Searcharxiv⌕ Search

arXiv subjects

Patrick Krauss

Publications and source records attributed to Patrick Krauss.

At least 37 records · Page 2Linked to original sources

Analysis and Visualization of Linguistic Structures in Large Language Models: Neural Representations of Verb-Particle Constructions in BERT

This study investigates the internal representations of verb-particle combinations within transformer-based large language models (LLMs), specifically examining how these models capture lexical and syntactic nuances at different neural network layers. Employing the BERT architecture, we analyse the representational efficacy of its layers for various verb-particle constructions such as 'agree on', 'come back', and 'give up'. Our methodology includes a detailed dataset preparation from the British National Corpus, followed by extensive model training and output analysis through techniques like multi-dimensional scaling (MDS) and generalized discrimination value (GDV) calculations. Results show that BERT's middle layers most effectively capture syntactic structures, with significant variability in representational accuracy across different verb categories. These findings challenge the conventional uniformity assumed in neural network processing of linguistic elements and suggest a complex interplay between network architecture and linguistic representation. Our research contributes to a better understanding of how deep learning models comprehend and process language, offering insights into the potential and limitations of current neural approaches to linguistic analysis. This study not only advances our knowledge in computational linguistics but also prompts further research into optimizing neural architectures for enhanced linguistic precision.

cs.CL↗

Probing for Consciousness in Machines

This study explores the potential for artificial agents to develop core consciousness, as proposed by Antonio Damasio's theory of consciousness. According to Damasio, the emergence of core consciousness relies on the integration of a self model, informed by representations of emotions and feelings, and a world model. We hypothesize that an artificial agent, trained via reinforcement learning (RL) in a virtual environment, can develop preliminary forms of these models as a byproduct of its primary task. The agent's main objective is to learn to play a video game and explore the environment. To evaluate the emergence of world and self models, we employ probes-feedforward classifiers that use the activations of the trained agent's neural networks to predict the spatial positions of the agent itself. Our results demonstrate that the agent can form rudimentary world and self models, suggesting a pathway toward developing machine consciousness. This research provides foundational insights into the capabilities of artificial agents in mirroring aspects of human consciousness, with implications for future advancements in artificial intelligence.

cs.AI↗

Nonlinear Neural Dynamics and Classification Accuracy in Reservoir Computing

Reservoir computing - information processing based on untrained recurrent neural networks with random connections - is expected to depend on the nonlinear properties of the neurons and the resulting oscillatory, chaotic, or fixpoint dynamics of the network. However, the required degree of nonlinearity and the range of suitable dynamical regimes for a given task are not fully understood. To clarify these questions, we study the accuracy of a reservoir computer in artificial classification tasks of varying complexity, while tuning the neuron's degree of nonlinearity and the reservoir's dynamical regime. We find that, even for activation functions with extremely reduced nonlinearity, weak recurrent interactions and small input signals, the reservoir is able to compute useful representations, detectable only in higher order principal components, that render complex classificiation tasks linearly separable for the readout layer. When increasing the recurrent coupling, the reservoir develops spontaneous dynamical behavior. Nevertheless, the input-related computations can 'ride on top' of oscillatory or fixpoint attractors without much loss of accuracy, whereas chaotic dynamics reduces task performance more drastically. By tuning the system through the full range of dynamical phases, we find that the accuracy peaks both at the oscillatory/chaotic and at the chaotic/fixpoint phase boundaries, thus supporting the 'edge of chaos' hypothesis. Our results, in particular the robust weakly nonlinear operating regime, may offer new perspectives both for technical and biological neural networks with random connectivity.

cs.NE↗

Recurrence Resonance -- Noise-Enhanced Dynamics in Recurrent Neural Networks

In specific motifs of three recurrently connected neurons with probabilistic response, the spontaneous information flux, defined as the mutual information between subsequent states, has been shown to increase by adding ongoing white noise of some optimal strength to each of the neurons \cite{krauss2019recurrence}. However, the precise conditions for and mechanisms of this phenomenon called 'recurrence resonance' (RR) remain largely unexplored. Using Boltzmann machines of different sizes and with various types of weight matrices, we show that RR can generally occur when a system has multiple dynamical attractors, but is trapped in one or a few of them. In probabilistic networks, the phenomenon is bound to a suitable observation time scale, as the system could autonomously access its entire attractor landscape even without the help of external noise, given enough time. Yet, even in large systems, where time scales for observing RR in the full network become too long, the resonance can still be detected in small subsets of neurons. Finally, we show that short noise pulses can be used to transfer recurrent neural networks, both probabilistic and deterministic, between their dynamical attractors. Our results are relevant to the fields of reservoir computing and neuroscience, where controlled noise may turn out a key factor for efficient information processing leading to more robust and adaptable systems.

