to examine the impact of non-IID text (e.g. different languages) on FL in naturally occurring data. We explore three multilingual language tasks, language modeling, machine translation, and text classification using differing federated and non-federated learning algorithms. Our results show that using pretrained models reduces the negative effects of FL, helping them to perform near or better than centralized (no privacy) learning, even when using non-IID partitioning.

cs.CL↗

When to Use Multi-Task Learning vs Intermediate Fine-Tuning for Pre-Trained Encoder Transfer Learning

Transfer learning (TL) in natural language processing (NLP) has seen a surge of interest in recent years, as pre-trained models have shown an impressive ability to transfer to novel tasks. Three main strategies have emerged for making use of multiple supervised datasets during fine-tuning: training on an intermediate task before training on the target task (STILTs), using multi-task learning (MTL) to train jointly on a supplementary task and the target task (pairwise MTL), or simply using MTL to train jointly on all available datasets (MTL-ALL). In this work, we compare all three TL methods in a comprehensive analysis on the GLUE dataset suite. We find that there is a simple heuristic for when to use one of these techniques over the other: pairwise MTL is better than STILTs when the target task has fewer instances than the supporting task and vice versa. We show that this holds true in more than 92% of applicable cases on the GLUE dataset and validate this hypothesis with experiments varying dataset size. The simplicity and effectiveness of this heuristic is surprising and warrants additional exploration by the TL community. Furthermore, we find that MTL-ALL is worse than the pairwise methods in almost every case. We hope this study will aid others as they choose between TL methods for NLP tasks.

cs.CL↗

End-to-End Speech Translation for Code Switched Speech

Code switching (CS) refers to the phenomenon of interchangeably using words and phrases from different languages. CS can pose significant accuracy challenges to NLP, due to the often monolingual nature of the underlying systems. In this work, we focus on CS in the context of English/Spanish conversations for the task of speech translation (ST), generating and evaluating both transcript and translation. To evaluate model performance on this task, we create a novel ST corpus derived from existing public data sets. We explore various ST architectures across two dimensions: cascaded (transcribe then translate) vs end-to-end (jointly transcribe and translate) and unidirectional (source -> target) vs bidirectional (source <-> target). We show that our ST architectures, and especially our bidirectional end-to-end architecture, perform well on CS speech, even when no CS training data is used.

cs.CL↗

Exploring the Relationship Between Algorithm Performance, Vocabulary, and Run-Time in Text Classification

Text classification is a significant branch of natural language processing, and has many applications including document classification and sentiment analysis. Unsurprisingly, those who do text classification are concerned with the run-time of their algorithms, many of which depend on the size of the corpus' vocabulary due to their bag-of-words representation. Although many studies have examined the effect of preprocessing techniques on vocabulary size and accuracy, none have examined how these methods affect a model's run-time. To fill this gap, we provide a comprehensive study that examines how preprocessing techniques affect the vocabulary size, model performance, and model run-time, evaluating ten techniques over four models and two datasets. We show that some individual methods can reduce run-time with no loss of accuracy, while some combinations of methods can trade 2-5% of the accuracy for up to a 65% reduction of run-time. Furthermore, some combinations of preprocessing techniques can even provide a 15% reduction in run-time while simultaneously improving model accuracy.

cs.CL↗

Streaming Models for Joint Speech Recognition and Translation

Using end-to-end models for speech translation (ST) has increasingly been the focus of the ST community. These models condense the previously cascaded systems by directly converting sound waves into translated text. However, cascaded models have the advantage of including automatic speech recognition output, useful for a variety of practical ST systems that often display transcripts to the user alongside the translations. To bridge this gap, recent work has shown initial progress into the feasibility for end-to-end models to produce both of these outputs. However, all previous work has only looked at this problem from the consecutive perspective, leaving uncertainty on whether these approaches are effective in the more challenging streaming setting. We develop an end-to-end streaming ST model based on a re-translation approach and compare against standard cascading approaches. We also introduce a novel inference method for the joint case, interleaving both transcript and translation in generation and removing the need to use separate decoders. Our evaluation across a range of metrics capturing accuracy, latency, and consistency shows that our end-to-end models are statistically similar to cascading models, while having half the number of parameters. We also find that both systems provide strong translation quality at low latency, keeping 99% of consecutive quality at a lag of just under a second.

cs.CL↗

Learning from Task Descriptions

Typically, machine learning systems solve new tasks by training on thousands of examples. In contrast, humans can solve new tasks by reading some instructions, with perhaps an example or two. To take a step toward closing this gap, we introduce a framework for developing NLP systems that solve new tasks after reading their descriptions, synthesizing prior work in this area. We instantiate this framework with a new English language dataset, ZEST, structured for task-oriented evaluation on unseen tasks. Formulating task descriptions as questions, we ensure each is general enough to apply to many possible inputs, thus comprehensively evaluating a model's ability to solve each task. Moreover, the dataset's structure tests specific types of systematic generalization. We find that the state-of-the-art T5 model achieves a score of 12% on ZEST, leaving a significant challenge for NLP researchers.

cs.CL↗

Humor Detection: A Transformer Gets the Last Laugh

Much previous work has been done in attempting to identify humor in text. In this paper we extend that capability by proposing a new task: assessing whether or not a joke is humorous. We present a novel way of approaching this problem by building a model that learns to identify humorous jokes based on ratings gleaned from Reddit pages, consisting of almost 16,000 labeled instances. Using these ratings to determine the level of humor, we then employ a Transformer architecture for its advantages in learning from sentence context. We demonstrate the effectiveness of this approach and show results that are comparable to human performance. We further demonstrate our model's increased capabilities on humor identification problems, such as the previously created datasets for short jokes and puns. These experiments show that this method outperforms all previous work done on these tasks, with an F-measure of 93.1% for the Puns dataset and 98.6% on the Short Jokes dataset.

cs.CL↗