Furstenberg-type estimates under mild non-concentration assumptions
We prove sharp $\delta$-discretised versions of some variants of the Furstenberg set problem under weaker or different non-concentration assumptions compared to previous works.
arXiv subjects
Publications and source records attributed to Pablo Shmerkin.
We prove sharp $\delta$-discretised versions of some variants of the Furstenberg set problem under weaker or different non-concentration assumptions compared to previous works.
We show that for a large class of planar $1$-dimensional random fractals $S$, the Favard length $\operatorname{Fav}(S(r))$ of the neighborhood $S(r)$ is comparable to $\log^{-1}(1/r)$, matching a universal lower bound; up to now, this was only known in expectation for a few concrete models. In particular, we show that there exist $1$-Ahlfors regular sets with the fastest possible Favard length decay. For a wide class of planar one-dimensional "grid random fractals", including fractal percolation and its Ahlfors-regular variants, we further show that $\operatorname{Fav}(S(r))/\log(1/r)$ converges almost surely, and we identify the limit explicitly. Furthermore, we prove that for some $1$-dimensional Ahlfors-regular random fractals $S$, the Favard length of $S(r)$ decays instead like $\log\log(1/r)/\log(1/r)$, showing that the $1/\log(1/r)$ decay is not universal among random fractals, as might be expected from previous results.
We give a simple, short and self-contained presentation of Bourgain's discretised projection theorem from 2010, which is a fundamental tool in many recent breakthroughs in geometric measure theory, harmonic analysis, and homogeneous dynamics. Our main innovation is a short elementary argument that shows that a discretised subset of $\R$ satisfying a weak ``two-ends'' spacing condition is expanded by a polynomial to a set of positive Lebesgue measure.
We investigate variants of the Erd\H{o}s similarity problem for Cantor sets. We prove that under a mild Hausdorff or packing logarithmic dimension assumption, Cantor sets are not full measure universal, significantly improving the known fact that sets of positive Hausdorff dimension are not measure universal. We prove a weaker result for all Cantor sets $A$: there is a dense $G_\delta$ set of full measure $X\subset\mathbb{R}^d$, such that for any bi-Lipschitz function $f:\mathbb{R}^d\to \mathbb{R}^d$, the set of translations $t$ such that $f(A)+t\subseteq X$ is of measure zero. Equivalently, there is a null set $B\subset\mathbb{R}^d$ such that $\mathbb{R}^d\setminus (f(A)+B)$ is null for all bi-Lipschitz functions $f$.
For each $k\ge 3$, we determine the dimensional threshold for planar fractal percolation to contain $k$ collinear points. In the critical case of dimension $1$, the largest linear slice of fractal percolation is a Cantor set of zero Hausdorff dimension. We investigate its size in terms of generalized Hausdorff measures.
We extend a theorem of the second author on the $L^q$-dimensions of dynamically driven self-similar measures from the real line to arbitrary dimension. Our approach provides a novel, simpler proof even in the one-dimensional case. As consequences, we show that, under mild separation conditions, the $L^q$-dimensions of homogeneous self-similar measures in $\mathbb{R}^d$ take the expected values, and we derive higher rank slicing theorems in the spirit of Furstenberg's slicing conjecture.
Let $\nu$ be a self similar measure on $\mathbb{R}^d$, $d\geq 2$, and let $\pi$ be an orthogonal projection onto a $k$-dimensional subspace. We formulate a criterion on the action of the group generated by the orthogonal parts of the IFS on $\pi$, and show that it ensures the dimension of $\pi \nu$ is preserved; this significantly refines previous results by Hochman-Shmerkin (2012) and Falconer-Jin (2014), and is sharp for projections to lines and hyperplanes. A key ingredient in the proof is an application of a restricted projection theorem of Gan-Guo-Wang (2024).
We prove that for $1\le k<d$, if $E$ is a Borel subset of $\mathbb{R}^d$ of Hausdorff dimension strictly larger than $k$, the set of $(k+1)$-volumes determined by $k+2$ points in $E$ has positive one-dimensional Lebesgue measure. In the case $k=d-1$, we obtain an essentially sharp lower bound on the dimension of the set of tuples in $E$ generating a given volume. We also establish a finer version of the classical slicing theorem of Marstrand-Mattila in terms of dimension functions, and use it to extend our results to sets of ``dimension logarithmically larger than $k$''.