q-bio.NC↗

Analysis of Argument Structure Constructions in the Large Language Model BERT

This study investigates how BERT processes and represents Argument Structure Constructions (ASCs), extending previous LSTM analyses. Using a dataset of 2000 sentences across four ASC types (transitive, ditransitive, caused-motion, resultative), we analyzed BERT's token embeddings across 12 layers. Visualizations with MDS and t-SNE and clustering quantified by Generalized Discrimination Value (GDV) were used. Feedforward classifiers (probes) predicted construction categories from embeddings. CLS token embeddings clustered best in layers 2-4, decreased in intermediate layers, and slightly increased in final layers. DET and SUBJ embeddings showed consistent clustering in intermediate layers, VERB embeddings increased in clustering from layer 1 to 12, and OBJ embeddings peaked in layer 10. Probe accuracies indicated low construction information in layer 1, with over 90 percent accuracy from layer 2 onward, revealing latent construction information beyond GDV clustering. Fisher Discriminant Ratio (FDR) analysis of attention weights showed OBJ tokens were crucial for differentiating ASCs, followed by VERB and DET tokens. SUBJ, CLS, and SEP tokens had insignificant FDR scores. This study highlights BERT's layered processing of linguistic constructions and its differences from LSTMs. Future research will compare these findings with neuroimaging data to understand the neural correlates of ASC processing. This research underscores neural language models' potential to mirror linguistic processing in the human brain, offering insights into the computational and neural mechanisms underlying language understanding.

cs.CL↗

Analysis of Argument Structure Constructions in a Deep Recurrent Language Model

Understanding how language and linguistic constructions are processed in the brain is a fundamental question in cognitive computational neuroscience. In this study, we explore the representation and processing of Argument Structure Constructions (ASCs) in a recurrent neural language model. We trained a Long Short-Term Memory (LSTM) network on a custom-made dataset consisting of 2000 sentences, generated using GPT-4, representing four distinct ASCs: transitive, ditransitive, caused-motion, and resultative constructions. We analyzed the internal activations of the LSTM model's hidden layers using Multidimensional Scaling (MDS) and t-Distributed Stochastic Neighbor Embedding (t-SNE) to visualize the sentence representations. The Generalized Discrimination Value (GDV) was calculated to quantify the degree of clustering within these representations. Our results show that sentence representations form distinct clusters corresponding to the four ASCs across all hidden layers, with the most pronounced clustering observed in the last hidden layer before the output layer. This indicates that even a relatively simple, brain-constrained recurrent neural network can effectively differentiate between various construction types. These findings are consistent with previous studies demonstrating the emergence of word class and syntax rule representations in recurrent language models trained on next word prediction tasks. In future work, we aim to validate these results using larger language models and compare them with neuroimaging data obtained during continuous speech perception. This study highlights the potential of recurrent neural language models to mirror linguistic processing in the human brain, providing valuable insights into the computational and neural mechanisms underlying language understanding.

cs.CL↗

Data-driven Modeling in Metrology -- A Short Introduction, Current Developments and Future Perspectives

Mathematical models are vital to the field of metrology, playing a key role in the derivation of measurement results and the calculation of uncertainties from measurement data, informed by an understanding of the measurement process. These models generally represent the correlation between the quantity being measured and all other pertinent quantities. Such relationships are used to construct measurement systems that can interpret measurement data to generate conclusions and predictions about the measurement system itself. Classic models are typically analytical, built on fundamental physical principles. However, the rise of digital technology, expansive sensor networks, and high-performance computing hardware have led to a growing shift towards data-driven methodologies. This trend is especially prominent when dealing with large, intricate networked sensor systems in situations where there is limited expert understanding of the frequently changing real-world contexts. Here, we demonstrate the variety of opportunities that data-driven modeling presents, and how they have been already implemented in various real-world applications.

cs.LG↗

Analyzing Narrative Processing in Large Language Models (LLMs): Using GPT4 to test BERT

The ability to transmit and receive complex information via language is unique to humans and is the basis of traditions, culture and versatile social interactions. Through the disruptive introduction of transformer based large language models (LLMs) humans are not the only entity to "understand" and produce language any more. In the present study, we have performed the first steps to use LLMs as a model to understand fundamental mechanisms of language processing in neural networks, in order to make predictions and generate hypotheses on how the human brain does language processing. Thus, we have used ChatGPT to generate seven different stylistic variations of ten different narratives (Aesop's fables). We used these stories as input for the open source LLM BERT and have analyzed the activation patterns of the hidden units of BERT using multi-dimensional scaling and cluster analysis. We found that the activation vectors of the hidden units cluster according to stylistic variations in earlier layers of BERT (1) than narrative content (4-5). Despite the fact that BERT consists of 12 identical building blocks that are stacked and trained on large text corpora, the different layers perform different tasks. This is a very useful model of the human brain, where self-similar structures, i.e. different areas of the cerebral cortex, can have different functions and are therefore well suited to processing language in a very efficient way. The proposed approach has the potential to open the black box of LLMs on the one hand, and might be a further step to unravel the neural processes underlying human language processing and cognition in general.

cs.CL↗

Multi-Modal Cognitive Maps based on Neural Networks trained on Successor Representations

Cognitive maps are a proposed concept on how the brain efficiently organizes memories and retrieves context out of them. The entorhinal-hippocampal complex is heavily involved in episodic and relational memory processing, as well as spatial navigation and is thought to built cognitive maps via place and grid cells. To make use of the promising properties of cognitive maps, we set up a multi-modal neural network using successor representations which is able to model place cell dynamics and cognitive map representations. Here, we use multi-modal inputs consisting of images and word embeddings. The network learns the similarities between novel inputs and the training database and therefore the representation of the cognitive map successfully. Subsequently, the prediction of the network can be used to infer from one modality to another with over $90\%$ accuracy. The proposed method could therefore be a building block to improve current AI systems for better understanding of the environment and the different modalities in which objects appear. The association of specific modalities with certain encounters can therefore lead to context awareness in novel situations when similar encounters with less information occur and additional information can be inferred from the learned cognitive map. Cognitive maps, as represented by the entorhinal-hippocampal complex in the brain, organize and retrieve context from memories, suggesting that large language models (LLMs) like ChatGPT could harness similar architectures to function as a high-level processing center, akin to how the hippocampus operates within the cortex hierarchy. Finally, by utilizing multi-modal inputs, LLMs can potentially bridge the gap between different forms of data (like images and words), paving the way for context-awareness and grounding of abstract concepts through learned associations, addressing the grounding problem in AI.

q-bio.NC↗

Beyond Labels: Advancing Cluster Analysis with the Entropy of Distance Distribution (EDD)

In the evolving landscape of data science, the accurate quantification of clustering in high-dimensional data sets remains a significant challenge, especially in the absence of predefined labels. This paper introduces a novel approach, the Entropy of Distance Distribution (EDD), which represents a paradigm shift in label-free clustering analysis. Traditional methods, reliant on discrete labels, often struggle to discern intricate cluster patterns in unlabeled data. EDD, however, leverages the characteristic differences in pairwise point-to-point distances to discern clustering tendencies, independent of data labeling. Our method employs the Shannon information entropy to quantify the 'peakedness' or 'flatness' of distance distributions in a data set. This entropy measure, normalized against its maximum value, effectively distinguishes between strongly clustered data (indicated by pronounced peaks in distance distribution) and more homogeneous, non-clustered data sets. This label-free quantification is resilient against global translations and permutations of data points, and with an additional dimension-wise z-scoring, it becomes invariant to data set scaling. We demonstrate the efficacy of EDD through a series of experiments involving two-dimensional data spaces with Gaussian cluster centers. Our findings reveal a monotonic increase in the EDD value with the widening of cluster widths, moving from well-separated to overlapping clusters. This behavior underscores the method's sensitivity and accuracy in detecting varying degrees of clustering. EDD's potential extends beyond conventional clustering analysis, offering a robust, scalable tool for unraveling complex data structures without reliance on pre-assigned labels.

stat.ML↗

Quantifying and maximizing the information flux in recurrent neural networks

Free-running Recurrent Neural Networks (RNNs), especially probabilistic models, generate an ongoing information flux that can be quantified with the mutual information $I\left[\vec{x}(t),\vec{x}(t\!+\!1)\right]$ between subsequent system states $\vec{x}$. Although, former studies have shown that $I$ depends on the statistics of the network's connection weights, it is unclear (1) how to maximize $I$ systematically and (2) how to quantify the flux in large systems where computing the mutual information becomes intractable. Here, we address these questions using Boltzmann machines as model systems. We find that in networks with moderately strong connections, the mutual information $I$ is approximately a monotonic transformation of the root-mean-square averaged Pearson correlations between neuron-pairs, a quantity that can be efficiently computed even in large systems. Furthermore, evolutionary maximization of $I\left[\vec{x}(t),\vec{x}(t\!+\!1)\right]$ reveals a general design principle for the weight matrices enabling the systematic construction of systems with a high spontaneous information flux. Finally, we simultaneously maximize information flux and the mean period length of cyclic attractors in the state space of these dynamical networks. Our results are potentially useful for the construction of RNNs that serve as short-time memories or pattern generators.