We prove the following. Let $\mu_{1},\ldots,\mu_{n}$ be Borel probability measures on $[-1,1]$ such that $\mu_{j}$ has finite $s_j$-energy for certain indices $s_{j} \in (0,1]$ with $s_{1} + \ldots + s_{n} > 1$. Then, the multiplicative convolution of the measures $\mu_{1},\ldots,\mu_{n}$ has power Fourier decay: there exists a constant $\tau = \tau(s_{1},\ldots,s_{n}) > 0$ such that \[ \left| \int e^{-2\pi i \xi \cdot x_{1}\cdots x_{n}} \, d\mu_{1}(x_{1}) \cdots \, d\mu_{n}(x_{n}) \right| \leq |\xi|^{-\tau} \] for sufficiently large $|\xi|$. This verifies a suggestion of Bourgain from 2010. We also obtain a quantitative Fourier decay exponent under a stronger assumption on the exponents $s_{j}$.
We prove inverse theorems for the size of sumsets and the $L^q$ norms of convolutions in the discretized setting, extending to arbitrary dimension an earlier result of the author in the line. These results have applications to the dimensions of dynamical self-similar sets and measures, and to the higher dimensional fractal uncertainty principle. The proofs are based on a structure theorem for the entropy of convolution powers due to M.~Hochman.
We make progress on two interrelated problems at the intersection of geometric measure theory, additive combinatorics and harmonic analysis: the discretised sum-product problem, and the dimension of Furstenberg sets. Along the way, we obtain new information on the dimension of exceptional sets of orthogonal projections. First, we give a new proof of the following asymmetric sum-product theorem: Let $A,B,C \subset \mathbb{R}$ be Borel sets with $0 < {\dim_{\mathrm{H}}} B \leq {\dim_{\mathrm{H}}} A < 1$ and ${\dim_{\mathrm{H}}} B + {\dim_{\mathrm{H}}} C > {\dim_{\mathrm{H}}} A$. Then, there exists $c \in C$ such that $$ \dim_{\mathrm{H}} (A + cB) > {\dim_{\mathrm{H}}} A. $$ We use this to show that every $(s,t)$-Furstenberg set $F \subset \mathbb{R}^{2}$ associated with a line set of equal Hausdorff and packing dimension $t$ satisfies $$\dim_{\mathrm{H}} F \geq \min\left\{s + t,\tfrac{3s + t}{2},s + 1\right\}.$$
We show that the Hausdorff dimension of $(s,t)$-Furstenberg sets is at least $s+t/2+\epsilon$, where $\epsilon>0$ depends only on $s$ and $t$. This improves the previously best known bound for $2s<t\le 1+\epsilon(s,t)$, in particular providing the first improvement since 1999 to the dimension of classical $s$-Furstenberg sets for $s<1/2$. We deduce this from a corresponding discretized incidence bound under minimal non-concentration assumptions, that simultaneously extends Bourgain's discretized projection and sum-product theorems. The proofs are based on a recent discretized incidence bound of T.~Orponen and the first author and a certain duality between $(s,t)$ and $(t/2,s+t/2)$-Furstenberg sets.
We provide several new answers on the question: how do radial projections distort the dimension of planar sets? Let $X,Y \subset \mathbb{R}^{2}$ be non-empty Borel sets. If $X$ is not contained on any line, we prove that \[ \sup_{x \in X} \dim_{\mathrm{H}} \pi_{x}(Y) \geq \min\{\dim_{\mathrm{H}} X,\dim_{\mathrm{H}} Y,1\}. \] If $\dim_{\mathrm{H}} Y > 1$, we have the following improved lower bound: \[ \sup_{x \in X} \dim_{\mathrm{H}} \pi_{x}(Y \, \setminus \, \{x\}) \geq \min\{\dim_{\mathrm{H}} X + \dim_{\mathrm{H}} Y - 1,1\}. \] Our results solve conjectures of Lund-Thang-Huong, Liu, and the first author. Another corollary is the following continuum version of Beck's theorem in combinatorial geometry: if $X \subset \mathbb{R}^{2}$ is a Borel set with the property that $\dim_{\mathrm{H}} (X \, \setminus \, \ell) = \dim_{\mathrm{H}} X$ for all lines $\ell \subset \mathbb{R}^{2}$, then the line set spanned by $X$ has Hausdorff dimension at least $\min\{2\dim_{\mathrm{H}} X,2\}$. While the results above concern $\mathbb{R}^{2}$, we also derive some counterparts in $\mathbb{R}^{d}$ by means of integralgeometric considerations. The proofs are based on an $\epsilon$-improvement in the Furstenberg set problem, due to the two first authors, a bootstrapping scheme introduced by the second and third author, and a new planar incidence estimate due to Fu and Ren.