q-bio.NC↗

Conceptual Cognitive Maps Formation with Neural Successor Networks and Word Embeddings

The human brain possesses the extraordinary capability to contextualize the information it receives from our environment. The entorhinal-hippocampal plays a critical role in this function, as it is deeply engaged in memory processing and constructing cognitive maps using place and grid cells. Comprehending and leveraging this ability could significantly augment the field of artificial intelligence. The multi-scale successor representation serves as a good model for the functionality of place and grid cells and has already shown promise in this role. Here, we introduce a model that employs successor representations and neural networks, along with word embedding vectors, to construct a cognitive map of three separate concepts. The network adeptly learns two different scaled maps and situates new information in proximity to related pre-existing representations. The dispersion of information across the cognitive map varies according to its scale - either being heavily concentrated, resulting in the formation of the three concepts, or spread evenly throughout the map. We suggest that our model could potentially improve current AI models by providing multi-modal context information to any input, based on a similarity metric for the input and pre-existing knowledge representations.

cs.AI↗

Word class representations spontaneously emerge in a deep neural network trained on next word prediction

How do humans learn language, and can the first language be learned at all? These fundamental questions are still hotly debated. In contemporary linguistics, there are two major schools of thought that give completely opposite answers. According to Chomsky's theory of universal grammar, language cannot be learned because children are not exposed to sufficient data in their linguistic environment. In contrast, usage-based models of language assume a profound relationship between language structure and language use. In particular, contextual mental processing and mental representations are assumed to have the cognitive capacity to capture the complexity of actual language use at all levels. The prime example is syntax, i.e., the rules by which words are assembled into larger units such as sentences. Typically, syntactic rules are expressed as sequences of word classes. However, it remains unclear whether word classes are innate, as implied by universal grammar, or whether they emerge during language acquisition, as suggested by usage-based approaches. Here, we address this issue from a machine learning and natural language processing perspective. In particular, we trained an artificial deep neural network on predicting the next word, provided sequences of consecutive words as input. Subsequently, we analyzed the emerging activation patterns in the hidden layers of the neural network. Strikingly, we find that the internal representations of nine-word input sequences cluster according to the word class of the tenth word to be predicted as output, even though the neural network did not receive any explicit information about syntactic rules or word classes during training. This surprising result suggests, that also in the human brain, abstract representational categories such as word classes may naturally emerge as a consequence of predictive coding and processing during language acquisition.

cs.CL↗

Extracting continuous sleep depth from EEG data without machine learning

The human sleep-cycle has been divided into discrete sleep stages that can be recognized in electroencephalographic (EEG) and other bio-signals by trained specialists or machine learning systems. It is however unclear whether these human-defined stages can be re-discovered with unsupervised methods of data analysis, using only a minimal amount of generic pre-processing. Based on EEG data, recorded overnight from sleeping human subjects, we investigate the degree of clustering of the sleep stages using the General Discrimination Value as a quantitative measure of class separability. Virtually no clustering is found in the raw data, even after transforming the EEG signals of each thirty-second epoch from the time domain into the more informative frequency domain. However, a Principal Component Analysis (PCA) of these epoch-wise frequency spectra reveals that the sleep stages separate significantly better in the low-dimensional sub-space of certain PCA components. In particular the component $C_1(t)$ can serve as a robust, continuous 'master variable' that encodes the depth of sleep and therefore correlates strongly with the 'hypnogram', a common plot of the discrete sleep stages over time. Moreover, $C_1(t)$ shows persistent trends during extended time periods where the sleep stage is constant, suggesting that sleep may be better understood as a continuum. These intriguing properties of $C_1(t)$ are not only relevant for understanding brain dynamics during sleep, but might also be exploited in low-cost single-channel sleep tracking devices for private and clinical use.

q-bio.QM↗

Neural Network based Formation of Cognitive Maps of Semantic Spaces and the Emergence of Abstract Concepts

The hippocampal-entorhinal complex plays a major role in the organization of memory and thought. The formation of and navigation in cognitive maps of arbitrary mental spaces via place and grid cells can serve as a representation of memories and experiences and their relations to each other. The multi-scale successor representation is proposed to be the mathematical principle underlying place and grid cell computations. Here, we present a neural network, which learns a cognitive map of a semantic space based on 32 different animal species encoded as feature vectors. The neural network successfully learns the similarities between different animal species, and constructs a cognitive map of 'animal space' based on the principle of successor representations with an accuracy of around 30% which is near to the theoretical maximum regarding the fact that all animal species have more than one possible successor, i.e. nearest neighbor in feature space. Furthermore, a hierarchical structure, i.e. different scales of cognitive maps, can be modeled based on multi-scale successor representations. We find that, in fine-grained cognitive maps, the animal vectors are evenly distributed in feature space. In contrast, in coarse-grained maps, animal vectors are highly clustered according to their biological class, i.e. amphibians, mammals and insects. This could be a possible mechanism explaining the emergence of new abstract semantic concepts. Finally, even completely new or incomplete input can be represented by interpolation of the representations from the cognitive map with remarkable high accuracy of up to 95%. We conclude that the successor representation can serve as a weighted pointer to past memories and experiences, and may therefore be a crucial building block for future machine learning to include prior knowledge, and to derive context knowledge from novel input.

q-bio.NC↗

Classification at the Accuracy Limit -- Facing the Problem of Data Ambiguity

Data classification, the process of analyzing data and organizing it into categories, is a fundamental computing problem of natural and artificial information processing systems. Ideally, the performance of classifier models would be evaluated using unambiguous data sets, where the 'correct' assignment of category labels to the input data vectors is unequivocal. In real-world problems, however, a significant fraction of actually occurring data vectors will be located in a boundary zone between or outside of all categories, so that perfect classification cannot even in principle be achieved. We derive the theoretical limit for classification accuracy that arises from the overlap of data categories. By using a surrogate data generation model with adjustable statistical properties, we show that sufficiently powerful classifiers based on completely different principles, such as perceptrons and Bayesian models, all perform at this universal accuracy limit. Remarkably, the accuracy limit is not affected by applying non-linear transformations to the data, even if these transformations are non-reversible and drastically reduce the information content of the input data. We compare emerging data embeddings produced by supervised and unsupervised training, using MNIST and human EEG recordings during sleep. We find that categories are not only well separated in the final layers of classifiers trained with back-propagation, but to a smaller degree also after unsupervised dimensionality reduction. This suggests that human-defined categories, such as hand-written digits or sleep stages, can indeed be considered as 'natural kinds'.

cs.LG↗

Predictive coding and stochastic resonance as fundamental principles of auditory perception

How is information processed in the brain during perception? Mechanistic insight is achieved only when experiments are employed to test formal or computational models. In analogy to lesion studies, phantom perception may serve as a vehicle to understand the fundamental processing principles underlying auditory perception. With a special focus on tinnitus -- as the prime example of auditory phantom perception -- we review recent work at the intersection of artificial intelligence, psychology, and neuroscience. In particular, we discuss why everyone with tinnitus suffers from hearing loss, but not everyone with hearing loss suffers from tinnitus. We argue that the increase of sensory precision due to Bayesian inference could be caused by intrinsic neural noise and lead to a prediction error in the cerebral cortex. Hence, two fundamental processing principles - being ubiquitous in the brain - provide the most explanatory power for the emergence of tinnitus: predictive coding as a top-down, and stochastic resonance as a complementary bottom-up mechanism. We conclude that both principles play a crucial role in healthy auditory perception.

q-bio.NC↗

Neural Network based Successor Representations of Space and Language

How does the mind organize thoughts? The hippocampal-entorhinal complex is thought to support domain-general representation and processing of structural knowledge of arbitrary state, feature and concept spaces. In particular, it enables the formation of cognitive maps, and navigation on these maps, thereby broadly contributing to cognition. It has been proposed that the concept of multi-scale successor representations provides an explanation of the underlying computations performed by place and grid cells. Here, we present a neural network based approach to learn such representations, and its application to different scenarios: a spatial exploration task based on supervised learning, a spatial navigation task based on reinforcement learning, and a non-spatial task where linguistic constructions have to be inferred by observing sample sentences. In all scenarios, the neural network correctly learns and approximates the underlying structure by building successor representations. Furthermore, the resulting neural firing patterns are strikingly similar to experimentally observed place and grid cell firing patterns. We conclude that cognitive maps and neural network-based successor representations of structured knowledge provide a promising way to overcome some of the short comings of deep learning towards artificial general intelligence.

cs.AI↗