We prove two new exceptional set estimates for radial projections in the plane. If $K \subset \mathbb{R}^{2}$ is a Borel set with $\dim_{\mathrm{H}} K > 1$, then $$\dim_{\mathrm{H}} \{x \in \mathbb{R}^{2} \, \setminus \, K : \dim_{\mathrm{H}} \pi_{x}(K) \leq \sigma\} \leq \max\{1 + \sigma - \dim_{\mathrm{H}} K,0\}, \qquad \sigma \in [0,1).$$ If $K \subset \mathbb{R}^{2}$ is a Borel set with $\dim_{\mathrm{H}} K \leq 1$, then $$\dim_{\mathrm{H}} \{x \in \mathbb{R}^{2} \, \setminus \, K : \dim_{\mathrm{H}} \pi_{x}(K) < \dim_{\mathrm{H}} K\} \leq 1.$$ The finite field counterparts of both results above were recently proven by Lund, Thang, and Huong Thu. Our results resolve the planar cases of conjectures of Lund-Thang-Huong Thu, and Liu.
We establish the dimension version of Falconer's distance set conjecture for sets of equal Hausdorff and packing dimension (in particular, for Ahlfors-regular sets) in all ambient dimensions. In dimensions $d=2$ or $3$, we obtain the first explicit estimates for the dimensions of distance sets of general Borel sets of dimension $d/2$; for example, we show that the set of distances spanned by a planar Borel set of Hausdorff dimension $1$ has Hausdorff dimension at least $(\sqrt{5}-1)/2\approx 0.618$. In higher dimensions we obtain explicit estimates for the lower Minkowski dimension of the distance sets of sets of dimension $d/2$. These results rely on new estimates for the dimensions of radial projections that may have independent interest.
Let $\lbrace f_i(x)=s_i \cdot x+t_i \rbrace$ be a self-similar IFS on $\mathbb{R}$ and let $\beta >1$ be a Pisot number. We prove that if $\frac{\log |s_i|}{\log \beta}\notin \mathbb{Q}$ for some $i$ then for every $C^1$ diffeomorphism $g$ and every non-atomic self similar measure $\mu$, the measure $g\mu$ is supported on numbers that are normal in base $\beta$.
We survey the history and recent developments around two decades-old problems that continue to attract a great deal of interest: the slicing $\times 2$, $\times 3$ conjecture of H. Furstenberg in ergodic theory, and the distance set problem in geometric measure theory introduced by K. Falconer. We discuss some of the ideas behind our solution of Furstenberg's slicing conjecture, and recent progress in Falconer's problem. While these two problems are on the surface rather different, we emphasize some common themes in our approach: analyzing fractals through a combinatorial description in terms of ``branching numbers'', and viewing the problems through a ``multiscale projection'' lens.
We prove $L^p$ bounds for the maximal operators associated to an Ahlfors-regular variant of fractal percolation. Our bounds improve upon those obtained by I. {\L}aba and M. Pramanik and in some cases are sharp up to the endpoint. A consequence of our main result is that there exist Ahlfors-regular Salem Cantor sets of any dimension $>1/2$ such that the associated maximal operator is bounded on $L^2(\mathbb{R})$. We follow the overall scheme of {\L}aba-Pramanik for the analytic part of the argument, while the probabilistic part is instead inspired by our earlier work on intersection properties of random measures.